$217 Million is the total value of Sargent Investment Group, LLC's 137 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 16.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $11,087,000 | -54.7% | 43,601 | -47.7% | 5.10% | +11.3% |
| OLED | Sell | UNIVERSAL DISPLAY CORP | $10,920,000 | -68.2% | 82,867 | -50.2% | 5.02% | -21.7% |
| ATRS | Sell | ANTARES PHARMA INC | $10,852,000 | -70.6% | 4,598,329 | -41.4% | 4.99% | -27.7% |
| EXEL | Sell | EXELIXIS INC | $9,933,000 | -45.4% | 576,805 | -44.1% | 4.57% | +34.2% |
| BX | Sell | BLACKSTONE GROUP INC | $9,282,000 | -61.9% | 203,676 | -53.2% | 4.27% | -6.2% |
| AMZN | Sell | AMAZON COM INC | $8,171,000 | -50.8% | 4,191 | -53.3% | 3.76% | +21.0% |
| CIBR | Sell | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $7,004,000 | -49.6% | 271,774 | -41.3% | 3.22% | +23.8% |
| MITK | Sell | MITEK SYS INC | $6,187,000 | -38.6% | 785,135 | -40.4% | 2.85% | +51.0% |
| MSFT | Sell | MICROSOFT CORP | $5,987,000 | -48.5% | 37,962 | -48.5% | 2.75% | +26.5% |
| CDMO | Sell | AVID BIOSERVICES INC | $5,958,000 | -58.1% | 1,165,997 | -37.2% | 2.74% | +2.9% |
| JPST | Sell | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $5,166,000 | -50.6% | 104,000 | -49.9% | 2.38% | +21.4% |
| ARCC | Sell | ARES CAPITAL CORP | $4,678,000 | -68.3% | 433,984 | -45.2% | 2.15% | -22.2% |
| GE | Sell | GENERAL ELECTRIC CO | $4,427,000 | -60.8% | 557,590 | -44.9% | 2.04% | -3.7% |
| DEA | Sell | EASTERLY GOVT PPTYS INC | $4,329,000 | -49.7% | 175,695 | -51.6% | 1.99% | +23.7% |
| SQ | Sell | SQUARE INCcl a | $4,083,000 | -57.9% | 77,957 | -49.8% | 1.88% | +3.4% |
| IHIT | Sell | INVESCO HIGH INCOME 2023 TAR | $3,831,000 | -54.0% | 473,590 | -40.0% | 1.76% | +13.1% |
| FTCS | Sell | FIRST TR EXCHANGE-TRADED FDcap strength etf | $3,696,000 | -45.1% | 74,368 | -33.3% | 1.70% | +35.0% |
| CTSO | Sell | CYTOSORBENTS CORP | $3,647,000 | +89.8% | 471,755 | -5.5% | 1.68% | +367.1% |
| PULS | Sell | PGIM ETF TRultra short | $3,297,000 | -57.8% | 67,769 | -56.6% | 1.52% | +3.8% |
| ABT | Sell | ABBOTT LABS | $3,266,000 | -65.3% | 41,393 | -61.8% | 1.50% | -14.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,670,000 | -51.1% | 20,362 | -45.6% | 1.23% | +20.3% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $2,640,000 | -59.8% | 2,270 | -53.7% | 1.21% | -1.1% |
| BOMN | Sell | BOSTON OMAHA CORP | $2,574,000 | -53.1% | 142,140 | -45.5% | 1.18% | +15.3% |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $2,244,000 | -66.0% | 248,198 | -44.0% | 1.03% | -16.4% |
| WMT | Sell | WALMART INC | $2,065,000 | -52.9% | 18,179 | -50.7% | 0.95% | +15.9% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $2,022,000 | -59.3% | 107,242 | -43.4% | 0.93% | +0.1% |
| FDN | Sell | FIRST TR EXCHANGE-TRADED FDdj internt idx | $1,873,000 | -54.9% | 15,139 | -49.3% | 0.86% | +10.8% |
| INTC | Sell | INTEL CORP | $1,818,000 | -62.0% | 33,584 | -58.0% | 0.84% | -6.7% |
| ROBT | Sell | FIRST TR EXCHANGE-TRADED FDnasdq artfcial | $1,792,000 | -44.2% | 65,911 | -29.5% | 0.82% | +37.1% |
| IHTA | Sell | INVESCO HIGH INCOME 2024 TAR | $1,760,000 | -54.1% | 239,475 | -34.8% | 0.81% | +13.0% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $1,560,000 | -60.9% | 30,585 | -60.3% | 0.72% | -3.9% |
| TSLX | Sell | TPG SPECIALTY LENDING INC | $1,540,000 | -60.0% | 110,660 | -38.3% | 0.71% | -1.7% |
| FDL | Sell | FIRST TR MORNINGSTAR DIVID L | $1,508,000 | -67.5% | 67,514 | -52.6% | 0.69% | -20.1% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,480,000 | -52.3% | 5,189 | -50.8% | 0.68% | +17.4% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,342,000 | -57.3% | 14,906 | -33.9% | 0.62% | +4.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,323,000 | -49.2% | 7,238 | -37.0% | 0.61% | +25.1% |
| CHRS | Sell | COHERUS BIOSCIENCES INC | $1,325,000 | -42.7% | 81,675 | -36.4% | 0.61% | +40.6% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,289,000 | -56.0% | 4,260 | -50.0% | 0.59% | +8.2% |
| PG | Sell | PROCTER & GAMBLE CO | $1,277,000 | -57.0% | 11,605 | -51.2% | 0.59% | +5.6% |
| HD | Sell | HOME DEPOT INC | $1,201,000 | -65.1% | 6,430 | -59.3% | 0.55% | -14.4% |
| FB | Sell | FACEBOOK INCcl a | $1,196,000 | -60.2% | 7,168 | -51.0% | 0.55% | -2.1% |
| UBSI | Sell | UNITED BANKSHARES INC WEST V | $1,159,000 | -79.1% | 50,200 | -64.9% | 0.53% | -48.5% |
| KO | Sell | COCA COLA CO | $1,157,000 | -61.1% | 26,140 | -51.4% | 0.53% | -4.5% |
| SLRC | Sell | SOLAR CAP LTD | $1,060,000 | -64.8% | 91,100 | -37.7% | 0.49% | -13.5% |
| FGD | Sell | FIRST TR EXCHANGE TRADED FDdj glbl divid | $974,000 | -66.9% | 61,205 | -48.1% | 0.45% | -18.7% |
| STWD | Sell | STARWOOD PPTY TR INC | $963,000 | -78.3% | 93,937 | -47.5% | 0.44% | -46.8% |
| FSV | Sell | FIRSTSERVICE CORP NEW | $929,000 | -48.6% | 12,043 | -38.1% | 0.43% | +26.3% |
| ADBE | Sell | ADOBE INC | $906,000 | -52.6% | 2,848 | -50.9% | 0.42% | +16.5% |
| BAX | Sell | BAXTER INTL INC | $827,000 | -51.4% | 10,182 | -50.0% | 0.38% | +19.1% |
| MA | Sell | MASTERCARD INCcl a | $813,000 | -60.3% | 3,366 | -50.9% | 0.37% | -2.3% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $766,000 | -66.3% | 51,750 | -50.0% | 0.35% | -17.2% |
| JHB | Sell | NUVEEN HIGH INCOME NOVEMBER | $753,000 | -44.3% | 87,500 | -35.2% | 0.35% | +36.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $748,000 | -35.7% | 6,743 | -22.3% | 0.34% | +57.8% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $746,000 | -56.0% | 2,993 | -48.1% | 0.34% | +8.2% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $741,000 | -45.1% | 26,777 | -28.4% | 0.34% | +35.3% |
| FV | Sell | FIRST TR EXCHANGE-TRADED FDdorsey wrt 5 etf | $731,000 | -57.8% | 28,416 | -48.2% | 0.34% | +3.7% |
| WASH | Sell | WASHINGTON TR BANCORP | $711,000 | -66.3% | 19,450 | -50.4% | 0.33% | -17.0% |
| CRM | Sell | SALESFORCE COM INC | $677,000 | -55.7% | 4,700 | -50.0% | 0.31% | +8.7% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $668,000 | -55.9% | 575 | -49.1% | 0.31% | +8.5% |
| MMM | Sell | 3M CO | $646,000 | -61.5% | 4,732 | -50.3% | 0.30% | -5.4% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $625,000 | -63.5% | 8,947 | -51.5% | 0.29% | -10.3% |
| BA | Sell | BOEING CO | $608,000 | -66.1% | 4,078 | -25.9% | 0.28% | -16.7% |
| MRK | Sell | MERCK & CO. INC | $593,000 | -57.2% | 7,704 | -49.4% | 0.27% | +5.4% |
| PEP | Sell | PEPSICO INC | $587,000 | -59.6% | 4,885 | -54.0% | 0.27% | -0.7% |
| WBII | Sell | ABSOLUTE SHS TRwbi bbr gbl inme | $582,000 | -59.8% | 25,386 | -55.2% | 0.27% | -1.1% |
| ZIOP | Sell | ZIOPHARM ONCOLOGY INC | $565,000 | -75.4% | 230,525 | -52.6% | 0.26% | -39.4% |
| XOM | Sell | EXXON MOBIL CORP | $563,000 | -74.1% | 14,832 | -52.3% | 0.26% | -36.2% |
| PB | Sell | PROSPERITY BANCSHARES INC | $563,000 | -70.5% | 11,665 | -56.1% | 0.26% | -27.5% |
| CFA | Sell | VICTORY PORTFOLIOS II | $562,000 | -76.3% | 13,245 | -68.5% | 0.26% | -41.9% |
| ORCL | Sell | ORACLE CORP | $554,000 | -54.6% | 11,460 | -50.2% | 0.26% | +11.8% |
| BAC | Sell | BK OF AMERICA CORP | $554,000 | -67.7% | 26,115 | -46.4% | 0.26% | -20.6% |
| ZTS | Sell | ZOETIS INCcl a | $537,000 | -55.2% | 4,566 | -49.5% | 0.25% | +10.3% |
| FOF | Sell | COHEN & STEERS CLOSED END OP | $517,000 | -65.9% | 53,847 | -52.3% | 0.24% | -16.2% |
| RVT | Sell | ROYCE VALUE TR INC | $500,000 | -67.9% | 51,700 | -50.9% | 0.23% | -21.0% |
| IYF | Sell | ISHARES TRu.s. finls etf | $486,000 | -64.7% | 5,000 | -50.0% | 0.22% | -13.2% |
| INTU | Sell | INTUIT | $483,000 | -58.6% | 2,100 | -52.9% | 0.22% | +1.4% |
| FXL | Sell | FIRST TR EXCHANGE TRADED FDtech alphadex | $477,000 | -63.1% | 8,025 | -55.0% | 0.22% | -9.5% |
| NWL | Sell | NEWELL BRANDS INC | $472,000 | -84.0% | 35,545 | -76.8% | 0.22% | -60.6% |
| CVX | Sell | CHEVRON CORP NEW | $456,000 | -70.1% | 6,288 | -50.3% | 0.21% | -26.3% |
| T | Sell | AT&T INC | $454,000 | -58.4% | 15,588 | -44.2% | 0.21% | +2.5% |
| UNP | Sell | UNION PAC CORP | $449,000 | -61.0% | 3,180 | -50.0% | 0.21% | -3.7% |
| JMBS | Sell | JANUS DETROIT STR TRhenderson mtg | $429,000 | -45.3% | 8,240 | -45.4% | 0.20% | +34.0% |
| GLW | Sell | CORNING INC | $426,000 | -71.9% | 20,735 | -60.2% | 0.20% | -31.0% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $424,000 | -60.4% | 2,980 | -50.0% | 0.20% | -2.5% |
| ETX | Sell | EATON VANCE MUN INCOME 2028 | $413,000 | -54.6% | 20,745 | -50.0% | 0.19% | +11.8% |
| PFE | Sell | PFIZER INC | $411,000 | -59.4% | 12,601 | -51.2% | 0.19% | 0.0% |
| SBUX | Sell | STARBUCKS CORP | $411,000 | -59.6% | 6,255 | -46.0% | 0.19% | -1.0% |
| HSIC | Sell | HENRY SCHEIN INC | $396,000 | -62.1% | 7,830 | -50.0% | 0.18% | -6.7% |
| SPPI | Sell | SPECTRUM PHARMACEUTICALS INC | $391,000 | -72.4% | 167,970 | -57.0% | 0.18% | -32.3% |
| EZM | Sell | WISDOMTREE TRus midcap fund | $389,000 | -74.3% | 14,725 | -59.1% | 0.18% | -37.0% |
| SOXX | Sell | ISHARES TRphlx semicnd etf | $380,000 | -59.1% | 1,850 | -50.0% | 0.18% | +0.6% |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $374,000 | -69.1% | 5,000 | -37.5% | 0.17% | -24.2% |
| C | Sell | CITIGROUP INC | $375,000 | -72.3% | 8,896 | -47.6% | 0.17% | -32.3% |
| TPVG | Sell | TRIPLEPOINT VENTURE GROWTH B | $375,000 | -80.4% | 65,391 | -51.5% | 0.17% | -52.1% |
| CSCO | Sell | CISCO SYS INC | $370,000 | -51.9% | 9,405 | -41.4% | 0.17% | +18.1% |
| AXP | Sell | AMERICAN EXPRESS CO | $364,000 | -64.2% | 4,257 | -47.8% | 0.17% | -12.1% |
| WBIT | Sell | ABSOLUTE SHS TRwbi bulbear tr | $353,000 | -67.7% | 21,009 | -60.8% | 0.16% | -20.6% |
| FEX | Sell | FIRST TR LRGE CP CORE ALPHA | $338,000 | -68.0% | 7,090 | -56.2% | 0.16% | -21.7% |
| WY | Sell | WEYERHAEUSER CO | $335,000 | -71.1% | 19,759 | -48.5% | 0.15% | -29.0% |
| NKE | Sell | NIKE INCcl b | $328,000 | -59.1% | 3,967 | -49.8% | 0.15% | +0.7% |
| WBIG | Sell | ABSOLUTE SHS TRwbi bbr yld 3000 | $327,000 | -59.7% | 14,792 | -55.3% | 0.15% | -1.3% |
| XBI | Sell | SPDR SER TRs&p biotech | $280,000 | -59.3% | 3,615 | -50.0% | 0.13% | 0.0% |
| ATOM | Sell | ATOMERA INC | $277,000 | -11.8% | 79,050 | -22.6% | 0.13% | +115.3% |
| PYPL | Sell | PAYPAL HLDGS INC | $275,000 | -55.4% | 2,874 | -49.5% | 0.13% | +9.6% |
| CVS | Sell | CVS HEALTH CORP | $275,000 | -60.0% | 4,627 | -50.0% | 0.13% | -2.3% |
| GLDM | Sell | WORLD GOLD TRspdr gld minis | $268,000 | -66.5% | 17,025 | -67.8% | 0.12% | -18.0% |
| THW | Sell | TEKLA WORLD HEALTHCARE FD | $262,000 | -58.9% | 23,000 | -50.0% | 0.12% | +1.7% |
| SASR | Sell | SANDY SPRING BANCORP INC | $252,000 | -74.4% | 11,110 | -57.3% | 0.12% | -37.3% |
| PM | Sell | PHILIP MORRIS INTL INC | $248,000 | -52.3% | 3,399 | -44.4% | 0.11% | +17.5% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $248,000 | -54.6% | 4,952 | -50.0% | 0.11% | +11.8% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $246,000 | -71.3% | 17,212 | -43.4% | 0.11% | -29.4% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $235,000 | -59.5% | 1,721 | -49.4% | 0.11% | -0.9% |
| SPLV | Sell | INVESCO EXCHANGE-TRADED FD Ts&p500 low vol | $215,000 | -59.7% | 4,575 | -50.0% | 0.10% | -1.0% |
| FUN | Sell | CEDAR FAIR L Pdepositry unit | $212,000 | -81.4% | 11,570 | -43.8% | 0.10% | -54.2% |
| LVS | Sell | LAS VEGAS SANDS CORP | $213,000 | -72.3% | 5,020 | -54.9% | 0.10% | -31.9% |
| WBIY | Sell | ABSOLUTE SHS TRwbi pwr fctr etf | $210,000 | -76.1% | 13,811 | -58.5% | 0.10% | -40.9% |
| VTHR | Sell | VANGUARD SCOTTSDALE FDSvng rus3000idx | $203,000 | -66.9% | 1,765 | -58.0% | 0.09% | -19.1% |
| MDWD | Sell | MEDIWOUND LTD | $184,000 | -57.0% | 117,400 | -14.9% | 0.08% | +6.2% |
| DB | Sell | DEUTSCHE BANK A Gnamen akt | $64,000 | -82.9% | 10,000 | -79.2% | 0.03% | -58.6% |
| Sell | CAPSTONE TURBINE CORP | $49,000 | -87.5% | 40,450 | -68.4% | 0.02% | -68.5% | |
| ACST | Sell | ACASTI PHARMA INCcl a new | $18,000 | -94.2% | 47,300 | -62.4% | 0.01% | -86.2% |
| LYG | Sell | LLOYDS BANKING GROUP PLCcall | $0 | -100.0% | 40,000 | -50.0% | 0.00% | -100.0% |
| BCS | Exit | BARCLAYS PLCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CB | Exit | CHUBB LIMITED | $0 | – | -1,370 | -100.0% | -0.04% | – |
| JCPNQ | Exit | PENNEY J C CORP INC | $0 | – | -200,000 | -100.0% | -0.04% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -2,987 | -100.0% | -0.04% | – |
| KMX | Exit | CARMAX INC | $0 | – | -4,628 | -100.0% | -0.08% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -2,760 | -100.0% | -0.08% | – |
| ENS | Exit | ENERSYS | $0 | – | -5,420 | -100.0% | -0.08% | – |
| TCPC | Exit | BLACKROCK TCP CAP CORP | $0 | – | -29,400 | -100.0% | -0.08% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -1,700 | -100.0% | -0.08% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INC | $0 | – | -2,800 | -100.0% | -0.08% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -4,652 | -100.0% | -0.08% | – |
| DHR | Exit | DANAHER CORPORATION | $0 | – | -2,860 | -100.0% | -0.08% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -1,924 | -100.0% | -0.08% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -1,820 | -100.0% | -0.08% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -5,400 | -100.0% | -0.09% | – |
| FXO | Exit | FIRST TR EXCHANGE TRADED FDfinls alphadex | $0 | – | -13,860 | -100.0% | -0.09% | – |
| BFS | Exit | SAUL CTRS INC | $0 | – | -8,950 | -100.0% | -0.09% | – |
| FISV | Exit | FISERV INC | $0 | – | -4,314 | -100.0% | -0.09% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -2,904 | -100.0% | -0.10% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -2,100 | -100.0% | -0.10% | – |
| GDX | Exit | VANECK VECTORS ETF TRUSTgold miners etf | $0 | – | -19,000 | -100.0% | -0.10% | – |
| RSP | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $0 | – | -6,970 | -100.0% | -0.15% | – |
| FTSM | Exit | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $0 | – | -18,300 | -100.0% | -0.21% | – |
| CG | Exit | CARLYLE GROUP L P | $0 | – | -919,024 | -100.0% | -5.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 8.6% |
| UNIVERSAL DISPLAY CORP | 20 | Q3 2023 | 6.4% |
| AVID BIOSERVICES INC | 20 | Q3 2023 | 5.2% |
| EXELIXIS INC | 20 | Q3 2023 | 4.9% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.1% |
| AMAZON COM INC | 20 | Q3 2023 | 4.5% |
| MITEK SYS INC | 20 | Q3 2023 | 3.8% |
| JP MORGAN EXCHANGE TRADED FD | 20 | Q3 2023 | 3.0% |
| ARES CAPITAL CORP | 20 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 20 | Q3 2023 | 2.0% |
View Sargent Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-11 |
View Sargent Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.