FNY Investment Advisers, LLC - Q1 2020 holdings

$132 Million is the total value of FNY Investment Advisers, LLC's 502 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 105.3% .

 Value Shares↓ Weighting
EAST  EASTSIDE DISTILLING ORD$77,000
-60.5%
66,3960.0%0.06%
-1.7%
SNDL  SUNDIAL GROWERS ORD$24,000
-78.9%
38,0000.0%0.02%
-48.6%
HOFSQ  HERMITAGE OFFSHORE SERVICES ORD$5,000
-37.5%
8,2860.0%0.00%
+100.0%
FTNW  FTE NETWORKS ORD$5,0000.0%4,0000.0%0.00%
+100.0%
HPE  HEWLETT PACKARD ENTERPRISE ORD$5,000
-44.4%
5860.0%0.00%
+33.3%
FNMAM  FANNIE MAE NON CUMULATIVE H PFD$5,000
-54.5%
6000.0%0.00%
+33.3%
CIND  CHINA INDUSTRIAL GROUP ORD$4,000
-20.0%
1,397,6370.0%0.00%
+50.0%
SNP  CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr$4,000
-20.0%
990.0%0.00%
+50.0%
HYACU  HAYMAKER ACQUISITION UNT$2,0000.0%2000.0%0.00%
+100.0%
GRAFU  GRAF INDUSTRIAL RED UNT$3,0000.0%3000.0%0.00%
+100.0%
ELAN  ELANCO ANIMAL HEALTH CVR$2,0000.0%1000.0%0.00%
+100.0%
CARV  CARVER BANCORP ORD$2,000
-33.3%
1,5000.0%0.00%
+100.0%
ACTTU  ACT II GLOBAL ACQUISITION UNT$2,000
-33.3%
3000.0%0.00%
+100.0%
CRIS  CURIS ORD$1,000
-66.7%
2,0000.0%0.00%0.0%
VKTX  VIKING THERAPEUTICS ORD$1,0000.0%2200.0%0.00%
SIGM  SIGMA DESIGNS ORD$1,0000.0%5,3000.0%0.00%
ALDX  ALDEYRA THERAPEUTICS ORD$01000.0%0.00%
NPCUF  ALLON THERAPEUTICS ORD$030,0000.0%0.00%
AMRQQ  ALTA MESA RESOURCES CL A ORD$02,5000.0%0.00%
AQMS  AQUA METALS ORD$04400.0%0.00%
ASRT  ASSERTIO THERAPEUTICS ORD$01000.0%0.00%
ATROB  ASTRONICS CL B ORD$0
-100.0%
670.0%0.00%
BMY  BRISTOL MYERS SQUIBB ORDcall$030.0%0.00%
 CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF$039,0000.0%0.00%
CDR  CEDAR REALTY REIT ORD$03000.0%0.00%
ETCK  ENERTECK ORD$07,5000.0%0.00%
FISV  FISERV ORDput$050.0%0.00%
GNPR  GENIUS PRODUCTS ORD$01220.0%0.00%
INPC  INPHONIC ORD (OTC)$014,4720.0%0.00%
KAR  KAR AUCTION SERVICES ORD (NYS)call$0100.0%0.00%
LPIH  LONGWEI PETROLEUM INVEST HOLDING ORD$05,0000.0%0.00%
MGI  MONEYGRAM INTERNATIONAL ORD$02000.0%0.00%
MOTS  MOTUS GI HOLDINGS ORD$0
-100.0%
5000.0%0.00%
NXCN  NXCHAIN ORD$08000.0%0.00%
PHUN  PHUNWARE ORD$04000.0%0.00%
CTON  SECOND STREET CAPITAL ORD$0200.0%0.00%
TIDE  TIDELANDS OIL AND GAS ORD$0526,3230.0%0.00%
TWLO  TWILIO CL A ORDput$020.0%0.00%
OSWWF  ONESPAWORLD HOLDINGS LTD$0
-100.0%
3000.0%0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-04-09
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
CENTRAL GARDEN AND PET CL A ORD22Q3 20230.1%
ENERTECK ORD (PNK)22Q3 20230.0%
GENIUS PRODUCTS ORD22Q3 20230.0%
INPHONIC ORD (OTC)22Q3 20230.0%
SPDR S&P 500 ETF21Q3 20230.5%
CHINA INDUSTRIAL GROUP ORD (PNK)21Q3 20230.0%
MONEYGRAM INTERNATIONAL ORD20Q1 20233.2%
INTERNATIONAL BUSINESS MACHINES ORD20Q3 20230.9%
INVSC QQQ TRUST SRS 1 ETF20Q3 20230.1%
MSC INDUSTRIAL CL A ORD20Q3 20230.0%

View FNY Investment Advisers, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-03
13F-HR2024-01-12
13F-HR2023-10-10
13F-HR2023-07-11
13F-HR2023-04-12
13F-HR2023-01-10
13F-HR2022-10-19
13F-HR2022-07-12
13F-HR2022-04-25
13F-HR/A2022-02-01

View FNY Investment Advisers, LLC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (131697000.0 != 131469000.0)

Export FNY Investment Advisers, LLC's holdings