$132 Million is the total value of FNY Investment Advisers, LLC's 502 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 92.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WBC | Sell | WABCO HOLDINGS ORD | $5,001,000 | -8.5% | 37,036 | -8.2% | 3.80% | +124.6% |
| LYG | Sell | LLOYDS BANKING GROUP ADR 4 ORDsponsored adr | $3,416,000 | -61.3% | 2,262,420 | -15.2% | 2.60% | -5.0% |
| CY | Sell | CYPRESS SEMICONDUCTOR ORD | $2,757,000 | -33.2% | 118,250 | -33.2% | 2.10% | +63.8% |
| RYAAY | Sell | RYANAIR HOLDINGS ORD | $2,578,000 | -65.9% | 48,572 | -43.7% | 1.96% | -16.2% |
| SAP | Sell | SAP ADR REP 1 ORDsponsored adr | $1,436,000 | -59.5% | 13,000 | -50.9% | 1.09% | -0.7% |
| IFRX | Sell | INFLARX ORD | $1,413,000 | -28.6% | 370,000 | -26.0% | 1.08% | +75.1% |
| FIT | Sell | FITBIT CL A ORD | $1,406,000 | -15.3% | 211,245 | -16.4% | 1.07% | +108.0% |
| TRNEU | Sell | TRINE ACQUISITION CL A RED UNT | $1,024,000 | -3.4% | 101,200 | -0.2% | 0.78% | +136.8% |
| WORK | Sell | SLACK TECHNOLOGIES CL A ORD | $939,000 | +6.5% | 35,000 | -10.9% | 0.71% | +161.5% |
| KT | Sell | KT ADR REP 1/2 ORDsponsored adr | $863,000 | -74.1% | 110,967 | -61.3% | 0.66% | -36.4% |
| BMYRT | Sell | BRISTOL MYERS SQUIBB CONTINGENT RTS | $771,000 | -8.3% | 202,909 | -27.5% | 0.59% | +124.5% |
| BBL | Sell | BHP GROUP ADR REP 2 ORDsponsored adr | $529,000 | -81.0% | 17,450 | -70.6% | 0.40% | -53.4% |
| UN | Sell | UNILEVER NV | $487,000 | -47.2% | 10,000 | -37.8% | 0.37% | +29.4% |
| FCAU | Sell | FIAT CHRYSLER AUTOMOBILES ORD | $468,000 | -78.7% | 65,200 | -56.5% | 0.36% | -47.8% |
| VOD | Sell | VODAFONE GROUP ADR REP 10 ORDsponsored adr | $399,000 | -87.5% | 29,000 | -82.4% | 0.30% | -69.3% |
| RUBI | Sell | THE RUBICON PROJECT ORD | $346,000 | -36.6% | 62,500 | -6.7% | 0.26% | +55.6% |
| FBIO | Sell | FORTRESS BIOTECH ORD | $330,000 | -35.8% | 175,000 | -12.5% | 0.25% | +57.9% |
| CRDB | Sell | CRAWFORD CL B ORD | $285,000 | -62.2% | 44,729 | -39.8% | 0.22% | -7.3% |
| HSBC | Sell | HSBC HOLDINGS ADR REP 5 ORDsponsored adr | $241,000 | -48.2% | 8,609 | -27.6% | 0.18% | +27.1% |
| LIN | Sell | LINDE ORD | $216,000 | -96.7% | 1,250 | -95.9% | 0.16% | -91.9% |
| MHLA | Sell | MAIDEN HOLDINGS LTD | $212,000 | -74.8% | 12,631 | -70.5% | 0.16% | -38.3% |
| SONO | Sell | SONOS ORD | $212,000 | -49.3% | 25,000 | -6.8% | 0.16% | +23.8% |
| M | Sell | MACYS ORD | $211,000 | -79.6% | 43,000 | -29.3% | 0.16% | -50.0% |
| WMGI | Sell | WRIGHT MEDICAL GROUP ORD | $200,000 | -98.1% | 7,000 | -98.0% | 0.15% | -95.3% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME CF | $198,000 | -62.4% | 35,000 | -49.1% | 0.15% | -7.4% |
| GNW | Sell | GENWORTH FINANCIAL CL A ORD | $194,000 | -69.7% | 58,700 | -59.7% | 0.15% | -25.3% |
| NAC | Sell | NUVEEN CLIFORNIA QULTY MNCPL INCM CF | $172,000 | -11.3% | 12,626 | -3.5% | 0.13% | +118.3% |
| NEA | Sell | NUVEEN AMT FREE QLTY MNCPL INCM CF | $162,000 | -43.2% | 12,000 | -39.6% | 0.12% | +39.8% |
| EVN | Sell | EATON VANCE MUNICIPAL INCOME CF | $160,000 | -45.2% | 13,373 | -41.8% | 0.12% | +35.6% |
| PUK | Sell | PRUDENTIAL ADR REPSTG 2 ORDsponsored adr | $155,000 | -77.0% | 6,294 | -64.5% | 0.12% | -43.5% |
| BTT | Sell | BLACKROCK MUNCPL 2030 TARGET TERM CF | $143,000 | -8.3% | 6,341 | -1.8% | 0.11% | +127.1% |
| EIM | Sell | EATON VANCE MUNICIPAL BND CF | $142,000 | -33.0% | 11,440 | -30.5% | 0.11% | +63.6% |
| PPR | Sell | VOYA PRIME RATE CF | $134,000 | -43.0% | 36,200 | -23.1% | 0.10% | +39.7% |
| CELH | Sell | CELSIUS HOLDINGS ORD | $134,000 | -64.3% | 31,993 | -58.9% | 0.10% | -12.1% |
| AMD | Sell | ADVANCED MICRO DEVICES ORD | $134,000 | -61.3% | 2,951 | -60.9% | 0.10% | -4.7% |
| NAD | Sell | NUVEEN QUALITY MUNICIPAL INCM CF | $119,000 | -46.6% | 8,700 | -43.2% | 0.09% | +31.9% |
| DUC | Sell | DUFF & PHELPS UTILITY & CORP BOND CF | $106,000 | -45.1% | 12,681 | -40.1% | 0.08% | +35.0% |
| VVR | Sell | INVESCO SNR INCOME CF | $103,000 | -68.6% | 32,000 | -58.2% | 0.08% | -23.5% |
| SPY | Sell | SPDR S&P 500 ETFput | $103,000 | -68.5% | 401 | -60.6% | 0.08% | -22.8% |
| DDOG | Sell | DATADOG CL A ORD | $93,000 | -56.7% | 2,600 | -54.4% | 0.07% | +6.0% |
| ATEX | Sell | ANTERIX ORD | $91,000 | -67.5% | 2,000 | -69.2% | 0.07% | -20.7% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY III CF | $82,000 | -56.8% | 6,488 | -53.9% | 0.06% | +5.1% |
| FIVN | Sell | FIVE9 ORD | $76,000 | -42.0% | 1,000 | -50.0% | 0.06% | +41.5% |
| RPLAU | Sell | REPLAY ACQUISITION UNT | $70,000 | -19.5% | 7,200 | -15.3% | 0.05% | +96.3% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD STRATGS CF | $67,000 | -59.4% | 7,829 | -41.5% | 0.05% | 0.0% |
| ASC | Sell | ARDMORE SHIPPING ORD | $62,000 | -78.2% | 11,951 | -62.1% | 0.05% | -46.6% |
| BKT | Sell | BLACKROCK INCOME CF | $56,000 | -55.6% | 9,867 | -52.8% | 0.04% | +10.3% |
| RPAYW | Sell | REPAY HOLDINGS CORP | $57,000 | -58.4% | 44,200 | -64.1% | 0.04% | +2.4% |
| MT | Sell | ARCELORMITTAL ADR | $56,000 | -94.7% | 6,010 | -90.0% | 0.04% | -86.8% |
| LCAHU | Sell | LANDCADIA HOLDINGS II UNT | $56,000 | -20.0% | 5,716 | -18.3% | 0.04% | +95.5% |
| VCV | Sell | INVESCO CALIFORNIA VALUE MUNCIPAL CF | $56,000 | -44.0% | 5,000 | -36.0% | 0.04% | +38.7% |
| CCJ | Sell | CAMECO ORD | $57,000 | -65.9% | 7,500 | -60.1% | 0.04% | -17.3% |
| CRWD | Sell | CROWDSTRIKE HOLDINGS CL A ORD | $55,000 | -98.4% | 1,000 | -98.5% | 0.04% | -96.0% |
| VMO | Sell | INVESCO MUNICIPAL OPPORTUNITY CF | $49,000 | -77.4% | 4,329 | -75.4% | 0.04% | -44.8% |
| EHI | Sell | WESTERN ASST GLBAL HIGH INCOME CF | $49,000 | -83.8% | 6,659 | -78.0% | 0.04% | -60.6% |
| PNNT | Sell | PENNANTPARK INVESTMENT ORD | $46,000 | -69.1% | 18,000 | -21.4% | 0.04% | -23.9% |
| TNPPRF | Sell | TSAKOS ENRG NVGT CM RD PRP SRS F PRF | $44,000 | -73.7% | 2,439 | -65.2% | 0.03% | -36.5% |
| MCY | Sell | MERCURY GENERAL ORD | $40,000 | -76.5% | 1,000 | -71.4% | 0.03% | -43.4% |
| LSXMK | Sell | LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | $38,000 | -57.3% | 1,210 | -34.6% | 0.03% | +3.6% |
| MRKR | Sell | MARKER THERAPEUTICS ORD | $38,000 | -62.4% | 20,000 | -43.4% | 0.03% | -6.5% |
| TAST | Sell | CARROLS RESTAURANT GROUP ORD | $37,000 | -79.0% | 20,796 | -16.8% | 0.03% | -49.1% |
| CENTA | Sell | CENTRAL GARDEN AND PET CL A ORD | $33,000 | -54.8% | 1,295 | -48.2% | 0.02% | +8.7% |
| MFL | Sell | BLACKOCK MUNIHOLDINGS INV QUALITY CF | $32,000 | -77.8% | 2,500 | -77.1% | 0.02% | -46.7% |
| Sell | GARRISON CAPITAL ORD | $24,000 | -79.3% | 14,500 | -27.5% | 0.02% | -50.0% | |
| SPY | Sell | SPDR S&P 500 ETFcall | $23,000 | -96.4% | 92 | -95.4% | 0.02% | -91.5% |
| MFACU | Sell | MEGALITH FINANCIAL ACQUISITION UNT | $19,000 | -60.4% | 1,860 | -60.0% | 0.01% | -6.7% |
| DXC | Sell | DXC TECHNOLOGY ORD | $19,000 | -97.6% | 1,500 | -92.8% | 0.01% | -94.3% |
| AVYA | Sell | AVAYA HOLDINGS ORD | $17,000 | -84.4% | 2,160 | -73.3% | 0.01% | -61.8% |
| DHT | Sell | DHT HOLDINGS ORD | $15,000 | -93.6% | 2,000 | -93.0% | 0.01% | -84.9% |
| AKTS | Sell | AKOUSTIS TECHNOLOGIE ORD | $14,000 | -82.3% | 2,633 | -73.4% | 0.01% | -54.2% |
| GEF | Sell | GREIF CL A ORD | $13,000 | -45.8% | 445 | -21.1% | 0.01% | +42.9% |
| Sell | ORGANIGRAM HOLDINGS ORD | $10,000 | -56.5% | 5,160 | -46.5% | 0.01% | +14.3% | |
| GMHIU | Sell | GORES METROPOULOS UNT | $9,000 | -18.2% | 933 | -15.2% | 0.01% | +133.3% |
| QURE | Sell | UNIQURE ORD | $9,000 | -84.2% | 200 | -75.0% | 0.01% | -61.1% |
| AVB | Sell | AVALONBAY COMMUNITIES REIT ORD | $8,000 | -27.3% | 55 | -1.8% | 0.01% | +100.0% |
| MSM | Sell | MSC INDUSTRIAL CL A ORD | $8,000 | -72.4% | 150 | -59.5% | 0.01% | -33.3% |
| HIO | Sell | WESTRN ASST HIGH INCM OPPORTUNITY CF | $7,000 | -96.7% | 1,812 | -95.7% | 0.01% | -92.4% |
| GXGXU | Sell | GX ACQUISITON UNT | $6,000 | -97.4% | 680 | -97.1% | 0.01% | -93.2% |
| SPAQU | Sell | SPARTAN ENERGY ACQUISITION CL A UNT | $7,000 | -36.4% | 668 | -39.3% | 0.01% | +66.7% |
| CURLF | Sell | CURALEAF HLDGS ORD | $7,000 | -98.3% | 1,800 | -97.2% | 0.01% | -96.0% |
| BABA | Sell | ALIBABA GROUP HOLDING ADR REP 8 ORDput | $7,000 | -92.0% | 40 | -90.4% | 0.01% | -81.5% |
| NEV | Sell | NUVEEN ENHANCED MUNICIPAL VALUE CF | $6,000 | -93.8% | 500 | -92.3% | 0.01% | -83.3% |
| FTAC | Sell | FINTECH ACQUISITION CL A ORD | $5,000 | -68.8% | 580 | -64.8% | 0.00% | -20.0% |
| BFA | Sell | BROWN FORMAN CL A ORD | $5,000 | -88.4% | 110 | -84.1% | 0.00% | -69.2% |
| SPAQ | Sell | SPARTAN ENERGY ACQUISITION CL A ORD | $5,000 | -50.0% | 500 | -50.0% | 0.00% | +33.3% |
| SDC | Sell | SMILEDIRECTCLUB CL A ORD | $4,000 | -98.6% | 1,000 | -96.9% | 0.00% | -96.5% |
| CHNG | Sell | CHANGE HEALTHCARE ORD | $4,000 | -63.6% | 442 | -36.9% | 0.00% | 0.0% |
| QQQ | Sell | INVSC QQQ TRUST SRS 1 ETFput | $3,000 | -94.6% | 17 | -93.7% | 0.00% | -88.2% |
| MA | Sell | MASTERCARD CL A ORD | $2,000 | -98.1% | 12 | -96.7% | 0.00% | -93.9% |
| MOS | Sell | MOSAIC ORD | $3,000 | -97.9% | 360 | -94.5% | 0.00% | -95.5% |
| AAPL | Sell | APPLE ORDput | $3,000 | -99.3% | 15 | -99.0% | 0.00% | -98.5% |
| OR | Sell | OSISKO GOLD ROYALTIES ORD (NYS)call | $2,000 | -50.0% | 303 | -34.8% | 0.00% | +100.0% |
| EVV | Sell | EATON VANCE LIMITED DURATION INCM CF | $2,000 | -99.7% | 200 | -99.6% | 0.00% | -99.0% |
| DISCB | Sell | DISCOVERY SRS B ORD | $3,000 | -96.7% | 133 | -94.7% | 0.00% | -92.9% |
| SMMCU | Sell | SOUTH MOUNTAIN MERGER UNT | $3,000 | -40.0% | 300 | -39.5% | 0.00% | 0.0% |
| DDD | Sell | 3D SYSTEMS ORDcall | $3,000 | -66.7% | 400 | -64.6% | 0.00% | -33.3% |
| CRSAU | Sell | CRESCENT ACQUISITION UNT | $1,000 | -50.0% | 100 | -50.0% | 0.00% | 0.0% |
| 3106PS | Sell | DELPHI TECHNOLOGIES ORD | $1,000 | -98.9% | 198 | -97.2% | 0.00% | -96.4% |
| GDX | Sell | VANECK VECTORS GOLD MINERS ETF | $1,000 | -99.9% | 50 | -99.8% | 0.00% | -99.6% |
| DD | Sell | DUPONT DE NEMOURS ORD | $1,000 | -99.9% | 30 | -99.9% | 0.00% | -99.8% |
| TECD | Sell | TECHNOLOGY DATA ORDput | $1,000 | -75.0% | 10 | -68.8% | 0.00% | 0.0% |
| TLRY | Sell | TILRAY CL 2 ORD | $1,000 | -99.9% | 150 | -99.6% | 0.00% | -99.6% |
| LENB | Sell | LENNAR CL B ORD | $1,000 | -97.4% | 62 | -92.8% | 0.00% | -91.7% |
| GS | Sell | GOLDMAN SACHS GROUP ORDcall | $1,000 | -80.0% | 10 | -58.3% | 0.00% | -50.0% |
| HPQ | Sell | HP ORD | $1,000 | -99.9% | 100 | -99.7% | 0.00% | -99.5% |
| HGV | Sell | HILTON GRAND VACATIONS ORD | $1,000 | -97.3% | 100 | -90.9% | 0.00% | -90.9% |
| MPC | Sell | MARATHON PETROLEUM ORD | $1,000 | -99.8% | 50 | -99.5% | 0.00% | -99.4% |
| XLE | Sell | ENERGY SELECT SECTOR SPDR ETF | $1,000 | -99.9% | 50 | -99.7% | 0.00% | -99.7% |
| SAMAU | Sell | SCHULTZE SPECIAL PURPOSE ACQUISI UNT | $1,000 | -66.7% | 100 | -66.7% | 0.00% | 0.0% |
| BMWYY | Exit | BAYERISCHE MOTOREN WERKE ADR | $0 | – | -1 | -100.0% | 0.00% | – |
| ACIA | Sell | ACACIA COMMUNICATIONS ORD (NMS)call | $0 | -100.0% | 10 | -64.3% | 0.00% | – |
| AA | Sell | ALCOA ORD | $0 | -100.0% | 100 | -99.6% | 0.00% | -100.0% |
| APHA | Sell | APHRIA ORDcall | $0 | -100.0% | 118 | -78.7% | 0.00% | -100.0% |
| AZN | Sell | ASTRAZENECA ADR REP 1.5 ORDsponsored adr | $0 | -100.0% | 1 | -100.0% | 0.00% | -100.0% |
| BYND | Sell | BEYOND MEAT ORD | $0 | -100.0% | 5 | -99.9% | 0.00% | -100.0% |
| FNBCQ | Sell | FIRST NBC BANK HOLDING ORD | $0 | – | 8,519 | -57.4% | 0.00% | – |
| GS | Sell | GOLDMAN SACHS GROUP ORD | $0 | -100.0% | 1 | -99.1% | 0.00% | -100.0% |
| HMNY | Sell | HELIOS AND MATHESON ANALYTICS ORD | $0 | – | 1,002 | -0.2% | 0.00% | – |
| NSCO | Sell | NESCO HOLDINGS ORD | $0 | -100.0% | 100 | -97.3% | 0.00% | -100.0% |
| NLOK | Sell | NORTONLIFELOCK ORDcall | $0 | -100.0% | 10 | -78.7% | 0.00% | – |
| NLOK | Sell | NORTONLIFELOCK ORDput | $0 | – | 10 | -28.6% | 0.00% | – |
| PCG | Sell | PG&E ORDcall | $0 | – | 1 | -97.4% | 0.00% | – |
| PHD | Sell | PIONEER FLOATING RATE CF | $0 | -100.0% | 100 | -99.0% | 0.00% | -100.0% |
| QEP | Sell | QEP RESOURCES ORD (NYS)call | $0 | – | 16 | -50.0% | 0.00% | – |
| RARX | Sell | RA PHARMACEUTICALS ORD (NMS)call | $0 | – | 11 | -42.1% | 0.00% | – |
| CRM | Sell | SALESFORCE.COM ORD | $0 | -100.0% | 2 | -99.3% | 0.00% | -100.0% |
| SHAK | Sell | SHAKE SHACK CL A ORD | $0 | -100.0% | 1 | -100.0% | 0.00% | -100.0% |
| SQ | Sell | SQUARE CL A ORD | $0 | -100.0% | 1 | -99.8% | 0.00% | -100.0% |
| TWTR | Sell | TWITTER ORDcall | $0 | -100.0% | 13 | -78.7% | 0.00% | – |
| X | Sell | US STEEL ORDcall | $0 | -100.0% | 35 | -76.7% | 0.00% | – |
| UBP | Sell | URSTADT BIDDLE REIT ORD | $0 | -100.0% | 35 | -99.0% | 0.00% | -100.0% |
| VYGR | Sell | VOYAGER THERAPEUTICS ORD (NMS)call | $0 | – | 12 | -81.2% | 0.00% | – |
| WDC | Sell | WESTERN DIGITAL ORD | $0 | -100.0% | 1 | -100.0% | 0.00% | -100.0% |
| AGN | Sell | ALLERGAN ORDput | $0 | – | 1 | -75.0% | 0.00% | – |
| NLSN | Sell | NIELSEN HOLDINGS ORDcall | $0 | -100.0% | 10 | -91.2% | 0.00% | -100.0% |
| RWLK | Sell | REWALK ROBOTICS LTD | $0 | -100.0% | 120 | -99.9% | 0.00% | -100.0% |
| CNHI | Sell | CNH INDUSTRIAL ORD | $0 | -100.0% | 3 | -100.0% | 0.00% | -100.0% |
| HIIQ | Exit | HEALTH INSURANCE INNOVATION CL A ORDcall | $0 | – | -35 | -100.0% | 0.00% | – |
| ACHC | Exit | ACADIA HEALTHCARE COMPANY ORD | $0 | – | -40 | -100.0% | 0.00% | – |
| K | Exit | KELLOGG ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| USO | Exit | UNITED STATES OIL ETF (PSE)put | $0 | – | -120 | -100.0% | 0.00% | – |
| PYPL | Exit | PAYPAL HOLDINGS ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| GTS | Exit | TRIPLE S MANAGEMENT CL B ORDput | $0 | – | -39 | -100.0% | 0.00% | – |
| EOLS | Exit | EVOLUS ORD (NMS)call | $0 | – | -4 | -100.0% | 0.00% | – |
| AKTS | Exit | AKOUSTIS TECHNOLOGIE ORDcall | $0 | – | -61 | -100.0% | 0.00% | – |
| PROSY | Exit | PROSUS SPONSORED ADR REP ORDsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| SAMA | Exit | SCHULTZE SPECIAL PURPOSE ACQUISI ORD | $0 | – | -62 | -100.0% | 0.00% | – |
| CBH | Exit | ALIANZGI CNVRTBL INM 2024 TGT TRM CF | $0 | – | -182 | -100.0% | 0.00% | – |
| TOELY | Exit | TOKYO ELECTRON ADR REP 2 ORDsponsored adr | $0 | – | -2 | -100.0% | 0.00% | – |
| RRC | Exit | RANGE RESOURCES ORD | $0 | – | -300 | -100.0% | 0.00% | – |
| CRON | Exit | CRONOS GROUP ORDcall | $0 | – | -126 | -100.0% | 0.00% | – |
| POLY | Exit | PLANTRONICS ORD (NYS)call | $0 | – | -25 | -100.0% | 0.00% | – |
| CISN | Exit | CISION ORD (NYS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| BAYRY | Exit | BAYER AKTIENGESELLSCHAFT EACH RE ADR | $0 | – | -1 | -100.0% | 0.00% | – |
| QEP | Exit | QEP RESOURCES ORDput | $0 | – | -300 | -100.0% | 0.00% | – |
| ACHN | Exit | ACHILLION PHARMACEUTICALS ORDput | $0 | – | -200 | -100.0% | 0.00% | – |
| ACHN | Exit | ACHILLION PHARMACEUTICALS ORDcall | $0 | – | -9 | -100.0% | 0.00% | – |
| LPCN | Exit | LIPOCINE ORD (NMS)call | $0 | – | -86 | -100.0% | 0.00% | – |
| GSAT | Exit | GLOBALSTAR VTG ORD | $0 | – | -110 | -100.0% | 0.00% | – |
| BBAR | Exit | BANCO BBVA ARGENTINA ADR REP 3 ORDsponsored adr | $0 | – | -109 | -100.0% | 0.00% | – |
| BIOS | Exit | OPTION CARE HEALTH ORD | $0 | – | -192 | -100.0% | 0.00% | – |
| SONO | Exit | SONOS ORDcall | $0 | – | -4 | -100.0% | 0.00% | – |
| GT | Exit | GOODYEAR TIRE AND RUBBER ORDcall | $0 | – | -38 | -100.0% | 0.00% | – |
| MO | Exit | ALTRIA GROUP ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| PAAS | Exit | PAN AMER SILVER ORDput | $0 | – | -16 | -100.0% | 0.00% | – |
| Exit | SAMSUNG ELECTRONICS REG S GDR | $0 | – | -1 | -100.0% | 0.00% | – | |
| ZNGA | Exit | ZYNGA CL A ORD (NMS)call | $0 | – | -200 | -100.0% | 0.00% | – |
| WYNN | Exit | WYNN RESORTS ORD | $0 | – | -10 | -100.0% | 0.00% | – |
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS ORD | $0 | – | -250 | -100.0% | 0.00% | – |
| TIF | Exit | TIFFANY ORDcall | $0 | – | -6 | -100.0% | 0.00% | – |
| BA | Exit | BOEING ORDput | $0 | – | -2 | -100.0% | 0.00% | – |
| ECA | Exit | ENCANA ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| WAIR | Exit | WESCO AIRCRAFT HOLDINGS ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| TECD | Exit | TECHNOLOGY DATA ORDcall | $0 | – | -4 | -100.0% | 0.00% | – |
| SILV | Exit | SILVERCREST METALS ORDcall | $0 | – | -80 | -100.0% | 0.00% | – |
| ACB | Exit | AURORA CANNABIS ORDcall | $0 | – | -165 | -100.0% | 0.00% | – |
| HCHC | Exit | HC2 HOLDINGS ORDcall | $0 | – | -430 | -100.0% | 0.00% | – |
| DBX | Exit | DROPBOX CL A ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| OKE | Exit | ONEOK ORD | $0 | – | -2 | -100.0% | 0.00% | – |
| VKTX | Exit | VIKING THERAPEUTICS ORDcall | $0 | – | -28 | -100.0% | 0.00% | – |
| AIMC | Exit | ALTRA INDUSTRIAL MOTION ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| FTCH | Exit | FARFETCH CL A ORDput | $0 | – | -13 | -100.0% | 0.00% | – |
| LPL | Exit | LG DISPLAY ADR REP 1/2 ORDsponsored adr | $0 | – | -198 | -100.0% | 0.00% | – |
| LOGM | Exit | LOGMEIN ORD (NMS)call | $0 | – | -1 | -100.0% | 0.00% | – |
| IPHS | Exit | INNOPHOS HOLDINGS ORD (NMS)call | $0 | – | -11 | -100.0% | 0.00% | – |
| RVNC | Exit | REVANCE THERAPEUTICS ORDput | $0 | – | -30 | -100.0% | 0.00% | – |
| TELL | Exit | TELLURIAN ORD (NMS)call | $0 | – | -250 | -100.0% | 0.00% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB ORDput | $0 | – | -1 | -100.0% | 0.00% | – |
| AEM | Exit | AGNICO EAGLE ORDcall | $0 | – | -31 | -100.0% | 0.00% | – |
| SNDL | Exit | SUNDIAL GROWERS ORDcall | $0 | – | -216 | -100.0% | 0.00% | – |
| DELL | Exit | DELL TECHNOLOGIES CL C ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| AXE | Exit | ANIXTER INTERNATIONAL ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| AFL | Exit | AFLAC ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| GT | Exit | GOODYEAR TIRE AND RUBBER ORD | $0 | – | -86 | -100.0% | 0.00% | – |
| JCS | Exit | COMMUNICATIONS SYSTEMS ORD | $0 | – | -91 | -100.0% | 0.00% | – |
| SE | Exit | SEA ADS REP CL A ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| MHPRD | Exit | MAIDEN HOLD 6.700 NON CUM SRS D PRF | $0 | – | -100 | -100.0% | 0.00% | – |
| LKNCY | Exit | LUCKIN COFFEE ADR REP 8 ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS ORDcall | $0 | – | -15 | -100.0% | 0.00% | – |
| HMNY | Exit | HELIOS AND MATHESON ANALYTICS ORDcall | $0 | – | -2 | -100.0% | 0.00% | – |
| FPAC | Exit | FAR POINT ACQUISITION CL A ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| TLT | Exit | ISHARES 20 PLS YEAR TREASURY BND ETFcall | $0 | – | -1 | -100.0% | 0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HOLDINGS ORD (NYS)put | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | ORGANIGRAM HOLDINGS ORDcall | $0 | – | -11 | -100.0% | 0.00% | – | |
| TLT | Exit | ISHARES 20 PLS YEAR TREASURY BND ETFput | $0 | – | -1 | -100.0% | 0.00% | – |
| MYL | Exit | MYLAN ORDput | $0 | – | -33 | -100.0% | 0.00% | – |
| MGI | Exit | MONEYGRAM INTERNATIONAL ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| VWDRY | Exit | VESTAS WIND SYSTEMS AS ADR | $0 | – | -1 | -100.0% | 0.00% | – |
| HMNY | Exit | HELIOS AND MATHESON ANALYTICS ORDput | $0 | – | -2 | -100.0% | 0.00% | – |
| XOP | Exit | SPDR S&P OIL & GAS EXPL & PROD ETFcall | $0 | – | -84 | -100.0% | 0.00% | – |
| VXX | Exit | BARCLAYS IPTH SRS B S&P SHRT TRM ETNput | $0 | – | -30 | -100.0% | 0.00% | – |
| HABT | Exit | HABIT RESTAURANTS INCcall | $0 | – | -70 | -100.0% | 0.00% | – |
| DMLRY | Exit | DAIMLER ADR | $0 | – | -2 | -100.0% | 0.00% | – |
| QGEN | Exit | QIAGEN ORDput | $0 | – | -1 | -100.0% | 0.00% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING ORD | $0 | – | -200 | -100.0% | 0.00% | – |
| PYN | Exit | PIMCO NEW YORK MUN INCOME III CF | $0 | – | -91 | -100.0% | 0.00% | – |
| CLVS | Exit | CLOVIS ONCOLOGY ORD (NMS)call | $0 | – | -8 | -100.0% | 0.00% | – |
| CREE | Exit | CREE ORDcall | $0 | – | -25 | -100.0% | 0.00% | – |
| TEVA | Exit | TEVA PHARMA IND ADR REP 1 ORDsponsored adr | $0 | – | -100 | -100.0% | 0.00% | – |
| FB | Exit | FACEBOOK CL A ORDcall | $0 | – | -1 | -100.0% | 0.00% | – |
| RFL | Exit | RAFAEL HLDGS INCcall | $0 | – | -10 | -100.0% | 0.00% | – |
| HHC | Exit | HOWARD HUGHES ORD (NYS)put | $0 | – | -1 | -100.0% | 0.00% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR ORDcall | $0 | – | -1 | -100.0% | 0.00% | – |
| NLTX | Exit | NEOLEUKIN THERAPEUTICS ORD (NMS)put | $0 | – | -25 | -100.0% | 0.00% | – |
| AXGN | Exit | AXOGEN ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| LFC | Exit | CHINA LIFE INSURNCE ADR REP 5 H ORDsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| LOMA | Exit | LMA NGRA INDS SCD ANMA ADS REP 5 ORD | $0 | – | -12 | -100.0% | 0.00% | – |
| PNI | Exit | PIMCO NEW YORK MUNICI INCOME II CF | $0 | – | -182 | -100.0% | -0.00% | – |
| INTC | Exit | INTEL ORDput | $0 | – | -70 | -100.0% | -0.00% | – |
| JD | Exit | JD.COM ADR REP 2 CL A ORDsponsored adr | $0 | – | -125 | -100.0% | -0.00% | – |
| FISI | Exit | FINANCIAL INSTITUTIONS ORD | $0 | – | -91 | -100.0% | -0.00% | – |
| KYNPRFCL | Exit | KAYNE ANDER 3.500 SRS F MAND RED PRF | $0 | – | -100 | -100.0% | -0.00% | – |
| CRON | Exit | CRONOS GROUP ORD | $0 | – | -400 | -100.0% | -0.00% | – |
| KB | Exit | KB FINANCIAL GROUP ADR REP ONE ORDsponsored adr | $0 | – | -99 | -100.0% | -0.00% | – |
| HD | Exit | HOME DEPOT ORD | $0 | – | -10 | -100.0% | -0.00% | – |
| CGC | Exit | CANOPY GROWTH ORDcall | $0 | – | -128 | -100.0% | -0.00% | – |
| SI | Exit | SILVERGATE CAPITAL CL A ORD | $0 | – | -250 | -100.0% | -0.00% | – |
| MS | Exit | MORGAN STANLEY ORDcall | $0 | – | -50 | -100.0% | -0.00% | – |
| EC | Exit | ECOPETROL ADR REP 20 ORDsponsored adr | $0 | – | -182 | -100.0% | -0.00% | – |
| PZC | Exit | PIMCO CALIFOR MUNI INCM III CF | $0 | – | -364 | -100.0% | -0.00% | – |
| FCOR | Exit | FIDELITY CORPORATE BOND ETF | $0 | – | -91 | -100.0% | -0.00% | – |
| PFLT | Exit | PENNANTPARK FLOATING RATE CAPITA ORD | $0 | – | -364 | -100.0% | -0.00% | – |
| INST | Exit | INSTRUCTURE ORDput | $0 | – | -46 | -100.0% | -0.00% | – |
| MAC | Exit | MACERICH REIT ORDcall | $0 | – | -140 | -100.0% | -0.00% | – |
| REZI | Exit | RESIDEO TECHNOLOGIES ORDcall | $0 | – | -250 | -100.0% | -0.00% | – |
| MVC | Exit | MVC CAPITAL ORD | $0 | – | -261 | -100.0% | -0.00% | – |
| QRVO | Exit | QORVO ORDput | $0 | – | -35 | -100.0% | -0.00% | – |
| WHG | Exit | WESTWOOD HOLDINGS GROUP ORD | $0 | – | -91 | -100.0% | -0.00% | – |
| CTBI | Exit | COMMUNITY TRUST BANCORP ORD | $0 | – | -91 | -100.0% | -0.00% | – |
| ASFI | Exit | ASTA FUNDING ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| TNPPRE | Exit | TSAKOS ENR NVG CUM RED PRP SRS E PRF | $0 | – | -200 | -100.0% | -0.00% | – |
| LW | Exit | LAMB WESTON HOLDINGS ORD | $0 | – | -50 | -100.0% | -0.00% | – |
| QK | Exit | Q&K INTERNATI GRP 1 ADR REP 30 ORDsponsored adr | $0 | – | -200 | -100.0% | -0.00% | – |
| LBTYK | Exit | LIBERTY GLOBAL CL C ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| SSYS | Exit | STRATASYS ORD (NMS)call | $0 | – | -150 | -100.0% | -0.00% | – |
| MU | Exit | MICRON TECHNOLOGY ORDput | $0 | – | -40 | -100.0% | -0.00% | – |
| GRUB | Exit | GRUBHUB ORDcall | $0 | – | -75 | -100.0% | -0.00% | – |
| BRBR | Exit | BELLRING BRANDS CL A ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY CF | $0 | – | -455 | -100.0% | -0.00% | – |
| BZUN | Exit | BAOZUN ADR REP 3 ORDsponsored adr | $0 | – | -150 | -100.0% | -0.00% | – |
| KHC | Exit | KRAFT HEINZ ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS ORD (NYS)call | $0 | – | -600 | -100.0% | -0.00% | – |
| NXPI | Exit | NXP SEMICONDUCTORS ORDcall | $0 | – | -17 | -100.0% | -0.00% | – |
| VXX | Exit | BARCLAYS IPTH SRS B S&P SHRT TRM ETNcall | $0 | – | -200 | -100.0% | -0.00% | – |
| ERH | Exit | WELLS FARGO UTLTS AND HGH INCM CF | $0 | – | -182 | -100.0% | -0.00% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS ORDput | $0 | – | -25 | -100.0% | -0.00% | – |
| FMN | Exit | FEDERATED PREMIER MUNICIPL INCOME CF | $0 | – | -182 | -100.0% | -0.00% | – |
| LOVE | Exit | LOVESAC COMPANY ORDcall | $0 | – | -246 | -100.0% | -0.00% | – |
| NXPI | Exit | NXP SEMICONDUCTORS ORDput | $0 | – | -38 | -100.0% | -0.00% | – |
| UA | Exit | UNDER ARMOUR CL C ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| OXSQ | Exit | OXFORD SQUARE CAPITAL ORD | $0 | – | -675 | -100.0% | -0.00% | – |
| XXII | Exit | 22ND CENTURY GROUP ORD | $0 | – | -5,000 | -100.0% | -0.00% | – |
| AMRB | Exit | AMERICAN RIVER BANKSHARES ORD | $0 | – | -338 | -100.0% | -0.00% | – |
| PCN | Exit | PIMCO CORP INCOME CF | $0 | – | -364 | -100.0% | -0.00% | – |
| MYL | Exit | MYLAN ORDcall | $0 | – | -340 | -100.0% | -0.00% | – |
| RUSHA | Exit | RUSH ENTERPRISES CL A ORD | $0 | – | -140 | -100.0% | -0.00% | – |
| FDX | Exit | FEDEX ORDcall | $0 | – | -50 | -100.0% | -0.00% | – |
| DMF | Exit | BNY MELLON MUNICIPAL INCOME NAV CF | $0 | – | -900 | -100.0% | -0.00% | – |
| WTR | Exit | AQUA AMERICA ORD | $0 | – | -126 | -100.0% | -0.00% | – |
| PINE | Exit | ALPINE INCOME PROPERTY TRUST ORD | $0 | – | -400 | -100.0% | -0.00% | – |
| CRK | Exit | COMSTOCK RESOURCES ORD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| SPT | Exit | SPROUT SOCIAL CL A ORD | $0 | – | -350 | -100.0% | -0.00% | – |
| MU | Exit | MICRON TECHNOLOGY ORDcall | $0 | – | -125 | -100.0% | -0.00% | – |
| S | Exit | SPRINT ORD | $0 | – | -1,100 | -100.0% | -0.00% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE CF | $0 | – | -540 | -100.0% | -0.00% | – |
| TRST | Exit | TRUSTCO BANK ORD | $0 | – | -910 | -100.0% | -0.00% | – |
| CYSM | Exit | COMMUNITY BANCORP OF SANTA MARIA ORD | $0 | – | -477 | -100.0% | -0.00% | – |
| DLNGPRB | Exit | DYNAGAS LNG PARTNERS SRS B PRF | $0 | – | -347 | -100.0% | -0.00% | – |
| EOD | Exit | WELLS FARGO GLOBAL DIVIDEND OPPO CF | $0 | – | -1,456 | -100.0% | -0.00% | – |
| DXJ | Exit | WISDOMTREE JAPAN HEDGED EQUITY ETF (PSE)put | $0 | – | -100 | -100.0% | -0.00% | – |
| CAN | Exit | CANAAN ADR REP 15 ORDsponsored adr | $0 | – | -1,000 | -100.0% | -0.00% | – |
| BABA | Exit | ALIBABA GROUP HOLDING ADR REP 8 ORDcall | $0 | – | -30 | -100.0% | -0.00% | – |
| BXS | Exit | BANCORPSOUTH BANK ORD | $0 | – | -273 | -100.0% | -0.00% | – |
| ESBK | Exit | ELMIRA SAVINGS BANK ORD | $0 | – | -400 | -100.0% | -0.00% | – |
| PFE | Exit | PFIZER ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| BELFA | Exit | BEL FUSE CL A ORD | $0 | – | -371 | -100.0% | -0.00% | – |
| UVSP | Exit | UNIVEST FINANCIAL ORD | $0 | – | -273 | -100.0% | -0.00% | – |
| VXX | Exit | BARCLAYS IPTH SRS B S&P SHRT TRM ETN | $0 | – | -500 | -100.0% | -0.00% | – |
| UPLD | Exit | UPLAND SOFTWARE ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| SHAK | Exit | SHAKE SHACK CL A ORDcall | $0 | – | -155 | -100.0% | -0.00% | – |
| HDSN | Exit | HUDSON TECHNOLOGIES ORD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| GLOG | Exit | GASLOG ORD | $0 | – | -1,221 | -100.0% | -0.00% | – |
| SAGE | Exit | SAGE THERAPEUTICS ORD | $0 | – | -129 | -100.0% | -0.00% | – |
| TLRY | Exit | TILRAY CL 2 ORDcall | $0 | – | -552 | -100.0% | -0.00% | – |
| LKSDQ | Exit | LSC COMMUNICATIONS ORD | $0 | – | -50,000 | -100.0% | -0.00% | – |
| FOF | Exit | COHEN & STEERS CLOSED END OPPOR CF | $0 | – | -678 | -100.0% | -0.00% | – |
| TTE | Exit | TOTAL ADR REP 1 ORDsponsored adr | $0 | – | -200 | -100.0% | -0.00% | – |
| FMS | Exit | FRESENIUS MEDICAL ADR REPTG 0.5 ORDcall | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | GRAYSCALE BITCOIN ORD | $0 | – | -1,401 | -100.0% | -0.00% | – | |
| OXY | Exit | OCCIDENTAL PETROLEUM ORDput | $0 | – | -240 | -100.0% | -0.00% | – |
| WORK | Exit | SLACK TECHNOLOGIES CL A ORDcall | $0 | – | -464 | -100.0% | -0.00% | – |
| MJ | Exit | ETFMG ALTERNATIVE HARVEST ETFcall | $0 | – | -574 | -100.0% | -0.00% | – |
| RLH | Exit | RED LION HOTELS ORD | $0 | – | -3,100 | -100.0% | -0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVICES ORDput | $0 | – | -235 | -100.0% | -0.00% | – |
| IPHA | Exit | INNATE PHARMA ADR | $0 | – | -1,795 | -100.0% | -0.00% | – |
| NJR | Exit | NJ RESOURCES ORD | $0 | – | -273 | -100.0% | -0.00% | – |
| BIDU | Exit | BAIDU ADR REP 1/10 CL A ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| PRTY | Exit | PARTY CITY HOLDCO INC | $0 | – | -5,911 | -100.0% | -0.00% | – |
| XP | Exit | XP CL A ORD | $0 | – | -345 | -100.0% | -0.00% | – |
| JOF | Exit | JAPAN SMALLER CAPITALIZATION CF | $0 | – | -1,500 | -100.0% | -0.00% | – |
| NNN | Exit | NATIONAL RETAIL PROPERTIES REIT ORD | $0 | – | -239 | -100.0% | -0.00% | – |
| KNSL | Exit | KINSALE CAPITAL GROUP ORD | $0 | – | -125 | -100.0% | -0.00% | – |
| TALO | Exit | TALOS ENERGY ORDcall | $0 | – | -463 | -100.0% | -0.00% | – |
| UVXY | Exit | PROSHARES ULTRA VIX SHORT TERM ETF | $0 | – | -1,000 | -100.0% | -0.00% | – |
| RNST | Exit | RENASANT ORD | $0 | – | -364 | -100.0% | -0.00% | – |
| KOF | Exit | COCA-COLA FEMSA ADR REP 10 UNTsponsored adr | $0 | – | -211 | -100.0% | -0.00% | – |
| IWM | Exit | ISHARES RUSSELL 2000 ETFput | $0 | – | -90 | -100.0% | -0.00% | – |
| FEI | Exit | FIRST TRUST MLP AND ENERGY INCOME CF | $0 | – | -1,359 | -100.0% | -0.01% | – |
| PAHC | Exit | PHIBRO ANIMAL HEALTH CL A ORD | $0 | – | -700 | -100.0% | -0.01% | – |
| RVNC | Exit | REVANCE THERAPEUTICS ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SAIC | Exit | SCIENCE APPLICATIONS INTERNATIAL ORD | $0 | – | -200 | -100.0% | -0.01% | – |
| UGI | Exit | UGI ORD | $0 | – | -364 | -100.0% | -0.01% | – |
| DSE | Exit | DUFF PHLPS SLT MLP MDSTRM ENG NAV CF | $0 | – | -4,576 | -100.0% | -0.01% | – |
| WSBC | Exit | WESBANCO ORD | $0 | – | -455 | -100.0% | -0.01% | – |
| GDX | Exit | VANECK VECTORS GOLD MINERS ETFcall | $0 | – | -525 | -100.0% | -0.01% | – |
| AVX | Exit | AVX ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| EQ | Exit | EQUILLIUM ORD | $0 | – | -5,600 | -100.0% | -0.01% | – |
| SCCO | Exit | SOUTHERN COPPER ORD | $0 | – | -471 | -100.0% | -0.01% | – |
| MDU | Exit | MDU RESOURCES GROUP ORD | $0 | – | -637 | -100.0% | -0.01% | – |
| CFB | Exit | CROSSFIRST BANKSHARES ORD | $0 | – | -1,250 | -100.0% | -0.01% | – |
| LTMAQ | Exit | LATAM AIRLINES GROUP ADR REP 1 ORDcall | $0 | – | -1,875 | -100.0% | -0.01% | – |
| PACB | Exit | PACIFIC BIOSCIENCES OF CALIFRNIA ORD | $0 | – | -3,935 | -100.0% | -0.01% | – |
| VLY | Exit | VALLEY NATIONAL ORD | $0 | – | -1,638 | -100.0% | -0.01% | – |
| AGR | Exit | AVANGRID ORD | $0 | – | -364 | -100.0% | -0.01% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPPORTNITIES CF | $0 | – | -1,100 | -100.0% | -0.01% | – |
| AMK | Exit | ASSETMARK FINANCIAL HOLDINGS ORD | $0 | – | -700 | -100.0% | -0.01% | – |
| TVTY | Exit | TIVITY HEALTH ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ICAD | Exit | ICAD ORD | $0 | – | -2,500 | -100.0% | -0.01% | – |
| LMT | Exit | LOCKHEED MARTIN ORD | $0 | – | -50 | -100.0% | -0.01% | – |
| XHB | Exit | SPDR S&P HOMEBUILDERS ETFput | $0 | – | -500 | -100.0% | -0.01% | – |
| MDCO | Exit | MEDICINES ORD (NMS)call | $0 | – | -264 | -100.0% | -0.01% | – |
| INDO | Exit | INDONESIA ENERGY ORD | $0 | – | -3,100 | -100.0% | -0.01% | – |
| IQ | Exit | IQIYI ADS REP 7 CL A ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| XLNX | Exit | XILINX ORDcall | $0 | – | -240 | -100.0% | -0.01% | – |
| OCFT | Exit | ONECONNECT FINANCL TCH ADR REP 3 ORDsponsored adr | $0 | – | -2,250 | -100.0% | -0.01% | – |
| HIIQ | Exit | HEALTH INSURANCE INNOVATION CL A ORD | $0 | – | -1,125 | -100.0% | -0.01% | – |
| ALG | Exit | ALAMO GROUP ORD | $0 | – | -180 | -100.0% | -0.01% | – |
| MDM | Exit | MOUNTAIN PROVINCE DIAMONDS ORD | $0 | – | -26,619 | -100.0% | -0.01% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES CF | $0 | – | -2,344 | -100.0% | -0.01% | – |
| XRX | Exit | XEROX HOLDINGS ORD | $0 | – | -750 | -100.0% | -0.01% | – |
| JDST | Exit | DIREXION DLY JR GOLD MIN BEAR 3X ETF | $0 | – | -2,574 | -100.0% | -0.01% | – |
| GLRE | Exit | GREENLIGHT CAPITAL CL A ORD | $0 | – | -2,600 | -100.0% | -0.01% | – |
| NCV | Exit | ALLIANZGI CONVER AND INCM CF | $0 | – | -4,368 | -100.0% | -0.01% | – |
| CCD | Exit | CALAMOS DYNAMIC CONVERTIBLE CF | $0 | – | -1,349 | -100.0% | -0.01% | – |
| PINS | Exit | PINTEREST CL A ORDcall | $0 | – | -1,551 | -100.0% | -0.01% | – |
| ERI | Exit | ELDORADO RESORTS ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| CAT | Exit | CATERPILLAR ORD | $0 | – | -200 | -100.0% | -0.01% | – |
| BG | Exit | BUNGE ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| PAAS | Exit | PAN AMER SILVER ORD | $0 | – | -1,270 | -100.0% | -0.01% | – |
| AEF | Exit | ABERDEEN EMERGING MARKET EQY INCM CF | $0 | – | -4,000 | -100.0% | -0.01% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LOAN CF | $0 | – | -2,849 | -100.0% | -0.01% | – |
| GRX | Exit | GABELLI HEALTHCARE & WELLNESSRX TRUST | $0 | – | -2,473 | -100.0% | -0.01% | – |
| HCHC | Exit | HC2 HOLDINGS ORD | $0 | – | -15,000 | -100.0% | -0.01% | – |
| FXE | Exit | INVSC CRNCYSH EURO CURRENCY ETF | $0 | – | -300 | -100.0% | -0.01% | – |
| CONE | Exit | CYRUSONE REIT ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| PTY | Exit | PIMCO CORPORATE OPPORTUNITY CF | $0 | – | -1,729 | -100.0% | -0.01% | – |
| LB | Exit | L BRANDS ORD | $0 | – | -1,755 | -100.0% | -0.01% | – |
| DMPI | Exit | DELMAR PHARMACEUTICALS ORD | $0 | – | -47,000 | -100.0% | -0.01% | – |
| BRMK | Exit | BROADMARK REALTY CAPITAL ORD | $0 | – | -2,500 | -100.0% | -0.01% | – |
| HYG | Exit | ISHARES IBOXX HIGH YIELD BOND ETFput | $0 | – | -375 | -100.0% | -0.01% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTREAM NAV CF | $0 | – | -2,882 | -100.0% | -0.01% | – |
| KSS | Exit | KOHL'S ORD | $0 | – | -630 | -100.0% | -0.01% | – |
| BYND | Exit | BEYOND MEAT ORDcall | $0 | – | -448 | -100.0% | -0.01% | – |
| NMIH | Exit | NMI HOLDINGS CL A ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SLM | Exit | SLM ORD | $0 | – | -3,500 | -100.0% | -0.01% | – |
| BNCC | Exit | BNCCORP ORD | $0 | – | -900 | -100.0% | -0.01% | – |
| KERN | Exit | AKERNA ORD | $0 | – | -3,875 | -100.0% | -0.01% | – |
| OXY | Exit | OCCIDENTAL PETROLEUM ORDcall | $0 | – | -790 | -100.0% | -0.01% | – |
| SZC | Exit | CUSHING RENAISSANCE CF | $0 | – | -2,678 | -100.0% | -0.01% | – |
| MAG | Exit | MAG SILVER ORD | $0 | – | -3,201 | -100.0% | -0.01% | – |
| HRC | Exit | HILL ROM HOLDINGS ORD | $0 | – | -300 | -100.0% | -0.01% | – |
| DPG | Exit | DUFF PHELPS UTILITY AND INFRASUTR CF | $0 | – | -2,496 | -100.0% | -0.01% | – |
| PCM | Exit | PCM FUND CF | $0 | – | -3,082 | -100.0% | -0.01% | – |
| LYFT | Exit | LYFT CL A ORDcall | $0 | – | -812 | -100.0% | -0.01% | – |
| REED | Exit | REEDS ORD | $0 | – | -37,496 | -100.0% | -0.01% | – |
| MYC | Exit | BLACKROCK MUNIYIELD CALIFORNIA CF | $0 | – | -2,588 | -100.0% | -0.01% | – |
| DEX | Exit | DELAWARE ENHANCED GLO DIV & INC CF | $0 | – | -3,686 | -100.0% | -0.01% | – |
| CEN | Exit | CENTER COAST BRKFLD MLP ENRG INFR CF | $0 | – | -6,305 | -100.0% | -0.01% | – |
| V | Exit | VISA CL A ORD | $0 | – | -204 | -100.0% | -0.01% | – |
| CC | Exit | CHEMOURS ORD | $0 | – | -2,250 | -100.0% | -0.01% | – |
| PCG | Exit | PG&E ORD | $0 | – | -3,700 | -100.0% | -0.01% | – |
| NUS | Exit | NU SKIN ENTERPRISES CL A ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| CDEV | Exit | CENTENNIAL RESOURCE DEVLP CL A ORD | $0 | – | -8,840 | -100.0% | -0.01% | – |
| QRTEA | Exit | QURATE RETAIL SRS A ORD | $0 | – | -4,770 | -100.0% | -0.01% | – |
| AR | Exit | ANTERO RESOURCES ORD | $0 | – | -13,910 | -100.0% | -0.01% | – |
| IBKR | Exit | INTERACTIVE BROKERS GROUP CL A ORD | $0 | – | -830 | -100.0% | -0.01% | – |
| FLR | Exit | FLUOR ORD | $0 | – | -2,100 | -100.0% | -0.01% | – |
| AMCR | Exit | AMCOR ORD | $0 | – | -3,510 | -100.0% | -0.01% | – |
| FMCC | Exit | FEDERAL HOME LOAN MORTGAGE ORD | $0 | – | -12,800 | -100.0% | -0.01% | – |
| TWOU | Exit | 2U ORD | $0 | – | -1,620 | -100.0% | -0.01% | – |
| RVT | Exit | ROYCE VALUE CF | $0 | – | -2,888 | -100.0% | -0.01% | – |
| HPI | Exit | JOHN HANCOCK PREFERRED INCOME CF | $0 | – | -1,800 | -100.0% | -0.01% | – |
| VIRT | Exit | VIRTU FINANCIAL INC | $0 | – | -2,600 | -100.0% | -0.01% | – |
| CBU | Exit | COMMUNITY BANK SYSTEM ORD | $0 | – | -585 | -100.0% | -0.01% | – |
| PGZ | Exit | PRINCIPAL REAL ESTATE INCOME CF | $0 | – | -2,048 | -100.0% | -0.01% | – |
| IRR | Exit | VOYA NATURAL RESURCS EQTY INC CF | $0 | – | -9,969 | -100.0% | -0.01% | – |
| TER | Exit | TERADYNE ORD | $0 | – | -625 | -100.0% | -0.01% | – |
| MSFT | Exit | MICROSOFT ORDput | $0 | – | -275 | -100.0% | -0.01% | – |
| UBER | Exit | UBER TECHNOLOGIES INCcall | $0 | – | -1,380 | -100.0% | -0.01% | – |
| AGD | Exit | ABERDEEN GLOBAL DYNAMIC DIVIDEND CF | $0 | – | -4,179 | -100.0% | -0.01% | – |
| AYR | Exit | AIRCASTLE ORD | $0 | – | -1,300 | -100.0% | -0.01% | – |
| BRBW | Exit | BRUNSWICK BANCORP ORD | $0 | – | -5,000 | -100.0% | -0.01% | – |
| RCM | Exit | R1 RCM ORD | $0 | – | -3,500 | -100.0% | -0.01% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS ORD | $0 | – | -406 | -100.0% | -0.01% | – |
| FMO | Exit | FIDUCIARY CLYMR ENRG INFRA NAV CF | $0 | – | -5,588 | -100.0% | -0.01% | – |
| REZI | Exit | RESIDEO TECHNOLOGIES ORD | $0 | – | -3,850 | -100.0% | -0.01% | – |
| CVNA | Exit | CARVANA CL A ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| XEC | Exit | CIMAREX ENERGY ORD | $0 | – | -855 | -100.0% | -0.01% | – |
| GPS | Exit | GAP ORD | $0 | – | -2,565 | -100.0% | -0.01% | – |
| EXPE | Exit | EXPEDIA GROUP ORD | $0 | – | -415 | -100.0% | -0.01% | – |
| MSON | Exit | MISONIX ORD | $0 | – | -2,600 | -100.0% | -0.02% | – |
| IGI | Exit | WESTERN ASSET INVEST GR DEF OPP CF | $0 | – | -2,057 | -100.0% | -0.02% | – |
| CWBHF | Exit | CHARLOTTES WEB HLDGS ORD | $0 | – | -6,500 | -100.0% | -0.02% | – |
| NIE | Exit | ALLIANZGI EQUITY AND CNV INCOME CF | $0 | – | -2,237 | -100.0% | -0.02% | – |
| GER | Exit | GOLDMAN SACHS MLP ENERGY RENSANC ORD | $0 | – | -11,410 | -100.0% | -0.02% | – |
| GTTN | Exit | GTT COMMUNICATIONS ORD | $0 | – | -4,400 | -100.0% | -0.02% | – |
| SENEB | Exit | SENECA FOODS CL B ORD | $0 | – | -1,154 | -100.0% | -0.02% | – |
| WLL | Exit | WHITING PETROLEUM ORD | $0 | – | -6,900 | -100.0% | -0.02% | – |
| PCF | Exit | HIGH INCOME SECURITIES CF | $0 | – | -5,574 | -100.0% | -0.02% | – |
| JHS | Exit | JOHN HANCOCK INCOME SECURITIES CF | $0 | – | -3,352 | -100.0% | -0.02% | – |
| LNTH | Exit | LANTHEUS HOLDINGS ORD | $0 | – | -2,500 | -100.0% | -0.02% | – |
| SFIX | Exit | STITCH FIX CL A ORD | $0 | – | -2,000 | -100.0% | -0.02% | – |
| MFM | Exit | MFS MUNICIPAL INCOME CF | $0 | – | -7,238 | -100.0% | -0.02% | – |
| PLAY | Exit | DAVE BUSTERS ENTERTAINMENT ORD | $0 | – | -1,336 | -100.0% | -0.02% | – |
| LDP | Exit | COHEN & STEERS LTD DUR PRFD INCM CF | $0 | – | -2,000 | -100.0% | -0.02% | – |
| ORBC | Exit | ORBCOMM ORD | $0 | – | -12,500 | -100.0% | -0.02% | – |
| GDOT | Exit | GREEN DOT CL A ORD | $0 | – | -2,200 | -100.0% | -0.02% | – |
| NCR | Exit | NCR ORD | $0 | – | -1,500 | -100.0% | -0.02% | – |
| BBDC | Exit | BARINGS BDC ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| GDL | Exit | GDL CF | $0 | – | -5,816 | -100.0% | -0.02% | – |
| WDAY | Exit | WORKDAY CL A ORD | $0 | – | -335 | -100.0% | -0.02% | – |
| COG | Exit | CABOT OIL & GAS ORD | $0 | – | -3,150 | -100.0% | -0.02% | – |
| TPR | Exit | TAPESTRY ORD | $0 | – | -2,205 | -100.0% | -0.02% | – |
| EFT | Exit | EATON VANCE FLOATING RATE INCOME CF | $0 | – | -4,200 | -100.0% | -0.02% | – |
| RS | Exit | RELIANCE STEEL ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| CRWD | Exit | CROWDSTRIKE HOLDINGS CL A ORDcall | $0 | – | -1,185 | -100.0% | -0.02% | – |
| NRGX | Exit | PIMCO ENRG TCTCL CRT OPPO CF | $0 | – | -3,506 | -100.0% | -0.02% | – |
| HYT | Exit | BLACKROCK CORPORATE HIGH YIELD CF | $0 | – | -5,196 | -100.0% | -0.02% | – |
| GDXJ | Exit | VANECK VECTOR JUNR GOLD MNRS ETF | $0 | – | -1,400 | -100.0% | -0.02% | – |
| IGD | Exit | VOYA GLOBAL EQUITY DVD PRM OPPORT CF | $0 | – | -9,800 | -100.0% | -0.02% | – |
| Exit | MICRO FOCUS INTERNATIONAL ADR | $0 | – | -4,447 | -100.0% | -0.02% | – | |
| PHAS | Exit | PHASEBIO PHARMACEUTICALS ORD | $0 | – | -10,000 | -100.0% | -0.02% | – |
| PCSB | Exit | PCSB FINANCIAL ORD | $0 | – | -3,000 | -100.0% | -0.02% | – |
| FTF | Exit | FRANKLIN LTD DUR INCOME CF | $0 | – | -6,340 | -100.0% | -0.02% | – |
| CAF | Exit | MS CHINA A SHARES CF | $0 | – | -2,884 | -100.0% | -0.02% | – |
| BIT | Exit | BLACKROCK MULTI SECTOR INCOME CF | $0 | – | -3,865 | -100.0% | -0.02% | – |
| DHY | Exit | CREDIT SUISSE HIGH YIELD BOND CF | $0 | – | -24,343 | -100.0% | -0.02% | – |
| BILL | Exit | BILL COM HOLDINGS ORD | $0 | – | -1,650 | -100.0% | -0.02% | – |
| AFFS | Exit | AMTRUST FINANCIAL SRVCS 7 25 SUB NTS | $0 | – | -2,970 | -100.0% | -0.02% | – |
| MHPRC | Exit | MAIDEN HLDNG 7.125 SRS C NON CUM PRF | $0 | – | -10,100 | -100.0% | -0.02% | – |
| NCZ | Exit | ALLIANZGI CNV AND INCM II CF | $0 | – | -12,560 | -100.0% | -0.02% | – |
| GAIA | Exit | GAIA CL A ORD | $0 | – | -8,081 | -100.0% | -0.02% | – |
| CHN | Exit | CHINA CF | $0 | – | -3,175 | -100.0% | -0.02% | – |
| CLGX | Exit | CORELOGIC ORD | $0 | – | -1,500 | -100.0% | -0.02% | – |
| ACRGF | Exit | ACREAGE HOLDINGS ORD | $0 | – | -11,300 | -100.0% | -0.02% | – |
| PDCO | Exit | PATTERSON COMPANIES ORD | $0 | – | -3,250 | -100.0% | -0.02% | – |
| IFN | Exit | INDIA CF | $0 | – | -3,205 | -100.0% | -0.02% | – |
| PKBK | Exit | PARKE BANCORP ORD | $0 | – | -2,500 | -100.0% | -0.02% | – |
| MDB | Exit | MONGODB CL A ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| JPC | Exit | NUVEEN PREFERRED AND INCM OPP CF | $0 | – | -6,334 | -100.0% | -0.02% | – |
| CMA | Exit | COMERICA ORD | $0 | – | -910 | -100.0% | -0.02% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES ORD | $0 | – | -4,550 | -100.0% | -0.02% | – |
| NOBL | Exit | PROSHARES S&P 500 DIV ARISTOCRAT ETF | $0 | – | -910 | -100.0% | -0.02% | – |
| JBLU | Exit | JETBLUE AIRWAYS ORD | $0 | – | -3,700 | -100.0% | -0.02% | – |
| MUC | Exit | BLACKROCK MUNIHLDG CALIF QUALITY CF | $0 | – | -4,864 | -100.0% | -0.02% | – |
| WEA | Exit | WESTERN ASSET PREMIER BOND CF | $0 | – | -4,978 | -100.0% | -0.02% | – |
| ANGI | Exit | ANGI HOMESERVICES CL A ORD | $0 | – | -8,600 | -100.0% | -0.02% | – |
| CPE | Exit | CALLON PETROLEUM ORD | $0 | – | -15,000 | -100.0% | -0.02% | – |
| UBSI | Exit | UNITED BANKSHARES ORD | $0 | – | -1,820 | -100.0% | -0.02% | – |
| LIVX | Exit | LIVEXLIVE MEDIA ORD | $0 | – | -47,100 | -100.0% | -0.02% | – |
| DEAC | Exit | DIAMOND EAGLE ACQUISITION CL A ORD | $0 | – | -7,100 | -100.0% | -0.02% | – |
| FGB | Exit | FIRST TRUST SPCLTY FIN OPPTNTS CF | $0 | – | -12,472 | -100.0% | -0.02% | – |
| HQL | Exit | TEKLA LIFE SCIENCES INVESTORS CF | $0 | – | -4,203 | -100.0% | -0.02% | – |
| PGP | Exit | PIMCO GLOBAL STOCKSPLUS INCOME CF | $0 | – | -6,171 | -100.0% | -0.02% | – |
| BGY | Exit | BLACKROCK ENHANCED INTER DIV CF | $0 | – | -12,644 | -100.0% | -0.02% | – |
| ABMD | Exit | ABIOMED ORD | $0 | – | -430 | -100.0% | -0.02% | – |
| FRSB | Exit | FIRST RESOURCE BANK ORD | $0 | – | -7,151 | -100.0% | -0.02% | – |
| MCR | Exit | MFS CHARTER INCOME CF | $0 | – | -9,194 | -100.0% | -0.02% | – |
| TTP | Exit | TORTOISE PIPELINE AND ENERGY CF | $0 | – | -6,156 | -100.0% | -0.02% | – |
| EMO | Exit | CLEARBRIDGE ENRGY MDSTRAM OPP NAV CF | $0 | – | -9,472 | -100.0% | -0.02% | – |
| TYG | Exit | TORTOISE ENERGY INFRASTRUCTURE CF | $0 | – | -4,400 | -100.0% | -0.02% | – |
| DDD | Exit | 3D SYSTEMS ORD | $0 | – | -8,800 | -100.0% | -0.02% | – |
| CTAC | Exit | CHASERG TECHNOLOGY ACQUISIT CL A ORD | $0 | – | -7,100 | -100.0% | -0.02% | – |
| THQ | Exit | TEKLA HEALTHCARE OPPORTUNITIES CF | $0 | – | -4,074 | -100.0% | -0.02% | – |
| RMRM | Exit | RMR REAL ESTATE INCOME CF | $0 | – | -3,773 | -100.0% | -0.02% | – |
| HMSY | Exit | HMS HOLDINGS ORD | $0 | – | -2,800 | -100.0% | -0.02% | – |
| TPZ | Exit | TORTOISE PWR ENGY INFRASTRUCTURE CF | $0 | – | -4,800 | -100.0% | -0.02% | – |
| CATS | Exit | CATASYS ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| FOX | Exit | FOX CORPORATION ORD | $0 | – | -2,200 | -100.0% | -0.02% | – |
| UUUU | Exit | ENERGY FUELS ORD | $0 | – | -45,000 | -100.0% | -0.03% | – |
| PHK | Exit | PIMCO HIGH INCOME CF | $0 | – | -11,638 | -100.0% | -0.03% | – |
| NHF | Exit | NEXPOINT STRATEGIC OPPORTUNITIES CF | $0 | – | -4,916 | -100.0% | -0.03% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVESTMENT CF | $0 | – | -4,352 | -100.0% | -0.03% | – |
| JHI | Exit | JOHN HANCOCK INVESTORS CF | $0 | – | -4,875 | -100.0% | -0.03% | – |
| IDE | Exit | VOYA INFRASTRUC INDSTRLS MATRALS CF | $0 | – | -7,840 | -100.0% | -0.03% | – |
| LGFA | Exit | LIONS GATE ENTERTANMNT VTNG CL A ORD | $0 | – | -8,600 | -100.0% | -0.03% | – |
| AKBA | Exit | AKEBIA THERAPEUTICS ORD | $0 | – | -15,000 | -100.0% | -0.03% | – |
| HQH | Exit | TEKLA HEALTHCARE INVESTORS CF | $0 | – | -4,591 | -100.0% | -0.03% | – |
| LHCWS | Exit | LEO HOLDINGS EQY WRT EXP 04/05/2023 | $0 | – | -140,141 | -100.0% | -0.03% | – |
| PAI | Exit | WESTERN ASSET INVSTMNT GRADE INCM CF | $0 | – | -6,129 | -100.0% | -0.03% | – |
| DHF | Exit | BNY MELLON HIGH YIELD STR NAV CF | $0 | – | -30,459 | -100.0% | -0.03% | – |
| FAM | Exit | FIRST TRST ABERDEEN GLBL OPP INCM CF | $0 | – | -8,800 | -100.0% | -0.03% | – |
| KYN | Exit | KAYNE ANDERSON MLP MIDSTRM INVEST CF | $0 | – | -6,902 | -100.0% | -0.03% | – |
| FT | Exit | FRANKLIN UNIVERSAL CF | $0 | – | -12,428 | -100.0% | -0.03% | – |
| BIDU | Exit | BAIDU ADR REP 1/10 CL A ORDsponsored adr | $0 | – | -800 | -100.0% | -0.03% | – |
| LGI | Exit | LAZARD GLOBAL TOTAL RETURN INCOME CF | $0 | – | -6,139 | -100.0% | -0.03% | – |
| TDF | Exit | TEMPLETON DRAGON CF | $0 | – | -5,200 | -100.0% | -0.03% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INCOME CF | $0 | – | -7,769 | -100.0% | -0.03% | – |
| ALK | Exit | ALASKA AIR GROUP ORD | $0 | – | -1,500 | -100.0% | -0.03% | – |
| FPL | Exit | FIRST MLP ENERGY FUND ORD SHARES | $0 | – | -11,059 | -100.0% | -0.03% | – |
| VCIF | Exit | VERTICAL CAPITAL INCOME NAV CF | $0 | – | -10,003 | -100.0% | -0.03% | – |
| GRUB | Exit | GRUBHUB ORD | $0 | – | -2,100 | -100.0% | -0.03% | – |
| ERII | Exit | ENERGY RECOVERY ORD | $0 | – | -10,500 | -100.0% | -0.03% | – |
| VLRS | Exit | CONTROLADORA VUEL ADR REP 10 ORD CPOsponsored adr | $0 | – | -10,000 | -100.0% | -0.03% | – |
| AXE | Exit | ANIXTER INTERNATIONAL ORD | $0 | – | -1,125 | -100.0% | -0.03% | – |
| CHI | Exit | CALAMOS CONVERTIBLE OPPO AND INCM CF | $0 | – | -9,398 | -100.0% | -0.03% | – |
| PIM | Exit | PUTNAM MASTER INTERMEDIATE INCOME CF | $0 | – | -22,290 | -100.0% | -0.03% | – |
| DAC | Exit | DANAOS ORD | $0 | – | -11,488 | -100.0% | -0.03% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GLBL HIGH INCM CF | $0 | – | -8,731 | -100.0% | -0.03% | – |
| PHT | Exit | PIONEER HIGH INCOME CF | $0 | – | -11,440 | -100.0% | -0.03% | – |
| ATVI | Exit | ACTIVISION BLIZZARD ORD | $0 | – | -1,850 | -100.0% | -0.03% | – |
| VSAT | Exit | VIASAT ORD | $0 | – | -1,500 | -100.0% | -0.03% | – |
| HFRO | Exit | HIGHLAND INCOME CF | $0 | – | -9,042 | -100.0% | -0.04% | – |
| ENSG | Exit | ENSIGN GROUP ORD | $0 | – | -2,500 | -100.0% | -0.04% | – |
| BAH | Exit | BOOZ ALLEN HAMILTON HOLDING CL A ORD | $0 | – | -1,600 | -100.0% | -0.04% | – |
| HIX | Exit | WESTERN ASST HIGH INCM II CF | $0 | – | -16,757 | -100.0% | -0.04% | – |
| GDO | Exit | WESTERN AST GLB CORP DEFIND OPPTY CF | $0 | – | -6,220 | -100.0% | -0.04% | – |
| DBX | Exit | DROPBOX CL A ORD | $0 | – | -6,500 | -100.0% | -0.04% | – |
| RMT | Exit | ROYCE MICRO CAPITAL CF | $0 | – | -13,768 | -100.0% | -0.04% | – |
| JLS | Exit | NUVEEN MORTGAGE AND INCOME CF | $0 | – | -5,482 | -100.0% | -0.04% | – |
| KMF | Exit | KAYNE ANDERSON MIDSTREAM/ENERGY CF | $0 | – | -11,498 | -100.0% | -0.04% | – |
| CI | Exit | CIGNA ORD | $0 | – | -600 | -100.0% | -0.04% | – |
| PRAH | Exit | PRA HEALTH SCIENCES ORD | $0 | – | -1,100 | -100.0% | -0.04% | – |
| EMF | Exit | TEMPLETON EMERGING MARKETS CF | $0 | – | -7,931 | -100.0% | -0.04% | – |
| LLNW | Exit | LIMELIGHT NETWORKS ORD | $0 | – | -30,000 | -100.0% | -0.04% | – |
| MGDDY | Exit | MICHELIN COMPAGNIE GENERALE DES ADR | $0 | – | -5,000 | -100.0% | -0.04% | – |
| FSLY | Exit | FASTLY CL A ORD | $0 | – | -6,193 | -100.0% | -0.04% | – |
| Exit | FLAHERTY CRUMRINE DYN PRF INCOME CF | $0 | – | -4,756 | -100.0% | -0.04% | – | |
| BTO | Exit | JOHN HANCOCK FINANCIAL OPP CF | $0 | – | -3,515 | -100.0% | -0.04% | – |
| TTEC | Exit | TTEC HOLDINGS ORD | $0 | – | -3,300 | -100.0% | -0.04% | – |
| EVG | Exit | EATON VANCE SHORT DUR DVFD INC CF | $0 | – | -9,914 | -100.0% | -0.04% | – |
| NOW | Exit | SERVICENOW ORD | $0 | – | -465 | -100.0% | -0.04% | – |
| QEP | Exit | QEP RESOURCES ORD | $0 | – | -30,000 | -100.0% | -0.04% | – |
| BGX | Exit | BLACKSTONE GSO LONG SHO CRE INC CF | $0 | – | -8,800 | -100.0% | -0.04% | – |
| PRMW | Exit | PRIMO WATER ORD | $0 | – | -12,243 | -100.0% | -0.04% | – |
| TRIP | Exit | TRIPADVISOR ORD | $0 | – | -4,630 | -100.0% | -0.04% | – |
| BSTZ | Exit | BLACKROCK SCIENCE AND TECH II NAV CF | $0 | – | -6,770 | -100.0% | -0.04% | – |
| TDC | Exit | TERADATA ORD | $0 | – | -5,190 | -100.0% | -0.04% | – |
| AWP | Exit | ABERDEEN GLOBAL PREMIER PROPERTIE CF | $0 | – | -21,415 | -100.0% | -0.04% | – |
| WMT | Exit | WALMART ORD | $0 | – | -1,195 | -100.0% | -0.04% | – |
| KGC | Exit | KINROSS GOLD ORD | $0 | – | -30,000 | -100.0% | -0.04% | – |
| AIF | Exit | APOLLO TACTICAL INCOME CF | $0 | – | -9,677 | -100.0% | -0.04% | – |
| DD | Exit | DUPONT DE NEMOURS ORDcall | $0 | – | -2,300 | -100.0% | -0.05% | – |
| DPLO | Exit | DIPLOMAT PHARMACY ORD | $0 | – | -37,100 | -100.0% | -0.05% | – |
| GLO | Exit | CLOUGH GLOBAL OPPORTUNITIES CF | $0 | – | -15,790 | -100.0% | -0.05% | – |
| HQY | Exit | HEALTHEQUITY ORD | $0 | – | -2,000 | -100.0% | -0.05% | – |
| AOD | Exit | ABERDEEN TOTAL DYNAMIC DIVIDEND CF | $0 | – | -16,433 | -100.0% | -0.05% | – |
| PYPL | Exit | PAYPAL HOLDINGS ORD | $0 | – | -1,390 | -100.0% | -0.05% | – |
| PEIPRC | Exit | PNSY RL EST INVT SRC C RED PERP PRF | $0 | – | -8,000 | -100.0% | -0.05% | – |
| CHU | Exit | CHINA UNICOM HNG KNG ADR REP 10 ORDsponsored adr | $0 | – | -16,354 | -100.0% | -0.05% | – |
| SBBX | Exit | SB ONE BANCORP ORD | $0 | – | -6,168 | -100.0% | -0.05% | – |
| ZSAN | Exit | ZOSANO PHARMA ORD | $0 | – | -100,000 | -100.0% | -0.05% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOME CF | $0 | – | -7,251 | -100.0% | -0.05% | – |
| AEM | Exit | AGNICO EAGLE ORD | $0 | – | -2,500 | -100.0% | -0.05% | – |
| VLT | Exit | INVESCO HIGH INCOME CF | $0 | – | -10,827 | -100.0% | -0.05% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS CF | $0 | – | -7,950 | -100.0% | -0.05% | – |
| SNNY | Exit | SUNNYSIDE BANCORP ORD | $0 | – | -12,301 | -100.0% | -0.05% | – |
| AUY | Exit | YAMANA GOLD ORD | $0 | – | -40,000 | -100.0% | -0.05% | – |
| JMPNZ | Exit | JMP GROUP 6 875 SNR NTS | $0 | – | -6,850 | -100.0% | -0.05% | – |
| AMC | Exit | AMC ENTERTAINMENT HOLDINGS CL A ORD | $0 | – | -22,500 | -100.0% | -0.05% | – |
| CSTM | Exit | CONSTELLIUM SE CL A ORD | $0 | – | -12,000 | -100.0% | -0.05% | – |
| RUN | Exit | SUNRUN ORD | $0 | – | -12,000 | -100.0% | -0.05% | – |
| ASG | Exit | LIBERTY ALL STAR GROWTH CF | $0 | – | -25,190 | -100.0% | -0.05% | – |
| EDD | Exit | MS EMERGING MARKTS DOMESTIC DEBT CF | $0 | – | -23,532 | -100.0% | -0.05% | – |
| CYRX | Exit | CRYOPORT INC | $0 | – | -10,000 | -100.0% | -0.05% | – |
| MD | Exit | MEDNAX ORD | $0 | – | -6,000 | -100.0% | -0.05% | – |
| JRI | Exit | NUVEEN REAL ASSET INCOME AND GRO CF | $0 | – | -9,107 | -100.0% | -0.05% | – |
| BGH | Exit | BARINGS GLOBAL SHORT DURTN HY CF | $0 | – | -9,753 | -100.0% | -0.05% | – |
| BHK | Exit | BLACKROCK CORE BOND CF | $0 | – | -11,798 | -100.0% | -0.05% | – |
| UTF | Exit | COHEN AND STEERS INFRASTRUCTURE CF | $0 | – | -6,781 | -100.0% | -0.06% | – |
| SEAC | Exit | SEACHANGE INTERNATIONAL ORD | $0 | – | -42,412 | -100.0% | -0.06% | – |
| HPS | Exit | JOHN HANCOCK PREFERRED INCOME III CF | $0 | – | -9,143 | -100.0% | -0.06% | – |
| SIC | Exit | SELECT INTERIOR CONCEPTS CL A ORD | $0 | – | -20,000 | -100.0% | -0.06% | – |
| EFR | Exit | EATON VANCE SENIOR FLOATING RATE CF | $0 | – | -13,171 | -100.0% | -0.06% | – |
| MICR | Exit | MICRON SOLUTIONS ORD | $0 | – | -73,700 | -100.0% | -0.06% | – |
| RH | Exit | RH ORDcall | $0 | – | -825 | -100.0% | -0.06% | – |
| BWFG | Exit | BANKWELL FINANCIAL GROUP ORD | $0 | – | -6,251 | -100.0% | -0.06% | – |
| EPC | Exit | EDGEWELL PERSONAL CARE ORD | $0 | – | -6,000 | -100.0% | -0.06% | – |
| TGS | Exit | TRANSPOR DE GA DE ADR REP 5 CL B ORDsponsored adr | $0 | – | -25,894 | -100.0% | -0.06% | – |
| SPWR | Exit | SUNPOWER ORD | $0 | – | -24,000 | -100.0% | -0.06% | – |
| EVF | Exit | EATON VANCE SENIOR INCOME CF | $0 | – | -29,255 | -100.0% | -0.06% | – |
| AFT | Exit | APOLLO SENIOR FLOATING RATE CF | $0 | – | -12,416 | -100.0% | -0.06% | – |
| SMH | Exit | VANECK VECTORS SEMICONDUCTOR ETFput | $0 | – | -1,346 | -100.0% | -0.06% | – |
| HCA | Exit | HCA HEALTHCARE ORD | $0 | – | -1,300 | -100.0% | -0.06% | – |
| CHY | Exit | CALAMOS CONVERTIBLE AND HIGH INC CF | $0 | – | -17,242 | -100.0% | -0.06% | – |
| BLW | Exit | BLACKROCK LIMITED DURATION INCOME CF | $0 | – | -12,158 | -100.0% | -0.06% | – |
| MNA | Exit | INDEXIQ MERGER ARBITRAGE ETF | $0 | – | -6,000 | -100.0% | -0.06% | – |
| TSLF | Exit | THL CREDIT SENIOR LOAN CF | $0 | – | -13,300 | -100.0% | -0.06% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION INCME CF | $0 | – | -14,617 | -100.0% | -0.06% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES CF | $0 | – | -12,986 | -100.0% | -0.06% | – |
| HARI | Exit | HARVARD ILLINOIS BANCORP ORD | $0 | – | -15,000 | -100.0% | -0.06% | – |
| GH | Exit | GUARDANT HEALTH ORD | $0 | – | -2,683 | -100.0% | -0.06% | – |
| THOR | Exit | SYNTHORX ORD | $0 | – | -3,000 | -100.0% | -0.06% | – |
| FSD | Exit | FIRST TRUST HIGH INCOME LONG SHRT CF | $0 | – | -13,292 | -100.0% | -0.06% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME CF | $0 | – | -13,024 | -100.0% | -0.07% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME CF | $0 | – | -35,490 | -100.0% | -0.07% | – |
| PFL | Exit | PIMCO INCOME STRATEGY CF | $0 | – | -18,242 | -100.0% | -0.07% | – |
| MSD | Exit | MORGAN STANLEY EMERGING MKT DEBT CF | $0 | – | -22,289 | -100.0% | -0.07% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME CF | $0 | – | -6,646 | -100.0% | -0.07% | – |
| NTNX | Exit | NUTANIX CL A ORD | $0 | – | -7,000 | -100.0% | -0.07% | – |
| AVK | Exit | ADVENT CLAYMORE CONV INCOM NAV CF | $0 | – | -14,045 | -100.0% | -0.07% | – |
| PFN | Exit | PIMCO INCOME STRATEGY II CF | $0 | – | -21,173 | -100.0% | -0.07% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME CF | $0 | – | -21,890 | -100.0% | -0.07% | – |
| PPC | Exit | PILGRIMS PRIDE ORD | $0 | – | -6,800 | -100.0% | -0.07% | – |
| LN | Exit | LINE ADR REP ORDsponsored adr | $0 | – | -4,618 | -100.0% | -0.07% | – |
| SVM | Exit | SILVERCORP METAL ORD | $0 | – | -40,000 | -100.0% | -0.07% | – |
| BTU | Exit | PEABODY ENERGY ORD | $0 | – | -25,000 | -100.0% | -0.07% | – |
| ISD | Exit | PGIM HIGH YIELD BOND CF | $0 | – | -14,834 | -100.0% | -0.07% | – |
| RCS | Exit | PIMCO STRATEGIC INCOME CF | $0 | – | -25,214 | -100.0% | -0.07% | – |
| BURL | Exit | BURLINGTON STORES ORD | $0 | – | -1,000 | -100.0% | -0.07% | – |
| PSO | Exit | PEARSON ADR REP 1 ORDsponsored adr | $0 | – | -27,226 | -100.0% | -0.07% | – |
| ACP | Exit | ABERDEEN INCOME CREDIT STRATEGIES CF | $0 | – | -20,081 | -100.0% | -0.07% | – |
| WIW | Exit | WESTERN AST INFLTN LINK OPRT INCM CF | $0 | – | -21,024 | -100.0% | -0.08% | – |
| NSL | Exit | NUVEEN SENIOR INCOME CF | $0 | – | -41,353 | -100.0% | -0.08% | – |
| DMO | Exit | WESTERN ASSET MORTGAGE OP CF | $0 | – | -12,065 | -100.0% | -0.08% | – |
| EAD | Exit | WELLS FARGO INCOME OPPORTUNITS CF | $0 | – | -29,553 | -100.0% | -0.08% | – |
| FPF | Exit | FIRST TRUST INT DUR PRF INCOME CF | $0 | – | -10,631 | -100.0% | -0.08% | – |
| PKO | Exit | PIMCO INCOME OPPORTUNITY CF | $0 | – | -8,900 | -100.0% | -0.08% | – |
| GOLD | Exit | BARRICK GOLD ORD | $0 | – | -13,330 | -100.0% | -0.08% | – |
| HYB | Exit | NEW AMERICA HIGH INCOME CF | $0 | – | -27,286 | -100.0% | -0.08% | – |
| NPSNY | Exit | NASPERS SPON 5 ADR REP CL N ORDsponsored adr | $0 | – | -7,800 | -100.0% | -0.08% | – |
| JPI | Exit | NUVEEN PREFERRED AND INCOME TERM CF | $0 | – | -9,739 | -100.0% | -0.08% | – |
| ZS | Exit | ZSCALER ORD | $0 | – | -5,500 | -100.0% | -0.08% | – |
| DBL | Exit | DOUBLELINE OPPORTUNISTIC CF | $0 | – | -12,583 | -100.0% | -0.08% | – |
| XOM | Exit | EXXON MOBIL ORDcall | $0 | – | -3,700 | -100.0% | -0.08% | – |
| CHWY | Exit | CHEWY CL A ORD | $0 | – | -9,060 | -100.0% | -0.08% | – |
| KL | Exit | KIRKLAND LAKE GOLD ORD | $0 | – | -6,000 | -100.0% | -0.08% | – |
| TLT | Exit | ISHARES 20 PLS YEAR TREASURY BND ETF | $0 | – | -1,960 | -100.0% | -0.08% | – |
| LVGO | Exit | LIVONGO HEALTH ORD | $0 | – | -10,860 | -100.0% | -0.08% | – |
| GSAH | Exit | GS ACQUISITION HOLDINGS CL A ORD | $0 | – | -24,500 | -100.0% | -0.08% | – |
| COST | Exit | COSTCO WHOLESALE ORD | $0 | – | -925 | -100.0% | -0.08% | – |
| CRCM | Exit | CARE.COM ORD | $0 | – | -18,400 | -100.0% | -0.09% | – |
| JRO | Exit | NUVEEN FLOATG RATE INCM OPPORTNTY CF | $0 | – | -27,770 | -100.0% | -0.09% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOME CF | $0 | – | -66,908 | -100.0% | -0.09% | – |
| JPS | Exit | NUVEEN PREF AND INCM SECURITIES CF | $0 | – | -28,400 | -100.0% | -0.09% | – |
| SAUC | Exit | DIVERSIFIED RESTAURANT HOLDINGS ORD | $0 | – | -273,029 | -100.0% | -0.09% | – |
| MIK | Exit | MICHAELS COMPANIES ORD | $0 | – | -35,600 | -100.0% | -0.09% | – |
| HEIA | Exit | HEICO CL A ORD | $0 | – | -3,212 | -100.0% | -0.09% | – |
| FCT | Exit | FIRST TRUST SNR FLTG RATE INC II CF | $0 | – | -23,282 | -100.0% | -0.09% | – |
| AMRX | Exit | AMNEAL PHARMACEUTICALS CL A ORD | $0 | – | -60,000 | -100.0% | -0.09% | – |
| SPCE | Exit | VIRGIN GALACTIC HOLDINGS CL A ORD | $0 | – | -25,381 | -100.0% | -0.09% | – |
| JHG | Exit | JANUS HENDERSON GROUP ORD | $0 | – | -12,000 | -100.0% | -0.09% | – |
| NTGN | Exit | NEON THERAPEUTICS ORD | $0 | – | -250,000 | -100.0% | -0.09% | – |
| TWLO | Exit | TWILIO CL A ORD | $0 | – | -3,000 | -100.0% | -0.09% | – |
| ABR | Exit | ARBOR REALTY REIT ORD | $0 | – | -20,714 | -100.0% | -0.09% | – |
| DOCU | Exit | DOCUSIGN ORD | $0 | – | -4,000 | -100.0% | -0.09% | – |
| HYI | Exit | WESTERN ASSET HIGH YLD DFD OPPTY CF | $0 | – | -19,425 | -100.0% | -0.09% | – |
| EVOP | Exit | EVO PAYMENTS CL A ORD | $0 | – | -11,700 | -100.0% | -0.10% | – |
| PCI | Exit | PIMCO DYNMC CRDT AND MRTG INCM CF | $0 | – | -12,147 | -100.0% | -0.10% | – |
| MGF | Exit | MFS GOVERNMENT MARKETS INCOME CF | $0 | – | -67,377 | -100.0% | -0.10% | – |
| CUK | Exit | CARNIVAL ADR REP 1ORDsponsored adr | $0 | – | -6,450 | -100.0% | -0.10% | – |
| HYAC | Exit | HAYMAKER ACQUISITION CL A ORD | $0 | – | -31,500 | -100.0% | -0.10% | – |
| OPP | Exit | RIVERNORTH DOUBLLINE STRTGC OPTY CF | $0 | – | -19,459 | -100.0% | -0.10% | – |
| AMX | Exit | AMERICA MOVIL ADR REP 20 SR L ORDsponsored adr | $0 | – | -20,000 | -100.0% | -0.10% | – |
| KLXE | Exit | KLX ENERGY SERVICES HOLDINGS ORD | $0 | – | -50,000 | -100.0% | -0.10% | – |
| BA | Exit | BOEING ORD | $0 | – | -1,000 | -100.0% | -0.10% | – |
| BSL | Exit | BLACKSTONE GSO SENIOR FLOAT RATE CF | $0 | – | -20,330 | -100.0% | -0.10% | – |
| ELY | Exit | CALLAWAY GOLF ORD | $0 | – | -15,700 | -100.0% | -0.10% | – |
| IVH | Exit | IVY HIGH INCOME OPPORTUNITIES CF | $0 | – | -23,981 | -100.0% | -0.10% | – |
| STIM | Exit | NEURONETICS ORD | $0 | – | -73,862 | -100.0% | -0.10% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CREDIT CF | $0 | – | -23,322 | -100.0% | -0.10% | – |
| EA | Exit | ELECTRONIC ARTS ORD | $0 | – | -3,124 | -100.0% | -0.10% | – |
| CHA | Exit | CHINA TELECOM ADR REP 100 CL H ORDsponsored adr | $0 | – | -8,300 | -100.0% | -0.11% | – |
| OR | Exit | OSISKO GOLD ROYALTIES ORD | $0 | – | -35,900 | -100.0% | -0.11% | – |
| PPL | Exit | PPL ORD | $0 | – | -10,010 | -100.0% | -0.11% | – |
| MDP | Exit | MEREDITH ORD | $0 | – | -11,000 | -100.0% | -0.11% | – |
| NKTR | Exit | NEKTAR THERAPEUTICS ORD | $0 | – | -16,800 | -100.0% | -0.11% | – |
| ARDC | Exit | ARES DYNAMIC CREDIT ALLOCATION CF | $0 | – | -24,324 | -100.0% | -0.12% | – |
| ETSY | Exit | ETSY ORD | $0 | – | -8,500 | -100.0% | -0.12% | – |
| GLIBA | Exit | GCI LIBERTY CL A ORD | $0 | – | -5,400 | -100.0% | -0.12% | – |
| AMLP | Exit | ALPS ALERIAN MLP ETF | $0 | – | -45,482 | -100.0% | -0.12% | – |
| GHY | Exit | PGIM GLOBAL HIGH YIELD CF | $0 | – | -25,885 | -100.0% | -0.12% | – |
| HEXO | Exit | HEXO ORD | $0 | – | -250,000 | -100.0% | -0.12% | – |
| PFIS | Exit | PEOPLES FINANCIAL SERVICES ORD | $0 | – | -8,112 | -100.0% | -0.13% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP CL A ORD | $0 | – | -12,352 | -100.0% | -0.13% | – |
| SDEV | Exit | SECURITY DEVICES INTL ORD | $0 | – | -2,106,117 | -100.0% | -0.13% | – |
| JELD | Exit | JELD WEN HOLDING ORD | $0 | – | -17,500 | -100.0% | -0.13% | – |
| STL | Exit | STERLING BAN ORD | $0 | – | -20,000 | -100.0% | -0.13% | – |
| FRA | Exit | BLACKROCK FLOAT RATE INC CF | $0 | – | -31,298 | -100.0% | -0.13% | – |
| BAP | Exit | CREDICORP ORD | $0 | – | -2,000 | -100.0% | -0.13% | – |
| MAC | Exit | MACERICH REIT ORD | $0 | – | -16,000 | -100.0% | -0.13% | – |
| CGC | Exit | CANOPY GROWTH ORD | $0 | – | -20,800 | -100.0% | -0.14% | – |
| CEIX | Exit | CONSOL ENERGY ORD | $0 | – | -30,672 | -100.0% | -0.14% | – |
| FUNC | Exit | FIRST UNITED ORD | $0 | – | -18,748 | -100.0% | -0.14% | – |
| VCTR | Exit | VICTORY CAPITAL HOLDINGS CL A ORD | $0 | – | -22,200 | -100.0% | -0.14% | – |
| BWG | Exit | BRANDYWINE GLOBAL INCM OPRTNTS CF | $0 | – | -37,184 | -100.0% | -0.14% | – |
| KAR | Exit | KAR AUCTION SERVICES ORD | $0 | – | -21,500 | -100.0% | -0.14% | – |
| SE | Exit | SEA ADS REP CL A ORD | $0 | – | -11,815 | -100.0% | -0.15% | – |
| EMD | Exit | WESTERN ASSET EMERGING MRKTS DEBT CF | $0 | – | -33,788 | -100.0% | -0.15% | – |
| TEI | Exit | TEMPLETON EMERGING MARKET INCOME CF | $0 | – | -52,258 | -100.0% | -0.15% | – |
| WDOFF | Exit | WESDOME GOLD MINES ORD | $0 | – | -62,993 | -100.0% | -0.15% | – |
| SACC | Exit | SACHEM CAPITAL 6 875 NTS | $0 | – | -20,000 | -100.0% | -0.16% | – |
| USNA | Exit | USANA HEALTH SCIENCES ORD | $0 | – | -7,000 | -100.0% | -0.17% | – |
| PSNL | Exit | PERSONALIS ORD | $0 | – | -52,024 | -100.0% | -0.18% | – |
| VTA | Exit | INVESCO CREDIT DYNAMIC OPP CF | $0 | – | -53,627 | -100.0% | -0.19% | – |
| DY | Exit | DYCOM INDUSTRIES ORD | $0 | – | -13,000 | -100.0% | -0.19% | – |
| SBGL | Exit | SIBANYE STILLWATER ADR REP 4 ORDsponsored adr | $0 | – | -65,000 | -100.0% | -0.20% | – |
| CREE | Exit | CREE ORD | $0 | – | -14,171 | -100.0% | -0.20% | – |
| UNB | Exit | UNION BANKSHARES ORD | $0 | – | -18,362 | -100.0% | -0.21% | – |
| X | Exit | US STEEL ORD | $0 | – | -65,842 | -100.0% | -0.23% | – |
| AAL | Exit | AMERICAN AIRLINES GROUP ORD | $0 | – | -27,000 | -100.0% | -0.24% | – |
| XLNX | Exit | XILINX ORD | $0 | – | -8,060 | -100.0% | -0.24% | – |
| GLD | Exit | SPDR GOLD SHARES ETF | $0 | – | -5,550 | -100.0% | -0.25% | – |
| SAN | Exit | BANCO SANTANDER ADR REP 1 ORDsponsored adr | $0 | – | -197,877 | -100.0% | -0.25% | – |
| ALRM | Exit | ALARMCOM HOLDINGS ORD | $0 | – | -20,858 | -100.0% | -0.28% | – |
| PYXSQ | Exit | PYXUS INTERNATIONAL ORD | $0 | – | -101,768 | -100.0% | -0.28% | – |
| INTEQ | Exit | INTELSAT ORD | $0 | – | -131,371 | -100.0% | -0.29% | – |
| DEO | Exit | DIAGEO ADR REP 4 ORDsponsored adr | $0 | – | -5,541 | -100.0% | -0.29% | – |
| MU | Exit | MICRON TECHNOLOGY ORD | $0 | – | -18,720 | -100.0% | -0.31% | – |
| QGEN | Exit | QIAGEN ORD | $0 | – | -30,954 | -100.0% | -0.32% | – |
| ARGX | Exit | ARGENX ADR REP ORDsponsored adr | $0 | – | -6,631 | -100.0% | -0.33% | – |
| MYL | Exit | MYLAN ORD | $0 | – | -54,145 | -100.0% | -0.34% | – |
| DIS | Exit | WALT DISNEY ORD | $0 | – | -7,638 | -100.0% | -0.34% | – |
| WBA | Exit | WALGREEN BOOTS ALLIANCE ORD | $0 | – | -19,786 | -100.0% | -0.36% | – |
| LPT | Exit | LIBERTY PROPERTY REIT ORD | $0 | – | -20,000 | -100.0% | -0.37% | – |
| KHC | Exit | KRAFT HEINZ ORD | $0 | – | -37,572 | -100.0% | -0.37% | – |
| LYFT | Exit | LYFT CL A ORD | $0 | – | -29,027 | -100.0% | -0.39% | – |
| OXY | Exit | OCCIDENTAL PETROLEUM ORD | $0 | – | -30,701 | -100.0% | -0.39% | – |
| INST | Exit | INSTRUCTURE ORD | $0 | – | -30,115 | -100.0% | -0.45% | – |
| PE | Exit | PARSLEY ENERGY CL A ORD | $0 | – | -79,989 | -100.0% | -0.47% | – |
| NVS | Exit | NOVARTIS ADR REPSG 1 ORDsponsored adr | $0 | – | -20,293 | -100.0% | -0.60% | – |
| SILV | Exit | SILVERCREST METALS ORD | $0 | – | -300,099 | -100.0% | -0.63% | – |
| PINS | Exit | PINTEREST CL A ORD | $0 | – | -121,392 | -100.0% | -0.70% | – |
| ACIA | Exit | ACACIA COMMUNICATIONS ORD | $0 | – | -35,164 | -100.0% | -0.74% | – |
| SNN | Exit | SMITH NEPHEW ADR REP 2 ORDsponsored adr | $0 | – | -52,000 | -100.0% | -0.77% | – |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -92,145 | -100.0% | -0.85% | – |
| BTI | Exit | BRITISH AMERICAN TOBACCO ADR REP ORDsponsored adr | $0 | – | -65,700 | -100.0% | -0.86% | – |
| LTMAQ | Exit | LATAM AIRLINES GROUP ADR REP 1 ORDsponsored adr | $0 | – | -349,215 | -100.0% | -1.10% | – |
| WCG | Exit | WELLCARE HEALTH ORD | $0 | – | -10,893 | -100.0% | -1.11% | – |
| XOM | Exit | EXXON MOBIL ORD | $0 | – | -52,416 | -100.0% | -1.13% | – |
| RH | Exit | RH ORD | $0 | – | -25,360 | -100.0% | -1.68% | – |
| ARQL | Exit | ARQULE ORD | $0 | – | -464,851 | -100.0% | -2.88% | – |
| ZAYO | Exit | ZAYO GROUP HOLDINGS ORD | $0 | – | -307,752 | -100.0% | -3.30% | – |
| BOLD | Exit | AUDENTES THERAPEUTICS ORD | $0 | – | -278,861 | -100.0% | -5.17% | – |
| BABA | Exit | ALIBABA GROUP HOLDING ADR REP 8 ORDsponsored adr | $0 | – | -162,079 | -100.0% | -10.65% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.