$327 Million is the total value of FNY Investment Advisers, LLC's 976 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 108.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GERN | Exit | GERON ORD (NMS)call | $0 | – | -50 | -100.0% | 0.00% | – |
| HYGS | Exit | HYDROGENICS ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| DBX | Exit | DROPBOX CL A ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| PBI | Exit | PITNEY BOWES ORDcall | $0 | – | -250 | -100.0% | 0.00% | – |
| OAK | Exit | OAKTREE CAPITAL GROUP CL A UNT (NYS)call | $0 | – | -6 | -100.0% | 0.00% | – |
| MFIN | Exit | MEDALLION FINANCIAL ORD | $0 | – | -80 | -100.0% | 0.00% | – |
| TEUM | Exit | PARETEUM ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| KLAC | Exit | KLA TENCOR ORD | $0 | – | -11 | -100.0% | 0.00% | – |
| TRCO | Exit | TRIBUNE MEDIA CL A ORDput | $0 | – | -10 | -100.0% | 0.00% | – |
| CCO | Exit | CLEAR CHANNEL OUTDOOR HLDG ORD | $0 | – | -195 | -100.0% | 0.00% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS ORDcall | $0 | – | -1 | -100.0% | 0.00% | – |
| MYGN | Exit | MYRIAD GENETICS ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| MU | Exit | MICRON TECHNOLOGY ORDput | $0 | – | -7 | -100.0% | 0.00% | – |
| SFLY | Exit | SHUTTERFLY ORDput | $0 | – | -20 | -100.0% | 0.00% | – |
| GOTU | Exit | GSX TECHEDU 3 ADR REP 2 CL A ORDsponsored adr | $0 | – | -100 | -100.0% | 0.00% | – |
| JNPR | Exit | JUNIPER NETWORKS ORD (NYS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| CTRL | Exit | CONTROL4 ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| SMAR | Exit | SMARTSHEET CL A ORD | $0 | – | -36 | -100.0% | 0.00% | – |
| DAN | Exit | DANA INCORPORATED ORDput | $0 | – | -50 | -100.0% | 0.00% | – |
| SXC | Exit | SUNCOKE ENERGY ORD | $0 | – | -44 | -100.0% | 0.00% | – |
| CTAS | Exit | CINTAS ORD | $0 | – | -7 | -100.0% | 0.00% | – |
| MJ | Exit | ETFMG ALTERNATIVE HARVEST ETFput | $0 | – | -50 | -100.0% | 0.00% | – |
| HEXO | Exit | HEXO ORD (ASE)call | $0 | – | -45 | -100.0% | 0.00% | – |
| KR | Exit | KROGER ORD | $0 | – | -32 | -100.0% | 0.00% | – |
| SBNY | Exit | SIGNATURE BANK ORD (NMS)put | $0 | – | -15 | -100.0% | 0.00% | – |
| CTRL | Exit | CONTROL4 ORDcall | $0 | – | -48 | -100.0% | 0.00% | – |
| PDCO | Exit | PATTERSON COMPANIES ORDcall | $0 | – | -15 | -100.0% | 0.00% | – |
| TKC | Exit | TURKCELL ILETISIM ADR REP 2.5 ORDsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| BHVN | Exit | BIOHAVEN PHARMACEUTICAL HOLDING ORDcall | $0 | – | -45 | -100.0% | 0.00% | – |
| VSM | Exit | VERSUM MATERIALS ORDput | $0 | – | -33 | -100.0% | 0.00% | – |
| AAP | Exit | ADVANCE AUTO PARTS ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| W | Exit | WAYFAIR CL A ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| ORCL | Exit | ORACLE ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| BAC | Exit | BANK OF AMERICA ORD | $0 | – | -15 | -100.0% | 0.00% | – |
| X | Exit | US STEEL ORDput | $0 | – | -22 | -100.0% | 0.00% | – |
| SMG | Exit | SCOTTS MIRACLE GRO ORD (NYS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| GNW | Exit | GENWORTH FINANCIAL CL A ORDcall | $0 | – | -369 | -100.0% | 0.00% | – |
| DELL | Exit | DELL TECHNOLOGIES CL C ORDput | $0 | – | -1 | -100.0% | 0.00% | – |
| MMM | Exit | 3M ORDput | $0 | – | -6 | -100.0% | 0.00% | – |
| PFIE | Exit | PROFIRE ENERGY ORD | $0 | – | -228 | -100.0% | 0.00% | – |
| VRSN | Exit | VERISIGN ORD | $0 | – | -8 | -100.0% | 0.00% | – |
| SONM | Exit | SONIM TECHNOLOGIES ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| QQQ | Exit | INVSC QQQ TRUST SRS 1 ETFcall | $0 | – | -9 | -100.0% | 0.00% | – |
| ZEN | Exit | ZENDESK ORD (NYS)put | $0 | – | -10 | -100.0% | 0.00% | – |
| LABL | Exit | MULTI COLOR ORD (NMS)put | $0 | – | -40 | -100.0% | 0.00% | – |
| HTZRT | Exit | HERTZ GLOBAL HOLDINGS RTS | $0 | – | -251 | -100.0% | 0.00% | – |
| PCMI | Exit | PCM ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| NWL | Exit | NEWELL BRANDS ORDcall | $0 | – | -100 | -100.0% | 0.00% | – |
| AVCO | Exit | AVALON GLOBOCARE ORD | $0 | – | -575 | -100.0% | 0.00% | – |
| FDC | Exit | FIRST DATA CL A ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| NHA | Exit | NUVEEN MUNICIPAL 2021 TARGET TERM CF | $0 | – | -200 | -100.0% | 0.00% | – |
| INTEQ | Exit | INTELSAT ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| SCOR | Exit | COMSCORE ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| AMBR | Exit | Amber RD Inccall | $0 | – | -1 | -100.0% | 0.00% | – |
| SBH | Exit | SALLY BEAUTY HOLDINGS ORD (NYS)put | $0 | – | -85 | -100.0% | 0.00% | – |
| NTDOY | Exit | NINTENDO ADR | $0 | – | -4 | -100.0% | 0.00% | – |
| GDX | Exit | VANECK VECTORS GOLD MINERS ETFcall | $0 | – | -75 | -100.0% | 0.00% | – |
| ODP | Exit | OFFICE DEPOT ORDput | $0 | – | -50 | -100.0% | 0.00% | – |
| MHLD | Exit | MAIDEN HOLDINGS ORD | $0 | – | -400 | -100.0% | 0.00% | – |
| PCG | Exit | PG&E ORDput | $0 | – | -76 | -100.0% | 0.00% | – |
| PETX | Exit | ARATANA THERAPEUTICS ORD | $0 | – | -300 | -100.0% | 0.00% | – |
| LABL | Exit | MULTI COLOR ORD (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| DFRG | Exit | DEL FRISCO'S RESTAURANT GROUP ORDcall | $0 | – | -32 | -100.0% | 0.00% | – |
| ORLY | Exit | O'REILLY AUTOMOTIVE ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| NEM | Exit | NEWMONT GOLDCORP ORDcall | $0 | – | -25 | -100.0% | 0.00% | – |
| CSBR | Exit | CHAMPIONS ONCOLOGY ORD | $0 | – | -672 | -100.0% | -0.00% | – |
| FXI | Exit | ISHARES CHINA LARGE CAP ETFcall | $0 | – | -50 | -100.0% | -0.00% | – |
| TXMD | Exit | THERAPEUTICSMD ORD | $0 | – | -1,773 | -100.0% | -0.00% | – |
| SMBK | Exit | SMARTFINANCIAL ORD | $0 | – | -232 | -100.0% | -0.00% | – |
| LKFN | Exit | LAKELAND FINANCIAL ORD | $0 | – | -104 | -100.0% | -0.00% | – |
| AFHIF | Exit | ATLAS FINANCIAL HOLDINGS ORD | $0 | – | -6,831 | -100.0% | -0.00% | – |
| OPOF | Exit | OLD POINT FINANCIAL ORD | $0 | – | -216 | -100.0% | -0.00% | – |
| CHAPQ | Exit | CHAPARRAL ENERGY CL A ORD | $0 | – | -1,201 | -100.0% | -0.00% | – |
| ASH | Exit | ASHLAND GLOBAL ORDcall | $0 | – | -40 | -100.0% | -0.00% | – |
| EGY | Exit | VAALCO ENERGY ORD | $0 | – | -2,763 | -100.0% | -0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HOLDINGS ORD | $0 | – | -251 | -100.0% | -0.00% | – |
| LIVX | Exit | LIVEXLIVE MEDIA ORD | $0 | – | -1,290 | -100.0% | -0.00% | – |
| PLBC | Exit | PLUMAS BANCORP ORD | $0 | – | -187 | -100.0% | -0.00% | – |
| PRIM | Exit | PRIMORIS SERVICES ORD | $0 | – | -237 | -100.0% | -0.00% | – |
| CTRL | Exit | CONTROL4 ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| JD | Exit | JD.COM ADR REP 2 CL A ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| NR | Exit | NEWPARK RSC ORD | $0 | – | -631 | -100.0% | -0.00% | – |
| LPX | Exit | LOUISIANA PACIFIC ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| DRAD | Exit | DIGIRAD ORD | $0 | – | -600 | -100.0% | -0.00% | – |
| AMTB | Exit | AMERANT BANCORP CL A ORD | $0 | – | -259 | -100.0% | -0.00% | – |
| WB | Exit | WEIBO ADR REP 1 CL A ORDsponsored adr | $0 | – | -115 | -100.0% | -0.00% | – |
| SRRK | Exit | SCHOLAR ROCK HOLDING ORD | $0 | – | -230 | -100.0% | -0.00% | – |
| TBRGU | Exit | THUNDER BRIDGE ACQ ORD | $0 | – | -293 | -100.0% | -0.00% | – |
| RTWIQ | Exit | RTW RETAILWINDS ORD | $0 | – | -2,389 | -100.0% | -0.00% | – |
| NBHC | Exit | NATIONAL BANK HOLDINGS CL A ORD | $0 | – | -131 | -100.0% | -0.00% | – |
| LQDA | Exit | LIQUIDIA TECHNOLOGIES ORD | $0 | – | -493 | -100.0% | -0.00% | – |
| F | Exit | FORD MOTOR ORDcall | $0 | – | -200 | -100.0% | -0.00% | – |
| ADT | Exit | ADT ORD | $0 | – | -949 | -100.0% | -0.00% | – |
| KSS | Exit | KOHL'S ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| MMYT | Exit | MAKEMYTRIP ORD | $0 | – | -183 | -100.0% | -0.00% | – |
| ZAGG | Exit | ZAGG ORD | $0 | – | -736 | -100.0% | -0.00% | – |
| SHIP | Exit | SEANERGY MARITIME HOLDINGS ORD | $0 | – | -7,000 | -100.0% | -0.00% | – |
| RRD | Exit | RR DONNELLEY AND SONS ORD | $0 | – | -2,064 | -100.0% | -0.00% | – |
| AXTA | Exit | AXALTA COATING SYSTEMS ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| SBOW | Exit | SILVERBOW RESOURCES ORD | $0 | – | -297 | -100.0% | -0.00% | – |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR ORD | $0 | – | -526 | -100.0% | -0.00% | – |
| NKG | Exit | NUVEEN GEORGIA QLTY MNCPL INCM CF | $0 | – | -162 | -100.0% | -0.00% | – |
| TSS | Exit | TOTAL SYSTEM SERVICES ORDput | $0 | – | -28 | -100.0% | -0.00% | – |
| ANY | Exit | SPHERE 3D ORD | $0 | – | -2,726 | -100.0% | -0.00% | – |
| FEDU | Exit | FOUR SEASONS EDUCATION ADS REP ORD | $0 | – | -2,683 | -100.0% | -0.00% | – |
| USO | Exit | UNITED STATES OIL ETFput | $0 | – | -260 | -100.0% | -0.00% | – |
| CAKE | Exit | CHEESECAKE FACTORY ORDput | $0 | – | -100 | -100.0% | -0.00% | – |
| RLGY | Exit | REALOGY HOLDINGS ORDput | $0 | – | -500 | -100.0% | -0.00% | – |
| OI | Exit | OWENS ILLINOIS ORD | $0 | – | -145 | -100.0% | -0.00% | – |
| SCSG | Exit | SOUTHCREST FINANCIAL GROUP ORD | $0 | – | -450 | -100.0% | -0.00% | – |
| SBCF | Exit | SEACOAST BANKING OF FLORIDA ORD | $0 | – | -187 | -100.0% | -0.00% | – |
| ARRY | Exit | ARRAY BIOPHARMA ORDcall | $0 | – | -84 | -100.0% | -0.00% | – |
| QTT | Exit | QUTOUTIAO 4 ADR REP CL A ORD (NMS)call | $0 | – | -855 | -100.0% | -0.00% | – |
| VRAY | Exit | VIEWRAY ORD | $0 | – | -573 | -100.0% | -0.00% | – |
| QUAD | Exit | QUAD GRAPHICS CL A ORD (NYS)call | $0 | – | -320 | -100.0% | -0.00% | – |
| IWM | Exit | ISHARES RUSSELL 2000 ETFcall | $0 | – | -25 | -100.0% | -0.00% | – |
| JPM | Exit | JPMORGAN CHASE ORDcall | $0 | – | -30 | -100.0% | -0.00% | – |
| BSX | Exit | BOSTON SCIENTIFIC ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| SDRL | Exit | SEADRILL ORD | $0 | – | -1,125 | -100.0% | -0.00% | – |
| LBAI | Exit | LAKELAND BANCORP ORD | $0 | – | -299 | -100.0% | -0.00% | – |
| HAL | Exit | HALLIBURTON ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| SUM | Exit | SUMMIT MATERIALS CL A ORD | $0 | – | -297 | -100.0% | -0.00% | – |
| IBCP | Exit | INDEPENDENT BANK ORD | $0 | – | -271 | -100.0% | -0.00% | – |
| OUT | Exit | OUTFRONT MEDIA ORD | $0 | – | -147 | -100.0% | -0.00% | – |
| TREC | Exit | TRECORA RESOURCES ORD | $0 | – | -482 | -100.0% | -0.00% | – |
| SGMO | Exit | SANGAMO THERAPEUTICS ORD | $0 | – | -513 | -100.0% | -0.00% | – |
| HYGS | Exit | HYDROGENICS ORD | $0 | – | -393 | -100.0% | -0.00% | – |
| DRI | Exit | DARDEN RESTAURANTS ORDput | $0 | – | -30 | -100.0% | -0.00% | – |
| FEYE | Exit | FIREEYE ORD | $0 | – | -210 | -100.0% | -0.00% | – |
| NOG | Exit | NORTHERN OIL AND GAS ORD | $0 | – | -2,118 | -100.0% | -0.00% | – |
| OSTK | Exit | OVERSTOCK COM ORDcall | $0 | – | -350 | -100.0% | -0.00% | – |
| TDW | Exit | TIDEWATER ORD | $0 | – | -203 | -100.0% | -0.00% | – |
| ASHR | Exit | XTRCKR HRVST CSI 300 CHNA A SHR ETFcall | $0 | – | -87 | -100.0% | -0.00% | – |
| MU | Exit | MICRON TECHNOLOGY ORDcall | $0 | – | -150 | -100.0% | -0.00% | – |
| DMAC | Exit | DIAMEDICA THERAPEUTI ORD | $0 | – | -521 | -100.0% | -0.00% | – |
| HHC | Exit | HOWARD HUGHES ORDcall | $0 | – | -26 | -100.0% | -0.00% | – |
| KRA | Exit | KRATON ORD | $0 | – | -165 | -100.0% | -0.00% | – |
| BIIB | Exit | BIOGEN ORDcall | $0 | – | -9 | -100.0% | -0.00% | – |
| VRS | Exit | VERSO CL A ORD | $0 | – | -223 | -100.0% | -0.00% | – |
| PACW | Exit | PACW PACWEST BANCORP ORD | $0 | – | -126 | -100.0% | -0.00% | – |
| RGLSF | Exit | REGULUS RESOURCES ORD | $0 | – | -2,500 | -100.0% | -0.00% | – |
| DMB | Exit | BNY MELLON MNCPL BND INFRSTR NAV CF | $0 | – | -162 | -100.0% | -0.00% | – |
| GWX | Exit | SPDR S&P INTERNATIONAL SMALL CAP ETF | $0 | – | -162 | -100.0% | -0.00% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS ORD | $0 | – | -7 | -100.0% | -0.00% | – |
| JLS | Exit | NUVEEN MORTGAGE OPPORTUNITY TERM CF | $0 | – | -162 | -100.0% | -0.00% | – |
| FMN | Exit | FEDERATED PREMIER MUNICIPL INCOME CF | $0 | – | -162 | -100.0% | -0.00% | – |
| ALGN | Exit | ALIGN TECHNOLOGY ORD | $0 | – | -20 | -100.0% | -0.00% | – |
| OASMY | Exit | OASMIA PHARMACEUTICAL ADR REP 3 ORDsponsored adr | $0 | – | -2,600 | -100.0% | -0.00% | – |
| KPTI | Exit | KARYOPHARM THERAPEUTICS ORD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING ORD | $0 | – | -621 | -100.0% | -0.00% | – |
| ENOB | Exit | ENOCHIAN BIOSCIENCES ORD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| MO | Exit | ALTRIA GROUP ORDput | $0 | – | -115 | -100.0% | -0.00% | – |
| PAI | Exit | WESTERN ASSET INVSTMNT GRADE INCM CF | $0 | – | -162 | -100.0% | -0.00% | – |
| XLF | Exit | SELECT STR FINANCIAL SELECT SPDR ETFput | $0 | – | -100 | -100.0% | -0.00% | – |
| NEBLQ | Exit | NOBLE ORD | $0 | – | -2,037 | -100.0% | -0.00% | – |
| MWK | Exit | MOHAWK GROUP HOLDINGS ORD | $0 | – | -400 | -100.0% | -0.00% | – |
| PGC | Exit | PEAPACK GLADSTONE FINANCIAL ORD | $0 | – | -176 | -100.0% | -0.00% | – |
| FNDF | Exit | SCHWAB FUNDAMENTAL INL LARGE COM ETF | $0 | – | -243 | -100.0% | -0.00% | – |
| GTE | Exit | GRAN TIERRA ENERGY ORD | $0 | – | -4,921 | -100.0% | -0.00% | – |
| VEON | Exit | VEON ADR | $0 | – | -2,916 | -100.0% | -0.00% | – |
| JWN | Exit | NORDSTROM ORDcall | $0 | – | -225 | -100.0% | -0.00% | – |
| BMA | Exit | BANCO MACRO ADR REP TEN CL B ORDsponsored adr | $0 | – | -92 | -100.0% | -0.00% | – |
| BBIO | Exit | BRIDGEBIO PHARMA ORD | $0 | – | -256 | -100.0% | -0.00% | – |
| AAL | Exit | AMERICAN AIRLINES GROUP ORD | $0 | – | -202 | -100.0% | -0.00% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| BIOS | Exit | BIOSCRIP ORD | $0 | – | -2,809 | -100.0% | -0.00% | – |
| TSN | Exit | TYSON FOODS CL A ORDput | $0 | – | -100 | -100.0% | -0.00% | – |
| FSM | Exit | FORTUNA SILVER MINES ORD | $0 | – | -3,000 | -100.0% | -0.00% | – |
| IBTX | Exit | INDEPENDENT BANK GROUP ORD | $0 | – | -111 | -100.0% | -0.00% | – |
| HBMD | Exit | HOWARD BANCORP ORD | $0 | – | -401 | -100.0% | -0.00% | – |
| AAON | Exit | AAON ORD | $0 | – | -162 | -100.0% | -0.00% | – |
| PRVL | Exit | PREVAIL THERAPEUTICS ORD | $0 | – | -600 | -100.0% | -0.00% | – |
| AAPL | Exit | APPLE ORDput | $0 | – | -43 | -100.0% | -0.00% | – |
| CNOB | Exit | CONNECTONE BANCORP INC | $0 | – | -265 | -100.0% | -0.00% | – |
| PAYX | Exit | PAYCHEX ORDput | $0 | – | -100 | -100.0% | -0.00% | – |
| NTAP | Exit | NETAPP ORD | $0 | – | -112 | -100.0% | -0.00% | – |
| FRME | Exit | FIRST MERCHANTS ORD | $0 | – | -165 | -100.0% | -0.00% | – |
| AVTR | Exit | AVANTOR ORD | $0 | – | -600 | -100.0% | -0.00% | – |
| CCXU | Exit | CHURCHILL CAPITAL CL A RED UNT | $0 | – | -950 | -100.0% | -0.00% | – |
| UAL | Exit | UNITED AIRLINES HOLDINGS ORD | $0 | – | -119 | -100.0% | -0.00% | – |
| MAV | Exit | PIONEER MUNICIPAL HIGH INCOME ADV CF | $0 | – | -908 | -100.0% | -0.00% | – |
| NL | Exit | NL INDUSTRIES ORD | $0 | – | -2,944 | -100.0% | -0.00% | – |
| ILMN | Exit | ILLUMINA ORD | $0 | – | -27 | -100.0% | -0.00% | – |
| RM | Exit | REGIONAL MANAGEMENT ORD | $0 | – | -399 | -100.0% | -0.00% | – |
| PCAR | Exit | PACCAR ORD | $0 | – | -157 | -100.0% | -0.00% | – |
| EWX | Exit | SPDR S&P EMERGING MRKT SML CP ETF | $0 | – | -243 | -100.0% | -0.00% | – |
| SNDR | Exit | SCHNEIDER NATIONAL CL B ORD | $0 | – | -600 | -100.0% | -0.00% | – |
| Exit | CANSORTIUM INC | $0 | – | -7,400 | -100.0% | -0.00% | – | |
| FCNCA | Exit | FIRST CITIZENS BANCSHARES CL A ORD | $0 | – | -24 | -100.0% | -0.00% | – |
| BWMCU | Exit | BOXWOOD MERGER UNT | $0 | – | -1,100 | -100.0% | -0.00% | – |
| TRCO | Exit | TRIBUNE MEDIA CL A ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| KZR | Exit | KEZAR LIFE SCIENCES ORD | $0 | – | -1,492 | -100.0% | -0.00% | – |
| FXE | Exit | INVSC CRNCYSH EURO CURRENCY ETF | $0 | – | -100 | -100.0% | -0.00% | – |
| SBRA | Exit | SABRA HEALTH CARE REIT ORD | $0 | – | -514 | -100.0% | -0.00% | – |
| ADRO | Exit | ADURO BIOTECH ORD | $0 | – | -6,000 | -100.0% | -0.00% | – |
| WDAY | Exit | WORKDAY CL A ORD | $0 | – | -73 | -100.0% | -0.00% | – |
| AOBC | Exit | AMERICAN OUTDOOR BRANDS ORD | $0 | – | -1,682 | -100.0% | -0.00% | – |
| KALV | Exit | KALVISTA PHARMACEUTICALS ORD | $0 | – | -595 | -100.0% | -0.00% | – |
| CHNG | Exit | CHANGE HEALTHCARE ORD | $0 | – | -840 | -100.0% | -0.00% | – |
| JOE | Exit | ST JOE ORD | $0 | – | -908 | -100.0% | -0.00% | – |
| WFCPRR | Exit | WLL FRG DS REP 1/1000 CM PR CL A PRF | $0 | – | -500 | -100.0% | -0.00% | – |
| SBLK | Exit | STAR BULK CARRIERS ORD | $0 | – | -1,500 | -100.0% | -0.00% | – |
| KHC | Exit | KRAFT HEINZ ORD | $0 | – | -408 | -100.0% | -0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RETURN CF | $0 | – | -1,258 | -100.0% | -0.00% | – |
| WOW | Exit | WIDEOPENWEST ORD | $0 | – | -1,905 | -100.0% | -0.00% | – |
| SUPV | Exit | GRUPO SUPERVIELLE ADR REP 5 CL B ORDsponsored adr | $0 | – | -1,904 | -100.0% | -0.00% | – |
| AIRT | Exit | AIR T ORD | $0 | – | -900 | -100.0% | -0.00% | – |
| OCSL | Exit | OAKTREE SPECIALTY LENDING ORD | $0 | – | -2,583 | -100.0% | -0.00% | – |
| OSMT | Exit | OSMOTICA PHARMACEUTICALS ORD | $0 | – | -4,046 | -100.0% | -0.00% | – |
| CTRA | Exit | CONTURA ENERGY ORD | $0 | – | -276 | -100.0% | -0.00% | – |
| CBSA | Exit | CBS CL A ORD | $0 | – | -254 | -100.0% | -0.00% | – |
| ANGI | Exit | ANGI HOMESERVICES CL A ORD | $0 | – | -1,024 | -100.0% | -0.00% | – |
| FG | Exit | FGL ORD | $0 | – | -1,684 | -100.0% | -0.00% | – |
| WFCPRW | Exit | WLS FRG DS REP SRS W NON CM CL A PRF | $0 | – | -500 | -100.0% | -0.00% | – |
| EA | Exit | ELECTRONIC ARTS ORD | $0 | – | -135 | -100.0% | -0.00% | – |
| USWS | Exit | US WELL SERVICES CL A ORD | $0 | – | -3,250 | -100.0% | -0.00% | – |
| PRSC | Exit | PROVIDENCE SERVICE ORD | $0 | – | -221 | -100.0% | -0.00% | – |
| GMF | Exit | SPDR S&P EMERGING ASIA PACIFIC ETF | $0 | – | -162 | -100.0% | -0.00% | – |
| TX | Exit | TERNIUM ADR REPRESENTING TEN ORDsponsored adr | $0 | – | -584 | -100.0% | -0.00% | – |
| LRCX | Exit | LAM RESEARCH ORD | $0 | – | -68 | -100.0% | -0.00% | – |
| IMMR | Exit | IMMERSION ORD | $0 | – | -1,826 | -100.0% | -0.00% | – |
| GDDY | Exit | GODADDY CL A ORD | $0 | – | -205 | -100.0% | -0.00% | – |
| SPB | Exit | SPECTRUM BRANDS HOLDINGS ORD | $0 | – | -263 | -100.0% | -0.00% | – |
| ITRI | Exit | ITRON ORD | $0 | – | -253 | -100.0% | -0.00% | – |
| VRRM | Exit | VERRA MOBILITY CL A ORD | $0 | – | -1,045 | -100.0% | -0.00% | – |
| DAL | Exit | DELTA AIR LINES ORD | $0 | – | -250 | -100.0% | -0.00% | – |
| NGHC | Exit | NATIONAL GENERAL HOLDINGS ORD | $0 | – | -605 | -100.0% | -0.00% | – |
| APTS | Exit | PREFERRED APARTMENT COMM REIT ORD | $0 | – | -879 | -100.0% | -0.00% | – |
| NNI | Exit | NELNET CL A ORD | $0 | – | -245 | -100.0% | -0.00% | – |
| WUBA | Exit | 58.COM ADR REP 2 CL A ORDsponsored adr | $0 | – | -247 | -100.0% | -0.00% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| TBI | Exit | TRUEBLUE ORD | $0 | – | -671 | -100.0% | -0.00% | – |
| VVI | Exit | VIAD ORD | $0 | – | -232 | -100.0% | -0.00% | – |
| ARGO | Exit | ARGO GROUP INTERNATIONAL HLDGS ORD | $0 | – | -195 | -100.0% | -0.00% | – |
| HNGR | Exit | HANGER ORD | $0 | – | -776 | -100.0% | -0.00% | – |
| SPSC | Exit | SPS COMMERCE ORD | $0 | – | -139 | -100.0% | -0.00% | – |
| NRZ | Exit | NEW RESIDENTIAL INVESTMENT REIT ORD | $0 | – | -961 | -100.0% | -0.00% | – |
| BOMN | Exit | BOSTON OMAHA CL A ORD | $0 | – | -617 | -100.0% | -0.00% | – |
| KNL | Exit | KNOLL ORD | $0 | – | -685 | -100.0% | -0.00% | – |
| LNDC | Exit | LANDEC ORD | $0 | – | -1,435 | -100.0% | -0.00% | – |
| NDLS | Exit | NOODLES CL A ORD | $0 | – | -2,010 | -100.0% | -0.00% | – |
| CBZ | Exit | CBIZ ORD | $0 | – | -784 | -100.0% | -0.00% | – |
| CLBK | Exit | COLUMBIA FINANCIAL ORD | $0 | – | -985 | -100.0% | -0.00% | – |
| WTRH | Exit | WAITR HOLDINGS ORD | $0 | – | -2,156 | -100.0% | -0.00% | – |
| CIG | Exit | COMPANHIA ENERG ADR REPG ONE PRFsponsored adr | $0 | – | -4,004 | -100.0% | -0.00% | – |
| BOLD | Exit | AUDENTES THERAPEUTICS ORD | $0 | – | -405 | -100.0% | -0.00% | – |
| BGS | Exit | B AND G FOODS ORD | $0 | – | -689 | -100.0% | -0.00% | – |
| CF | Exit | CF INDUSTRIES HOLDINGS ORDput | $0 | – | -308 | -100.0% | -0.00% | – |
| FMX | Exit | FOMENTO ECON ADR REPRESENTING 10 ORDsponsored adr | $0 | – | -139 | -100.0% | -0.00% | – |
| MYOK | Exit | MYOKARDIA ORD | $0 | – | -307 | -100.0% | -0.00% | – |
| VRTU | Exit | VIRTUSA ORD | $0 | – | -339 | -100.0% | -0.00% | – |
| BRSS | Exit | GLOBAL BRASS AND COPPER HOLDINGS ORD | $0 | – | -355 | -100.0% | -0.00% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS ORD | $0 | – | -70 | -100.0% | -0.00% | – |
| MELI | Exit | MERCADOLIBRE ORD | $0 | – | -22 | -100.0% | -0.00% | – |
| CSLT | Exit | CASTLIGHT HEALTH CL B ORD | $0 | – | -4,391 | -100.0% | -0.00% | – |
| LGND | Exit | LIGAND PHARMACEUTICALS ORD | $0 | – | -125 | -100.0% | -0.00% | – |
| HT | Exit | HERSHA HOSPITALITY CL A REIT ORD | $0 | – | -836 | -100.0% | -0.00% | – |
| KRTX | Exit | KARUNA THERAPEUTICS ORD | $0 | – | -811 | -100.0% | -0.01% | – |
| MRLN | Exit | MARLIN BUSINESS SERVICES ORD | $0 | – | -676 | -100.0% | -0.01% | – |
| ERJ | Exit | EMBRAER ADR REP FOUR ORDsponsored adr | $0 | – | -852 | -100.0% | -0.01% | – |
| STT | Exit | STATE STREET ORD | $0 | – | -300 | -100.0% | -0.01% | – |
| QEP | Exit | QEP RESOURCES ORD | $0 | – | -2,500 | -100.0% | -0.01% | – |
| ALLY | Exit | ALLY FINANCIAL ORD | $0 | – | -529 | -100.0% | -0.01% | – |
| CHCT | Exit | COMMUNITY HEALTHCARE TRUST ORD | $0 | – | -415 | -100.0% | -0.01% | – |
| SCHC | Exit | SCHWAB INTERNATNAL SMALL CAP EQY ETF | $0 | – | -567 | -100.0% | -0.01% | – |
| CDXC | Exit | CHROMADEX ORD | $0 | – | -3,643 | -100.0% | -0.01% | – |
| SCHV | Exit | SCHWAB US LARGE CAP VALUE ETF | $0 | – | -324 | -100.0% | -0.01% | – |
| FNDE | Exit | SCHWAB FUNDA EMG MKTS LARGE COM ETF | $0 | – | -567 | -100.0% | -0.01% | – |
| FSS | Exit | FEDERAL SIGNAL ORD | $0 | – | -608 | -100.0% | -0.01% | – |
| STRO | Exit | SUTRO BIOPHARMA ORD | $0 | – | -1,467 | -100.0% | -0.01% | – |
| LFVN | Exit | LIFEVANTAGE ORD | $0 | – | -1,300 | -100.0% | -0.01% | – |
| DENN | Exit | DENNYS ORD | $0 | – | -794 | -100.0% | -0.01% | – |
| BGCP | Exit | BGC PARTNERS CL A ORD | $0 | – | -3,066 | -100.0% | -0.01% | – |
| ROST | Exit | ROSS STORES ORD | $0 | – | -166 | -100.0% | -0.01% | – |
| ADSK | Exit | AUTODESK ORD | $0 | – | -100 | -100.0% | -0.01% | – |
| AGCO | Exit | AGCO ORDput | $0 | – | -208 | -100.0% | -0.01% | – |
| BERY | Exit | BERRY GLOBAL GROUP ORD | $0 | – | -318 | -100.0% | -0.01% | – |
| PRO | Exit | PROS HOLDINGS ORD | $0 | – | -257 | -100.0% | -0.01% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS ORD | $0 | – | -277 | -100.0% | -0.01% | – |
| PANW | Exit | PALO ALTO NETWORKS ORD | $0 | – | -100 | -100.0% | -0.01% | – |
| RMAX | Exit | RE MAX HOLDINGS CL A ORD | $0 | – | -700 | -100.0% | -0.01% | – |
| EDI | Exit | STONE HARBOR EMR MRK TTL INC CF | $0 | – | -1,800 | -100.0% | -0.01% | – |
| AGI | Exit | ALAMOS GOLD CL A ORD | $0 | – | -3,250 | -100.0% | -0.01% | – |
| GOLD | Exit | BARRICK GOLD ORD | $0 | – | -1,250 | -100.0% | -0.01% | – |
| TESS | Exit | TESSCO TECHNOLOGIES ORD | $0 | – | -1,087 | -100.0% | -0.01% | – |
| CATM | Exit | CARDTRONICS CL A ORD | $0 | – | -700 | -100.0% | -0.01% | – |
| OXY | Exit | OCCIDENTAL PETROLEUM ORDput | $0 | – | -516 | -100.0% | -0.01% | – |
| GXC | Exit | SPDR S&P CHINA ETF | $0 | – | -243 | -100.0% | -0.01% | – |
| UTX | Exit | UNITED TECHNOLOGIES ORDcall | $0 | – | -180 | -100.0% | -0.01% | – |
| SCHE | Exit | SCHWAB EMERGING MARKETS EQUITY ETF | $0 | – | -972 | -100.0% | -0.01% | – |
| EMITF | Exit | ELBIT IMAGING ORD | $0 | – | -43,576 | -100.0% | -0.01% | – |
| CNR | Exit | CORNERSTONE BUILDING BRANDS ORD | $0 | – | -4,000 | -100.0% | -0.01% | – |
| SNVPRD | Exit | SYNOVUS FINAL NON CUM PERP SER D PRF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING ORD | $0 | – | -150 | -100.0% | -0.01% | – |
| SLM | Exit | SLM ORD | $0 | – | -2,500 | -100.0% | -0.01% | – |
| HPJ | Exit | HIGHPOWER INTERNATIONAL ORD | $0 | – | -6,000 | -100.0% | -0.01% | – |
| TANNI | Exit | TRAVELCENTERS AMERICA 8.25 SNR NTS | $0 | – | -1,000 | -100.0% | -0.01% | – |
| PPC | Exit | PILGRIMS PRIDE ORDcall | $0 | – | -1,019 | -100.0% | -0.01% | – |
| SDS | Exit | PROSHARES ULTRASHORT S&P 500 ETF | $0 | – | -792 | -100.0% | -0.01% | – |
| PRSP | Exit | PERSPECTA ORD | $0 | – | -1,193 | -100.0% | -0.01% | – |
| BFB | Exit | BROWN FORMAN CL B ORD | $0 | – | -498 | -100.0% | -0.01% | – |
| SCHW | Exit | CHARLES SCHWAB ORD | $0 | – | -700 | -100.0% | -0.01% | – |
| GGAL | Exit | GRUPO FINANCIERO ADR REP 10 CL B ORDsponsored adr | $0 | – | -815 | -100.0% | -0.01% | – |
| AKS | Exit | AK STEEL HOLDING ORD | $0 | – | -12,804 | -100.0% | -0.01% | – |
| GROW | Exit | US GLOBAL INVESTORS CL A ORD | $0 | – | -17,500 | -100.0% | -0.01% | – |
| HYDD | Exit | DIREXION DLY HGH YLD BEAR 2X SHR ETF | $0 | – | -2,000 | -100.0% | -0.01% | – |
| PEGI | Exit | PATTERN ENERGY GROUP CL A ORD | $0 | – | -1,327 | -100.0% | -0.01% | – |
| ROX | Exit | CASTLE BRANDS ORD | $0 | – | -62,747 | -100.0% | -0.01% | – |
| INTU | Exit | INTUIT ORD | $0 | – | -118 | -100.0% | -0.01% | – |
| NTRSP | Exit | NRTN TR 1000 DS REP 1 SRS C PREP PRF | $0 | – | -1,200 | -100.0% | -0.01% | – |
| CVS | Exit | CVS HEALTH ORD | $0 | – | -600 | -100.0% | -0.01% | – |
| MYGN | Exit | MYRIAD GENETICS ORD | $0 | – | -1,250 | -100.0% | -0.01% | – |
| ELY | Exit | CALLAWAY GOLF ORD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| EVI | Exit | EVI INDUSTRIES ORD | $0 | – | -898 | -100.0% | -0.01% | – |
| NAV | Exit | NAVISTAR INTERNATIONAL ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SESN | Exit | SESEN BIO ORD | $0 | – | -25,000 | -100.0% | -0.01% | – |
| ASH | Exit | ASHLAND GLOBAL ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| RVNC | Exit | REVANCE THERAPEUTICS ORD | $0 | – | -2,901 | -100.0% | -0.01% | – |
| PNTR | Exit | POINTER TELOCATION ORD | $0 | – | -2,615 | -100.0% | -0.01% | – |
| SCHH | Exit | CHARLES SCHWAB US REIT ETF | $0 | – | -891 | -100.0% | -0.01% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL ORD | $0 | – | -50 | -100.0% | -0.01% | – |
| MCR | Exit | MFS CHARTER INCOME CF | $0 | – | -4,475 | -100.0% | -0.01% | – |
| PBI | Exit | PITNEY BOWES ORD | $0 | – | -10,000 | -100.0% | -0.01% | – |
| FNMA | Exit | FEDERAL NATIONAL MORTGAGE ORD | $0 | – | -15,000 | -100.0% | -0.01% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE CF | $0 | – | -3,664 | -100.0% | -0.01% | – |
| DXBRF | Exit | DIXIE BRANDS ORD (CNX) | $0 | – | -60,000 | -100.0% | -0.01% | – |
| GDXJ | Exit | VANECK VECTOR JUNR GOLD MNRS ETF | $0 | – | -1,250 | -100.0% | -0.01% | – |
| GLDT | Exit | GOLD COAST BANCORP ORD | $0 | – | -3,501 | -100.0% | -0.01% | – |
| ETFC | Exit | E TRADE FINANCIAL ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| DE | Exit | DEERE ORDput | $0 | – | -298 | -100.0% | -0.01% | – |
| PAM | Exit | PAMPA ENERGIA ADR REPSG 25 ORDsponsored adr | $0 | – | -1,435 | -100.0% | -0.01% | – |
| URI | Exit | UNITED RENTAL ORD | $0 | – | -360 | -100.0% | -0.01% | – |
| ISRG | Exit | INTUITIVE SURGICAL ORD | $0 | – | -91 | -100.0% | -0.01% | – |
| SCHA | Exit | SCHWAB US SMALL CAP ETF | $0 | – | -648 | -100.0% | -0.01% | – |
| EMKR | Exit | EMCORE ORD | $0 | – | -15,000 | -100.0% | -0.01% | – |
| DOCU | Exit | DOCUSIGN ORD | $0 | – | -947 | -100.0% | -0.01% | – |
| MHI | Exit | PIONEER MUNICIPAL HIGH INCOME CF | $0 | – | -3,818 | -100.0% | -0.01% | – |
| NRGX | Exit | PIMCO ENRG TCTCL CRT OPPO CF | $0 | – | -2,692 | -100.0% | -0.02% | – |
| AVGO | Exit | BROADCOM ORD | $0 | – | -179 | -100.0% | -0.02% | – |
| ASA | Exit | ASA GOLD AND PRECIOUS METALS CF | $0 | – | -4,506 | -100.0% | -0.02% | – |
| KAR | Exit | KAR AUCTION SERVICES ORD | $0 | – | -2,000 | -100.0% | -0.02% | – |
| HIMX | Exit | HIMAX TECHNOLOGIES ADR REP 2 ORDsponsored adr | $0 | – | -15,000 | -100.0% | -0.02% | – |
| MCI | Exit | BARINGS CORPORATE INVESTORS CF | $0 | – | -3,224 | -100.0% | -0.02% | – |
| KMX | Exit | CARMAX ORD | $0 | – | -588 | -100.0% | -0.02% | – |
| KEP | Exit | KOREA ELECTRIC POWER ADR REP 1/2 ORDsponsored adr | $0 | – | -4,953 | -100.0% | -0.02% | – |
| SAFM | Exit | SANDERSON FARMS ORD | $0 | – | -400 | -100.0% | -0.02% | – |
| UNVR | Exit | UNIVAR ORD | $0 | – | -2,500 | -100.0% | -0.02% | – |
| HIGPRG | Exit | HARTFRD FNCL DS REP 1/1000 SRS G PRF | $0 | – | -2,000 | -100.0% | -0.02% | – |
| RPD | Exit | RAPID7 ORD | $0 | – | -1,000 | -100.0% | -0.02% | – |
| GSHD | Exit | GOOSEHEAD INSURANCE CL A ORD | $0 | – | -1,200 | -100.0% | -0.02% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NTNL MNCPL INCM CF | $0 | – | -4,223 | -100.0% | -0.02% | – |
| MEC | Exit | MAYVILLE ENGINEERING CO ORD | $0 | – | -4,340 | -100.0% | -0.02% | – |
| WMGI | Exit | WRIGHT MEDICAL GROUP ORD | $0 | – | -1,885 | -100.0% | -0.02% | – |
| YUM | Exit | YUM BRANDS ORD | $0 | – | -550 | -100.0% | -0.02% | – |
| DD | Exit | DUPONT DE NEMOURS ORD | $0 | – | -834 | -100.0% | -0.02% | – |
| CYH | Exit | COMMUNITY HEALTH SYSTEMS ORD | $0 | – | -23,000 | -100.0% | -0.02% | – |
| BNCC | Exit | BNCCORP ORD | $0 | – | -2,091 | -100.0% | -0.02% | – |
| REAL | Exit | THE REALREAL ORD | $0 | – | -2,209 | -100.0% | -0.02% | – |
| SSRM | Exit | SSR MINING ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| KTF | Exit | DWS MUNICIPAL INCOME CF | $0 | – | -6,079 | -100.0% | -0.02% | – |
| AMRS | Exit | AMYRIS ORD | $0 | – | -19,000 | -100.0% | -0.02% | – |
| PH | Exit | PARKER HANNIFIN ORD | $0 | – | -400 | -100.0% | -0.02% | – |
| SILK | Exit | SILK ROAD MEDICAL ORD | $0 | – | -1,458 | -100.0% | -0.02% | – |
| JHY | Exit | NUVEEN HIGH INCOME 2020 CF | $0 | – | -7,103 | -100.0% | -0.02% | – |
| DBX | Exit | DROPBOX CL A ORD | $0 | – | -2,873 | -100.0% | -0.02% | – |
| APHA | Exit | APHRIA ORD | $0 | – | -10,400 | -100.0% | -0.02% | – |
| ATEX | Exit | PDVWIRELESS ORD | $0 | – | -1,500 | -100.0% | -0.02% | – |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT REIT ORD | $0 | – | -8,000 | -100.0% | -0.02% | – |
| ELS | Exit | EQUITY LIFESTYLE PROP REIT ORD | $0 | – | -624 | -100.0% | -0.02% | – |
| NRK | Exit | NUVEEN NY AMT FREE QLT MNCPL INCM CF | $0 | – | -5,816 | -100.0% | -0.02% | – |
| SNX | Exit | SYNNEX ORD | $0 | – | -810 | -100.0% | -0.02% | – |
| NEWR | Exit | NEW RELIC ORD | $0 | – | -902 | -100.0% | -0.02% | – |
| AQB | Exit | AQUABOUNTY TECHNOLOG ORD | $0 | – | -25,783 | -100.0% | -0.02% | – |
| CACI | Exit | CACI INTERNATIONAL CL A ORD | $0 | – | -390 | -100.0% | -0.02% | – |
| TREE | Exit | LENDINGTREE ORD | $0 | – | -190 | -100.0% | -0.02% | – |
| PCTY | Exit | PAYLOCITY HOLDING ORD | $0 | – | -850 | -100.0% | -0.02% | – |
| ETSY | Exit | ETSY ORD | $0 | – | -1,310 | -100.0% | -0.02% | – |
| F | Exit | FORD MOTOR ORD | $0 | – | -7,900 | -100.0% | -0.02% | – |
| FIVE | Exit | FIVE BELOW ORD | $0 | – | -670 | -100.0% | -0.02% | – |
| WWD | Exit | WOODWARD ORD | $0 | – | -710 | -100.0% | -0.02% | – |
| IDA | Exit | IDACORP ORD | $0 | – | -800 | -100.0% | -0.02% | – |
| MTG | Exit | MGIC INVESTMENT ORD | $0 | – | -6,160 | -100.0% | -0.02% | – |
| OLLI | Exit | OLLIES BARGAIN OUTLET HLDG ORD | $0 | – | -930 | -100.0% | -0.02% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP CL A ORD | $0 | – | -1,500 | -100.0% | -0.02% | – |
| PLNT | Exit | PLANET FITNESS CL A ORD | $0 | – | -1,110 | -100.0% | -0.02% | – |
| KMPR | Exit | KEMPER ORD | $0 | – | -930 | -100.0% | -0.02% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUBLIC ORD | $0 | – | -3,350 | -100.0% | -0.02% | – |
| NYT | Exit | NEW YORK TIMES CL A ORD | $0 | – | -2,470 | -100.0% | -0.02% | – |
| PRI | Exit | PRIMERICA ORD | $0 | – | -670 | -100.0% | -0.02% | – |
| AVLR | Exit | AVALARA ORD | $0 | – | -1,120 | -100.0% | -0.02% | – |
| NRE | Exit | NORTHSTAR REALTY EUROPE ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| VMW | Exit | VMWARE CL A ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| WWE | Exit | WORLD WRESTLING ENTERTAINM CL A ORD | $0 | – | -1,120 | -100.0% | -0.02% | – |
| CUZ | Exit | COUSINS PROPERTIES REIT ORD | $0 | – | -2,230 | -100.0% | -0.02% | – |
| GH | Exit | GUARDANT HEALTH ORD | $0 | – | -950 | -100.0% | -0.02% | – |
| ENTG | Exit | ENTEGRIS ORD | $0 | – | -2,160 | -100.0% | -0.02% | – |
| COLD | Exit | AMERICOLD REALTY ORD | $0 | – | -2,500 | -100.0% | -0.02% | – |
| SQ | Exit | SQUARE CL A ORD | $0 | – | -1,176 | -100.0% | -0.02% | – |
| ICE | Exit | INTERCONTINENTAL EXCHANGE ORD | $0 | – | -1,000 | -100.0% | -0.02% | – |
| PSF | Exit | COHEN AND STEERS SEL PRFD AND INC CF | $0 | – | -3,125 | -100.0% | -0.03% | – |
| HCHC | Exit | HC2 HOLDINGS ORD | $0 | – | -37,500 | -100.0% | -0.03% | – |
| SBBX | Exit | SB ONE BANCORP ORD | $0 | – | -4,000 | -100.0% | -0.03% | – |
| CAJ | Exit | CANON ADR REP ORDsponsored adr | $0 | – | -3,000 | -100.0% | -0.03% | – |
| VICI | Exit | VICI PPTYS ORD | $0 | – | -4,000 | -100.0% | -0.03% | – |
| ADBE | Exit | ADOBE ORD | $0 | – | -321 | -100.0% | -0.03% | – |
| CLF | Exit | CLEVELAND CLIFFS ORD | $0 | – | -9,177 | -100.0% | -0.03% | – |
| WMT | Exit | WALMART ORD | $0 | – | -900 | -100.0% | -0.03% | – |
| AG | Exit | FIRST MAJESTIC SILVER ORD | $0 | – | -13,000 | -100.0% | -0.03% | – |
| CSCO | Exit | CISCO SYSTEMS ORD | $0 | – | -1,939 | -100.0% | -0.03% | – |
| AAP | Exit | ADVANCE AUTO PARTS ORD | $0 | – | -693 | -100.0% | -0.03% | – |
| OHRP | Exit | OHR PHARMACEUTICAL ORD | $0 | – | -30,520 | -100.0% | -0.03% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES ORD | $0 | – | -1,350 | -100.0% | -0.03% | – |
| TROX | Exit | TRONOX HOLDINGS ORD | $0 | – | -8,500 | -100.0% | -0.03% | – |
| TEN | Exit | TENNECO CL A ORD | $0 | – | -10,000 | -100.0% | -0.03% | – |
| TPGHWS | Exit | TPG PACE HOLDINGS CL A EQY WRT 08/18/2022 | $0 | – | -68,600 | -100.0% | -0.03% | – |
| KL | Exit | KIRKLAND LAKE GOLD ORD | $0 | – | -2,500 | -100.0% | -0.03% | – |
| SAND | Exit | SANDSTORM GOLD ORD | $0 | – | -19,800 | -100.0% | -0.03% | – |
| JPM | Exit | JPMORGAN CHASE ORD | $0 | – | -1,000 | -100.0% | -0.03% | – |
| SCHD | Exit | SCHWAB US DIVIDEND EQUITY ETF | $0 | – | -2,106 | -100.0% | -0.03% | – |
| GLD | Exit | SPDR GOLD SHARES ETF | $0 | – | -850 | -100.0% | -0.03% | – |
| MOO | Exit | VANECK VECTORS AGRIBUSINESS ETF | $0 | – | -1,761 | -100.0% | -0.03% | – |
| CATS | Exit | CATASYS ORD | $0 | – | -6,088 | -100.0% | -0.03% | – |
| PSNL | Exit | PERSONALIS ORD | $0 | – | -4,401 | -100.0% | -0.04% | – |
| AEO | Exit | AMERICAN EAGLE OUTFITTERS ORD | $0 | – | -7,000 | -100.0% | -0.04% | – |
| AEM | Exit | AGNICO EAGLE ORD | $0 | – | -2,400 | -100.0% | -0.04% | – |
| CBOE | Exit | CBOE GLOBAL MARKETS ORD | $0 | – | -1,200 | -100.0% | -0.04% | – |
| CVLT | Exit | COMMVAULT SYSTEMS ORD | $0 | – | -2,500 | -100.0% | -0.04% | – |
| BTO | Exit | JOHN HANCOCK FINANCIAL OPP CF | $0 | – | -4,033 | -100.0% | -0.04% | – |
| CPT | Exit | CAMDEN PROPERTY REIT ORD | $0 | – | -1,344 | -100.0% | -0.04% | – |
| XLI | Exit | SELECT SECTOR INDUSTRIAL SPDR ETF | $0 | – | -1,868 | -100.0% | -0.04% | – |
| EDN | Exit | EDENOR ADR REPSTG 20 CL B ORDsponsored adr | $0 | – | -8,000 | -100.0% | -0.04% | – |
| MMC | Exit | MARSH & MCLENNAN ORD | $0 | – | -1,500 | -100.0% | -0.04% | – |
| AAPL | Exit | APPLE ORD | $0 | – | -759 | -100.0% | -0.04% | – |
| AER | Exit | AERCAP HOLDINGS ORD | $0 | – | -3,000 | -100.0% | -0.05% | – |
| GPS | Exit | GAP ORD | $0 | – | -8,800 | -100.0% | -0.05% | – |
| CRH | Exit | CRH ADR REPSG 1 ORDsponsored adr | $0 | – | -4,872 | -100.0% | -0.05% | – |
| VTV | Exit | VANGUARD VALUE ETF | $0 | – | -1,500 | -100.0% | -0.05% | – |
| HUBS | Exit | HUBSPOT ORD | $0 | – | -970 | -100.0% | -0.05% | – |
| CAT | Exit | CATERPILLAR ORD | $0 | – | -1,250 | -100.0% | -0.05% | – |
| HCA | Exit | HCA HEALTHCARE ORD | $0 | – | -1,300 | -100.0% | -0.05% | – |
| LKSDQ | Exit | LSC COMMUNICATIONS ORD | $0 | – | -47,942 | -100.0% | -0.05% | – |
| DISCK | Exit | DISCOVERY SRS C ORD | $0 | – | -6,182 | -100.0% | -0.05% | – |
| KN | Exit | KNOWLES ORD | $0 | – | -10,000 | -100.0% | -0.05% | – |
| THC | Exit | TENET HEALTHCARE ORD | $0 | – | -9,000 | -100.0% | -0.06% | – |
| HIVE | Exit | AEROHIVE NETWORKS ORD | $0 | – | -42,499 | -100.0% | -0.06% | – |
| HUM | Exit | HUMANA ORD | $0 | – | -700 | -100.0% | -0.06% | – |
| XLE | Exit | ENERGY SELECT SECTOR SPDR ETF | $0 | – | -2,942 | -100.0% | -0.06% | – |
| SNAP | Exit | SNAP CL A ORD | $0 | – | -13,301 | -100.0% | -0.06% | – |
| FSLR | Exit | FIRST SOLAR ORD | $0 | – | -3,000 | -100.0% | -0.06% | – |
| SE | Exit | SEA ADS REP CL A ORD | $0 | – | -6,041 | -100.0% | -0.06% | – |
| BKJ | Exit | BANCORP OF NEW JERSEY ORD | $0 | – | -14,469 | -100.0% | -0.06% | – |
| DFRG | Exit | DEL FRISCO'S RESTAURANT GROUP ORD | $0 | – | -25,300 | -100.0% | -0.06% | – |
| BCO | Exit | BRINK'S ORD | $0 | – | -2,500 | -100.0% | -0.06% | – |
| PDCO | Exit | PATTERSON COMPANIES ORD | $0 | – | -9,100 | -100.0% | -0.06% | – |
| RMI | Exit | RIVERNORTH OPPORTUNI MUN INC NAV CF | $0 | – | -10,038 | -100.0% | -0.06% | – |
| MUC | Exit | BLACKROCK MUNIHLDG CALIF QUALITY CF | $0 | – | -16,213 | -100.0% | -0.06% | – |
| UN | Exit | UNILEVER NV | $0 | – | -3,900 | -100.0% | -0.07% | – |
| OSTK | Exit | OVERSTOCK COM ORD | $0 | – | -17,930 | -100.0% | -0.07% | – |
| SFLY | Exit | SHUTTERFLY ORD | $0 | – | -5,000 | -100.0% | -0.07% | – |
| NFLX | Exit | NETFLIX ORD | $0 | – | -693 | -100.0% | -0.08% | – |
| SCHX | Exit | SCHWAB US LARGE CAP ETF | $0 | – | -4,000 | -100.0% | -0.08% | – |
| ASX | Exit | ASE INDUSTRIAL HOLDIN ADR REP 2 ORDsponsored adr | $0 | – | -77,776 | -100.0% | -0.09% | – |
| IMI | Exit | INTERMOLECULAR ORD | $0 | – | -270,500 | -100.0% | -0.09% | – |
| VV | Exit | VANGUARD LARGE CAP ETF | $0 | – | -2,344 | -100.0% | -0.09% | – |
| MRNA | Exit | MODERNA ORD | $0 | – | -21,500 | -100.0% | -0.09% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND ORD | $0 | – | -7,800 | -100.0% | -0.09% | – |
| NOK | Exit | NOKIA ADR REPSG 1 SER A ORDsponsored adr | $0 | – | -64,292 | -100.0% | -0.10% | – |
| FLIC | Exit | FIRST OF LONG ISLAND ORD | $0 | – | -16,368 | -100.0% | -0.10% | – |
| AU | Exit | ANGLOGOLD ASHANTI ADR REP 1 ORDsponsored adr | $0 | – | -23,682 | -100.0% | -0.12% | – |
| SHG | Exit | SHINHAN FINANCIAL ADR REPSG 1 ORDsponsored adr | $0 | – | -11,118 | -100.0% | -0.13% | – |
| SABR | Exit | SABRE ORD | $0 | – | -20,000 | -100.0% | -0.13% | – |
| Exit | PERSHING SQR HLDNGS REG S CL USD ORD (PNK) | $0 | – | -25,100 | -100.0% | -0.13% | – | |
| CI | Exit | CIGNA ORD | $0 | – | -2,847 | -100.0% | -0.13% | – |
| SMTC | Exit | SEMTECH ORD | $0 | – | -9,550 | -100.0% | -0.14% | – |
| SOXL | Exit | DIREXION SEMICONDUCTOR BULL 3X ETF | $0 | – | -3,230 | -100.0% | -0.14% | – |
| GS | Exit | GOLDMAN SACHS GROUP ORD | $0 | – | -2,420 | -100.0% | -0.15% | – |
| SOXX | Exit | ISHARES PHLX SEMICONDUCTOR ETF | $0 | – | -2,500 | -100.0% | -0.15% | – |
| MGLN | Exit | MAGELLAN HEALTH ORD | $0 | – | -6,776 | -100.0% | -0.15% | – |
| SAIL | Exit | SAILPOINT TECHNOLOGIES HOLDINGS ORD | $0 | – | -26,000 | -100.0% | -0.15% | – |
| BMRC | Exit | BANK OF MARIN BANCORP ORD | $0 | – | -13,434 | -100.0% | -0.16% | – |
| MSFT | Exit | MICROSOFT ORD | $0 | – | -4,106 | -100.0% | -0.16% | – |
| CIC | Exit | CAPITOL INVESTMENT CL A ORD | $0 | – | -55,026 | -100.0% | -0.17% | – |
| FAS | Exit | DIREXION DAILY FINANCIAL BULL 3X ETF | $0 | – | -7,737 | -100.0% | -0.17% | – |
| ABB | Exit | ABB ADR REP 1 ORDsponsored adr | $0 | – | -28,761 | -100.0% | -0.17% | – |
| HCM | Exit | HUTCHSN CHINA MEDTCH ADR REP 5 ORDsponsored adr | $0 | – | -28,850 | -100.0% | -0.19% | – |
| TBRG | Exit | THUNDER BRIDGE ACQUISITION CL A ORD | $0 | – | -62,500 | -100.0% | -0.19% | – |
| XOP | Exit | SPDR S&P OIL & GAS EXPL & PROD ETF | $0 | – | -25,954 | -100.0% | -0.21% | – |
| PPC | Exit | PILGRIMS PRIDE ORD | $0 | – | -27,800 | -100.0% | -0.21% | – |
| BKS | Exit | BARNES AND NOBLE ORD | $0 | – | -107,821 | -100.0% | -0.21% | – |
| NIHD | Exit | NII HOLDINGS ORD | $0 | – | -430,000 | -100.0% | -0.21% | – |
| PBR | Exit | PETROLEO BRASILEIRO ADR REPSTG 2 ORDsponsored adr | $0 | – | -49,350 | -100.0% | -0.23% | – |
| ZG | Exit | ZILLOW GROUP CL A ORD | $0 | – | -17,896 | -100.0% | -0.24% | – |
| CYOU | Exit | CHANGYOU.COM ADR REP 2 CL A ORDsponsored adr | $0 | – | -85,109 | -100.0% | -0.24% | – |
| UMC | Exit | UNITED MICR ELCTRNS ADR REP 5 ORDsponsored adr | $0 | – | -382,000 | -100.0% | -0.25% | – |
| STZ | Exit | CONSTELLATION BRANDS CL A ORD | $0 | – | -4,610 | -100.0% | -0.27% | – |
| BHVN | Exit | BIOHAVEN PHARMACEUTICAL HOLDING ORD | $0 | – | -22,600 | -100.0% | -0.29% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS ORD | $0 | – | -19,288 | -100.0% | -0.30% | – |
| CRAY | Exit | CRAY ORD | $0 | – | -32,114 | -100.0% | -0.33% | – |
| FNSR | Exit | FINISAR ORD | $0 | – | -49,535 | -100.0% | -0.33% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETS ETF | $0 | – | -32,462 | -100.0% | -0.41% | – |
| SKM | Exit | SK TELECOM ADR RPSTNG 1/9 ORDsponsored adr | $0 | – | -59,656 | -100.0% | -0.44% | – |
| AXON | Exit | AXON ENTERPRISE ORD | $0 | – | -29,056 | -100.0% | -0.55% | – |
| TMCX | Exit | TRINITY MERGER CL A ORD | $0 | – | -200,486 | -100.0% | -0.61% | – |
| AUOTY | Exit | AU OPTRONICS ADR REP 10 ORDsponsored adr | $0 | – | -809,761 | -100.0% | -0.71% | – |
| UQM | Exit | UQM TECHNOLOGIES ORD | $0 | – | -1,550,231 | -100.0% | -0.75% | – |
| RIO | Exit | RIO TINTO ADR REP ONE ORDsponsored adr | $0 | – | -46,865 | -100.0% | -0.86% | – |
| DATA | Exit | TABLEAU SOFTWARE CL A ORD | $0 | – | -18,725 | -100.0% | -0.92% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES CL A ORD | $0 | – | -36,763 | -100.0% | -0.93% | – |
| AMZN | Exit | AMAZON COM ORD | $0 | – | -1,726 | -100.0% | -0.96% | – |
| ARRY | Exit | ARRAY BIOPHARMA ORD | $0 | – | -78,150 | -100.0% | -1.07% | – |
| FDC | Exit | FIRST DATA CL A ORD | $0 | – | -266,950 | -100.0% | -2.13% | – |
| RHT | Exit | RED HAT ORD | $0 | – | -253,543 | -100.0% | -14.03% | – |
| APC | Exit | ANADARKO PETROLEUM ORD | $0 | – | -694,018 | -100.0% | -14.44% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.