FNY Investment Advisers, LLC - Q3 2019 holdings

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$327 Million is the total value of FNY Investment Advisers, LLC's 976 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 82.9% .

All

			Value		Shares		↓ Weighting
ONCE	Sell	SPARK THERAPEUTICS ORD	$8,369,000	-27.9%	86,305	-23.8%	2.56%	-25.2%
MLNX	Sell	MELLANOX TECHNOLOGIES ORD	$1,139,000	-78.4%	10,398	-78.2%	0.35%	-77.6%
BHP	Sell	BHP GROUP ADR	$1,071,000	-34.1%	21,697	-22.4%	0.33%	-31.7%
TRNEU	Sell	TRINE ACQUISITION CL A RED UNT	$1,051,000	-5.9%	101,600	-8.1%	0.32%	-2.4%
AVP	Sell	AVON PRODUCTS ORD	$825,000	-35.2%	187,513	-42.9%	0.25%	-33.0%
GOOGL	Sell	ALPHABET CL A ORD	$746,000	-55.0%	611	-60.1%	0.23%	-53.4%
VOD	Sell	VODAFONE GROUP ADR REP 10 ORDsponsored adr	$732,000	-12.0%	36,800	-27.8%	0.22%	-8.6%
EE	Sell	EL PASO ELECTRIC ORD	$650,000	-0.6%	9,700	-3.0%	0.20%	+3.1%
TSN	Sell	TYSON FOODS CL A ORD	$636,000	-1.4%	7,388	-7.6%	0.19%	+2.1%
	Sell	GRUPO AVL ACIONS Y VL ADR REP 20 PRFsponsored adr	$588,000	-8.3%	78,859	-2.1%	0.18%	-4.8%
TRNE	Sell	TRINE ACQUISITION CL A ORD	$584,000	-19.3%	59,200	-20.7%	0.18%	-16.0%
KO	Sell	COCA-COLA ORD	$561,000	-64.0%	10,320	-66.3%	0.17%	-62.5%
MU	Sell	MICRON TECHNOLOGY ORD	$538,000	-40.0%	12,575	-45.9%	0.16%	-37.5%
WDOFF	Sell	WESDOME GOLD MINES ORD	$485,000	+6.4%	107,220	-3.4%	0.15%	+10.4%
TMUS	Sell	T MOBILE US ORD	$459,000	-48.9%	5,835	-51.9%	0.14%	-47.2%
VXX	Sell	BARCLAYS IPTH SRS B S&P SHRT TRM ETN	$415,000	-72.7%	17,500	-70.1%	0.13%	-71.7%
NXPI	Sell	NXP SEMICONDUCTORS ORD	$382,000	-48.8%	3,504	-54.2%	0.12%	-46.8%
MBIO	Sell	MUSTANG BIO ORD	$326,000	-55.7%	100,000	-50.0%	0.10%	-53.9%
EAST	Sell	EASTSIDE DISTILLING ORD	$324,000	-9.0%	66,396	-16.2%	0.10%	-5.7%
DBL	Sell	DOUBLELINE OPPORTUNISTIC CF	$300,000	-25.2%	14,503	-24.5%	0.09%	-22.0%
PPL	Sell	PPL ORD	$297,000	-36.5%	9,460	-37.4%	0.09%	-34.1%
GXGXU	Sell	GX ACQUISITON UNT	$262,000	-13.0%	23,700	-21.0%	0.08%	-10.1%
CIEN	Sell	CIENA ORD	$231,000	-40.5%	5,900	-37.6%	0.07%	-37.7%
VTA	Sell	INVESCO CREDIT DYNAMIC OPP CF	$197,000	-12.8%	17,915	-11.4%	0.06%	-10.4%
BWG	Sell	BRANDYWINE GLOBAL INCM OPRTNTS CF	$187,000	-8.3%	15,470	-11.2%	0.06%	-5.0%
UBP	Sell	URSTADT BIDDLE REIT ORD	$183,000	-29.6%	9,730	-36.1%	0.06%	-27.3%
NHS	Sell	NEUBERGER BERMAN HGH YLD STRATGS CF	$181,000	-8.6%	15,000	-11.8%	0.06%	-5.2%
BKT	Sell	BLACKROCK INCOME CF	$175,000	-21.2%	28,900	-21.3%	0.05%	-16.9%
PCI	Sell	PIMCO DYNMC CRDT AND MRTG INCM CF	$173,000	-33.7%	7,074	-35.4%	0.05%	-31.2%
MICR	Sell	MICRON SOLUTIONS ORD	$164,000	-31.7%	75,051	-23.5%	0.05%	-29.6%
FAX	Sell	ABERDEEN ASIA PACIFIC INCOME CF	$157,000	-21.5%	37,511	-21.8%	0.05%	-18.6%
SRPT	Sell	SAREPTA THERAPEUTICS ORD	$154,000	-73.2%	2,055	-45.6%	0.05%	-72.2%
BA	Sell	BOEING ORD	$152,000	-47.8%	400	-50.0%	0.05%	-46.5%
VCIF	Sell	VERTICAL CAPITAL INCOME NAV CF	$149,000	-34.1%	14,039	-41.2%	0.05%	-31.3%
AKTS	Sell	AKOUSTIS TECHNOLOGIE ORD	$148,000	-88.6%	19,150	-90.6%	0.04%	-88.3%
DMO	Sell	WESTERN ASSET MRTG DEFINED OPPTY CF	$145,000	-24.1%	6,678	-25.7%	0.04%	-21.4%
LTHM	Sell	LIVENT ORD	$133,000	-6.3%	20,000	-3.0%	0.04%	-2.4%
NBB	Sell	NUVEEN TAXABLE MUNICIPAL INCM NAV CF	$117,000	-63.2%	5,258	-64.9%	0.04%	-61.7%
DISCB	Sell	DISCOVERY SRS B ORD	$106,000	-15.9%	3,280	-11.5%	0.03%	-13.5%
EHI	Sell	WESTERN ASST GLBAL HIGH INCOME CF	$94,000	-27.7%	9,540	-27.5%	0.03%	-23.7%
MYL	Sell	MYLAN ORD	$95,000	-47.8%	4,806	-49.9%	0.03%	-46.3%
OPP	Sell	RIVERNORTH DOUBLLINE STRTGC OPTY CF	$91,000	-60.1%	5,275	-60.6%	0.03%	-58.2%
MSD	Sell	MORGAN STANLEY EMERGING MKT DEBT CF	$93,000	-40.4%	10,187	-39.3%	0.03%	-39.1%
RA	Sell	BROOKFIELD REAL ASSETS INCOME CF	$90,000	-53.1%	4,000	-54.9%	0.03%	-50.9%
FOXA	Sell	FOX CL A ORD	$93,000	-79.4%	2,965	-76.0%	0.03%	-78.9%
TSG	Sell	STARS GROUP ORD	$89,000	-72.4%	6,000	-68.3%	0.03%	-71.6%
RPLAU	Sell	REPLAY ACQUISITION UNT	$86,000	-11.3%	8,500	-12.8%	0.03%	-10.3%
ASPU	Sell	ASPEN GROUP ORD	$84,000	+20.0%	16,220	-12.2%	0.03%	+23.8%
CCJ	Sell	CAMECO ORD	$77,000	-53.3%	8,163	-47.2%	0.02%	-51.0%
GT	Sell	GOODYEAR TIRE AND RUBBER ORD	$80,000	-50.0%	5,605	-46.6%	0.02%	-48.9%
CENTA	Sell	CENTRAL GARDEN AND PET CL A ORD	$74,000	+8.8%	2,700	-3.6%	0.02%	+15.0%
AL	Sell	AIR LEASE CL A ORD	$73,000	-55.8%	1,750	-56.2%	0.02%	-55.1%
LCAHU	Sell	LANDCADIA HOLDINGS II UNT	$72,000	-8.9%	7,200	-8.9%	0.02%	-4.3%
ROKU	Sell	ROKU CL A ORD	$68,000	-15.0%	675	-24.2%	0.02%	-12.5%
COUP	Sell	COUPA SOFTWARE ORD	$64,000	-19.0%	500	-20.6%	0.02%	-13.0%
BBL	Sell	BHP GROUP ADR REP 2 ORDsponsored adr	$62,000	-79.8%	1,451	-75.9%	0.02%	-79.1%
CRWD	Sell	CROWDSTRIKE HOLDINGS CL A ORD	$58,000	-80.8%	1,000	-77.4%	0.02%	-79.8%
CVSI	Sell	CV SCIENCES ORD	$54,000	-83.1%	31,500	-59.9%	0.02%	-81.9%
AGNC	Sell	AGNC INVESTMENT REIT ORD	$54,000	-46.0%	3,400	-43.3%	0.02%	-41.4%
NXST	Sell	NEXSTAR MEDIA GROUP CL A ORD	$51,000	-36.2%	501	-37.4%	0.02%	-33.3%
TBT	Sell	PROSHRES ULTRASHT 20 PLS YR TRSY ETF	$53,000	-68.3%	2,200	-62.1%	0.02%	-67.3%
FAM	Sell	FIRST TRST ABERDEEN GLBL OPP INCM CF	$52,000	-16.1%	5,000	-16.7%	0.02%	-11.1%
LPL	Sell	LG DISPLAY ADR REP 1/2 ORDsponsored adr	$49,000	-98.8%	8,284	-98.4%	0.02%	-98.7%
SENEB	Sell	SENECA FOODS CL B ORD	$35,000	-25.5%	1,154	-33.4%	0.01%	-21.4%
GEF	Sell	GREIF CL A ORD	$37,000	-95.3%	999	-95.8%	0.01%	-95.2%
DBVT	Sell	DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr	$36,000	-64.7%	4,188	-66.5%	0.01%	-63.3%
AINV	Sell	APOLLO INVESTMENT ORD	$32,000	-79.7%	2,000	-80.0%	0.01%	-78.7%
DUC	Sell	DUFF & PHELPS UTILITY & CORP BOND CF	$32,000	-83.3%	3,498	-84.1%	0.01%	-82.5%
WDC	Sell	WESTERN DIGITAL ORD	$31,000	-97.3%	536	-97.7%	0.01%	-97.3%
NZF	Sell	NUVEEN MUNICIPAL CREDIT INCOME CF	$30,000	-71.7%	1,892	-72.1%	0.01%	-71.0%
JFR	Sell	NUVEEN FLOATING RATE INCOME CF	$30,000	-3.2%	3,172	-2.1%	0.01%	0.0%
RVLV	Sell	REVOLVE GROUP CL A ORD	$30,000	-74.6%	1,316	-61.8%	0.01%	-74.3%
CVNA	Sell	CARVANA CL A ORD	$26,000	-67.5%	400	-69.0%	0.01%	-66.7%
CMI	Sell	CUMMINS ORD	$25,000	-51.0%	155	-48.3%	0.01%	-46.7%
LHC	Sell	LEO HOLDINGS CL A ORD	$26,000	-98.6%	2,570	-98.6%	0.01%	-98.6%
FB	Sell	FACEBOOK CL A ORD	$26,000	-97.4%	149	-97.1%	0.01%	-97.3%
MSM	Sell	MSC INDUSTRIAL CL A ORD	$25,000	-13.8%	350	-12.5%	0.01%	-11.1%
TSLA	Sell	TESLA ORDcall	$22,000	-4.3%	94	-11.3%	0.01%	0.0%
CSX	Sell	CSX ORD	$24,000	-33.3%	350	-24.9%	0.01%	-36.4%
ORLY	Sell	O'REILLY AUTOMOTIVE ORD	$19,000	-96.6%	50	-96.7%	0.01%	-96.3%
PACB	Sell	PACIFIC BIOSCIENCES OF CALIFRNIA ORD	$19,000	-71.6%	3,835	-65.8%	0.01%	-70.0%
ZS	Sell	ZSCALER ORD	$21,000	-79.6%	445	-67.0%	0.01%	-80.0%
TTD	Sell	TRADE DESK CL A ORD	$19,000	-76.8%	102	-71.7%	0.01%	-75.0%
CLUBQ	Sell	TOWN SPORTS INTERNATIONAL ORD	$19,000	-70.8%	11,600	-61.3%	0.01%	-68.4%
GSAH	Sell	GS ACQUISITION HOLDINGS CL A ORD	$15,000	0.0%	1,482	-1.2%	0.01%	+25.0%
UGI	Sell	UGI ORD	$17,000	-43.3%	344	-39.3%	0.01%	-44.4%
AXU	Sell	ALEXCO RESOURCE ORD	$17,000	-58.5%	10,000	-72.2%	0.01%	-58.3%
PEP	Sell	PEPSICO ORD	$13,000	-82.9%	95	-83.8%	0.00%	-81.8%
CMCSA	Sell	COMCAST CL A ORD	$13,000	-40.9%	308	-42.6%	0.00%	-33.3%
SSO	Sell	PROSHARES ULTRA S&P 500 ETF	$10,000	-91.4%	85	-90.8%	0.00%	-91.2%
GDL	Sell	GDL CF	$11,000	-84.5%	1,293	-83.4%	0.00%	-85.7%
SPAQU	Sell	SPARTAN ENERGY ACQUISITION CL A UNT	$11,000	-15.4%	1,100	-15.4%	0.00%	-25.0%
OSWWF	Sell	ONESPAWORLD HOLDINGS LTD	$9,000	-90.3%	1,900	-90.5%	0.00%	-88.9%
SAFM	Sell	SANDERSON FARMS ORDcall	$9,000	-50.0%	60	-56.5%	0.00%	-40.0%
AFI	Sell	ARMSTRONG FLOORING ORD	$9,000	-85.9%	1,526	-76.7%	0.00%	-84.2%
UNH	Sell	UNITEDHEALTH GRP ORD	$10,000	-96.3%	50	-95.5%	0.00%	-96.2%
QCOM	Sell	QUALCOMM ORD	$6,000	-99.0%	83	-99.0%	0.00%	-98.9%
GRAFU	Sell	GRAF INDUSTRIAL RED UNT	$5,000	-16.7%	500	-16.7%	0.00%	0.0%
UA	Sell	UNDER ARMOUR CL C ORD	$5,000	-99.4%	300	-99.1%	0.00%	-99.1%
GILD	Sell	GILEAD SCIENCES ORD	$5,000	-93.1%	86	-92.0%	0.00%	-90.5%
SHOP	Sell	SHOPIFY CL A SUB VTG ORDput	$5,000	-44.4%	17	-43.3%	0.00%	-33.3%
SMMCU	Sell	SOUTH MOUNTAIN MERGER UNT	$6,000	-45.5%	618	-44.2%	0.00%	-33.3%
SAMAU	Sell	SCHULTZE SPECIAL PURPOSE ACQUISI UNT	$7,000	-22.2%	751	-21.0%	0.00%	-33.3%
NVDA	Sell	NVIDIA ORD	$7,000	-99.6%	41	-99.6%	0.00%	-99.6%
NWL	Sell	NEWELL BRANDS ORD	$5,000	-97.8%	300	-98.0%	0.00%	-97.1%
WBA	Sell	WALGREEN BOOTS ALLIANCE ORD	$8,000	-91.1%	161	-90.3%	0.00%	-92.6%
EOD	Sell	WELLS FARGO GLOBAL DIVIDEND OPPO CF	$7,000	-36.4%	1,376	-32.0%	0.00%	-33.3%
BANC	Sell	BANC OF CALIFORNIA ORD	$3,000	-66.7%	258	-61.1%	0.00%	-66.7%
BDSI	Sell	BIODELIVERY SCIENCE INTERNATIONL ORD	$2,000	-88.9%	500	-87.3%	0.00%	-80.0%
BIIB	Sell	BIOGEN ORD	$3,000	-85.0%	13	-85.2%	0.00%	-83.3%
BKN	Sell	BLACKROCK INVESTMENT QLTY MUNICPL CF	$2,000	-98.4%	172	-98.0%	0.00%	-97.3%
BFZ	Sell	BLACKROCK CALIFORNIA MUNICPL INCM CF	$3,000	-95.9%	258	-95.3%	0.00%	-95.5%
MQY	Sell	BLACKROCK MUNIYLD QUALITY FUND CF	$3,000	-76.9%	258	-71.3%	0.00%	-75.0%
BPR	Sell	BROOKFIELD PROPERTY REIT CL A ORD	$2,000	-97.3%	100	-97.5%	0.00%	-95.5%
BPL	Sell	BUCKEYE PARTNERS UNT (NYS)call	$3,000	-50.0%	80	-48.4%	0.00%	-50.0%
CDR	Sell	CEDAR REALTY REIT ORD	$2,000	0.0%	700	-22.2%	0.00%	0.0%
EBAY	Sell	EBAY ORD	$2,000	-86.7%	58	-85.3%	0.00%	-75.0%
XOM	Sell	EXXON MOBIL ORD	$4,000	-98.3%	60	-98.0%	0.00%	-98.6%
	Sell	GRAYSCALE BITCOIN ORD	$2,000	-96.7%	250	-93.8%	0.00%	-94.4%
KELYB	Sell	KELLY SERVICES CL B ORD	$3,000	-91.4%	181	-87.0%	0.00%	-90.0%
MAR	Sell	MARRIOTT INTERNATIONAL CL A ORD	$2,000	-94.3%	22	-91.2%	0.00%	-90.0%
MDLZ	Sell	MONDELEZ INTERNATIONAL CL A ORD	$2,000	-94.3%	49	-92.5%	0.00%	-90.0%
NFLX	Sell	NETFLIX ORDput	$2,000	-83.3%	8	-75.8%	0.00%	-75.0%
NMY	Sell	NUVEEN MARYLAND QLTY MNCPL INCM CF	$2,000	-97.0%	172	-96.7%	0.00%	-94.7%
NUM	Sell	NUVEEN MICHIGAN QLTY MNCPL INCM CF	$2,000	-81.8%	172	-79.9%	0.00%	-66.7%
PMX	Sell	PIMCO MUNICIPAL INCOME III CF	$4,000	-96.9%	344	-96.7%	0.00%	-97.3%
WORK	Sell	SLACK TECHNOLOGIES CL A ORD	$4,000	-63.6%	200	-32.7%	0.00%	-66.7%
GERN	Exit	GERON ORD (NMS)call	$0	–	-50	-100.0%	0.00%	–
HYGS	Exit	HYDROGENICS ORDcall	$0	–	-10	-100.0%	0.00%	–
DBX	Exit	DROPBOX CL A ORDcall	$0	–	-50	-100.0%	0.00%	–
PBI	Exit	PITNEY BOWES ORDcall	$0	–	-250	-100.0%	0.00%	–
OAK	Exit	OAKTREE CAPITAL GROUP CL A UNT (NYS)call	$0	–	-6	-100.0%	0.00%	–
MFIN	Exit	MEDALLION FINANCIAL ORD	$0	–	-80	-100.0%	0.00%	–
TEUM	Exit	PARETEUM ORDcall	$0	–	-50	-100.0%	0.00%	–
KLAC	Exit	KLA TENCOR ORD	$0	–	-11	-100.0%	0.00%	–
TRCO	Exit	TRIBUNE MEDIA CL A ORDput	$0	–	-10	-100.0%	0.00%	–
CCO	Exit	CLEAR CHANNEL OUTDOOR HLDG ORD	$0	–	-195	-100.0%	0.00%	–
SRPT	Exit	SAREPTA THERAPEUTICS ORDcall	$0	–	-1	-100.0%	0.00%	–
TXN	Sell	TEXAS INSTRUMENTS ORD	$1,000	-97.9%	13	-96.9%	0.00%	-100.0%
MYGN	Exit	MYRIAD GENETICS ORDcall	$0	–	-5	-100.0%	0.00%	–
MOTS	Sell	MOTUS GI HOLDINGS ORD	$1,000	-99.8%	600	-99.6%	0.00%	-100.0%
MGI	Sell	MONEYGRAM INTERNATIONAL ORDcall	$0	–	10	-90.5%	0.00%	–
MGI	Sell	MONEYGRAM INTERNATIONAL ORD	$0	-100.0%	200	-96.2%	0.00%	-100.0%
UBER	Sell	UBER TECHNOLOGIES INC	$1,000	-99.8%	50	-99.6%	0.00%	-100.0%
LULU	Sell	LULULEMON ATHLETICA ORD	$1,000	-99.1%	8	-98.8%	0.00%	-100.0%
ULTA	Sell	ULTA BEAUTY ORD	$1,000	-88.9%	4	-84.6%	0.00%	-100.0%
LLEXQ	Sell	LILIS ENERGY ORD	$1,000	-50.0%	3,300	-19.5%	0.00%	-100.0%
JD	Sell	JD.COM ADR REP 2 CL A ORDsponsored adr	$1,000	-99.2%	63	-98.4%	0.00%	-100.0%
VKTX	Sell	VIKING THERAPEUTICS ORDcall	$0	-100.0%	28	-86.5%	0.00%	–
HCHC	Sell	HC2 HOLDINGS ORD (ASE)call	$1,000	0.0%	430	-5.5%	0.00%	–
WBC	Sell	WABCO HOLDINGS ORDput	$1,000	-80.0%	10	-73.7%	0.00%	-100.0%
GTYH	Sell	GTY TECHNOLOGY HOLDINGS ORD	$1,000	-98.8%	250	-98.0%	0.00%	-100.0%
FMCC	Sell	FEDERAL HOME LOAN MORTGAGE ORD	$0	-100.0%	100	-99.3%	0.00%	-100.0%
MU	Exit	MICRON TECHNOLOGY ORDput	$0	–	-7	-100.0%	0.00%	–
FPAC	Sell	FAR POINT ACQUISITION CL A ORD	$1,000	-50.0%	100	-50.0%	0.00%	-100.0%
PACK	Sell	RANPAK HOLDINGS CL A ORD	$1,000	-75.0%	198	-60.4%	0.00%	-100.0%
CTRP	Sell	CTRIP.COM INTRNTL 8 ADR REP 1 ORDsponsored adr	$0	-100.0%	17	-48.5%	0.00%	–
CERN	Sell	CERNER ORD	$1,000	-90.0%	22	-85.1%	0.00%	-100.0%
ZYNE	Sell	ZYNERBA PHARMACEUTICALS ORD (NMS)call	$0	–	20	-33.3%	0.00%	–
SFLY	Exit	SHUTTERFLY ORDput	$0	–	-20	-100.0%	0.00%	–
TAK	Sell	TAKEDA PHARMA ADR REP 0.5 ORDsponsored adr	$0	-100.0%	1	-100.0%	0.00%	-100.0%
BELFA	Sell	BEL FUSE CL A ORD	$0	-100.0%	15	-97.2%	0.00%	-100.0%
BIDU	Sell	BAIDU ADR REP 1/10 CL A ORDsponsored adr	$1,000	-91.7%	19	-82.4%	0.00%	-100.0%
L100PS	Sell	ARCONIC ORD (NYS)put	$0	-100.0%	30	-40.0%	0.00%	–
NXPI	Sell	NXP SEMICONDUCTORS ORDput	$0	–	1	-50.0%	0.00%	–
ACAD	Sell	ACADIA PHARMACEUTICALS ORDcall	$0	–	3	-75.0%	0.00%	–
GOTU	Exit	GSX TECHEDU 3 ADR REP 2 CL A ORDsponsored adr	$0	–	-100	-100.0%	0.00%	–
JNPR	Exit	JUNIPER NETWORKS ORD (NYS)call	$0	–	-10	-100.0%	0.00%	–
CTRL	Exit	CONTROL4 ORDput	$0	–	-5	-100.0%	0.00%	–
SMAR	Exit	SMARTSHEET CL A ORD	$0	–	-36	-100.0%	0.00%	–
DAN	Exit	DANA INCORPORATED ORDput	$0	–	-50	-100.0%	0.00%	–
SXC	Exit	SUNCOKE ENERGY ORD	$0	–	-44	-100.0%	0.00%	–
CTAS	Exit	CINTAS ORD	$0	–	-7	-100.0%	0.00%	–
MJ	Exit	ETFMG ALTERNATIVE HARVEST ETFput	$0	–	-50	-100.0%	0.00%	–
HEXO	Exit	HEXO ORD (ASE)call	$0	–	-45	-100.0%	0.00%	–
KR	Exit	KROGER ORD	$0	–	-32	-100.0%	0.00%	–
SBNY	Exit	SIGNATURE BANK ORD (NMS)put	$0	–	-15	-100.0%	0.00%	–
CTRL	Exit	CONTROL4 ORDcall	$0	–	-48	-100.0%	0.00%	–
PDCO	Exit	PATTERSON COMPANIES ORDcall	$0	–	-15	-100.0%	0.00%	–
TKC	Exit	TURKCELL ILETISIM ADR REP 2.5 ORDsponsored adr	$0	–	-1	-100.0%	0.00%	–
BHVN	Exit	BIOHAVEN PHARMACEUTICAL HOLDING ORDcall	$0	–	-45	-100.0%	0.00%	–
VSM	Exit	VERSUM MATERIALS ORDput	$0	–	-33	-100.0%	0.00%	–
AAP	Exit	ADVANCE AUTO PARTS ORDcall	$0	–	-10	-100.0%	0.00%	–
W	Exit	WAYFAIR CL A ORDput	$0	–	-5	-100.0%	0.00%	–
ORCL	Exit	ORACLE ORDcall	$0	–	-5	-100.0%	0.00%	–
BAC	Exit	BANK OF AMERICA ORD	$0	–	-15	-100.0%	0.00%	–
X	Exit	US STEEL ORDput	$0	–	-22	-100.0%	0.00%	–
SMG	Exit	SCOTTS MIRACLE GRO ORD (NYS)call	$0	–	-5	-100.0%	0.00%	–
GNW	Exit	GENWORTH FINANCIAL CL A ORDcall	$0	–	-369	-100.0%	0.00%	–
DELL	Exit	DELL TECHNOLOGIES CL C ORDput	$0	–	-1	-100.0%	0.00%	–
MMM	Exit	3M ORDput	$0	–	-6	-100.0%	0.00%	–
PFIE	Exit	PROFIRE ENERGY ORD	$0	–	-228	-100.0%	0.00%	–
VRSN	Exit	VERISIGN ORD	$0	–	-8	-100.0%	0.00%	–
SONM	Exit	SONIM TECHNOLOGIES ORD	$0	–	-100	-100.0%	0.00%	–
QQQ	Exit	INVSC QQQ TRUST SRS 1 ETFcall	$0	–	-9	-100.0%	0.00%	–
ZEN	Exit	ZENDESK ORD (NYS)put	$0	–	-10	-100.0%	0.00%	–
LABL	Exit	MULTI COLOR ORD (NMS)put	$0	–	-40	-100.0%	0.00%	–
HTZRT	Exit	HERTZ GLOBAL HOLDINGS RTS	$0	–	-251	-100.0%	0.00%	–
PCMI	Exit	PCM ORDput	$0	–	-5	-100.0%	0.00%	–
PE	Sell	PARSLEY ENERGY CL A ORD	$0	-100.0%	21	-93.6%	0.00%	-100.0%
NWL	Exit	NEWELL BRANDS ORDcall	$0	–	-100	-100.0%	0.00%	–
AVCO	Exit	AVALON GLOBOCARE ORD	$0	–	-575	-100.0%	0.00%	–
FDC	Exit	FIRST DATA CL A ORDput	$0	–	-5	-100.0%	0.00%	–
NHA	Exit	NUVEEN MUNICIPAL 2021 TARGET TERM CF	$0	–	-200	-100.0%	0.00%	–
INTEQ	Exit	INTELSAT ORDcall	$0	–	-50	-100.0%	0.00%	–
SCOR	Exit	COMSCORE ORDcall	$0	–	-10	-100.0%	0.00%	–
AMBR	Exit	Amber RD Inccall	$0	–	-1	-100.0%	0.00%	–
SBH	Exit	SALLY BEAUTY HOLDINGS ORD (NYS)put	$0	–	-85	-100.0%	0.00%	–
NTDOY	Exit	NINTENDO ADR	$0	–	-4	-100.0%	0.00%	–
GDX	Exit	VANECK VECTORS GOLD MINERS ETFcall	$0	–	-75	-100.0%	0.00%	–
ODP	Exit	OFFICE DEPOT ORDput	$0	–	-50	-100.0%	0.00%	–
MHLD	Exit	MAIDEN HOLDINGS ORD	$0	–	-400	-100.0%	0.00%	–
PCG	Exit	PG&E ORDput	$0	–	-76	-100.0%	0.00%	–
PETX	Exit	ARATANA THERAPEUTICS ORD	$0	–	-300	-100.0%	0.00%	–
LABL	Exit	MULTI COLOR ORD (NMS)call	$0	–	-20	-100.0%	0.00%	–
DFRG	Exit	DEL FRISCO'S RESTAURANT GROUP ORDcall	$0	–	-32	-100.0%	0.00%	–
ORLY	Exit	O'REILLY AUTOMOTIVE ORDput	$0	–	-5	-100.0%	0.00%	–
NEM	Exit	NEWMONT GOLDCORP ORDcall	$0	–	-25	-100.0%	0.00%	–
CSBR	Exit	CHAMPIONS ONCOLOGY ORD	$0	–	-672	-100.0%	-0.00%	–
FXI	Exit	ISHARES CHINA LARGE CAP ETFcall	$0	–	-50	-100.0%	-0.00%	–
TXMD	Exit	THERAPEUTICSMD ORD	$0	–	-1,773	-100.0%	-0.00%	–
SMBK	Exit	SMARTFINANCIAL ORD	$0	–	-232	-100.0%	-0.00%	–
LKFN	Exit	LAKELAND FINANCIAL ORD	$0	–	-104	-100.0%	-0.00%	–
AFHIF	Exit	ATLAS FINANCIAL HOLDINGS ORD	$0	–	-6,831	-100.0%	-0.00%	–
OPOF	Exit	OLD POINT FINANCIAL ORD	$0	–	-216	-100.0%	-0.00%	–
CHAPQ	Exit	CHAPARRAL ENERGY CL A ORD	$0	–	-1,201	-100.0%	-0.00%	–
ASH	Exit	ASHLAND GLOBAL ORDcall	$0	–	-40	-100.0%	-0.00%	–
EGY	Exit	VAALCO ENERGY ORD	$0	–	-2,763	-100.0%	-0.00%	–
HTZGQ	Exit	HERTZ GLOBAL HOLDINGS ORD	$0	–	-251	-100.0%	-0.00%	–
LIVX	Exit	LIVEXLIVE MEDIA ORD	$0	–	-1,290	-100.0%	-0.00%	–
PLBC	Exit	PLUMAS BANCORP ORD	$0	–	-187	-100.0%	-0.00%	–
PRIM	Exit	PRIMORIS SERVICES ORD	$0	–	-237	-100.0%	-0.00%	–
CTRL	Exit	CONTROL4 ORD	$0	–	-100	-100.0%	-0.00%	–
JD	Exit	JD.COM ADR REP 2 CL A ORDcall	$0	–	-100	-100.0%	-0.00%	–
NR	Exit	NEWPARK RSC ORD	$0	–	-631	-100.0%	-0.00%	–
LPX	Exit	LOUISIANA PACIFIC ORD	$0	–	-100	-100.0%	-0.00%	–
DRAD	Exit	DIGIRAD ORD	$0	–	-600	-100.0%	-0.00%	–
AMTB	Exit	AMERANT BANCORP CL A ORD	$0	–	-259	-100.0%	-0.00%	–
WB	Exit	WEIBO ADR REP 1 CL A ORDsponsored adr	$0	–	-115	-100.0%	-0.00%	–
SRRK	Exit	SCHOLAR ROCK HOLDING ORD	$0	–	-230	-100.0%	-0.00%	–
TBRGU	Exit	THUNDER BRIDGE ACQ ORD	$0	–	-293	-100.0%	-0.00%	–
RTWIQ	Exit	RTW RETAILWINDS ORD	$0	–	-2,389	-100.0%	-0.00%	–
NBHC	Exit	NATIONAL BANK HOLDINGS CL A ORD	$0	–	-131	-100.0%	-0.00%	–
LQDA	Exit	LIQUIDIA TECHNOLOGIES ORD	$0	–	-493	-100.0%	-0.00%	–
F	Exit	FORD MOTOR ORDcall	$0	–	-200	-100.0%	-0.00%	–
ADT	Exit	ADT ORD	$0	–	-949	-100.0%	-0.00%	–
KSS	Exit	KOHL'S ORDcall	$0	–	-100	-100.0%	-0.00%	–
MMYT	Exit	MAKEMYTRIP ORD	$0	–	-183	-100.0%	-0.00%	–
ZAGG	Exit	ZAGG ORD	$0	–	-736	-100.0%	-0.00%	–
SHIP	Exit	SEANERGY MARITIME HOLDINGS ORD	$0	–	-7,000	-100.0%	-0.00%	–
RRD	Exit	RR DONNELLEY AND SONS ORD	$0	–	-2,064	-100.0%	-0.00%	–
AXTA	Exit	AXALTA COATING SYSTEMS ORDcall	$0	–	-100	-100.0%	-0.00%	–
SBOW	Exit	SILVERBOW RESOURCES ORD	$0	–	-297	-100.0%	-0.00%	–
AMSC	Exit	AMERICAN SUPERCONDUCTOR ORD	$0	–	-526	-100.0%	-0.00%	–
NKG	Exit	NUVEEN GEORGIA QLTY MNCPL INCM CF	$0	–	-162	-100.0%	-0.00%	–
TSS	Exit	TOTAL SYSTEM SERVICES ORDput	$0	–	-28	-100.0%	-0.00%	–
ANY	Exit	SPHERE 3D ORD	$0	–	-2,726	-100.0%	-0.00%	–
FEDU	Exit	FOUR SEASONS EDUCATION ADS REP ORD	$0	–	-2,683	-100.0%	-0.00%	–
USO	Exit	UNITED STATES OIL ETFput	$0	–	-260	-100.0%	-0.00%	–
CAKE	Exit	CHEESECAKE FACTORY ORDput	$0	–	-100	-100.0%	-0.00%	–
RLGY	Exit	REALOGY HOLDINGS ORDput	$0	–	-500	-100.0%	-0.00%	–
OI	Exit	OWENS ILLINOIS ORD	$0	–	-145	-100.0%	-0.00%	–
SCSG	Exit	SOUTHCREST FINANCIAL GROUP ORD	$0	–	-450	-100.0%	-0.00%	–
SBCF	Exit	SEACOAST BANKING OF FLORIDA ORD	$0	–	-187	-100.0%	-0.00%	–
ARRY	Exit	ARRAY BIOPHARMA ORDcall	$0	–	-84	-100.0%	-0.00%	–
QTT	Exit	QUTOUTIAO 4 ADR REP CL A ORD (NMS)call	$0	–	-855	-100.0%	-0.00%	–
VRAY	Exit	VIEWRAY ORD	$0	–	-573	-100.0%	-0.00%	–
QUAD	Exit	QUAD GRAPHICS CL A ORD (NYS)call	$0	–	-320	-100.0%	-0.00%	–
IWM	Exit	ISHARES RUSSELL 2000 ETFcall	$0	–	-25	-100.0%	-0.00%	–
JPM	Exit	JPMORGAN CHASE ORDcall	$0	–	-30	-100.0%	-0.00%	–
BSX	Exit	BOSTON SCIENTIFIC ORD	$0	–	-100	-100.0%	-0.00%	–
SDRL	Exit	SEADRILL ORD	$0	–	-1,125	-100.0%	-0.00%	–
LBAI	Exit	LAKELAND BANCORP ORD	$0	–	-299	-100.0%	-0.00%	–
HAL	Exit	HALLIBURTON ORD	$0	–	-100	-100.0%	-0.00%	–
SUM	Exit	SUMMIT MATERIALS CL A ORD	$0	–	-297	-100.0%	-0.00%	–
IBCP	Exit	INDEPENDENT BANK ORD	$0	–	-271	-100.0%	-0.00%	–
OUT	Exit	OUTFRONT MEDIA ORD	$0	–	-147	-100.0%	-0.00%	–
TREC	Exit	TRECORA RESOURCES ORD	$0	–	-482	-100.0%	-0.00%	–
SGMO	Exit	SANGAMO THERAPEUTICS ORD	$0	–	-513	-100.0%	-0.00%	–
HYGS	Exit	HYDROGENICS ORD	$0	–	-393	-100.0%	-0.00%	–
DRI	Exit	DARDEN RESTAURANTS ORDput	$0	–	-30	-100.0%	-0.00%	–
FEYE	Exit	FIREEYE ORD	$0	–	-210	-100.0%	-0.00%	–
NOG	Exit	NORTHERN OIL AND GAS ORD	$0	–	-2,118	-100.0%	-0.00%	–
OSTK	Exit	OVERSTOCK COM ORDcall	$0	–	-350	-100.0%	-0.00%	–
TDW	Exit	TIDEWATER ORD	$0	–	-203	-100.0%	-0.00%	–
ASHR	Exit	XTRCKR HRVST CSI 300 CHNA A SHR ETFcall	$0	–	-87	-100.0%	-0.00%	–
MU	Exit	MICRON TECHNOLOGY ORDcall	$0	–	-150	-100.0%	-0.00%	–
DMAC	Exit	DIAMEDICA THERAPEUTI ORD	$0	–	-521	-100.0%	-0.00%	–
HHC	Exit	HOWARD HUGHES ORDcall	$0	–	-26	-100.0%	-0.00%	–
KRA	Exit	KRATON ORD	$0	–	-165	-100.0%	-0.00%	–
BIIB	Exit	BIOGEN ORDcall	$0	–	-9	-100.0%	-0.00%	–
VRS	Exit	VERSO CL A ORD	$0	–	-223	-100.0%	-0.00%	–
PACW	Exit	PACW PACWEST BANCORP ORD	$0	–	-126	-100.0%	-0.00%	–
RGLSF	Exit	REGULUS RESOURCES ORD	$0	–	-2,500	-100.0%	-0.00%	–
DMB	Exit	BNY MELLON MNCPL BND INFRSTR NAV CF	$0	–	-162	-100.0%	-0.00%	–
GWX	Exit	SPDR S&P INTERNATIONAL SMALL CAP ETF	$0	–	-162	-100.0%	-0.00%	–
REGN	Exit	REGENERON PHARMACEUTICALS ORD	$0	–	-7	-100.0%	-0.00%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY TERM CF	$0	–	-162	-100.0%	-0.00%	–
FMN	Exit	FEDERATED PREMIER MUNICIPL INCOME CF	$0	–	-162	-100.0%	-0.00%	–
ALGN	Exit	ALIGN TECHNOLOGY ORD	$0	–	-20	-100.0%	-0.00%	–
OASMY	Exit	OASMIA PHARMACEUTICAL ADR REP 3 ORDsponsored adr	$0	–	-2,600	-100.0%	-0.00%	–
KPTI	Exit	KARYOPHARM THERAPEUTICS ORD	$0	–	-1,000	-100.0%	-0.00%	–
DOFSQ	Exit	DIAMOND OFFSHORE DRILLING ORD	$0	–	-621	-100.0%	-0.00%	–
ENOB	Exit	ENOCHIAN BIOSCIENCES ORD	$0	–	-1,000	-100.0%	-0.00%	–
MO	Exit	ALTRIA GROUP ORDput	$0	–	-115	-100.0%	-0.00%	–
PAI	Exit	WESTERN ASSET INVSTMNT GRADE INCM CF	$0	–	-162	-100.0%	-0.00%	–
XLF	Exit	SELECT STR FINANCIAL SELECT SPDR ETFput	$0	–	-100	-100.0%	-0.00%	–
NEBLQ	Exit	NOBLE ORD	$0	–	-2,037	-100.0%	-0.00%	–
MWK	Exit	MOHAWK GROUP HOLDINGS ORD	$0	–	-400	-100.0%	-0.00%	–
PGC	Exit	PEAPACK GLADSTONE FINANCIAL ORD	$0	–	-176	-100.0%	-0.00%	–
FNDF	Exit	SCHWAB FUNDAMENTAL INL LARGE COM ETF	$0	–	-243	-100.0%	-0.00%	–
GTE	Exit	GRAN TIERRA ENERGY ORD	$0	–	-4,921	-100.0%	-0.00%	–
VEON	Exit	VEON ADR	$0	–	-2,916	-100.0%	-0.00%	–
JWN	Exit	NORDSTROM ORDcall	$0	–	-225	-100.0%	-0.00%	–
BMA	Exit	BANCO MACRO ADR REP TEN CL B ORDsponsored adr	$0	–	-92	-100.0%	-0.00%	–
BBIO	Exit	BRIDGEBIO PHARMA ORD	$0	–	-256	-100.0%	-0.00%	–
AAL	Exit	AMERICAN AIRLINES GROUP ORD	$0	–	-202	-100.0%	-0.00%	–
MCHP	Exit	MICROCHIP TECHNOLOGY ORD	$0	–	-100	-100.0%	-0.00%	–
BIOS	Exit	BIOSCRIP ORD	$0	–	-2,809	-100.0%	-0.00%	–
TSN	Exit	TYSON FOODS CL A ORDput	$0	–	-100	-100.0%	-0.00%	–
FSM	Exit	FORTUNA SILVER MINES ORD	$0	–	-3,000	-100.0%	-0.00%	–
IBTX	Exit	INDEPENDENT BANK GROUP ORD	$0	–	-111	-100.0%	-0.00%	–
HBMD	Exit	HOWARD BANCORP ORD	$0	–	-401	-100.0%	-0.00%	–
AAON	Exit	AAON ORD	$0	–	-162	-100.0%	-0.00%	–
PRVL	Exit	PREVAIL THERAPEUTICS ORD	$0	–	-600	-100.0%	-0.00%	–
AAPL	Exit	APPLE ORDput	$0	–	-43	-100.0%	-0.00%	–
CNOB	Exit	CONNECTONE BANCORP INC	$0	–	-265	-100.0%	-0.00%	–
PAYX	Exit	PAYCHEX ORDput	$0	–	-100	-100.0%	-0.00%	–
NTAP	Exit	NETAPP ORD	$0	–	-112	-100.0%	-0.00%	–
FRME	Exit	FIRST MERCHANTS ORD	$0	–	-165	-100.0%	-0.00%	–
AVTR	Exit	AVANTOR ORD	$0	–	-600	-100.0%	-0.00%	–
CCXU	Exit	CHURCHILL CAPITAL CL A RED UNT	$0	–	-950	-100.0%	-0.00%	–
UAL	Exit	UNITED AIRLINES HOLDINGS ORD	$0	–	-119	-100.0%	-0.00%	–
MAV	Exit	PIONEER MUNICIPAL HIGH INCOME ADV CF	$0	–	-908	-100.0%	-0.00%	–
NL	Exit	NL INDUSTRIES ORD	$0	–	-2,944	-100.0%	-0.00%	–
ILMN	Exit	ILLUMINA ORD	$0	–	-27	-100.0%	-0.00%	–
RM	Exit	REGIONAL MANAGEMENT ORD	$0	–	-399	-100.0%	-0.00%	–
PCAR	Exit	PACCAR ORD	$0	–	-157	-100.0%	-0.00%	–
EWX	Exit	SPDR S&P EMERGING MRKT SML CP ETF	$0	–	-243	-100.0%	-0.00%	–
SNDR	Exit	SCHNEIDER NATIONAL CL B ORD	$0	–	-600	-100.0%	-0.00%	–
	Exit	CANSORTIUM INC	$0	–	-7,400	-100.0%	-0.00%	–
FCNCA	Exit	FIRST CITIZENS BANCSHARES CL A ORD	$0	–	-24	-100.0%	-0.00%	–
BWMCU	Exit	BOXWOOD MERGER UNT	$0	–	-1,100	-100.0%	-0.00%	–
TRCO	Exit	TRIBUNE MEDIA CL A ORD	$0	–	-200	-100.0%	-0.00%	–
KZR	Exit	KEZAR LIFE SCIENCES ORD	$0	–	-1,492	-100.0%	-0.00%	–
FXE	Exit	INVSC CRNCYSH EURO CURRENCY ETF	$0	–	-100	-100.0%	-0.00%	–
SBRA	Exit	SABRA HEALTH CARE REIT ORD	$0	–	-514	-100.0%	-0.00%	–
ADRO	Exit	ADURO BIOTECH ORD	$0	–	-6,000	-100.0%	-0.00%	–
WDAY	Exit	WORKDAY CL A ORD	$0	–	-73	-100.0%	-0.00%	–
AOBC	Exit	AMERICAN OUTDOOR BRANDS ORD	$0	–	-1,682	-100.0%	-0.00%	–
KALV	Exit	KALVISTA PHARMACEUTICALS ORD	$0	–	-595	-100.0%	-0.00%	–
CHNG	Exit	CHANGE HEALTHCARE ORD	$0	–	-840	-100.0%	-0.00%	–
JOE	Exit	ST JOE ORD	$0	–	-908	-100.0%	-0.00%	–
WFCPRR	Exit	WLL FRG DS REP 1/1000 CM PR CL A PRF	$0	–	-500	-100.0%	-0.00%	–
SBLK	Exit	STAR BULK CARRIERS ORD	$0	–	-1,500	-100.0%	-0.00%	–
KHC	Exit	KRAFT HEINZ ORD	$0	–	-408	-100.0%	-0.00%	–
CRF	Exit	CORNERSTONE TOTAL RETURN CF	$0	–	-1,258	-100.0%	-0.00%	–
WOW	Exit	WIDEOPENWEST ORD	$0	–	-1,905	-100.0%	-0.00%	–
SUPV	Exit	GRUPO SUPERVIELLE ADR REP 5 CL B ORDsponsored adr	$0	–	-1,904	-100.0%	-0.00%	–
AIRT	Exit	AIR T ORD	$0	–	-900	-100.0%	-0.00%	–
OCSL	Exit	OAKTREE SPECIALTY LENDING ORD	$0	–	-2,583	-100.0%	-0.00%	–
OSMT	Exit	OSMOTICA PHARMACEUTICALS ORD	$0	–	-4,046	-100.0%	-0.00%	–
CTRA	Exit	CONTURA ENERGY ORD	$0	–	-276	-100.0%	-0.00%	–
CBSA	Exit	CBS CL A ORD	$0	–	-254	-100.0%	-0.00%	–
ANGI	Exit	ANGI HOMESERVICES CL A ORD	$0	–	-1,024	-100.0%	-0.00%	–
FG	Exit	FGL ORD	$0	–	-1,684	-100.0%	-0.00%	–
WFCPRW	Exit	WLS FRG DS REP SRS W NON CM CL A PRF	$0	–	-500	-100.0%	-0.00%	–
EA	Exit	ELECTRONIC ARTS ORD	$0	–	-135	-100.0%	-0.00%	–
USWS	Exit	US WELL SERVICES CL A ORD	$0	–	-3,250	-100.0%	-0.00%	–
PRSC	Exit	PROVIDENCE SERVICE ORD	$0	–	-221	-100.0%	-0.00%	–
GMF	Exit	SPDR S&P EMERGING ASIA PACIFIC ETF	$0	–	-162	-100.0%	-0.00%	–
TX	Exit	TERNIUM ADR REPRESENTING TEN ORDsponsored adr	$0	–	-584	-100.0%	-0.00%	–
LRCX	Exit	LAM RESEARCH ORD	$0	–	-68	-100.0%	-0.00%	–
IMMR	Exit	IMMERSION ORD	$0	–	-1,826	-100.0%	-0.00%	–
GDDY	Exit	GODADDY CL A ORD	$0	–	-205	-100.0%	-0.00%	–
SPB	Exit	SPECTRUM BRANDS HOLDINGS ORD	$0	–	-263	-100.0%	-0.00%	–
ITRI	Exit	ITRON ORD	$0	–	-253	-100.0%	-0.00%	–
VRRM	Exit	VERRA MOBILITY CL A ORD	$0	–	-1,045	-100.0%	-0.00%	–
DAL	Exit	DELTA AIR LINES ORD	$0	–	-250	-100.0%	-0.00%	–
NGHC	Exit	NATIONAL GENERAL HOLDINGS ORD	$0	–	-605	-100.0%	-0.00%	–
APTS	Exit	PREFERRED APARTMENT COMM REIT ORD	$0	–	-879	-100.0%	-0.00%	–
NNI	Exit	NELNET CL A ORD	$0	–	-245	-100.0%	-0.00%	–
WUBA	Exit	58.COM ADR REP 2 CL A ORDsponsored adr	$0	–	-247	-100.0%	-0.00%	–
ALXN	Exit	ALEXION PHARMACEUTICALS ORD	$0	–	-100	-100.0%	-0.00%	–
TBI	Exit	TRUEBLUE ORD	$0	–	-671	-100.0%	-0.00%	–
VVI	Exit	VIAD ORD	$0	–	-232	-100.0%	-0.00%	–
ARGO	Exit	ARGO GROUP INTERNATIONAL HLDGS ORD	$0	–	-195	-100.0%	-0.00%	–
HNGR	Exit	HANGER ORD	$0	–	-776	-100.0%	-0.00%	–
SPSC	Exit	SPS COMMERCE ORD	$0	–	-139	-100.0%	-0.00%	–
NRZ	Exit	NEW RESIDENTIAL INVESTMENT REIT ORD	$0	–	-961	-100.0%	-0.00%	–
BOMN	Exit	BOSTON OMAHA CL A ORD	$0	–	-617	-100.0%	-0.00%	–
KNL	Exit	KNOLL ORD	$0	–	-685	-100.0%	-0.00%	–
LNDC	Exit	LANDEC ORD	$0	–	-1,435	-100.0%	-0.00%	–
NDLS	Exit	NOODLES CL A ORD	$0	–	-2,010	-100.0%	-0.00%	–
CBZ	Exit	CBIZ ORD	$0	–	-784	-100.0%	-0.00%	–
CLBK	Exit	COLUMBIA FINANCIAL ORD	$0	–	-985	-100.0%	-0.00%	–
WTRH	Exit	WAITR HOLDINGS ORD	$0	–	-2,156	-100.0%	-0.00%	–
CIG	Exit	COMPANHIA ENERG ADR REPG ONE PRFsponsored adr	$0	–	-4,004	-100.0%	-0.00%	–
BOLD	Exit	AUDENTES THERAPEUTICS ORD	$0	–	-405	-100.0%	-0.00%	–
BGS	Exit	B AND G FOODS ORD	$0	–	-689	-100.0%	-0.00%	–
CF	Exit	CF INDUSTRIES HOLDINGS ORDput	$0	–	-308	-100.0%	-0.00%	–
FMX	Exit	FOMENTO ECON ADR REPRESENTING 10 ORDsponsored adr	$0	–	-139	-100.0%	-0.00%	–
MYOK	Exit	MYOKARDIA ORD	$0	–	-307	-100.0%	-0.00%	–
VRTU	Exit	VIRTUSA ORD	$0	–	-339	-100.0%	-0.00%	–
BRSS	Exit	GLOBAL BRASS AND COPPER HOLDINGS ORD	$0	–	-355	-100.0%	-0.00%	–
VRTX	Exit	VERTEX PHARMACEUTICALS ORD	$0	–	-70	-100.0%	-0.00%	–
MELI	Exit	MERCADOLIBRE ORD	$0	–	-22	-100.0%	-0.00%	–
CSLT	Exit	CASTLIGHT HEALTH CL B ORD	$0	–	-4,391	-100.0%	-0.00%	–
LGND	Exit	LIGAND PHARMACEUTICALS ORD	$0	–	-125	-100.0%	-0.00%	–
HT	Exit	HERSHA HOSPITALITY CL A REIT ORD	$0	–	-836	-100.0%	-0.00%	–
KRTX	Exit	KARUNA THERAPEUTICS ORD	$0	–	-811	-100.0%	-0.01%	–
MRLN	Exit	MARLIN BUSINESS SERVICES ORD	$0	–	-676	-100.0%	-0.01%	–
ERJ	Exit	EMBRAER ADR REP FOUR ORDsponsored adr	$0	–	-852	-100.0%	-0.01%	–
STT	Exit	STATE STREET ORD	$0	–	-300	-100.0%	-0.01%	–
QEP	Exit	QEP RESOURCES ORD	$0	–	-2,500	-100.0%	-0.01%	–
ALLY	Exit	ALLY FINANCIAL ORD	$0	–	-529	-100.0%	-0.01%	–
CHCT	Exit	COMMUNITY HEALTHCARE TRUST ORD	$0	–	-415	-100.0%	-0.01%	–
SCHC	Exit	SCHWAB INTERNATNAL SMALL CAP EQY ETF	$0	–	-567	-100.0%	-0.01%	–
CDXC	Exit	CHROMADEX ORD	$0	–	-3,643	-100.0%	-0.01%	–
SCHV	Exit	SCHWAB US LARGE CAP VALUE ETF	$0	–	-324	-100.0%	-0.01%	–
FNDE	Exit	SCHWAB FUNDA EMG MKTS LARGE COM ETF	$0	–	-567	-100.0%	-0.01%	–
FSS	Exit	FEDERAL SIGNAL ORD	$0	–	-608	-100.0%	-0.01%	–
STRO	Exit	SUTRO BIOPHARMA ORD	$0	–	-1,467	-100.0%	-0.01%	–
LFVN	Exit	LIFEVANTAGE ORD	$0	–	-1,300	-100.0%	-0.01%	–
DENN	Exit	DENNYS ORD	$0	–	-794	-100.0%	-0.01%	–
BGCP	Exit	BGC PARTNERS CL A ORD	$0	–	-3,066	-100.0%	-0.01%	–
ROST	Exit	ROSS STORES ORD	$0	–	-166	-100.0%	-0.01%	–
ADSK	Exit	AUTODESK ORD	$0	–	-100	-100.0%	-0.01%	–
AGCO	Exit	AGCO ORDput	$0	–	-208	-100.0%	-0.01%	–
BERY	Exit	BERRY GLOBAL GROUP ORD	$0	–	-318	-100.0%	-0.01%	–
PRO	Exit	PROS HOLDINGS ORD	$0	–	-257	-100.0%	-0.01%	–
ARNA	Exit	ARENA PHARMACEUTICALS ORD	$0	–	-277	-100.0%	-0.01%	–
PANW	Exit	PALO ALTO NETWORKS ORD	$0	–	-100	-100.0%	-0.01%	–
RMAX	Exit	RE MAX HOLDINGS CL A ORD	$0	–	-700	-100.0%	-0.01%	–
EDI	Exit	STONE HARBOR EMR MRK TTL INC CF	$0	–	-1,800	-100.0%	-0.01%	–
AGI	Exit	ALAMOS GOLD CL A ORD	$0	–	-3,250	-100.0%	-0.01%	–
GOLD	Exit	BARRICK GOLD ORD	$0	–	-1,250	-100.0%	-0.01%	–
TESS	Exit	TESSCO TECHNOLOGIES ORD	$0	–	-1,087	-100.0%	-0.01%	–
CATM	Exit	CARDTRONICS CL A ORD	$0	–	-700	-100.0%	-0.01%	–
OXY	Exit	OCCIDENTAL PETROLEUM ORDput	$0	–	-516	-100.0%	-0.01%	–
GXC	Exit	SPDR S&P CHINA ETF	$0	–	-243	-100.0%	-0.01%	–
UTX	Exit	UNITED TECHNOLOGIES ORDcall	$0	–	-180	-100.0%	-0.01%	–
SCHE	Exit	SCHWAB EMERGING MARKETS EQUITY ETF	$0	–	-972	-100.0%	-0.01%	–
EMITF	Exit	ELBIT IMAGING ORD	$0	–	-43,576	-100.0%	-0.01%	–
CNR	Exit	CORNERSTONE BUILDING BRANDS ORD	$0	–	-4,000	-100.0%	-0.01%	–
SNVPRD	Exit	SYNOVUS FINAL NON CUM PERP SER D PRF	$0	–	-1,000	-100.0%	-0.01%	–
ADP	Exit	AUTOMATIC DATA PROCESSING ORD	$0	–	-150	-100.0%	-0.01%	–
SLM	Exit	SLM ORD	$0	–	-2,500	-100.0%	-0.01%	–
HPJ	Exit	HIGHPOWER INTERNATIONAL ORD	$0	–	-6,000	-100.0%	-0.01%	–
TANNI	Exit	TRAVELCENTERS AMERICA 8.25 SNR NTS	$0	–	-1,000	-100.0%	-0.01%	–
PPC	Exit	PILGRIMS PRIDE ORDcall	$0	–	-1,019	-100.0%	-0.01%	–
SDS	Exit	PROSHARES ULTRASHORT S&P 500 ETF	$0	–	-792	-100.0%	-0.01%	–
PRSP	Exit	PERSPECTA ORD	$0	–	-1,193	-100.0%	-0.01%	–
BFB	Exit	BROWN FORMAN CL B ORD	$0	–	-498	-100.0%	-0.01%	–
SCHW	Exit	CHARLES SCHWAB ORD	$0	–	-700	-100.0%	-0.01%	–
GGAL	Exit	GRUPO FINANCIERO ADR REP 10 CL B ORDsponsored adr	$0	–	-815	-100.0%	-0.01%	–
AKS	Exit	AK STEEL HOLDING ORD	$0	–	-12,804	-100.0%	-0.01%	–
GROW	Exit	US GLOBAL INVESTORS CL A ORD	$0	–	-17,500	-100.0%	-0.01%	–
HYDD	Exit	DIREXION DLY HGH YLD BEAR 2X SHR ETF	$0	–	-2,000	-100.0%	-0.01%	–
PEGI	Exit	PATTERN ENERGY GROUP CL A ORD	$0	–	-1,327	-100.0%	-0.01%	–
ROX	Exit	CASTLE BRANDS ORD	$0	–	-62,747	-100.0%	-0.01%	–
INTU	Exit	INTUIT ORD	$0	–	-118	-100.0%	-0.01%	–
NTRSP	Exit	NRTN TR 1000 DS REP 1 SRS C PREP PRF	$0	–	-1,200	-100.0%	-0.01%	–
CVS	Exit	CVS HEALTH ORD	$0	–	-600	-100.0%	-0.01%	–
MYGN	Exit	MYRIAD GENETICS ORD	$0	–	-1,250	-100.0%	-0.01%	–
ELY	Exit	CALLAWAY GOLF ORD	$0	–	-2,000	-100.0%	-0.01%	–
EVI	Exit	EVI INDUSTRIES ORD	$0	–	-898	-100.0%	-0.01%	–
NAV	Exit	NAVISTAR INTERNATIONAL ORD	$0	–	-1,000	-100.0%	-0.01%	–
SESN	Exit	SESEN BIO ORD	$0	–	-25,000	-100.0%	-0.01%	–
ASH	Exit	ASHLAND GLOBAL ORD	$0	–	-500	-100.0%	-0.01%	–
RVNC	Exit	REVANCE THERAPEUTICS ORD	$0	–	-2,901	-100.0%	-0.01%	–
PNTR	Exit	POINTER TELOCATION ORD	$0	–	-2,615	-100.0%	-0.01%	–
SCHH	Exit	CHARLES SCHWAB US REIT ETF	$0	–	-891	-100.0%	-0.01%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL ORD	$0	–	-50	-100.0%	-0.01%	–
MCR	Exit	MFS CHARTER INCOME CF	$0	–	-4,475	-100.0%	-0.01%	–
PBI	Exit	PITNEY BOWES ORD	$0	–	-10,000	-100.0%	-0.01%	–
FNMA	Exit	FEDERAL NATIONAL MORTGAGE ORD	$0	–	-15,000	-100.0%	-0.01%	–
CLM	Exit	CORNERSTONE STRATEGIC VALUE CF	$0	–	-3,664	-100.0%	-0.01%	–
DXBRF	Exit	DIXIE BRANDS ORD (CNX)	$0	–	-60,000	-100.0%	-0.01%	–
GDXJ	Exit	VANECK VECTOR JUNR GOLD MNRS ETF	$0	–	-1,250	-100.0%	-0.01%	–
GLDT	Exit	GOLD COAST BANCORP ORD	$0	–	-3,501	-100.0%	-0.01%	–
ETFC	Exit	E TRADE FINANCIAL ORD	$0	–	-1,000	-100.0%	-0.01%	–
DE	Exit	DEERE ORDput	$0	–	-298	-100.0%	-0.01%	–
PAM	Exit	PAMPA ENERGIA ADR REPSG 25 ORDsponsored adr	$0	–	-1,435	-100.0%	-0.01%	–
URI	Exit	UNITED RENTAL ORD	$0	–	-360	-100.0%	-0.01%	–
ISRG	Exit	INTUITIVE SURGICAL ORD	$0	–	-91	-100.0%	-0.01%	–
SCHA	Exit	SCHWAB US SMALL CAP ETF	$0	–	-648	-100.0%	-0.01%	–
EMKR	Exit	EMCORE ORD	$0	–	-15,000	-100.0%	-0.01%	–
DOCU	Exit	DOCUSIGN ORD	$0	–	-947	-100.0%	-0.01%	–
MHI	Exit	PIONEER MUNICIPAL HIGH INCOME CF	$0	–	-3,818	-100.0%	-0.01%	–
NRGX	Exit	PIMCO ENRG TCTCL CRT OPPO CF	$0	–	-2,692	-100.0%	-0.02%	–
AVGO	Exit	BROADCOM ORD	$0	–	-179	-100.0%	-0.02%	–
ASA	Exit	ASA GOLD AND PRECIOUS METALS CF	$0	–	-4,506	-100.0%	-0.02%	–
KAR	Exit	KAR AUCTION SERVICES ORD	$0	–	-2,000	-100.0%	-0.02%	–
HIMX	Exit	HIMAX TECHNOLOGIES ADR REP 2 ORDsponsored adr	$0	–	-15,000	-100.0%	-0.02%	–
MCI	Exit	BARINGS CORPORATE INVESTORS CF	$0	–	-3,224	-100.0%	-0.02%	–
KMX	Exit	CARMAX ORD	$0	–	-588	-100.0%	-0.02%	–
KEP	Exit	KOREA ELECTRIC POWER ADR REP 1/2 ORDsponsored adr	$0	–	-4,953	-100.0%	-0.02%	–
SAFM	Exit	SANDERSON FARMS ORD	$0	–	-400	-100.0%	-0.02%	–
UNVR	Exit	UNIVAR ORD	$0	–	-2,500	-100.0%	-0.02%	–
HIGPRG	Exit	HARTFRD FNCL DS REP 1/1000 SRS G PRF	$0	–	-2,000	-100.0%	-0.02%	–
RPD	Exit	RAPID7 ORD	$0	–	-1,000	-100.0%	-0.02%	–
GSHD	Exit	GOOSEHEAD INSURANCE CL A ORD	$0	–	-1,200	-100.0%	-0.02%	–
AFB	Exit	ALLIANCEBERNSTEIN NTNL MNCPL INCM CF	$0	–	-4,223	-100.0%	-0.02%	–
MEC	Exit	MAYVILLE ENGINEERING CO ORD	$0	–	-4,340	-100.0%	-0.02%	–
WMGI	Exit	WRIGHT MEDICAL GROUP ORD	$0	–	-1,885	-100.0%	-0.02%	–
YUM	Exit	YUM BRANDS ORD	$0	–	-550	-100.0%	-0.02%	–
DD	Exit	DUPONT DE NEMOURS ORD	$0	–	-834	-100.0%	-0.02%	–
CYH	Exit	COMMUNITY HEALTH SYSTEMS ORD	$0	–	-23,000	-100.0%	-0.02%	–
BNCC	Exit	BNCCORP ORD	$0	–	-2,091	-100.0%	-0.02%	–
REAL	Exit	THE REALREAL ORD	$0	–	-2,209	-100.0%	-0.02%	–
SSRM	Exit	SSR MINING ORD	$0	–	-5,000	-100.0%	-0.02%	–
KTF	Exit	DWS MUNICIPAL INCOME CF	$0	–	-6,079	-100.0%	-0.02%	–
AMRS	Exit	AMYRIS ORD	$0	–	-19,000	-100.0%	-0.02%	–
PH	Exit	PARKER HANNIFIN ORD	$0	–	-400	-100.0%	-0.02%	–
SILK	Exit	SILK ROAD MEDICAL ORD	$0	–	-1,458	-100.0%	-0.02%	–
JHY	Exit	NUVEEN HIGH INCOME 2020 CF	$0	–	-7,103	-100.0%	-0.02%	–
DBX	Exit	DROPBOX CL A ORD	$0	–	-2,873	-100.0%	-0.02%	–
APHA	Exit	APHRIA ORD	$0	–	-10,400	-100.0%	-0.02%	–
ATEX	Exit	PDVWIRELESS ORD	$0	–	-1,500	-100.0%	-0.02%	–
NLY	Exit	ANNALY CAPITAL MANAGEMENT REIT ORD	$0	–	-8,000	-100.0%	-0.02%	–
ELS	Exit	EQUITY LIFESTYLE PROP REIT ORD	$0	–	-624	-100.0%	-0.02%	–
NRK	Exit	NUVEEN NY AMT FREE QLT MNCPL INCM CF	$0	–	-5,816	-100.0%	-0.02%	–
SNX	Exit	SYNNEX ORD	$0	–	-810	-100.0%	-0.02%	–
NEWR	Exit	NEW RELIC ORD	$0	–	-902	-100.0%	-0.02%	–
AQB	Exit	AQUABOUNTY TECHNOLOG ORD	$0	–	-25,783	-100.0%	-0.02%	–
CACI	Exit	CACI INTERNATIONAL CL A ORD	$0	–	-390	-100.0%	-0.02%	–
TREE	Exit	LENDINGTREE ORD	$0	–	-190	-100.0%	-0.02%	–
PCTY	Exit	PAYLOCITY HOLDING ORD	$0	–	-850	-100.0%	-0.02%	–
ETSY	Exit	ETSY ORD	$0	–	-1,310	-100.0%	-0.02%	–
F	Exit	FORD MOTOR ORD	$0	–	-7,900	-100.0%	-0.02%	–
FIVE	Exit	FIVE BELOW ORD	$0	–	-670	-100.0%	-0.02%	–
WWD	Exit	WOODWARD ORD	$0	–	-710	-100.0%	-0.02%	–
IDA	Exit	IDACORP ORD	$0	–	-800	-100.0%	-0.02%	–
MTG	Exit	MGIC INVESTMENT ORD	$0	–	-6,160	-100.0%	-0.02%	–
OLLI	Exit	OLLIES BARGAIN OUTLET HLDG ORD	$0	–	-930	-100.0%	-0.02%	–
SBGI	Exit	SINCLAIR BROADCAST GROUP CL A ORD	$0	–	-1,500	-100.0%	-0.02%	–
PLNT	Exit	PLANET FITNESS CL A ORD	$0	–	-1,110	-100.0%	-0.02%	–
KMPR	Exit	KEMPER ORD	$0	–	-930	-100.0%	-0.02%	–
HZNP	Exit	HORIZON THERAPEUTICS PUBLIC ORD	$0	–	-3,350	-100.0%	-0.02%	–
NYT	Exit	NEW YORK TIMES CL A ORD	$0	–	-2,470	-100.0%	-0.02%	–
PRI	Exit	PRIMERICA ORD	$0	–	-670	-100.0%	-0.02%	–
AVLR	Exit	AVALARA ORD	$0	–	-1,120	-100.0%	-0.02%	–
NRE	Exit	NORTHSTAR REALTY EUROPE ORD	$0	–	-5,000	-100.0%	-0.02%	–
VMW	Exit	VMWARE CL A ORD	$0	–	-500	-100.0%	-0.02%	–
WWE	Exit	WORLD WRESTLING ENTERTAINM CL A ORD	$0	–	-1,120	-100.0%	-0.02%	–
CUZ	Exit	COUSINS PROPERTIES REIT ORD	$0	–	-2,230	-100.0%	-0.02%	–
GH	Exit	GUARDANT HEALTH ORD	$0	–	-950	-100.0%	-0.02%	–
ENTG	Exit	ENTEGRIS ORD	$0	–	-2,160	-100.0%	-0.02%	–
COLD	Exit	AMERICOLD REALTY ORD	$0	–	-2,500	-100.0%	-0.02%	–
SQ	Exit	SQUARE CL A ORD	$0	–	-1,176	-100.0%	-0.02%	–
ICE	Exit	INTERCONTINENTAL EXCHANGE ORD	$0	–	-1,000	-100.0%	-0.02%	–
PSF	Exit	COHEN AND STEERS SEL PRFD AND INC CF	$0	–	-3,125	-100.0%	-0.03%	–
HCHC	Exit	HC2 HOLDINGS ORD	$0	–	-37,500	-100.0%	-0.03%	–
SBBX	Exit	SB ONE BANCORP ORD	$0	–	-4,000	-100.0%	-0.03%	–
CAJ	Exit	CANON ADR REP ORDsponsored adr	$0	–	-3,000	-100.0%	-0.03%	–
VICI	Exit	VICI PPTYS ORD	$0	–	-4,000	-100.0%	-0.03%	–
ADBE	Exit	ADOBE ORD	$0	–	-321	-100.0%	-0.03%	–
CLF	Exit	CLEVELAND CLIFFS ORD	$0	–	-9,177	-100.0%	-0.03%	–
WMT	Exit	WALMART ORD	$0	–	-900	-100.0%	-0.03%	–
AG	Exit	FIRST MAJESTIC SILVER ORD	$0	–	-13,000	-100.0%	-0.03%	–
CSCO	Exit	CISCO SYSTEMS ORD	$0	–	-1,939	-100.0%	-0.03%	–
AAP	Exit	ADVANCE AUTO PARTS ORD	$0	–	-693	-100.0%	-0.03%	–
OHRP	Exit	OHR PHARMACEUTICAL ORD	$0	–	-30,520	-100.0%	-0.03%	–
AKAM	Exit	AKAMAI TECHNOLOGIES ORD	$0	–	-1,350	-100.0%	-0.03%	–
TROX	Exit	TRONOX HOLDINGS ORD	$0	–	-8,500	-100.0%	-0.03%	–
TEN	Exit	TENNECO CL A ORD	$0	–	-10,000	-100.0%	-0.03%	–
TPGHWS	Exit	TPG PACE HOLDINGS CL A EQY WRT 08/18/2022	$0	–	-68,600	-100.0%	-0.03%	–
KL	Exit	KIRKLAND LAKE GOLD ORD	$0	–	-2,500	-100.0%	-0.03%	–
SAND	Exit	SANDSTORM GOLD ORD	$0	–	-19,800	-100.0%	-0.03%	–
JPM	Exit	JPMORGAN CHASE ORD	$0	–	-1,000	-100.0%	-0.03%	–
SCHD	Exit	SCHWAB US DIVIDEND EQUITY ETF	$0	–	-2,106	-100.0%	-0.03%	–
GLD	Exit	SPDR GOLD SHARES ETF	$0	–	-850	-100.0%	-0.03%	–
MOO	Exit	VANECK VECTORS AGRIBUSINESS ETF	$0	–	-1,761	-100.0%	-0.03%	–
CATS	Exit	CATASYS ORD	$0	–	-6,088	-100.0%	-0.03%	–
PSNL	Exit	PERSONALIS ORD	$0	–	-4,401	-100.0%	-0.04%	–
AEO	Exit	AMERICAN EAGLE OUTFITTERS ORD	$0	–	-7,000	-100.0%	-0.04%	–
AEM	Exit	AGNICO EAGLE ORD	$0	–	-2,400	-100.0%	-0.04%	–
CBOE	Exit	CBOE GLOBAL MARKETS ORD	$0	–	-1,200	-100.0%	-0.04%	–
CVLT	Exit	COMMVAULT SYSTEMS ORD	$0	–	-2,500	-100.0%	-0.04%	–
BTO	Exit	JOHN HANCOCK FINANCIAL OPP CF	$0	–	-4,033	-100.0%	-0.04%	–
CPT	Exit	CAMDEN PROPERTY REIT ORD	$0	–	-1,344	-100.0%	-0.04%	–
XLI	Exit	SELECT SECTOR INDUSTRIAL SPDR ETF	$0	–	-1,868	-100.0%	-0.04%	–
EDN	Exit	EDENOR ADR REPSTG 20 CL B ORDsponsored adr	$0	–	-8,000	-100.0%	-0.04%	–
MMC	Exit	MARSH & MCLENNAN ORD	$0	–	-1,500	-100.0%	-0.04%	–
AAPL	Exit	APPLE ORD	$0	–	-759	-100.0%	-0.04%	–
AER	Exit	AERCAP HOLDINGS ORD	$0	–	-3,000	-100.0%	-0.05%	–
GPS	Exit	GAP ORD	$0	–	-8,800	-100.0%	-0.05%	–
CRH	Exit	CRH ADR REPSG 1 ORDsponsored adr	$0	–	-4,872	-100.0%	-0.05%	–
VTV	Exit	VANGUARD VALUE ETF	$0	–	-1,500	-100.0%	-0.05%	–
HUBS	Exit	HUBSPOT ORD	$0	–	-970	-100.0%	-0.05%	–
CAT	Exit	CATERPILLAR ORD	$0	–	-1,250	-100.0%	-0.05%	–
HCA	Exit	HCA HEALTHCARE ORD	$0	–	-1,300	-100.0%	-0.05%	–
LKSDQ	Exit	LSC COMMUNICATIONS ORD	$0	–	-47,942	-100.0%	-0.05%	–
DISCK	Exit	DISCOVERY SRS C ORD	$0	–	-6,182	-100.0%	-0.05%	–
KN	Exit	KNOWLES ORD	$0	–	-10,000	-100.0%	-0.05%	–
THC	Exit	TENET HEALTHCARE ORD	$0	–	-9,000	-100.0%	-0.06%	–
HIVE	Exit	AEROHIVE NETWORKS ORD	$0	–	-42,499	-100.0%	-0.06%	–
HUM	Exit	HUMANA ORD	$0	–	-700	-100.0%	-0.06%	–
XLE	Exit	ENERGY SELECT SECTOR SPDR ETF	$0	–	-2,942	-100.0%	-0.06%	–
SNAP	Exit	SNAP CL A ORD	$0	–	-13,301	-100.0%	-0.06%	–
FSLR	Exit	FIRST SOLAR ORD	$0	–	-3,000	-100.0%	-0.06%	–
SE	Exit	SEA ADS REP CL A ORD	$0	–	-6,041	-100.0%	-0.06%	–
BKJ	Exit	BANCORP OF NEW JERSEY ORD	$0	–	-14,469	-100.0%	-0.06%	–
DFRG	Exit	DEL FRISCO'S RESTAURANT GROUP ORD	$0	–	-25,300	-100.0%	-0.06%	–
BCO	Exit	BRINK'S ORD	$0	–	-2,500	-100.0%	-0.06%	–
PDCO	Exit	PATTERSON COMPANIES ORD	$0	–	-9,100	-100.0%	-0.06%	–
RMI	Exit	RIVERNORTH OPPORTUNI MUN INC NAV CF	$0	–	-10,038	-100.0%	-0.06%	–
MUC	Exit	BLACKROCK MUNIHLDG CALIF QUALITY CF	$0	–	-16,213	-100.0%	-0.06%	–
UN	Exit	UNILEVER NV	$0	–	-3,900	-100.0%	-0.07%	–
OSTK	Exit	OVERSTOCK COM ORD	$0	–	-17,930	-100.0%	-0.07%	–
SFLY	Exit	SHUTTERFLY ORD	$0	–	-5,000	-100.0%	-0.07%	–
NFLX	Exit	NETFLIX ORD	$0	–	-693	-100.0%	-0.08%	–
SCHX	Exit	SCHWAB US LARGE CAP ETF	$0	–	-4,000	-100.0%	-0.08%	–
ASX	Exit	ASE INDUSTRIAL HOLDIN ADR REP 2 ORDsponsored adr	$0	–	-77,776	-100.0%	-0.09%	–
IMI	Exit	INTERMOLECULAR ORD	$0	–	-270,500	-100.0%	-0.09%	–
VV	Exit	VANGUARD LARGE CAP ETF	$0	–	-2,344	-100.0%	-0.09%	–
MRNA	Exit	MODERNA ORD	$0	–	-21,500	-100.0%	-0.09%	–
ADM	Exit	ARCHER DANIELS MIDLAND ORD	$0	–	-7,800	-100.0%	-0.09%	–
NOK	Exit	NOKIA ADR REPSG 1 SER A ORDsponsored adr	$0	–	-64,292	-100.0%	-0.10%	–
FLIC	Exit	FIRST OF LONG ISLAND ORD	$0	–	-16,368	-100.0%	-0.10%	–
AU	Exit	ANGLOGOLD ASHANTI ADR REP 1 ORDsponsored adr	$0	–	-23,682	-100.0%	-0.12%	–
SHG	Exit	SHINHAN FINANCIAL ADR REPSG 1 ORDsponsored adr	$0	–	-11,118	-100.0%	-0.13%	–
SABR	Exit	SABRE ORD	$0	–	-20,000	-100.0%	-0.13%	–
	Exit	PERSHING SQR HLDNGS REG S CL USD ORD (PNK)	$0	–	-25,100	-100.0%	-0.13%	–
CI	Exit	CIGNA ORD	$0	–	-2,847	-100.0%	-0.13%	–
SMTC	Exit	SEMTECH ORD	$0	–	-9,550	-100.0%	-0.14%	–
SOXL	Exit	DIREXION SEMICONDUCTOR BULL 3X ETF	$0	–	-3,230	-100.0%	-0.14%	–
GS	Exit	GOLDMAN SACHS GROUP ORD	$0	–	-2,420	-100.0%	-0.15%	–
SOXX	Exit	ISHARES PHLX SEMICONDUCTOR ETF	$0	–	-2,500	-100.0%	-0.15%	–
MGLN	Exit	MAGELLAN HEALTH ORD	$0	–	-6,776	-100.0%	-0.15%	–
SAIL	Exit	SAILPOINT TECHNOLOGIES HOLDINGS ORD	$0	–	-26,000	-100.0%	-0.15%	–
BMRC	Exit	BANK OF MARIN BANCORP ORD	$0	–	-13,434	-100.0%	-0.16%	–
MSFT	Exit	MICROSOFT ORD	$0	–	-4,106	-100.0%	-0.16%	–
CIC	Exit	CAPITOL INVESTMENT CL A ORD	$0	–	-55,026	-100.0%	-0.17%	–
FAS	Exit	DIREXION DAILY FINANCIAL BULL 3X ETF	$0	–	-7,737	-100.0%	-0.17%	–
ABB	Exit	ABB ADR REP 1 ORDsponsored adr	$0	–	-28,761	-100.0%	-0.17%	–
HCM	Exit	HUTCHSN CHINA MEDTCH ADR REP 5 ORDsponsored adr	$0	–	-28,850	-100.0%	-0.19%	–
TBRG	Exit	THUNDER BRIDGE ACQUISITION CL A ORD	$0	–	-62,500	-100.0%	-0.19%	–
XOP	Exit	SPDR S&P OIL & GAS EXPL & PROD ETF	$0	–	-25,954	-100.0%	-0.21%	–
PPC	Exit	PILGRIMS PRIDE ORD	$0	–	-27,800	-100.0%	-0.21%	–
BKS	Exit	BARNES AND NOBLE ORD	$0	–	-107,821	-100.0%	-0.21%	–
NIHD	Exit	NII HOLDINGS ORD	$0	–	-430,000	-100.0%	-0.21%	–
PBR	Exit	PETROLEO BRASILEIRO ADR REPSTG 2 ORDsponsored adr	$0	–	-49,350	-100.0%	-0.23%	–
ZG	Exit	ZILLOW GROUP CL A ORD	$0	–	-17,896	-100.0%	-0.24%	–
CYOU	Exit	CHANGYOU.COM ADR REP 2 CL A ORDsponsored adr	$0	–	-85,109	-100.0%	-0.24%	–
UMC	Exit	UNITED MICR ELCTRNS ADR REP 5 ORDsponsored adr	$0	–	-382,000	-100.0%	-0.25%	–
STZ	Exit	CONSTELLATION BRANDS CL A ORD	$0	–	-4,610	-100.0%	-0.27%	–
BHVN	Exit	BIOHAVEN PHARMACEUTICAL HOLDING ORD	$0	–	-22,600	-100.0%	-0.29%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS ORD	$0	–	-19,288	-100.0%	-0.30%	–
CRAY	Exit	CRAY ORD	$0	–	-32,114	-100.0%	-0.33%	–
FNSR	Exit	FINISAR ORD	$0	–	-49,535	-100.0%	-0.33%	–
EEM	Exit	ISHARES MSCI EMERGING MARKETS ETF	$0	–	-32,462	-100.0%	-0.41%	–
SKM	Exit	SK TELECOM ADR RPSTNG 1/9 ORDsponsored adr	$0	–	-59,656	-100.0%	-0.44%	–
AXON	Exit	AXON ENTERPRISE ORD	$0	–	-29,056	-100.0%	-0.55%	–
TMCX	Exit	TRINITY MERGER CL A ORD	$0	–	-200,486	-100.0%	-0.61%	–
AUOTY	Exit	AU OPTRONICS ADR REP 10 ORDsponsored adr	$0	–	-809,761	-100.0%	-0.71%	–
UQM	Exit	UQM TECHNOLOGIES ORD	$0	–	-1,550,231	-100.0%	-0.75%	–
RIO	Exit	RIO TINTO ADR REP ONE ORDsponsored adr	$0	–	-46,865	-100.0%	-0.86%	–
DATA	Exit	TABLEAU SOFTWARE CL A ORD	$0	–	-18,725	-100.0%	-0.92%	–
LYB	Exit	LYONDELLBASELL INDUSTRIES CL A ORD	$0	–	-36,763	-100.0%	-0.93%	–
AMZN	Exit	AMAZON COM ORD	$0	–	-1,726	-100.0%	-0.96%	–
ARRY	Exit	ARRAY BIOPHARMA ORD	$0	–	-78,150	-100.0%	-1.07%	–
FDC	Exit	FIRST DATA CL A ORD	$0	–	-266,950	-100.0%	-2.13%	–
RHT	Exit	RED HAT ORD	$0	–	-253,543	-100.0%	-14.03%	–
APC	Exit	ANADARKO PETROLEUM ORD	$0	–	-694,018	-100.0%	-14.44%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Quad Capital Management Advisors LLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-10-25

Signatures

The EDGAR filing(s) were signed by:

Shawn Fischman — General Counsel & CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
CENTRAL GARDEN AND PET CL A ORD	22	Q3 2023	0.1%
ENERTECK ORD (PNK)	22	Q3 2023	0.0%
GENIUS PRODUCTS ORD	22	Q3 2023	0.0%
INPHONIC ORD (OTC)	22	Q3 2023	0.0%
SPDR S&P 500 ETF	21	Q3 2023	0.5%
CHINA INDUSTRIAL GROUP ORD (PNK)	21	Q3 2023	0.0%
MONEYGRAM INTERNATIONAL ORD	20	Q1 2023	3.2%
INTERNATIONAL BUSINESS MACHINES ORD	20	Q3 2023	0.9%
INVSC QQQ TRUST SRS 1 ETF	20	Q3 2023	0.1%
MSC INDUSTRIAL CL A ORD	20	Q3 2023	0.0%

View FNY Investment Advisers, LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-03
13F-HR	2024-01-12
13F-HR	2023-10-10
13F-HR	2023-07-11
13F-HR	2023-04-12
13F-HR	2023-01-10
13F-HR	2022-10-19
13F-HR	2022-07-12
13F-HR	2022-04-25
13F-HR/A	2022-02-01

View FNY Investment Advisers, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (327482000.0 != 327039000.0)

Export FNY Investment Advisers, LLC's holdings