$327 Million is the total value of FNY Investment Advisers, LLC's 976 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GWR | New | GENESEE & WYOMING CL A ORD | $7,430,000 | – | 67,241 | +100.0% | 2.27% | – |
| LVS | New | LAS VEGAS SANDS ORD | $4,773,000 | – | 82,650 | +100.0% | 1.46% | – |
| LIN | New | LINDE ORD | $4,552,000 | – | 23,500 | +100.0% | 1.39% | – |
| V | New | VISA CL A ORD | $4,533,000 | – | 26,354 | +100.0% | 1.39% | – |
| QQQ | New | INVSC QQQ TRUST SRS 1 ETF | $4,003,000 | – | 21,202 | +100.0% | 1.22% | – |
| ADS | New | ALLIANCE DATA SYSTEMS ORD | $3,970,000 | – | 30,987 | +100.0% | 1.21% | – |
| OXY | New | OCCIDENTAL PETROLEUM ORD | $3,281,000 | – | 73,785 | +100.0% | 1.00% | – |
| LBTYK | New | LIBERTY GLOBAL CL C ORD | $2,490,000 | – | 104,705 | +100.0% | 0.76% | – |
| BBT | New | BB AND T ORD | $2,418,000 | – | 45,325 | +100.0% | 0.74% | – |
| CBLK | New | CARBON BLACK ORD | $2,354,000 | – | 90,600 | +100.0% | 0.72% | – |
| DVA | New | DAVITA ORD | $2,242,000 | – | 39,300 | +100.0% | 0.69% | – |
| TGE | New | TALLGRASS ENERGY CL A ORD | $2,056,000 | – | 102,094 | +100.0% | 0.63% | – |
| AVGOP | New | BROADCOM 8 00 MANDA CONV SRS A PRF | $2,050,000 | – | 2,000 | +100.0% | 0.63% | – |
| RYAAY | New | RYANAIR HOLDINGS ORD | $2,024,000 | – | 30,500 | +100.0% | 0.62% | – |
| IWN | New | ISHARES RUSSELL 2000 VALUE ETF | $1,698,000 | – | 14,222 | +100.0% | 0.52% | – |
| CY | New | CYPRESS SEMICONDUCTOR ORD | $1,610,000 | – | 69,000 | +100.0% | 0.49% | – |
| RACE | New | FERRARI ORD | $1,540,000 | – | 10,000 | +100.0% | 0.47% | – |
| FUNC | New | FIRST UNITED ORD | $1,495,000 | – | 67,993 | +100.0% | 0.46% | – |
| BITA | New | BITAUTO HOLDINGS ADR REP 1 ORDsponsored adr | $1,407,000 | – | 94,030 | +100.0% | 0.43% | – |
| TEF | New | TELEFONICA ADR REP ONE ADRsponsored adr | $1,209,000 | – | 159,138 | +100.0% | 0.37% | – |
| DB | New | DEUTSCHE BANK N ORD | $1,149,000 | – | 153,279 | +100.0% | 0.35% | – |
| ALDR | New | ALDER BIOPHARMACEUTICALS ORD | $969,000 | – | 51,400 | +100.0% | 0.30% | – |
| SFTBY | New | SOFTBANK GROUP UNSPONSORED ADR | $955,000 | – | 48,804 | +100.0% | 0.29% | – |
| AIGPRA | New | AMRCN INTL DS REP 1/1000 SRS A PRF | $866,000 | – | 31,777 | +100.0% | 0.26% | – |
| IHG | New | INTERCONTINENTAL HOTEL ADR REP 1 ORDsponsored adr | $856,000 | – | 13,757 | +100.0% | 0.26% | – |
| MDSO | New | MEDIDATA SOLUTIONS ORD | $846,000 | – | 9,248 | +100.0% | 0.26% | – |
| GTBIF | New | GREEN THUMB INDUSTRIES ORD | $819,000 | – | 100,300 | +100.0% | 0.25% | – |
| BRKB | New | BERKSHIRE HATHWAY CL B ORD | $773,000 | – | 3,716 | +100.0% | 0.24% | – |
| IOTS | New | ADESTO TECHNOLOGIES ORD | $731,000 | – | 85,459 | +100.0% | 0.22% | – |
| CRZO | New | CARRIZO OIL AND GAS ORD | $724,000 | – | 84,358 | +100.0% | 0.22% | – |
| UBS | New | UBS GROUP N ORD | $686,000 | – | 60,710 | +100.0% | 0.21% | – |
| LUKOY | New | PJSC LUKOIL SPON ADR REP ORDsponsored adr | $678,000 | – | 8,200 | +100.0% | 0.21% | – |
| ENSG | New | ENSIGN GROUP ORD | $664,000 | – | 15,000 | +100.0% | 0.20% | – |
| New | J2 ACQUISITION ORD | $650,000 | – | 66,000 | +100.0% | 0.20% | – | |
| MPC | New | MARATHON PETROLEUM ORD | $645,000 | – | 10,621 | +100.0% | 0.20% | – |
| PIC | New | PIVOTAL INVESTMENT CL A ORD | $644,000 | – | 66,476 | +100.0% | 0.20% | – |
| WFCPRO | New | WF DS RP 0.001 CL A SRS O NON CM PRF | $636,000 | – | 25,713 | +100.0% | 0.19% | – |
| ARGX | New | ARGENX ADR REP ORDsponsored adr | $623,000 | – | 5,475 | +100.0% | 0.19% | – |
| PSDO | New | PRESIDIO ORD | $540,000 | – | 32,000 | +100.0% | 0.16% | – |
| WFCPRQ | New | WLS DS REP 1/1000 CL A SRS Q PRP PRF | $528,000 | – | 20,000 | +100.0% | 0.16% | – |
| SBAC | New | SBA COMMUNICATIONS CL A REIT ORD | $483,000 | – | 2,006 | +100.0% | 0.15% | – |
| INDA | New | ISHARES MSCI INDIA INDEX ETF | $465,000 | – | 13,862 | +100.0% | 0.14% | – |
| DNBF | New | DNB FINANCIAL ORD | $451,000 | – | 10,136 | +100.0% | 0.14% | – |
| HGV | New | HILTON GRAND VACATIONS ORD | $448,000 | – | 14,000 | +100.0% | 0.14% | – |
| NCI | New | NAVIGANT CONSULTING ORD | $437,000 | – | 15,668 | +100.0% | 0.13% | – |
| WFCPRX | New | WF DS REP SRS X NN CM PRP CL A PRF | $432,000 | – | 16,958 | +100.0% | 0.13% | – |
| SHOP | New | SHOPIFY CL A SUB VTG ORD | $433,000 | – | 1,390 | +100.0% | 0.13% | – |
| GSK | New | GLAXOSMITHKLINE ADR REP TWO ORDsponsored adr | $426,000 | – | 10,000 | +100.0% | 0.13% | – |
| AZUL | New | AZUL ADR REP 3 PRFsponsored adr | $426,000 | – | 11,900 | +100.0% | 0.13% | – |
| TWLO | New | TWILIO CL A ORD | $412,000 | – | 3,750 | +100.0% | 0.13% | – |
| BAM | New | BROOKFIELD ASSET MANAGEMENT CL A ORD | $398,000 | – | 7,500 | +100.0% | 0.12% | – |
| IIVI | New | II VI ORD | $400,000 | – | 11,388 | +100.0% | 0.12% | – |
| NTGN | New | NEON THERAPEUTICS ORD | $361,000 | – | 210,000 | +100.0% | 0.11% | – |
| LYFT | New | LYFT CL A ORD | $337,000 | – | 8,265 | +100.0% | 0.10% | – |
| CPE | New | CALLON PETROLEUM ORD | $329,000 | – | 75,909 | +100.0% | 0.10% | – |
| SDC | New | SMILEDIRECTCLUB CL A ORD | $325,000 | – | 23,424 | +100.0% | 0.10% | – |
| BAP | New | CREDICORP ORD | $312,000 | – | 1,500 | +100.0% | 0.10% | – |
| UNB | New | UNION BANKSHARES ORD | $311,000 | – | 9,884 | +100.0% | 0.10% | – |
| RBS | New | ROYAL BANK SCOTLAND ADS REP 2 ORD | $303,000 | – | 59,459 | +100.0% | 0.09% | – |
| CME | New | CME GROUP CL A ORD | $300,000 | – | 1,421 | +100.0% | 0.09% | – |
| DFS | New | DISCOVER FINANCIAL SERVICES ORD | $299,000 | – | 3,695 | +100.0% | 0.09% | – |
| LAUR | New | LAUREATE EDUCATION CL A ORD | $298,000 | – | 18,000 | +100.0% | 0.09% | – |
| XRX | New | XEROX HOLDINGS ORD | $299,000 | – | 10,000 | +100.0% | 0.09% | – |
| TGODF | New | GREEN ORGANIC DUTCHMAN HLGDS ORD | $286,000 | – | 185,000 | +100.0% | 0.09% | – |
| QURE | New | UNIQURE ORD | $281,000 | – | 7,146 | +100.0% | 0.09% | – |
| NKTR | New | NEKTAR THERAPEUTICS ORD | $282,000 | – | 15,500 | +100.0% | 0.09% | – |
| TLRDQ | New | TAILORED BRANDS ORD | $264,000 | – | 60,000 | +100.0% | 0.08% | – |
| RUBI | New | THE RUBICON PROJECT ORD | $261,000 | – | 30,000 | +100.0% | 0.08% | – |
| NVO | New | NOVO NORDISK ADR REPSG 1 ORDsponsored adr | $258,000 | – | 5,000 | +100.0% | 0.08% | – |
| SPWH | New | SPORTSMANS WAREHOUSE HOLDINGS ORD | $259,000 | – | 50,000 | +100.0% | 0.08% | – |
| PRTY | New | PARTY CITY HOLDCO INC | $256,000 | – | 45,000 | +100.0% | 0.08% | – |
| SIX | New | SIX FLAGS ENTERTAINMENT ORD | $253,000 | – | 5,000 | +100.0% | 0.08% | – |
| CGC | New | CANOPY GROWTH ORD | $247,000 | – | 10,775 | +100.0% | 0.08% | – |
| PINS | New | PINTEREST CL A ORD | $247,000 | – | 9,350 | +100.0% | 0.08% | – |
| BTI | New | BRITISH AMERICAN TOBACCO ADR REP ORDsponsored adr | $238,000 | – | 6,476 | +100.0% | 0.07% | – |
| WIA | New | WESTERN ASSET INFLATIN LINKD INCM CF | $239,000 | – | 20,627 | +100.0% | 0.07% | – |
| ZSAN | New | ZOSANO PHARMA ORD | $234,000 | – | 150,000 | +100.0% | 0.07% | – |
| EXAS | New | EXACT SCIENCES ORD | $234,000 | – | 2,600 | +100.0% | 0.07% | – |
| FDX | New | FEDEX ORD | $235,000 | – | 1,615 | +100.0% | 0.07% | – |
| VMO | New | INVESCO MUNICIPAL OPPORTUNITY CF | $233,000 | – | 18,629 | +100.0% | 0.07% | – |
| NEWM | New | NEW MEDIA INVESTMENT GROUP ORD | $227,000 | – | 25,778 | +100.0% | 0.07% | – |
| VICR | New | VICOR ORD | $221,000 | – | 7,500 | +100.0% | 0.07% | – |
| FNKO | New | FUNKO CL A ORD | $215,000 | – | 10,487 | +100.0% | 0.07% | – |
| CWBHF | New | CHARLOTTES WEB HLDGS ORD | $207,000 | – | 15,000 | +100.0% | 0.06% | – |
| SAL | New | SALISBURY BANCORP ORD | $202,000 | – | 5,174 | +100.0% | 0.06% | – |
| CHWY | New | CHEWY CL A ORD | $199,000 | – | 8,100 | +100.0% | 0.06% | – |
| SNDL | New | SUNDIAL GROWERS ORD | $196,000 | – | 41,000 | +100.0% | 0.06% | – |
| XLF | New | SELECT STR FINANCIAL SELECT SPDR ETF | $197,000 | – | 7,066 | +100.0% | 0.06% | – |
| EVN | New | EATON VANCE MUNICIPAL INCOME CF | $196,000 | – | 15,285 | +100.0% | 0.06% | – |
| BLW | New | BLACKROCK LIMITED DURATION INCOME CF | $197,000 | – | 12,653 | +100.0% | 0.06% | – |
| GSUM | New | GRIDSUM HOLDING ADR | $196,000 | – | 115,670 | +100.0% | 0.06% | – |
| AFT | New | APOLLO SENIOR FLOATING RATE CF | $195,000 | – | 13,212 | +100.0% | 0.06% | – |
| BIT | New | BLACKROCK MULTI SECTOR INCOME CF | $193,000 | – | 11,276 | +100.0% | 0.06% | – |
| SEAC | New | SEACHANGE INTERNATIONAL ORD | $192,000 | – | 67,000 | +100.0% | 0.06% | – |
| TSCO | New | TRACTOR SUPPLY ORD | $194,000 | – | 2,150 | +100.0% | 0.06% | – |
| RLH | New | RED LION HOTELS ORD | $194,000 | – | 30,000 | +100.0% | 0.06% | – |
| NTNX | New | NUTANIX CL A ORD | $190,000 | – | 7,250 | +100.0% | 0.06% | – |
| OIH | New | VANECK VECTORS OIL SERVICES ETF | $188,000 | – | 16,000 | +100.0% | 0.06% | – |
| FOSL | New | FOSSIL GROUP ORD | $186,000 | – | 14,894 | +100.0% | 0.06% | – |
| USCR | New | US CONCRETE ORD | $182,000 | – | 3,300 | +100.0% | 0.06% | – |
| RHHBY | New | ROCHE HOLDINGS 8 ADR REP ORDsponsored adr | $182,000 | – | 4,996 | +100.0% | 0.06% | – |
| SKY | New | SKYLINE CHAMPION ORD | $180,000 | – | 6,000 | +100.0% | 0.06% | – |
| NSC | New | NORFOLK SOUTHERN ORD | $179,000 | – | 1,000 | +100.0% | 0.06% | – |
| ANDE | New | ANDERSONS ORD | $177,000 | – | 7,901 | +100.0% | 0.05% | – |
| E | New | ENI ADR | $176,000 | – | 5,783 | +100.0% | 0.05% | – |
| VALE | New | VALE ADR REPTG ONE ORDsponsored adr | $172,000 | – | 15,000 | +100.0% | 0.05% | – |
| TLRY | New | TILRAY CL 2 ORD | $174,000 | – | 7,050 | +100.0% | 0.05% | – |
| AFG | New | AMERICAN FINANCIAL GROUP ORD | $170,000 | – | 1,585 | +100.0% | 0.05% | – |
| AMRB | New | AMERICAN RIVER BANKSHARES ORD | $162,000 | – | 11,946 | +100.0% | 0.05% | – |
| GIM | New | TEMPLETON GLOBAL INCOME CF | $160,000 | – | 26,208 | +100.0% | 0.05% | – |
| DDOG | New | DATADOG CL A ORD | $161,000 | – | 4,750 | +100.0% | 0.05% | – |
| OKTA | New | OKTA CL A ORD | $157,000 | – | 1,600 | +100.0% | 0.05% | – |
| CROX | New | CROCS ORD | $154,000 | – | 5,554 | +100.0% | 0.05% | – |
| QID | New | PROSHARES ULTRASHORT QQQ ETF | $150,000 | – | 5,000 | +100.0% | 0.05% | – |
| RPAYW | New | REPAY HOLDINGS CORP | $152,000 | – | 172,754 | +100.0% | 0.05% | – |
| CEO | New | CNOOC ADR REP 100 CL H ORDsponsored adr | $152,000 | – | 1,000 | +100.0% | 0.05% | – |
| NCR | New | NCR ORD | $146,000 | – | 4,651 | +100.0% | 0.04% | – |
| FSD | New | FIRST TRUST HIGH INCOME LONG SHRT CF | $146,000 | – | 9,657 | +100.0% | 0.04% | – |
| DSL | New | DOUBLELINE INCOME SOLUTIONS CF | $145,000 | – | 7,300 | +100.0% | 0.04% | – |
| ATEX | New | ANTERIX ORD | $144,000 | – | 4,000 | +100.0% | 0.04% | – |
| CELH | New | CELSIUS HOLDINGS ORD | $139,000 | – | 40,000 | +100.0% | 0.04% | – |
| FEI | New | FIRST TRUST MLP AND ENERGY INCOME CF | $142,000 | – | 12,404 | +100.0% | 0.04% | – |
| AFGB | New | AMERICAN FIN GRP 5.875 SUB DEBENT | $141,000 | – | 5,300 | +100.0% | 0.04% | – |
| MEOH | New | METHANEX ORD | $141,000 | – | 4,000 | +100.0% | 0.04% | – |
| BTZ | New | BLACKROCK CREDIT ALLOCATION INCME CF | $137,000 | – | 10,070 | +100.0% | 0.04% | – |
| GE | New | GENERAL ELECTRIC ORD | $131,000 | – | 14,729 | +100.0% | 0.04% | – |
| CS | New | CREDIT SUISSE GRP ADR REPTG ONE ORDsponsored adr | $131,000 | – | 10,795 | +100.0% | 0.04% | – |
| JMT | New | NUVEEN MORTGAGE OPPORTUNITY 2 CF | $126,000 | – | 5,700 | +100.0% | 0.04% | – |
| MDC | New | MDC HOLDINGS ORD | $129,000 | – | 3,000 | +100.0% | 0.04% | – |
| TGT | New | TARGET ORD | $128,000 | – | 1,200 | +100.0% | 0.04% | – |
| NET | New | CLOUDFLARE CL A ORD | $129,000 | – | 7,000 | +100.0% | 0.04% | – |
| LPSN | New | LIVEPERSON ORD | $124,000 | – | 3,500 | +100.0% | 0.04% | – |
| LLNW | New | LIMELIGHT NETWORKS ORD | $121,000 | – | 40,000 | +100.0% | 0.04% | – |
| PRMW | New | PRIMO WATER ORD | $122,000 | – | 10,000 | +100.0% | 0.04% | – |
| TPTX | New | TURNING POINT THERAPEUTICS ORD | $118,000 | – | 3,150 | +100.0% | 0.04% | – |
| NFJ | New | ALLIANZGI NFJ DIV INTEREST STRAT CF | $116,000 | – | 9,537 | +100.0% | 0.04% | – |
| NGD | New | NEW GOLD ORD | $115,000 | – | 114,154 | +100.0% | 0.04% | – |
| UTG | New | REAVES UTILITY INCOME CF | $110,000 | – | 3,000 | +100.0% | 0.03% | – |
| SQNS | New | SEQUANS COMMUNICATIONS ADR REP 1 ORDsponsored adr | $112,000 | – | 130,000 | +100.0% | 0.03% | – |
| WAIR | New | WESCO AIRCRAFT HOLDINGS ORD | $111,000 | – | 10,100 | +100.0% | 0.03% | – |
| MGDDY | New | MICHELIN COMPAGNIE GENERALE DES ADR | $111,000 | – | 5,000 | +100.0% | 0.03% | – |
| PTON | New | PELOTON INTERACTIVE ORD | $112,000 | – | 4,500 | +100.0% | 0.03% | – |
| MDRIQ | New | MCDERMOTT INTERNATIONAL ORD | $111,000 | – | 55,000 | +100.0% | 0.03% | – |
| GLPG | New | GALAPAGOS ADR REP ORDsponsored adr | $109,000 | – | 720 | +100.0% | 0.03% | – |
| FIVN | New | FIVE9 ORD | $107,000 | – | 2,000 | +100.0% | 0.03% | – |
| IHIT | New | INVESCO HGH INCM 2023 TARGET TERM CF | $105,000 | – | 10,123 | +100.0% | 0.03% | – |
| LN | New | LINE ADR REP ORDsponsored adr | $104,000 | – | 2,900 | +100.0% | 0.03% | – |
| CNHI | New | CNH INDUSTRIAL ORD | $101,000 | – | 10,000 | +100.0% | 0.03% | – |
| PTR | New | PETROCHINA ADR REPSNTG 100 H ORDsponsored adr | $101,000 | – | 2,000 | +100.0% | 0.03% | – |
| ARES | New | ARES MANAGEMENT CL A ORD | $99,000 | – | 3,728 | +100.0% | 0.03% | – |
| GLUU | New | GLU MOBILE ORD | $99,000 | – | 20,000 | +100.0% | 0.03% | – |
| EFR | New | EATON VANCE SENIOR FLOATING RATE CF | $97,000 | – | 7,491 | +100.0% | 0.03% | – |
| FSLY | New | FASTLY CL A ORD | $96,000 | – | 4,000 | +100.0% | 0.03% | – |
| DPG | New | DUFF & PHELPS GLOBAL UTILITY INCM CF | $96,000 | – | 6,060 | +100.0% | 0.03% | – |
| CVCO | New | CAVCO INDUSTRIES ORD | $96,000 | – | 500 | +100.0% | 0.03% | – |
| WEIN | New | WEST END INDIANA BANCSHARES ORD | $90,000 | – | 2,641 | +100.0% | 0.03% | – |
| HGLB | New | HIGHLAND GLOB ALLO NAV CF | $90,000 | – | 8,800 | +100.0% | 0.03% | – |
| CRMT | New | AMERICA'S CAR-MART ORD | $91,000 | – | 1,000 | +100.0% | 0.03% | – |
| CBS | New | CBS CL B ORD | $92,000 | – | 2,300 | +100.0% | 0.03% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES CF | $90,000 | – | 8,404 | +100.0% | 0.03% | – |
| MMNFF | New | MEDMEN ENTERPRISES ORD CL B | $87,000 | – | 60,000 | +100.0% | 0.03% | – |
| EXK | New | ENDEAVOUR SILVER ORD | $88,000 | – | 40,000 | +100.0% | 0.03% | – |
| BGB | New | BLACKSTONE GSO STRATEGIC CREDIT CF | $89,000 | – | 6,118 | +100.0% | 0.03% | – |
| AWF | New | ALLIANCEBERNSTEIN GLBL HIGH INCM CF | $86,000 | – | 7,181 | +100.0% | 0.03% | – |
| NBSE | New | NEUBASE THERAPEUTICS ORD | $86,000 | – | 17,291 | +100.0% | 0.03% | – |
| TAST | New | CARROLS RESTAURANT GROUP ORD | $82,000 | – | 10,000 | +100.0% | 0.02% | – |
| EVF | New | EATON VANCE SENIOR INCOME CF | $81,000 | – | 13,392 | +100.0% | 0.02% | – |
| PHD | New | PIONEER FLOATING RATE CF | $79,000 | – | 7,595 | +100.0% | 0.02% | – |
| SIG | New | SIGNET JEWELERS ORD | $77,000 | – | 4,628 | +100.0% | 0.02% | – |
| AMCX | New | AMC NETWORKS CL A ORD | $78,000 | – | 1,600 | +100.0% | 0.02% | – |
| HYT | New | BLACKROCK CORPORATE HIGH YIELD CF | $76,000 | – | 7,129 | +100.0% | 0.02% | – |
| MNA | New | INDEXIQ MERGER ARBITRAGE ETF | $76,000 | – | 2,392 | +100.0% | 0.02% | – |
| FT | New | FRANKLIN UNIVERSAL CF | $74,000 | – | 9,833 | +100.0% | 0.02% | – |
| IDSA | New | INDUSTRIAL SERVICES OF AMERICA ORD | $73,000 | – | 65,254 | +100.0% | 0.02% | – |
| New | FLAHERTY CRUMRINE DYN PRF INCOME CF | $72,000 | – | 2,775 | +100.0% | 0.02% | – | |
| New | VIVEVE MEDICAL ORD | $71,000 | – | 16,136 | +100.0% | 0.02% | – | |
| PZZA | New | PAPA JOHNS INTERNATIONAL ORD | $71,000 | – | 1,358 | +100.0% | 0.02% | – |
| PENN | New | PENN NATIONAL GAMING ORD | $68,000 | – | 3,688 | +100.0% | 0.02% | – |
| FRA | New | BLACKROCK FLOAT RATE INC CF | $67,000 | – | 5,356 | +100.0% | 0.02% | – |
| CHI | New | CALAMOS CONVERTIBLE OPPO AND INCM CF | $65,000 | – | 6,300 | +100.0% | 0.02% | – |
| FRANQ | New | FRANCESCAS HOLDINGS ORD | $64,000 | – | 4,616 | +100.0% | 0.02% | – |
| PFD | New | FLAHERTY & CRMRN PRF AND INCM NAV CF | $66,000 | – | 4,480 | +100.0% | 0.02% | – |
| VBF | New | INVESCO BOND CF | $66,000 | – | 3,355 | +100.0% | 0.02% | – |
| VNTR | New | VENATOR MATERIALS ORD | $67,000 | – | 27,806 | +100.0% | 0.02% | – |
| AIF | New | APOLLO TACTICAL INCOME CF | $61,000 | – | 4,029 | +100.0% | 0.02% | – |
| PG | New | PROCTER & GAMBLE ORDput | $63,000 | – | 510 | +100.0% | 0.02% | – |
| WSC | New | WILLSCOT ORD | $62,000 | – | 4,000 | +100.0% | 0.02% | – |
| OMEX | New | ODYSSEY MARINE EXPLORATION ORD | $63,000 | – | 16,705 | +100.0% | 0.02% | – |
| HBAN | New | HUNTINGTON BANCSHARES ORD | $61,000 | – | 4,300 | +100.0% | 0.02% | – |
| GOF | New | GUGGENHEIM STRATEGIC OPPORTNITIES CF | $59,000 | – | 3,100 | +100.0% | 0.02% | – |
| RMED | New | RA MEDICAL SYSTEMS ORD | $58,000 | – | 41,500 | +100.0% | 0.02% | – |
| RRC | New | RANGE RESOURCES ORD | $58,000 | – | 15,300 | +100.0% | 0.02% | – |
| M | New | MACYS ORD | $57,000 | – | 3,715 | +100.0% | 0.02% | – |
| DESP | New | DESPEGAR COM ORD | $56,000 | – | 5,000 | +100.0% | 0.02% | – |
| ARDC | New | ARES DYNAMIC CREDIT ALLOCATION CF | $55,000 | – | 3,707 | +100.0% | 0.02% | – |
| DHF | New | BNY MELLON HIGH YIELD STR NAV CF | $57,000 | – | 18,861 | +100.0% | 0.02% | – |
| CDOR | New | CONDOR HOSPITALITY ORD | $53,000 | – | 4,812 | +100.0% | 0.02% | – |
| NTES | New | NETEASE ADR | $51,000 | – | 192 | +100.0% | 0.02% | – |
| GLD | New | SPDR GOLD SHARES ETFput | $53,000 | – | 383 | +100.0% | 0.02% | – |
| KEYS | New | KEYSIGHT TECHNOLOGIES ORD | $48,000 | – | 500 | +100.0% | 0.02% | – |
| CELG | New | CELGENE ORDput | $49,000 | – | 501 | +100.0% | 0.02% | – |
| LDP | New | COHEN & STEERS LTD DUR PRFD INCM CF | $50,000 | – | 1,960 | +100.0% | 0.02% | – |
| KIO | New | KKR INCOME OPPORTUNITIES CF | $48,000 | – | 3,100 | +100.0% | 0.02% | – |
| POWI | New | POWER INTEGRATIONS ORD | $45,000 | – | 500 | +100.0% | 0.01% | – |
| FCT | New | FIRST TRUST SNR FLTG RATE INC II CF | $44,000 | – | 3,738 | +100.0% | 0.01% | – |
| SPOT | New | SPOTIFY TECHNOLOGY ORD | $42,000 | – | 370 | +100.0% | 0.01% | – |
| JHS | New | JOHN HANCOCK INCOME SECURITIES CF | $41,000 | – | 2,852 | +100.0% | 0.01% | – |
| MIN | New | MFS INTERMEDIATE INCOME CF | $38,000 | – | 10,040 | +100.0% | 0.01% | – |
| TLND | New | TALEND ADR REP ORDsponsored adr | $39,000 | – | 1,150 | +100.0% | 0.01% | – |
| DPST | New | DIREXION DLY RGNL BNK BUL 3X ETF | $40,000 | – | 1,000 | +100.0% | 0.01% | – |
| AXP | New | AMERICAN EXPRESS ORD | $35,000 | – | 300 | +100.0% | 0.01% | – |
| FRO | New | FRONTLINE ORD | $36,000 | – | 4,000 | +100.0% | 0.01% | – |
| JDST | New | DIREXION DLY JR GOLD MIN BEAR 3X ETF | $37,000 | – | 2,112 | +100.0% | 0.01% | – |
| FIT | New | FITBIT CL A ORD | $35,000 | – | 9,256 | +100.0% | 0.01% | – |
| NYT | New | NEW YORK TIMES CL A ORD (NYS)call | $36,000 | – | 1,284 | +100.0% | 0.01% | – |
| ALL | New | ALLSTATE ORD | $37,000 | – | 344 | +100.0% | 0.01% | – |
| AVK | New | ADVENT CLAYMORE CONV INCOM NAV CF | $33,000 | – | 2,283 | +100.0% | 0.01% | – |
| BGT | New | BLACKROCK FLOATING RATE INM CF | $34,000 | – | 2,829 | +100.0% | 0.01% | – |
| KRE | New | SPDR S&P REGIONAL BANKING ETF | $31,000 | – | 600 | +100.0% | 0.01% | – |
| JHI | New | JOHN HANCOCK INVESTORS CF | $30,000 | – | 1,819 | +100.0% | 0.01% | – |
| FBP | New | FIRST BANCORP ORD | $29,000 | – | 3,000 | +100.0% | 0.01% | – |
| VCTR | New | VICTORY CAPITAL HOLDINGS CL A ORD | $30,000 | – | 2,000 | +100.0% | 0.01% | – |
| KYN | New | KAYNE ANDERSON MLP MIDSTRM INVEST CF | $28,000 | – | 2,000 | +100.0% | 0.01% | – |
| BKNG | New | BOOKING HOLDINGS ORD | $29,000 | – | 15 | +100.0% | 0.01% | – |
| NKE | New | NIKE CL B ORD | $28,000 | – | 300 | +100.0% | 0.01% | – |
| SONY | New | SONY ADR REP 1 ORDsponsored adr | $29,000 | – | 500 | +100.0% | 0.01% | – |
| WFC | New | WELLS FARGO ORD | $30,000 | – | 600 | +100.0% | 0.01% | – |
| BXPPRB | New | BSTN DS RP 1/100TH SRS B CUM RED PRF | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| ECF | New | ELLSWORTH GROWTH AND INCOME CF | $26,000 | – | 2,498 | +100.0% | 0.01% | – |
| RYFL | New | ROYAL FINANCIAL ORD | $25,000 | – | 1,550 | +100.0% | 0.01% | – |
| PING | New | PING IDENTITY HOLDING ORD | $25,000 | – | 1,500 | +100.0% | 0.01% | – |
| VLYPO | New | VALLEY NATL NON CUM PERP SRS B PRF | $25,000 | – | 992 | +100.0% | 0.01% | – |
| RDSB | New | ROYAL DUTCH SHELL ADR REP 2 CL B ORDsponsored adr | $27,000 | – | 462 | +100.0% | 0.01% | – |
| VIST | New | VISTA OIL GAS ADR REP SRS A ORDsponsored adr | $27,000 | – | 5,360 | +100.0% | 0.01% | – |
| GDOT | New | GREEN DOT CL A ORD | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| NWFL | New | NORWOOD FINANCIAL ORD | $25,000 | – | 801 | +100.0% | 0.01% | – |
| JE | New | JUST ENERGY GROUP ORD | $22,000 | – | 9,500 | +100.0% | 0.01% | – |
| TER | New | TERADYNE ORD | $22,000 | – | 382 | +100.0% | 0.01% | – |
| WISA | New | SUMMIT WIRELESS TECHNOLOGIES ORD | $24,000 | – | 27,316 | +100.0% | 0.01% | – |
| FVCB | New | FVCBANKCORP ORD | $23,000 | – | 1,343 | +100.0% | 0.01% | – |
| FMS | New | FRESENIUS MEDICAL ADR REPTG 0.5 ORDsponsored adr | $23,000 | – | 700 | +100.0% | 0.01% | – |
| BRO | New | BROWN & BROWN ORD | $22,000 | – | 611 | +100.0% | 0.01% | – |
| URBN | New | URBAN OUTFITTERS ORD | $22,000 | – | 800 | +100.0% | 0.01% | – |
| TDY | New | TELEDYNE TECH ORD | $22,000 | – | 70 | +100.0% | 0.01% | – |
| BAH | New | BOOZ ALLEN HAMILTON HOLDING CL A ORD | $22,000 | – | 311 | +100.0% | 0.01% | – |
| BKI | New | BLACK KNIGHT ORD | $21,000 | – | 353 | +100.0% | 0.01% | – |
| FICO | New | FAIR ISAAC ORD | $21,000 | – | 70 | +100.0% | 0.01% | – |
| BIO | New | BIO RAD LABORATORIES CL A ORD | $21,000 | – | 65 | +100.0% | 0.01% | – |
| HUYA | New | HUYA ADR CL A ORDsponsored adr | $21,000 | – | 912 | +100.0% | 0.01% | – |
| WEX | New | WEX ORD | $21,000 | – | 107 | +100.0% | 0.01% | – |
| AZPN | New | ASPEN TECHNOLOGY ORD | $21,000 | – | 176 | +100.0% | 0.01% | – |
| CACC | New | CREDIT ACCEPTANCE ORD | $21,000 | – | 46 | +100.0% | 0.01% | – |
| DXC | New | DXC TECHNOLOGY ORD | $20,000 | – | 700 | +100.0% | 0.01% | – |
| CEMI | New | CHEMBIO DIAGNOSTICS ORD | $21,000 | – | 3,583 | +100.0% | 0.01% | – |
| ZEN | New | ZENDESK ORD | $21,000 | – | 295 | +100.0% | 0.01% | – |
| New | GRAYSCALE ETHEREUM COM UNT | $21,000 | – | 1,000 | +100.0% | 0.01% | – | |
| FXI | New | ISHARES CHINA LARGE CAP ETFput | $21,000 | – | 540 | +100.0% | 0.01% | – |
| MTCH | New | MATCH GROUP ORD | $20,000 | – | 289 | +100.0% | 0.01% | – |
| BILI | New | BILIBILI ADS | $20,000 | – | 1,445 | +100.0% | 0.01% | – |
| APO | New | APOLLO GLOBAL MANAGEMENT CL A ORD | $20,000 | – | 540 | +100.0% | 0.01% | – |
| FPF | New | FIRST TRUST INT DUR PRF INCOME CF | $21,000 | – | 900 | +100.0% | 0.01% | – |
| New | MINERA ALAMOS INC | $19,000 | – | 150,000 | +100.0% | 0.01% | – | |
| HDS | New | HD SUPPLY HOLDINGS ORD | $19,000 | – | 500 | +100.0% | 0.01% | – |
| WST | New | WEST PHARM SVC ORD | $21,000 | – | 150 | +100.0% | 0.01% | – |
| OLED | New | UNIVERSAL DISPLAY ORD | $19,000 | – | 119 | +100.0% | 0.01% | – |
| BX | New | BLACKSTONE GROUP CL A ORD | $20,000 | – | 420 | +100.0% | 0.01% | – |
| GABPRH | New | GABELLI EQUITY TRUST 5 SRS H CUM PRF | $20,000 | – | 800 | +100.0% | 0.01% | – |
| RNG | New | RINGCENTRAL CL A ORD | $21,000 | – | 172 | +100.0% | 0.01% | – |
| INSI | New | INSIGHT SELECT INCOME CF | $20,000 | – | 1,000 | +100.0% | 0.01% | – |
| BBBY | New | BED BATH AND BEYOND ORD | $21,000 | – | 2,000 | +100.0% | 0.01% | – |
| IIVI | New | II VI ORDput | $20,000 | – | 574 | +100.0% | 0.01% | – |
| HES | New | HESS ORD | $19,000 | – | 330 | +100.0% | 0.01% | – |
| SCCO | New | SOUTHERN COPPER ORD | $16,000 | – | 471 | +100.0% | 0.01% | – |
| MO | New | ALTRIA GROUP ORDcall | $16,000 | – | 400 | +100.0% | 0.01% | – |
| EFF | New | EATON VANCE FLTNG RATE INC PLUS CF | $16,000 | – | 1,093 | +100.0% | 0.01% | – |
| JILL | New | J JILL ORD | $17,000 | – | 9,268 | +100.0% | 0.01% | – |
| VLY | New | VALLEY NATIONAL ORD | $16,000 | – | 1,548 | +100.0% | 0.01% | – |
| CTB | New | COOPER TIRE AND RUBBER ORD | $16,000 | – | 650 | +100.0% | 0.01% | – |
| JMPNZ | New | JMP GROUP 6 875 SNR NTS | $17,000 | – | 700 | +100.0% | 0.01% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTN CL A ORD | $13,000 | – | 218 | +100.0% | 0.00% | – |
| EOG | New | EOG RESOURCES ORD | $14,000 | – | 200 | +100.0% | 0.00% | – |
| SLCA | New | US SILICA HOLDINGS ORD | $14,000 | – | 1,500 | +100.0% | 0.00% | – |
| TSN | New | TYSON FOODS CL A ORDcall | $14,000 | – | 168 | +100.0% | 0.00% | – |
| NNN | New | NATIONAL RETAIL PROPERTIES REIT ORD | $12,000 | – | 214 | +100.0% | 0.00% | – |
| IPOA | New | SOCIAL CPTL HEDOSOPHIA HLD CL A ORDcall | $12,000 | – | 1,162 | +100.0% | 0.00% | – |
| FNMAI | New | FANNIE MAE 6.75 NON CUM SRS Q PFD | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| PSMT | New | PRICESMART ORDput | $14,000 | – | 200 | +100.0% | 0.00% | – |
| PXD | New | PIONEER NATURAL RESOURCE ORD | $12,000 | – | 100 | +100.0% | 0.00% | – |
| IRRZF | New | INTEGRA RESOURCES ORD | $9,000 | – | 10,000 | +100.0% | 0.00% | – |
| SPY | New | SPDR S&P 500 ETFcall | $11,000 | – | 38 | +100.0% | 0.00% | – |
| TXG | New | 10X GENOMICS CL A ORD | $10,000 | – | 200 | +100.0% | 0.00% | – |
| LGDTF | New | LIBERTY GOLD | $10,000 | – | 20,000 | +100.0% | 0.00% | – |
| DDD | New | 3D SYSTEMS ORD (NYS)call | $9,000 | – | 1,179 | +100.0% | 0.00% | – |
| CHMG | New | CHEMUNG FINANCIAL ORD | $11,000 | – | 262 | +100.0% | 0.00% | – |
| CVX | New | CHEVRON ORD | $9,000 | – | 82 | +100.0% | 0.00% | – |
| SSINQ | New | STAGE STORES ORD | $9,000 | – | 5,000 | +100.0% | 0.00% | – |
| New | RIO2 LTD | $10,000 | – | 32,500 | +100.0% | 0.00% | – | |
| JCS | New | COMMUNICATIONS SYSTEMS ORD | $9,000 | – | 2,086 | +100.0% | 0.00% | – |
| NUAN | New | NUANCE COMMUNICATIONS ORD | $11,000 | – | 800 | +100.0% | 0.00% | – |
| CHY | New | CALAMOS CONVERTIBLE AND HIGH INC CF | $7,000 | – | 686 | +100.0% | 0.00% | – |
| CBM | New | CAMBREX ORDcall | $7,000 | – | 120 | +100.0% | 0.00% | – |
| OC | New | OWENS CORNIING ORD | $6,000 | – | 100 | +100.0% | 0.00% | – |
| FLC | New | FLAHERTY CRUMRINE TOTAL RETURN CF | $8,000 | – | 371 | +100.0% | 0.00% | – |
| COFPRG | New | CP ONE FNC DS REP 1 40 PRP SRS G PRF | $5,000 | – | 200 | +100.0% | 0.00% | – |
| MXIM | New | MAXIM INTEGRATED PRODUCTS ORDcall | $8,000 | – | 150 | +100.0% | 0.00% | – |
| GDXJ | New | VANECK VECTOR JUNR GOLD MNRS ETFcall | $6,000 | – | 171 | +100.0% | 0.00% | – |
| MGP | New | MGM GROWTH PROPERTIES CL A ORD (NYS)call | $5,000 | – | 180 | +100.0% | 0.00% | – |
| MGM | New | MGM RESORTS INTERNATIONAL ORDcall | $5,000 | – | 200 | +100.0% | 0.00% | – |
| IGV | New | ISHARES EXPANDED TECH STW SCTR ETFput | $5,000 | – | 25 | +100.0% | 0.00% | – |
| FOX | New | FOX CORPORATION ORD | $6,000 | – | 200 | +100.0% | 0.00% | – |
| STNG | New | SCORPIO TANKERS ORDcall | $7,000 | – | 250 | +100.0% | 0.00% | – |
| UBER | New | UBER TECHNOLOGIES INCcall | $6,000 | – | 204 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN ORD | $7,000 | – | 41 | +100.0% | 0.00% | – |
| SLGWF | New | SLANG WORLDWIDE ORD | $6,000 | – | 15,000 | +100.0% | 0.00% | – |
| INMD | New | INMODE ORD | $5,000 | – | 250 | +100.0% | 0.00% | – |
| XLU | New | SELECT SECTOR UTI SELECT SPDR ETFput | $6,000 | – | 100 | +100.0% | 0.00% | – |
| ONCE | New | SPARK THERAPEUTICS ORDcall | $8,000 | – | 84 | +100.0% | 0.00% | – |
| NXST | New | NEXSTAR MEDIA GROUP CL A ORDcall | $8,000 | – | 86 | +100.0% | 0.00% | – |
| ENIA | New | ENEL AMERICAS ADR REP 50 ORDsponsored adr | $8,000 | – | 972 | +100.0% | 0.00% | – |
| T | New | AT&T ORD | $7,000 | – | 200 | +100.0% | 0.00% | – |
| HCAT | New | HEALTH CATALYST ORD | $6,000 | – | 200 | +100.0% | 0.00% | – |
| STSA | New | SATSUMA PHARMACEUTICALS ORD | $4,000 | – | 300 | +100.0% | 0.00% | – |
| T | New | AT&T ORDcall | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ADBE | New | ADOBE ORDcall | $4,000 | – | 16 | +100.0% | 0.00% | – |
| ADVM | New | ADVERUM BIOTECHNOLOGIES ORD (NMS)call | $2,000 | – | 436 | +100.0% | 0.00% | – |
| APHA | New | APHRIA ORDcall | $2,000 | – | 555 | +100.0% | 0.00% | – |
| BYND | New | BEYOND MEAT ORD | $3,000 | – | 25 | +100.0% | 0.00% | – |
| BA | New | BOEING ORDcall | $3,000 | – | 10 | +100.0% | 0.00% | – |
| BOX | New | BOX CL A ORDcall | $2,000 | – | 150 | +100.0% | 0.00% | – |
| CME | New | CME GROUP CL A ORDput | $2,000 | – | 10 | +100.0% | 0.00% | – |
| CBM | New | CAMBREX ORDput | $2,000 | – | 48 | +100.0% | 0.00% | – |
| CBLK | New | CARBON BLACK ORDcall | $2,000 | – | 88 | +100.0% | 0.00% | – |
| CC | New | CHEMOURS ORD | $4,000 | – | 300 | +100.0% | 0.00% | – |
| XEC | New | CIMAREX ENERGY ORD | $2,000 | – | 50 | +100.0% | 0.00% | – |
| CXO | New | CONCHO RESOURCES ORD (NYS)call | $2,000 | – | 30 | +100.0% | 0.00% | – |
| CRON | New | CRONOS GROUP ORDput | $2,000 | – | 225 | +100.0% | 0.00% | – |
| CTRP | New | CTRIP.COM INTRNTL 8 ADR REP 1 ORDcall | $2,000 | – | 90 | +100.0% | 0.00% | – |
| DLTR | New | DOLLAR TREE ORDput | $3,000 | – | 30 | +100.0% | 0.00% | – |
| DT | New | DYNATRACE ORD | $4,000 | – | 250 | +100.0% | 0.00% | – |
| ERII | New | ENERGY RECOVERY ORD | $4,000 | – | 500 | +100.0% | 0.00% | – |
| XGN | New | EXAGEN ORD | $3,000 | – | 200 | +100.0% | 0.00% | – |
| HRL | New | HORMEL FOODS ORD (NYS)call | $4,000 | – | 100 | +100.0% | 0.00% | – |
| EWH | New | ISHARES MSCI HONG KONG ETF (PSE)put | $3,000 | – | 150 | +100.0% | 0.00% | – |
| ITB | New | ISHARES US HOME CONSTRUCT ETFput | $2,000 | – | 56 | +100.0% | 0.00% | – |
| KYNPRFCL | New | KAYNE ANDER 3.500 SRS F MAND RED PRF | $2,000 | – | 100 | +100.0% | 0.00% | – |
| LVGO | New | LIVONGO HEALTH ORD | $3,000 | – | 200 | +100.0% | 0.00% | – |
| LYFT | New | LYFT CL A ORDcall | $2,000 | – | 68 | +100.0% | 0.00% | – |
| MDSO | New | MEDIDATA SOLUTIONS ORDput | $3,000 | – | 37 | +100.0% | 0.00% | – |
| PINS | New | PINTEREST CL A ORDcall | $2,000 | – | 112 | +100.0% | 0.00% | – |
| PHM | New | PULTEGROUP ORD (NYS)put | $3,000 | – | 107 | +100.0% | 0.00% | – |
| QEP | New | QEP RESOURCES ORD (NYS)put | $2,000 | – | 600 | +100.0% | 0.00% | – |
| NOW | New | SERVICENOW ORDcall | $2,000 | – | 10 | +100.0% | 0.00% | – |
| SQM | New | SOCIEDAD QUIMICA ADR REP 1 SRS B ORDsponsored adr | $2,000 | – | 100 | +100.0% | 0.00% | – |
| SRNE | New | SORRENTO THERAPEUTICS ORD | $4,000 | – | 2,000 | +100.0% | 0.00% | – |
| BID | New | SOTHEBYS ORD (NYS)call | $3,000 | – | 70 | +100.0% | 0.00% | – |
| SCCO | New | SOUTHERN COPPER ORDcall | $2,000 | – | 69 | +100.0% | 0.00% | – |
| SYMC | New | SYMANTEC ORDput | $2,000 | – | 98 | +100.0% | 0.00% | – |
| TELL | New | TELLURIAN ORD (NMS)call | $4,000 | – | 550 | +100.0% | 0.00% | – |
| IIVI | New | II VI ORDcall | $2,000 | – | 80 | +100.0% | 0.00% | – |
| WHG | New | WESTWOOD HOLDINGS GROUP ORD | $2,000 | – | 86 | +100.0% | 0.00% | – |
| WW | New | WW INTERNATIONAL ORD | $3,000 | – | 100 | +100.0% | 0.00% | – |
| YELP | New | YELP ORDcall | $2,000 | – | 75 | +100.0% | 0.00% | – |
| FRO | New | FRONTLINE ORDcall | $4,000 | – | 470 | +100.0% | 0.00% | – |
| SSYS | New | STRATASYS ORD (NMS)call | $3,000 | – | 150 | +100.0% | 0.00% | – |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES ORD | $3,000 | – | 300 | +100.0% | 0.00% | – |
| PAAS | New | PAN AMER SILVER ORDcall | $0 | – | 50 | +100.0% | 0.00% | – |
| PACB | New | PACIFIC BIOSCIENCES OF CALIFRNIA ORDcall | $0 | – | 26 | +100.0% | 0.00% | – |
| BIOS | New | OPTION CARE HEALTH ORD | $0 | – | 192 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMA IND ADR REP 1 ORDsponsored adr | $0 | – | 100 | +100.0% | 0.00% | – |
| TEVA | New | TEVA PHARMA IND ADR REP 1 ORDcall | $0 | – | 34 | +100.0% | 0.00% | – |
| TXMD | New | THERAPEUTICSMD ORD (ASE)call | $0 | – | 87 | +100.0% | 0.00% | – |
| REAL | New | THE REALREAL ORDput | $0 | – | 12 | +100.0% | 0.00% | – |
| TLRY | New | TILRAY CL 2 ORDcall | $0 | – | 23 | +100.0% | 0.00% | – |
| TOELY | New | TOKYO ELECTRON ADR REP 2 ORDsponsored adr | $0 | – | 2 | +100.0% | 0.00% | – |
| ODP | New | OFFICE DEPOT ORD (NMS)call | $0 | – | 160 | +100.0% | 0.00% | – |
| NTNX | New | NUTANIX CL A ORDcall | $1,000 | – | 50 | +100.0% | 0.00% | – |
| NKE | New | NIKE CL B ORDput | $0 | – | 1 | +100.0% | 0.00% | – |
| NGD | New | NEW GOLD ORDcall | $0 | – | 20 | +100.0% | 0.00% | – |
| LKNCY | New | LUCKIN COFFEE ADR REP 8 ORDcall | $0 | – | 50 | +100.0% | 0.00% | – |
| LOVE | New | LOVESAC COMPANY ORDcall | $1,000 | – | 82 | +100.0% | 0.00% | – |
| LPIH | New | LONGWEI PETROLEUM INVEST HOLDING ORD | $0 | – | 5,000 | +100.0% | 0.00% | – |
| LOMA | New | LMA NGRA INDS SCD ANMA ADS REP 5 ORD | $0 | – | 12 | +100.0% | 0.00% | – |
| LPCN | New | LIPOCINE ORDput | $1,000 | – | 360 | +100.0% | 0.00% | – |
| LPCN | New | LIPOCINE ORDcall | $0 | – | 50 | +100.0% | 0.00% | – |
| LB | New | L BRANDS ORDcall | $1,000 | – | 94 | +100.0% | 0.00% | – |
| KN | New | KNOWLES ORDput | $0 | – | 20 | +100.0% | 0.00% | – |
| KKR | New | KKR AND CO CL A ORDput | $0 | – | 12 | +100.0% | 0.00% | – |
| JEF | New | JEFFERIES FINANCIAL GROUP ORDcall | $0 | – | 10 | +100.0% | 0.00% | – |
| GDX | New | VANECK VECTORS GOLD MINERS ETFput | $0 | – | 36 | +100.0% | 0.00% | – |
| IBB | New | ISHARES NASDAQ BIOTECHNOLOGY ETFcall | $1,000 | – | 20 | +100.0% | 0.00% | – |
| EEM | New | ISHARES MSCI EMERGING MARKETS ETFcall | $0 | – | 20 | +100.0% | 0.00% | – |
| VWDRY | New | VESTAS WIND SYSTEMS AS ADR | $0 | – | 1 | +100.0% | 0.00% | – |
| IOR | New | INCOME OPPORTUNITY REALTY INV ORD | $0 | – | 31 | +100.0% | 0.00% | – |
| VFF | New | VILLAGE FARMS INTERNATIONAL ORDput | $0 | – | 48 | +100.0% | 0.00% | – |
| HSBC | New | HSBC HOLDINGS ADR REP 5 ORDsponsored adr | $1,000 | – | 40 | +100.0% | 0.00% | – |
| GH | New | GUARDANT HEALTH ORDcall | $0 | – | 5 | +100.0% | 0.00% | – |
| GLYC | New | GLYCOMIMETICS INC (NMS)call | $0 | – | 20 | +100.0% | 0.00% | – |
| FNKO | New | FUNKO CL A ORDcall | $0 | – | 5 | +100.0% | 0.00% | – |
| FCX | New | FREEPORT MCMORAN ORDcall | $0 | – | 86 | +100.0% | 0.00% | – |
| FISV | New | FISERV ORDput | $0 | – | 5 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL ORDcall | $0 | – | 5 | +100.0% | 0.00% | – |
| FSLY | New | FASTLY CL A ORDcall | $0 | – | 19 | +100.0% | 0.00% | – |
| FTCH | New | FARFETCH CL A ORD (NYS)call | $0 | – | 25 | +100.0% | 0.00% | – |
| EOLS | New | EVOLUS ORD (NMS)call | $0 | – | 4 | +100.0% | 0.00% | – |
| ECA | New | ENCANA ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| EE | New | EL PASO ELECTRIC ORDcall | $0 | – | 13 | +100.0% | 0.00% | – |
| PSTG | New | PURE STORAGE CL A ORD | $1,000 | – | 100 | +100.0% | 0.00% | – |
| DMLRY | New | DAIMLER ADR | $0 | – | 2 | +100.0% | 0.00% | – |
| CRON | New | CRONOS GROUP ORDcall | $0 | – | 90 | +100.0% | 0.00% | – |
| CTB | New | COOPER TIRE AND RUBBER ORDcall | $0 | – | 6 | +100.0% | 0.00% | – |
| MCF | New | CONTANGO OIL AND GAS ORDput | $1,000 | – | 570 | +100.0% | 0.00% | – |
| CLF | New | CLEVELAND CLIFFS ORDcall | $1,000 | – | 210 | +100.0% | 0.00% | – |
| ROKU | New | ROKU CL A ORDcall | $1,000 | – | 19 | +100.0% | 0.00% | – |
| CHL | New | CHINA MOBILE ADR REPSG 5 ORDput | $1,000 | – | 36 | +100.0% | 0.00% | – |
| ROKU | New | ROKU CL A ORDput | $1,000 | – | 15 | +100.0% | 0.00% | – |
| CYOU | New | CHANGYOU.COM ADR REP 2 CL A ORD (NMS)put | $0 | – | 35 | +100.0% | 0.00% | – |
| ZAYO | New | ZAYO GROUP HOLDINGS ORDput | $0 | – | 15 | +100.0% | 0.00% | – |
| CYOU | New | CHANGYOU.COM ADR REP 2 CL A ORD (NMS)call | $0 | – | 3 | +100.0% | 0.00% | – |
| CATS | New | CATASYS ORDcall | $0 | – | 36 | +100.0% | 0.00% | – |
| ZS | New | ZSCALER ORDcall | $0 | – | 15 | +100.0% | 0.00% | – |
| ZS | New | ZSCALER ORDput | $1,000 | – | 25 | +100.0% | 0.00% | – |
| EURN | New | EURONAV NVcall | $0 | – | 25 | +100.0% | 0.00% | – |
| CCL | New | CARNIVAL ORDput | $0 | – | 20 | +100.0% | 0.00% | – |
| PLIN | New | CHINA XIANGTAI FOOD ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| CBLK | New | CARBON BLACK ORDput | $1,000 | – | 43 | +100.0% | 0.00% | – |
| FDP | New | FRESH DEL MONTE PRODUCE ORDput | $1,000 | – | 40 | +100.0% | 0.00% | – |
| CNTTQ | New | CANNTRUST HOLDINGS ORD (NYS)call | $0 | – | 20 | +100.0% | 0.00% | – |
| CWH | New | CAMPING WORLD CL A ORD (NYS)call | $0 | – | 100 | +100.0% | 0.00% | – |
| CBM | New | CAMBREX ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| BCLI | New | BRAINSTORM CELL THERAPEUTICS ORD (NMS)call | $0 | – | 20 | +100.0% | 0.00% | – |
| BLMN | New | BLOOMIN' BRANDS ORD (NMS)call | $1,000 | – | 70 | +100.0% | 0.00% | – |
| XOP | New | SPDR S&P OIL & GAS EXPL & PROD ETFcall | $0 | – | 24 | +100.0% | 0.00% | – |
| SSPKU | New | SILVER SPIKE ACQUISITION UNT | $0 | – | 56 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS IPTH SRS B S&P SHRT TRM ETNcall | $0 | – | 20 | +100.0% | 0.00% | – |
| IPOA | New | SOCIAL CPTL HEDOSOPHIA HLD CL A ORDput | $0 | – | 38 | +100.0% | 0.00% | – |
| PVTL | New | PIVOTAL SOFTWARE CL A ORDput | $0 | – | 50 | +100.0% | 0.00% | – |
| ARWR | New | ARROWHEAD PHARMACEUTICALS ORD (NMS)call | $0 | – | 5 | +100.0% | 0.00% | – |
| XME | New | SPDR S&P METALS & MINING ETFcall | $1,000 | – | 60 | +100.0% | 0.00% | – |
| APO | New | APOLLO GLOBAL MANAGEMENT CL A ORDput | $0 | – | 6 | +100.0% | 0.00% | – |
| JNK | New | SPDR BARCLAYS HIGH YIELD BOND ETF (PSE)put | $1,000 | – | 17 | +100.0% | 0.00% | – |
| CBH | New | ALIANZGI CNVRTBL INM 2024 TGT TRM CF | $0 | – | 86 | +100.0% | 0.00% | – |
| CRM | New | SALESFORCE.COM ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| BABA | New | ALIBABA GROUP HOLDING ADR REP 8 ORDcall | $1,000 | – | 8 | +100.0% | 0.00% | – |
| ALDX | New | ALDEYRA THERAPEUTICS ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| AKTS | New | AKOUSTIS TECHNOLOGIE ORDcall | $0 | – | 50 | +100.0% | 0.00% | – |
| ACRX | New | ACELRX PHARMACEUTICALS ORD (NMS)call | $0 | – | 50 | +100.0% | 0.00% | – |
| ANGI | New | ANGIE'S LIST ORD (NMS)call | $0 | – | 5 | +100.0% | 0.00% | – |
| SAND | New | SANDSTORM GOLD ORD (ASE)call | $0 | – | 50 | +100.0% | 0.00% | – |
| PGNX | New | PROGENICS PHARMACEUTICALS ORD (NMS)call | $0 | – | 10 | +100.0% | 0.00% | – |
| PT | New | PINTEC TECHNOLOGY HOLD ADR REP 7 ORDsponsored adr | $0 | – | 800 | +100.0% | 0.00% | – |
| PAYX | New | PAYCHEX ORD | $1,000 | – | 24 | +100.0% | 0.00% | – |
| PKDC | New | PARKER DRILLING COMPANY ORD | $0 | – | 5 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-25
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.