$836 Million is the total value of Altium Wealth Management LLC's 289 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 16.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $36,228,000 | +6.5% | 822,249 | -0.7% | 4.33% | -5.5% |
| VOOG | Sell | VANGUARD ADMIRAL FDS INC500 grth idx f | $26,983,000 | +7.8% | 154,739 | -0.1% | 3.23% | -4.3% |
| VOOV | Sell | VANGUARD ADMIRAL FDS INC500 val idx fd | $23,352,000 | +8.5% | 185,891 | -0.7% | 2.79% | -3.6% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $13,713,000 | +5.3% | 76,961 | -0.9% | 1.64% | -6.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $9,890,000 | +8.3% | 30,729 | -0.1% | 1.18% | -3.8% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $8,505,000 | +8.9% | 191,246 | -1.4% | 1.02% | -3.2% |
| CVX | Sell | CHEVRON CORP NEW | $3,151,000 | -3.0% | 26,149 | -4.6% | 0.38% | -13.9% |
| MA | Sell | MASTERCARD INCcl a | $3,110,000 | +9.4% | 10,414 | -0.5% | 0.37% | -2.9% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $2,930,000 | +3.6% | 17,187 | -1.9% | 0.35% | -7.9% |
| XOM | Sell | EXXON MOBIL CORP | $2,776,000 | -11.6% | 39,778 | -10.5% | 0.33% | -21.5% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $2,758,000 | -0.3% | 42,678 | -0.1% | 0.33% | -11.3% |
| CSCO | Sell | CISCO SYS INC | $2,548,000 | -3.8% | 53,123 | -0.9% | 0.30% | -14.6% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,310,000 | +7.8% | 12,679 | -1.6% | 0.28% | -4.5% |
| ADBE | Sell | ADOBE INC | $2,297,000 | +16.7% | 6,964 | -2.3% | 0.28% | +3.8% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $1,861,000 | +12.9% | 18,267 | -0.1% | 0.22% | +0.5% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $1,692,000 | +8.0% | 54,956 | -1.8% | 0.20% | -4.3% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,683,000 | +13.7% | 18,361 | -0.1% | 0.20% | +1.0% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $1,619,000 | +2.4% | 13,509 | -4.6% | 0.19% | -8.9% |
| LNC | Sell | LINCOLN NATL CORP IND | $1,067,000 | -2.2% | 18,080 | -0.0% | 0.13% | -12.9% |
| IBMK | Sell | ISHARES TRibonds dec2022 | $1,039,000 | -7.1% | 39,720 | -7.1% | 0.12% | -17.9% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $1,026,000 | +6.0% | 7,517 | -0.5% | 0.12% | -5.4% |
| IBMJ | Sell | ISHARES TRibonds dec2021 | $1,027,000 | -10.0% | 39,858 | -10.0% | 0.12% | -20.1% |
| MCO | Sell | MOODYS CORP | $1,010,000 | +14.3% | 4,255 | -1.4% | 0.12% | +1.7% |
| BA | Sell | BOEING CO | $976,000 | -16.1% | 2,997 | -1.9% | 0.12% | -25.5% |
| IBMI | Sell | ISHARES TRibonds sep2020 | $951,000 | -12.4% | 37,274 | -12.4% | 0.11% | -21.9% |
| PYPL | Sell | PAYPAL HLDGS INC | $943,000 | +4.3% | 8,715 | -0.1% | 0.11% | -7.4% |
| COP | Sell | CONOCOPHILLIPS | $922,000 | +13.8% | 14,179 | -0.3% | 0.11% | +0.9% |
| YUM | Sell | YUM BRANDS INC | $915,000 | -14.7% | 9,084 | -3.9% | 0.11% | -24.8% |
| KMB | Sell | KIMBERLY CLARK CORP | $908,000 | -4.0% | 6,598 | -1.0% | 0.11% | -14.2% |
| LMBS | Sell | FIRST TR EXCHANGE TRADED FDfst low oppt eft | $895,000 | -7.5% | 17,275 | -7.2% | 0.11% | -17.7% |
| Sell | CALAMP CORPnote 1.625% 5/1 | $862,000 | -6.3% | 875,000 | -6.9% | 0.10% | -16.9% | |
| Sell | VERINT SYS INCnote 1.500% 6/0 | $838,000 | -1.3% | 779,000 | -7.7% | 0.10% | -12.3% | |
| Sell | ROVI CORPnote 0.500% 3/0 | $828,000 | -5.4% | 836,000 | -6.2% | 0.10% | -16.1% | |
| MMC | Sell | MARSH & MCLENNAN COS INC | $820,000 | +8.8% | 7,356 | -2.4% | 0.10% | -3.9% |
| IBML | Sell | ISHARES TRibonds dec2023 | $809,000 | -8.5% | 31,318 | -8.7% | 0.10% | -18.5% |
| PSX | Sell | PHILLIPS 66 | $803,000 | +6.1% | 7,207 | -2.5% | 0.10% | -5.9% |
| IBMN | Sell | ISHARES TRibonds dec 25 | $788,000 | -12.1% | 29,005 | -12.4% | 0.09% | -22.3% |
| LLY | Sell | LILLY ELI & CO | $778,000 | -5.5% | 5,921 | -19.6% | 0.09% | -16.2% |
| MO | Sell | ALTRIA GROUP INC | $761,000 | +20.8% | 15,251 | -1.1% | 0.09% | +7.1% |
| AMP | Sell | AMERIPRISE FINL INC | $761,000 | +9.2% | 4,570 | -3.6% | 0.09% | -3.2% |
| TRV | Sell | TRAVELERS COMPANIES INC | $748,000 | -8.0% | 5,463 | -0.1% | 0.09% | -19.1% |
| CHD | Sell | CHURCH & DWIGHT INC | $742,000 | -7.6% | 10,545 | -1.2% | 0.09% | -17.6% |
| Sell | CSG SYS INTL INCnote 4.250% 3/1 | $727,000 | -4.6% | 637,000 | -5.5% | 0.09% | -15.5% | |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $718,000 | -0.3% | 12,180 | -0.4% | 0.09% | -11.3% |
| MUB | Sell | ISHARES TRnational mun etf | $720,000 | -5.9% | 6,321 | -5.7% | 0.09% | -16.5% |
| PFF | Sell | ISHARES TRpfd and incm sec | $696,000 | -5.2% | 18,525 | -5.2% | 0.08% | -16.2% |
| VLO | Sell | VALERO ENERGY CORP NEW | $675,000 | +7.1% | 7,212 | -2.5% | 0.08% | -4.7% |
| NYCBPRU | Sell | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $670,000 | -4.0% | 13,206 | -5.4% | 0.08% | -14.9% |
| Sell | SILVER STD RES INCnote 2.875% 2/0 | $662,000 | -8.4% | 653,000 | -7.8% | 0.08% | -18.6% | |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $649,000 | +7.8% | 3,967 | -0.5% | 0.08% | -3.7% |
| Sell | SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $654,000 | -3.4% | 615,000 | -5.4% | 0.08% | -14.3% | |
| IBMM | Sell | ISHARES TRibonds dec | $636,000 | -2.2% | 24,055 | -2.5% | 0.08% | -13.6% |
| Sell | SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $635,000 | -9.3% | 701,000 | -7.3% | 0.08% | -19.1% | |
| PNC | Sell | PNC FINL SVCS GROUP INC | $626,000 | +13.4% | 3,919 | -0.5% | 0.08% | +1.4% |
| VRP | Sell | INVESCO EXCHNG TRADED FD TRvar rate pfd | $624,000 | -2.3% | 24,170 | -3.9% | 0.08% | -12.8% |
| Sell | II VI INCnote 0.250% 9/0 | $621,000 | -8.8% | 610,000 | -7.6% | 0.07% | -19.6% | |
| Sell | MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $608,000 | -0.5% | 570,000 | -6.6% | 0.07% | -11.0% | |
| Sell | EVOLENT HEALTH INCnote 2.000%12/0 | $598,000 | -6.7% | 667,000 | -8.9% | 0.07% | -16.3% | |
| MET | Sell | METLIFE INC | $601,000 | +7.5% | 11,798 | -0.4% | 0.07% | -4.0% |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $584,000 | -3.9% | 643,000 | -6.5% | 0.07% | -14.6% | |
| GILD | Sell | GILEAD SCIENCES INC | $558,000 | -0.5% | 8,588 | -2.9% | 0.07% | -11.8% |
| TJX | Sell | TJX COS INC NEW | $542,000 | +5.7% | 8,876 | -3.6% | 0.06% | -5.8% |
| ETN | Sell | EATON CORP PLC | $534,000 | +13.4% | 5,634 | -0.6% | 0.06% | +1.6% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $528,000 | -5.2% | 3,185 | -13.5% | 0.06% | -16.0% |
| ALL | Sell | ALLSTATE CORP | $521,000 | +2.8% | 4,637 | -0.7% | 0.06% | -8.8% |
| ZTS | Sell | ZOETIS INCcl a | $515,000 | -1.9% | 3,894 | -7.6% | 0.06% | -12.7% |
| Sell | RAMBUS INC DELnote 1.375% 2/0 | $511,000 | -5.4% | 505,000 | -7.3% | 0.06% | -16.4% | |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $503,000 | +8.9% | 3,319 | -10.7% | 0.06% | -3.2% |
| CLX | Sell | CLOROX CO DEL | $448,000 | +0.4% | 2,920 | -0.6% | 0.05% | -10.0% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $431,000 | +9.1% | 9,611 | -0.5% | 0.05% | -1.9% |
| Sell | SYNAPTICS INCnote 0.500% 6/1 | $438,000 | +10.6% | 395,000 | -7.1% | 0.05% | -1.9% | |
| INTU | Sell | INTUIT | $414,000 | -5.7% | 1,579 | -4.3% | 0.05% | -15.3% |
| AON | Sell | AON PLC | $406,000 | +5.7% | 1,949 | -1.8% | 0.05% | -5.8% |
| DHR | Sell | DANAHER CORPORATION | $402,000 | +2.8% | 2,619 | -3.3% | 0.05% | -9.4% |
| BK | Sell | BANK NEW YORK MELLON CORP | $393,000 | +10.4% | 7,810 | -0.9% | 0.05% | -2.1% |
| Sell | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $393,000 | -3.0% | 305,000 | -7.6% | 0.05% | -14.5% | |
| OMC | Sell | OMNICOM GROUP INC | $392,000 | +2.6% | 4,834 | -1.0% | 0.05% | -7.8% |
| ECL | Sell | ECOLAB INC | $396,000 | -7.7% | 2,054 | -5.1% | 0.05% | -19.0% |
| IDU | Sell | ISHARES TRu.s. utilits etf | $368,000 | -2.9% | 2,268 | -2.5% | 0.04% | -13.7% |
| MS | Sell | MORGAN STANLEY | $358,000 | -1.9% | 6,999 | -18.3% | 0.04% | -12.2% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $335,000 | -36.8% | 3,605 | -36.6% | 0.04% | -43.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $332,000 | -5.1% | 4,095 | -5.3% | 0.04% | -14.9% |
| IR | Sell | INGERSOLL-RAND PLC | $330,000 | +7.1% | 2,486 | -0.5% | 0.04% | -4.9% |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $309,000 | -5.8% | 5,082 | -6.0% | 0.04% | -15.9% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $303,000 | +2.4% | 3,197 | -6.2% | 0.04% | -10.0% |
| AFL | Sell | AFLAC INC | $300,000 | -9.6% | 5,670 | -10.7% | 0.04% | -20.0% |
| FBHS | Sell | FORTUNE BRANDS HOME & SEC IN | $294,000 | +19.0% | 4,498 | -0.4% | 0.04% | +6.1% |
| Sell | INPHI CORPnote 0.750% 9/0 | $287,000 | +11.2% | 203,000 | -2.4% | 0.03% | -2.9% | |
| VDE | Sell | VANGUARD WORLD FDSenergy etf | $285,000 | -3.1% | 3,500 | -7.0% | 0.03% | -15.0% |
| VOYA | Sell | VOYA FINL INC | $281,000 | +8.1% | 4,606 | -3.7% | 0.03% | -2.9% |
| BBY | Sell | BEST BUY INC | $266,000 | +17.7% | 3,034 | -7.5% | 0.03% | +6.7% |
| Sell | ARES CAP CORPnote 4.625% 3/0 | $270,000 | -11.5% | 255,000 | -12.1% | 0.03% | -22.0% | |
| Sell | TWITTER INCnote 1.000% 9/1 | $267,000 | -12.5% | 275,000 | -11.3% | 0.03% | -22.0% | |
| SLB | Sell | SCHLUMBERGER LTD | $263,000 | -46.2% | 6,549 | -54.2% | 0.03% | -53.0% |
| CAH | Sell | CARDINAL HEALTH INC | $239,000 | +4.4% | 4,726 | -2.5% | 0.03% | -6.5% |
| CDNS | Sell | CADENCE DESIGN SYSTEM INC | $243,000 | +1.2% | 3,497 | -3.8% | 0.03% | -9.4% |
| WM | Sell | WASTE MGMT INC DEL | $236,000 | -1.7% | 2,073 | -0.5% | 0.03% | -12.5% |
| EXC | Sell | EXELON CORP | $235,000 | -35.1% | 5,150 | -31.3% | 0.03% | -42.9% |
| Sell | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $232,000 | -6.1% | 233,000 | -6.0% | 0.03% | -15.2% | |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $228,000 | +9.1% | 8,329 | -0.0% | 0.03% | -3.6% |
| Sell | ARES CAP CORPnote 3.750% 2/0 | $223,000 | -1.8% | 215,000 | -2.3% | 0.03% | -12.9% | |
| RF | Sell | REGIONS FINL CORP NEW | $218,000 | +2.3% | 12,729 | -5.4% | 0.03% | -10.3% |
| WEC | Sell | WEC ENERGY GROUP INC | $204,000 | -3.3% | 2,209 | -0.4% | 0.02% | -14.3% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $164,000 | +1.2% | 11,331 | -1.1% | 0.02% | -9.1% |
| Sell | PENNYMAC CORPnote 5.375% 5/0 | $146,000 | -9.3% | 145,000 | -9.4% | 0.02% | -22.7% | |
| Sell | THERAVANCE INCnote 2.125% 1/1 | $135,000 | -0.7% | 135,000 | -6.9% | 0.02% | -11.1% | |
| Sell | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $119,000 | -23.7% | 101,000 | -25.7% | 0.01% | -33.3% | |
| LYG | Sell | LLOYDS BANKING GROUP PLCsponsored adr | $57,000 | 0.0% | 17,213 | -20.5% | 0.01% | -12.5% |
| Exit | TPG SPECIALTY LENDING INCnote 4.500%12/1 | $0 | – | -40,000 | -100.0% | -0.01% | – | |
| ACB | Exit | AURORA CANNABIS INC | $0 | – | -10,836 | -100.0% | -0.01% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -45,000 | -100.0% | -0.01% | – | |
| OHAI | Exit | OHA INVT CORP | $0 | – | -83,855 | -100.0% | -0.02% | – |
| TPCO | Exit | TRIBUNE PUBG CO NEW | $0 | – | -20,000 | -100.0% | -0.02% | – |
| K | Exit | KELLOGG CO | $0 | – | -3,281 | -100.0% | -0.03% | – |
| KR | Exit | KROGER CO | $0 | – | -8,018 | -100.0% | -0.03% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -6,201 | -100.0% | -0.03% | – |
| GLW | Exit | CORNING INC | $0 | – | -7,464 | -100.0% | -0.03% | – |
| CTXS | Exit | CITRIX SYS INC | $0 | – | -2,282 | -100.0% | -0.03% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -7,177 | -100.0% | -0.03% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -3,372 | -100.0% | -0.03% | – |
| FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -10,079 | -100.0% | -0.04% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -4,605 | -100.0% | -0.04% | – |
| GOVT | Exit | ISHARES TRus treas bd etf | $0 | – | -10,934 | -100.0% | -0.04% | – |
| IWV | Exit | ISHARES TRrussell 3000 etf | $0 | – | -2,190 | -100.0% | -0.05% | – |
| Exit | ENVESTNET INCnote 1.750%12/1 | $0 | – | -395,000 | -100.0% | -0.05% | – | |
| CWB | Exit | SPDR SERIES TRUSTblmbrg brc cnvrt | $0 | – | -7,795 | -100.0% | -0.06% | – |
| Exit | RTI INTL METALS INCnote 1.625%10/1 | $0 | – | -592,000 | -100.0% | -0.08% | – | |
| Exit | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $0 | – | -511,000 | -100.0% | -0.08% | – | |
| Exit | KNOWLES CORPnote 3.250%11/0 | $0 | – | -655,000 | -100.0% | -0.11% | – | |
| CELG | Exit | CELGENE CORP | $0 | – | -10,015 | -100.0% | -0.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 19 | Q2 2022 | 14.6% |
| ISHARES TR | 19 | Q2 2022 | 12.7% |
| ISHARES TR | 19 | Q2 2022 | 5.7% |
| VANGUARD TAX-MANAGED INTL FD | 19 | Q2 2022 | 5.8% |
| ISHARES INC | 19 | Q2 2022 | 5.1% |
| VANGUARD MUN BD FDS | 19 | Q2 2022 | 4.1% |
| VANGUARD ADMIRAL FDS INC | 19 | Q2 2022 | 4.0% |
| VANGUARD SCOTTSDALE FDS | 19 | Q2 2022 | 3.8% |
| SPDR SER TR | 19 | Q2 2022 | 3.8% |
| APPLE INC | 19 | Q2 2022 | 3.5% |
View Altium Wealth Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-01-31 |
| 13F-HR | 2021-11-15 |
| 13F-HR | 2021-08-13 |
| 13F-HR | 2021-05-06 |
| 13F-HR | 2021-02-04 |
| 13F-HR | 2020-10-26 |
| 13F-HR | 2020-07-31 |
| 13F-HR | 2020-04-23 |
View Altium Wealth Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.