Rockefeller Capital Management L.P. - Q2 2023 holdings

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$25.8 Billion is the total value of Rockefeller Capital Management L.P.'s 3287 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 0.0% .

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Exit
Unchanged
 Value Shares↓ Weighting
ANF  ABERCROMBIE & FITCH COcl a$6,511,104
+135689.4%
172,8000.0%0.02%
+19.0%
EFAX  SPDR INDEX SHS FDSmsci eafe fs etf$4,544,355
+101563.4%
120,7000.0%0.02%
-5.3%
 DIMENSIONAL ETF TRUSTus high profitab$3,903,503
+105485.7%
147,0800.0%0.02%
-6.2%
VTHR  VANGUARD SCOTTSDALE FDSvng rus3000idx$2,991,201
+107652.2%
15,1490.0%0.01%0.0%
TDTF  FLEXSHARES TRiboxx 5yr trgt$3,158,435
+96606.5%
133,3790.0%0.01%
-14.3%
NUSC  NUSHARES ETF TRnuveen esg smlcp$1,681,147
+104448.9%
45,4480.0%0.01%0.0%
EEMX  SPDR INDEX SHS FDSmsci emr mkt etf$1,802,850
+100561.6%
59,5000.0%0.01%
-12.5%
KIO  KKR INCOME OPPORTUNITIES FD$1,507,373
+105680.6%
129,8340.0%0.01%0.0%
ETX  EATON VANCE MUN INCOME 2028$1,537,494
+98774.2%
87,4570.0%0.01%
-14.3%
VONE  VANGUARD SCOTTSDALE FDSvng rus1000idx$1,183,762
+108104.9%
5,8730.0%0.01%0.0%
DIVO  AMPLIFY ETF TRcwp enhanced div$1,278,407
+101441.5%
35,5110.0%0.01%0.0%
TIGO  MILLICOM INTL CELLULAR S A$1,270,254
+80499.9%
83,3500.0%0.01%
-28.6%
DTH  WISDOMTREE TRitl high div fd$1,005,823
+98029.1%
27,2280.0%0.00%0.0%
RGNX  REGENXBIO INC$817,531
+105660.8%
40,8970.0%0.00%0.0%
NUMV  NUSHARES ETF TRnuveen esg midvl$837,936
+103221.3%
28,2800.0%0.00%0.0%
DJUN  FIRST TR EXCHNG TRADED FD VIcboe vest us eqt$726,664
+105673.5%
20,1580.0%0.00%0.0%
BTU  PEABODY ENERGY CORP$866,703
+84621.7%
40,0140.0%0.00%
-25.0%
GII  SPDR INDEX SHS FDSs&p gblinf etf$668,886
+97977.1%
12,5330.0%0.00%0.0%
USTB  VICTORY PORTFOLIOS IIshort trm bd etf$668,874
+99583.2%
13,6840.0%0.00%0.0%
AUPH  AURINIA PHARMACEUTICALS INC$785,677
+88277.6%
81,1650.0%0.00%
-25.0%
SYLD  CAMBRIA ETF TR$834,787
+104118.1%
13,6470.0%0.00%0.0%
PBE  INVESCO EXCHANGE TRADED FD Tdynmc biotech$612,867
+97645.9%
10,0000.0%0.00%
-33.3%
DEF  INVESCO EXCH TRD SLF IDX FDdefensive eqty$514,101
+102926.3%
7,4230.0%0.00%0.0%
IHRT  IHEARTMEDIA INC$517,790
+93363.9%
142,2500.0%0.00%0.0%
EFAS  GLOBAL X FDSmsci supdiv ea$430,400
+97496.4%
32,0000.0%0.00%0.0%
FLQL  FRANKLIN TEMPLETON ETF TRus lrg cp mltfct$406,288
+108243.5%
9,0750.0%0.00%0.0%
QJUN  FIRST TR EXCHNG TRADED FD VIcboe vest nas100$404,950
+109050.9%
18,2000.0%0.00%0.0%
PSMJ  PACER FDS TRswan sos modrte$582,384
+107748.9%
24,6930.0%0.00%0.0%
EDR  ENDEAVOR GROUP HLDGS INC$478,400
+99983.7%
20,0000.0%0.00%0.0%
EOI  EATON VANCE ENHANCED EQUITY$563,414
+108248.8%
34,1670.0%0.00%0.0%
CEIX  CONSOL ENERGY INC NEW$498,607
+116397.0%
7,3530.0%0.00%0.0%
 THORNBURG INCM BUILDER OPP T$426,440
+97483.5%
28,0000.0%0.00%0.0%
RILY  B. RILEY FINANCIAL INC$459,800
+162373.5%
10,0000.0%0.00%
+100.0%
DTEC  ALPS ETF TRdisruptive tech$437,511
+105834.9%
11,1220.0%0.00%0.0%
ACES  ALPS ETF TRclean energy$412,709
+97237.0%
9,1340.0%0.00%0.0%
PHO  INVESCO EXCHANGE TRADED FD Twater res etf$390,927
+105842.3%
6,9320.0%0.00%0.0%
FDEU  FIRST TR DYNAMIC EUROPE EQUI$131,050
+103089.0%
10,0000.0%0.00%0.0%
 PENNYMAC CORPnote 5.500% 3/1$180,163
+102265.3%
203,0000.0%0.00%0.0%
 ENFUSION INCcl a$134,640
+106757.1%
12,0000.0%0.00%0.0%
CVGW  CALAVO GROWERS INC$252,474
+100889.6%
8,7000.0%0.00%0.0%
 STELLAR BANCORP INC$254,010
+92944.0%
11,0970.0%0.00%0.0%
 PACER FDS TRswan sos cons ju$308,350
+106966.0%
14,0000.0%0.00%0.0%
CHW  CALAMOS GBL DYN INCOME FUND$340,130
+100828.8%
56,5000.0%0.00%0.0%
OXSQ  OXFORD SQUARE CAP CORP$163,309
+84079.9%
61,6260.0%0.00%0.0%
 NUVEEN MULTI ASSET INCOME FU$354,686
+100950.1%
30,4190.0%0.00%
-50.0%
FCOM  FIDELITY COVINGTON TRUST$322,000
+110174.0%
8,0000.0%0.00%0.0%
NWPX  NORTHWEST PIPE CO$211,680
+97000.9%
7,0000.0%0.00%0.0%
NHF  NEXPOINT DIVERSIFIED REL ET$154,271
+121373.2%
12,3220.0%0.00%0.0%
ME  23ANDME HOLDING CO$215,250
+76775.0%
123,0000.0%0.00%0.0%
BGT  BLACKROCK FLOATING RATE INC$188,892
+104260.2%
16,2000.0%0.00%0.0%
 FIRST TR EXCHNG TRADED FD VIcboe vest us eqt$227,728
+105329.6%
7,0000.0%0.00%0.0%
 FIRST TR EXCHNG TRADED FD VIskybridge crypto$143,575
+123671.6%
23,5250.0%0.00%–
DJAN  FIRST TR EXCHNG TRADED FD VIcboe vest us eqt$226,051
+105040.0%
6,9150.0%0.00%0.0%
QDEC  FIRST TR EXCHNG TRADED FD VIft cboe vest 100$315,699
+108016.1%
14,1000.0%0.00%0.0%
AFT  APOLLO SR FLOATING RATE FD I$180,740
+102593.2%
14,0000.0%0.00%0.0%
 FIRST TR EXCHNG TRADED FD VIcboe vest nas100$213,349
+111019.3%
10,0000.0%0.00%0.0%
FINS  ANGEL OAK FINL STRATEGIES IN$157,475
+95921.3%
13,3340.0%0.00%0.0%
HEZU  ISHARES TRcur hd eurzn etf$208,036
+103918.0%
6,3600.0%0.00%0.0%
 FTAI INFRASTRUCTURE INC$266,027
+123060.6%
72,0940.0%0.00%0.0%
DMO  WESTERN ASSET MTG DEFINED OP$264,471
+101229.9%
24,9970.0%0.00%0.0%
 WESTERN DIGITAL CORP.note 1.500% 2/0$266,613
+100508.7%
275,0000.0%0.00%0.0%
GNPX  GENPREX INC$142,290
+104525.0%
150,0000.0%0.00%0.0%
MEAR  ISHARES U S ETF TRblackrock short$255,187
+99973.3%
5,1150.0%0.00%0.0%
GER  GOLDMAN SACHS MLP ENERGY REN$214,984
+120002.8%
13,7020.0%0.00%0.0%
GBAB  GUGGENHEIM TAXABLE MUNICP BO$190,956
+95857.8%
11,7150.0%0.00%0.0%
PID  INVESCO EXCHANGE TRADED FD Tintl divi achi$242,628
+101418.0%
13,4420.0%0.00%0.0%
KBWD  INVESCO EXCH TRADED FD TR IIkbw hig dv yld$210,505
+106215.7%
13,4680.0%0.00%0.0%
SPBO  SPDR SER TRportfolio crport$331,803
+98650.9%
11,4910.0%0.00%0.0%
CRWS  CROWN CRAFTS INC$131,763
+87160.3%
26,3000.0%0.00%0.0%
SMTI  SANARA MEDTECH INC$220,550
+97488.5%
5,5000.0%0.00%0.0%
 REDWOOD TRUST INCnote 4.750% 8/1$167,104
+101792.7%
169,0000.0%0.00%0.0%
EFT  EATON VANCE FLTING RATE INC$290,225
+101377.3%
24,8480.0%0.00%0.0%
ETO  EATON VANCE TAX-ADVANTAGED G$309,960
+103220.0%
13,5000.0%0.00%0.0%
 PIONEER MUN HIGH INCOME OPPO$228,241
+98705.6%
21,2120.0%0.00%0.0%
JWSM  JAWS MUSTANG ACQUISITION COR$110,861
+106497.1%
10,3960.0%0.00%–
SENS  SENSEONICS HLDGS INC$119,949
+107962.2%
157,1870.0%0.00%–
FDD  FIRST TR STOXX EUROPEAN SELE$114,862
+97240.7%
10,1200.0%0.00%
-100.0%
ATRA  ATARA BIOTHERAPEUTICS INC$86,837
+55564.7%
53,9360.0%0.00%
-100.0%
CBH  VIRTUS CONVERTIBLE & INC 202$101,285
+100182.2%
11,7500.0%0.00%–
GCV  GABELLI CONV & INC SECS FD I$110,678
+96986.0%
25,7390.0%0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-08-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP23Q3 20236.1%
APPLE INC23Q3 20235.0%
AMAZON COM INC23Q3 20233.8%
META PLATFORMS INC23Q3 20234.3%
SPDR S&P 500 ETF Trust23Q3 20233.5%
Visa Inc - Class A Shares23Q3 20233.4%
Alphabet Inc. - Class C23Q3 20233.4%
Comcast Corporation - CL A23Q3 20233.3%
JPMORGAN CHASE & CO23Q3 20233.0%
REINSURANCE GRP OF AMERICA I23Q3 20232.5%

View Rockefeller Capital Management L.P.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-14
13F-HR2024-02-14
13F-HR2023-11-14
13F-HR2023-08-14
13F-NT/A2023-05-24
13F-NT/A2023-05-24
13F-HR2023-05-16
13F-NT2023-05-12
13F-HR2023-03-06
13F-NT2023-02-07

View Rockefeller Capital Management L.P.'s complete filings history.

All filings

View complete filings history.

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