Rockefeller Capital Management L.P. - Q1 2023 holdings

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$23.3 Million is the total value of Rockefeller Capital Management L.P.'s 3639 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 0.8% .

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New
Buy
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Exit
Unchanged
 Value Shares↓ Weighting
BRKA  BERKSHIRE HATHAWAY INC DELcl a$30,727
-0.7%
660.0%0.13%
-14.8%
 NOBLE CORP PLC$6,758
+4.7%
171,2300.0%0.03%
-9.4%
ANF  ABERCROMBIE & FITCH COcl a$4,795
+21.1%
172,8000.0%0.02%
+5.0%
 DIMENSIONAL ETF TRUSTus high profitab$3,697
+4.7%
147,0800.0%0.02%
-11.1%
VTHR  VANGUARD SCOTTSDALE FDSvng rus3000idx$2,776
+6.7%
15,1490.0%0.01%
-7.7%
FUN  CEDAR FAIR L Pdepositry unit$2,407
+10.5%
52,7140.0%0.01%
-9.1%
FRA  BLACKROCK FLOATING RATE INCO$1,997
+3.9%
170,7500.0%0.01%
-10.0%
 NATWEST GROUP PLCspons adr$1,948
+2.1%
295,2850.0%0.01%
-20.0%
QMAR  FIRST TR EXCHNG TRADED FD VIcboe vest nas100$1,936
+17.3%
87,3000.0%0.01%0.0%
 BELPOINTE PREP LLCunit rp ltd lb a$1,672
-6.2%
17,8350.0%0.01%
-22.2%
PPLT  ABRDN PLATINUM ETF TRUST$1,238
-7.4%
13,4670.0%0.01%
-28.6%
PSFD  PACER FDS TRswan sos flx jan$847
+5.9%
33,5000.0%0.00%0.0%
SYLD  CAMBRIA ETF TR$801
-1.0%
13,6470.0%0.00%
-25.0%
DFAT  DIMENSIONAL ETF TRUSTus targeted vlu$625
+1.3%
14,0530.0%0.00%0.0%
DJUN  FIRST TR EXCHNG TRADED FD VIcboe vest us eqt$687
+5.5%
20,1580.0%0.00%0.0%
ADRE  INVESCO BLDRS INDEX FDS TRemgring mkts50$754
+2.2%
19,7500.0%0.00%
-25.0%
XMHQ  INVESCO EXCHANGE TRADED FD Ts&p mdcp quality$613
+6.2%
8,3570.0%0.00%0.0%
PBE  INVESCO EXCHANGE TRADED FD Tdynmc biotech$627
-1.1%
10,0000.0%0.00%0.0%
NUMV  NUSHARES ETF TRnuveen esg midvl$811
-3.6%
28,2800.0%0.00%
-25.0%
SMMU  PIMCO ETF TRshtrm mun bd act$762
+1.1%
15,3120.0%0.00%
-25.0%
RETA  REATA PHARMACEUTICALS INCcl a$588
+140.0%
6,4740.0%0.00%
+200.0%
GII  SPDR INDEX SHS FDSs&p gblinf etf$682
+4.0%
12,5330.0%0.00%0.0%
USTB  VICTORY PORTFOLIOS II$671
+0.9%
13,6840.0%0.00%0.0%
EPI  WISDOMTREE TRindia erngs fd$642
-3.3%
20,3810.0%0.00%0.0%
EDR  ENDEAVOR GROUP HLDGS INC$478
+6.2%
20,0000.0%0.00%0.0%
INTF  ISHARES TRintl eqty factor$446
+7.5%
16,8700.0%0.00%0.0%
EOI  EATON VANCE ENHANCED EQUITY$520
+2.0%
34,1670.0%0.00%
-33.3%
EFAS  GLOBAL X FDSmsci supdiv ea$441
+2.6%
32,0000.0%0.00%0.0%
AOR  ISHARES TRgrwt allocat etf$528
+6.2%
10,5560.0%0.00%0.0%
NSP  INSPERITY INC$497
+6.9%
4,0940.0%0.00%0.0%
BHR  BRAEMAR HOTELS & RESORTS INC$461
-6.1%
119,5000.0%0.00%0.0%
QJUN  FIRST TR EXCHNG TRADED FD VIcboe vest nas100$371
+15.6%
18,2000.0%0.00%0.0%
XES  SPDR SER TRoilgas equip$381
-5.7%
5,0660.0%0.00%0.0%
IHRT  IHEARTMEDIA INC$554
-36.4%
142,2500.0%0.00%
-50.0%
ATMP  BARCLAYS BANK PLCipath selct mlp$382
+0.3%
20,3400.0%0.00%0.0%
DTEC  ALPS ETF TRdisruptive tech$413
+11.9%
11,1220.0%0.00%0.0%
PSMJ  PACER FDS TRswan sos modrte$540
+5.3%
24,6930.0%0.00%
-33.3%
 NUVEEN MULTI ASSET INCOME FU$351
+0.6%
30,4190.0%0.00%0.0%
 THORNBURG INCM BUILDER OPP T$437
+9.5%
28,0000.0%0.00%0.0%
ATEC  ALPHATEC HLDGS INC$571
+26.3%
36,6340.0%0.00%0.0%
CORN  TEUCRIUM COMMODITY TR$301
-6.2%
11,9370.0%0.00%
-50.0%
AXS  AXIS CAP HLDGS LTD$259
+0.8%
4,7600.0%0.00%0.0%
FCOM  FIDELITY COVINGTON TRUST$292
+17.7%
8,0000.0%0.00%0.0%
 ENFUSION INCcl a$126
+8.6%
12,0000.0%0.00%0.0%
UBSI  UNITED BANKSHARES INC WEST V$342
-13.0%
9,7340.0%0.00%
-50.0%
COM  DIREXION SHS ETF TRauspce cmd stg$223
+4.2%
7,2960.0%0.00%0.0%
DUSA  DAVIS FUNDAMENTAL ETF TRselect us eqty$296
+4.6%
10,4220.0%0.00%0.0%
DCP  DCP MIDSTREAM LP$209
+7.7%
5,0200.0%0.00%0.0%
CRWS  CROWN CRAFTS INC$151
+7.9%
26,3000.0%0.00%0.0%
CMPS  COMPASS PATHWAYS PLCsponsored ads$162
+23.7%
16,4000.0%0.00%0.0%
CWH  CAMPING WORLD HLDGS INCcl a$333
-6.5%
15,9560.0%0.00%
-50.0%
CHI  CALAMOS CONV OPPORTUNITIES &sh ben int$3340.0%31,8230.0%0.00%
-50.0%
BGT  BLACKROCK FLOATING RATE INC$181
+2.3%
16,2000.0%0.00%0.0%
GRN  BARCLAYS BANK PLCipath ser b etn$231
+12.7%
6,4900.0%0.00%0.0%
ATRA  ATARA BIOTHERAPEUTICS INC$156
-11.4%
53,9360.0%0.00%0.0%
FINS  ANGEL OAK FINL STRATEGIES IN$164
-3.5%
13,3340.0%0.00%0.0%
NWPX  NORTHWEST PIPE CO$218
-7.2%
7,0000.0%0.00%0.0%
 NAVITAS SEMICONDUCTOR CORP$124
+110.2%
17,0860.0%0.00%–
NSA  NATIONAL STORAGE AFFILIATES$300
+15.4%
7,2000.0%0.00%0.0%
DMO  WESTERN ASSET MTG DEFINED OP$261
-3.0%
24,9970.0%0.00%0.0%
OXSQ  OXFORD SQUARE CAP CORP$194
+1.0%
61,6260.0%0.00%0.0%
 PACER FDS TRswan sos cons ju$288
+5.1%
14,0000.0%0.00%0.0%
 LOOP MEDIA INC$153
-13.1%
26,6670.0%0.00%0.0%
LBAI  LAKELAND BANCORP INC$165
-10.8%
10,5500.0%0.00%0.0%
SPNT  SIRIUSPOINT LTD$292
+37.7%
36,0000.0%0.00%0.0%
HEWJ  ISHARES TRhdg msci japan$232
+10.5%
8,0530.0%0.00%0.0%
HEZU  ISHARES TRcur hd eurzn etf$200
+13.6%
6,3600.0%0.00%0.0%
PVBC  PROVIDENT BANCORP INC$138
-6.1%
20,2120.0%0.00%0.0%
RLI  RLI CORP$258
+1.2%
1,9500.0%0.00%0.0%
 REDWOOD TRUST INCnote 4.750% 8/1$1640.0%169,0000.0%0.00%0.0%
EWG  ISHARES INCmsci germany etf$249
+15.3%
8,7660.0%0.00%0.0%
DVYA  ISHARES INCasia/pac div etf$251
+0.4%
7,4370.0%0.00%0.0%
PHB  INVESCO EXCH TRADED FD TR IIfndmntl hy crp$237
+2.2%
13,5820.0%0.00%0.0%
PIO  INVESCO EXCH TRADED FD TR IIglobal water$239
+7.2%
6,8340.0%0.00%0.0%
PID  INVESCO EXCHANGE TRADED FD Tintl divi achi$239
+6.7%
13,4420.0%0.00%0.0%
SPBO  SPDR SER TRportfolio crport$336
+3.1%
11,4910.0%0.00%
-50.0%
SMTI  SANARA MEDTECH INC$226
-9.6%
5,5000.0%0.00%0.0%
 HELLO GROUP INCads$130
+1.6%
14,3000.0%0.00%0.0%
 FTAI INFRASTRUCTURE INC$216
+1.9%
72,0940.0%0.00%0.0%
FLDM  STANDARD BIOTOOLS INC$261
+67.3%
134,0400.0%0.00%0.0%
 FIRST TR EXCHNG TRADED FD VIcboe vest nas100$192
+15.7%
10,0000.0%0.00%0.0%
QDEC  FIRST TR EXCHNG TRADED FD VIft cboe vest 100$292
+13.2%
14,1000.0%0.00%0.0%
FDEU  FIRST TR DYNAMIC EUROPE EQUI$127
+13.4%
10,0000.0%0.00%0.0%
FNY  FIRST TR EXCHANGE-TRADED ALPmid cp gr alph$206
+5.6%
3,4650.0%0.00%0.0%
FDD  FIRST TR STOXX EUROPEAN SELE$118
+3.5%
10,1200.0%0.00%0.0%
FGD  FIRST TR EXCHANGE TRADED FDdj glbl divid$221
+0.9%
10,0000.0%0.00%0.0%
 AEYE INC$18
-35.7%
59,9150.0%0.00%–
AIM  AIM IMMUNOTECH INC$17
+41.7%
40,0000.0%0.00%–
WTER  ALKALINE WTR CO INC$10.0%11,0000.0%0.00%–
 APOLLO COML REAL ESTATE FINnote 5.375%10/1$96
-1.0%
100,0000.0%0.00%–
ATHA  ATHIRA PHARMA INC$75
-21.1%
30,1000.0%0.00%–
 AVAYA HLDGS CORPnote 2.250% 6/1$9
+125.0%
115,0000.0%0.00%–
BODY  THE BEACHBODY COMPANY INC$9
-10.0%
20,0000.0%0.00%–
BLI  PHENOMEX INC$37
-57.0%
32,3070.0%0.00%–
GOEV  CANOO INC$9
-47.1%
14,3500.0%0.00%–
CLIR  CLEARSIGN TECHNOLOGIES CORP$9
+50.0%
12,3000.0%0.00%–
WISH  CONTEXTLOGIC INC$35
-7.9%
79,2010.0%0.00%–
DM  DESKTOP METAL INC$56
+69.7%
24,5000.0%0.00%–
GCV  GABELLI CONV & INC SECS FD I$114
-7.3%
25,7390.0%0.00%
-100.0%
GERN  GERON CORP$53
-10.2%
24,5000.0%0.00%–
GTE  GRAN TIERRA ENERGY INC$35
-10.3%
39,9000.0%0.00%–
FIXX  HOMOLOGY MEDICINES INC$10
-16.7%
10,0590.0%0.00%–
 LIBERTY MEDIA CORP DELdeb4.000%11/1$2
-50.0%
15,0000.0%0.00%–
LVOX  LIVEVOX HOLDING INC$61
+3.4%
20,0000.0%0.00%–
MTEM  MOLECULAR TEMPLATES INC$8
+14.3%
23,0010.0%0.00%–
 RWT HLDGS INCnote 5.750%10/0$28
+7.7%
32,0000.0%0.00%–
RPAY  REPAY HLDGS CORP$75
-18.5%
11,4670.0%0.00%–
SENS  SENSEONICS HLDGS INC$111
-31.1%
157,1870.0%0.00%
-100.0%
 SHAPEWAYS HOLDINGS INC$12
-36.8%
36,5850.0%0.00%–
SHCR  SHARECARE INC$19
-9.5%
13,6820.0%0.00%–
SVM  SILVERCORP METALS INC$77
+28.3%
20,2870.0%0.00%–
SDC  SMILEDIRECTCLUB INC$86
+22.9%
200,7500.0%0.00%–
 SOLID POWER INC$45
+18.4%
15,0000.0%0.00%–
 STARWOOD PPTY TR INCnote 4.375% 4/0$99
+3.1%
100,0000.0%0.00%–
 TMC THE METALS COMPANY INC*w exp 09/09/202$1–10,0000.0%0.00%–
VSTM  VERASTEM INC$60.0%15,6260.0%0.00%–
CBH  VIRTUS CONVERTIBLE & INC 202$1010.0%11,7500.0%0.00%
-100.0%
XL  SPRUCE POWER HOLDING CORP$66
-10.8%
80,7000.0%0.00%–
JWSM  JAWS MUSTANG ACQUISITION COR$104
-1.0%
10,3960.0%0.00%
-100.0%
ADCT  ADC THERAPEUTICS SA$48
-48.9%
24,7010.0%0.00%–
EVGN  EVOGENE LTD$12
-14.3%
20,0000.0%0.00%–
NM  NAVIOS MARITIME HOLDINGS INC$36
+2.9%
20,4370.0%0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-05-16
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP23Q3 20236.1%
APPLE INC23Q3 20235.0%
AMAZON COM INC23Q3 20233.8%
META PLATFORMS INC23Q3 20234.3%
SPDR S&P 500 ETF Trust23Q3 20233.5%
Visa Inc - Class A Shares23Q3 20233.4%
Alphabet Inc. - Class C23Q3 20233.4%
Comcast Corporation - CL A23Q3 20233.3%
JPMORGAN CHASE & CO23Q3 20233.0%
REINSURANCE GRP OF AMERICA I23Q3 20232.5%

View Rockefeller Capital Management L.P.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2024-02-14
13F-HR2023-11-14
13F-HR2023-08-14
13F-NT/A2023-05-24
13F-NT/A2023-05-24
13F-HR2023-05-16
13F-NT2023-05-12
13F-HR2023-03-06
13F-NT2023-02-07
13F-HR2022-11-02

View Rockefeller Capital Management L.P.'s complete filings history.

All filings

View complete filings history.

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