$19.9 Million is the total value of Rockefeller Capital Management L.P.'s 6289 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 128.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WPS | Exit | ISHARES TRintl devppty etf | $0 | – | -750 | -100.0% | 0.00% | – |
| LFC | Exit | CHINA LIFE INS CO LTDspon adr rep h | $0 | – | -96 | -100.0% | 0.00% | – |
| EPAC | Exit | ENERPAC TOOL GROUP CORP | $0 | – | -67 | -100.0% | 0.00% | – |
| NMTR | Exit | 9 METERS BIOPHARMA INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| CPER | Exit | UNITED STS COMMODITY INDEX Fcm rep copp fd | $0 | – | -108 | -100.0% | 0.00% | – |
| BEKE | Exit | KE HLDGS INCsponsored ads | $0 | – | -352 | -100.0% | 0.00% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REI | $0 | – | -245 | -100.0% | 0.00% | – |
| Exit | BIRD GLOBAL INC | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| ABTX | Exit | ALLEGIANCE BANCSHARES INC | $0 | – | -6 | -100.0% | 0.00% | – |
| NVMI | Exit | NOVA LTD | $0 | – | -38 | -100.0% | 0.00% | – |
| KEMQ | Exit | KRANESHARES TRemrng mkt cons | $0 | – | -49 | -100.0% | 0.00% | – |
| LU | Exit | LUFAX HOLDING LTD | $0 | – | -1,975 | -100.0% | 0.00% | – |
| IWL | Exit | ISHARES TRrus top 200 etf | $0 | – | -250 | -100.0% | 0.00% | – |
| IMRA | Exit | IMARA INC | $0 | – | -18,000 | -100.0% | 0.00% | – |
| DFAE | Exit | DIMENSIONAL ETF TRUSTemgr cre eqt mng | $0 | – | -134 | -100.0% | 0.00% | – |
| IPOD | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -675 | -100.0% | 0.00% | – |
| CWCO | Exit | CONSOLIDATED WATER CO INCord | $0 | – | -177 | -100.0% | 0.00% | – |
| Exit | ORCHID IS CAP INC | $0 | – | -180 | -100.0% | 0.00% | – | |
| Exit | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | AURORA INNOVATION INC | $0 | – | -409 | -100.0% | 0.00% | – | |
| NDACW | Exit | NIGHTDRAGON ACQUISITION CORP*w exp 02/26/202 | $0 | – | -2,920 | -100.0% | 0.00% | – |
| Exit | MARKFORGED HOLDING CORPORATI*w exp 07/14/202 | $0 | – | -500 | -100.0% | 0.00% | – | |
| AACWS | Exit | ARES ACQUISITION CORPORATION*w exp 99/99/999 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CIVB | Exit | CIVISTA BANCSHARES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| SMLP | Exit | SUMMIT MIDSTREAM PARTNERS LP | $0 | – | -315 | -100.0% | 0.00% | – |
| VTIQW | Exit | VECTOIQ ACQUISITION CORP II*w exp 01/07/202 | $0 | – | -9,660 | -100.0% | 0.00% | – |
| PSTX | Exit | POSEIDA THERAPEUTICS INC | $0 | – | -1,250 | -100.0% | 0.00% | – |
| EVI | Exit | EVI INDS INC | $0 | – | -81 | -100.0% | 0.00% | – |
| TRVN | Exit | TREVENA INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| MBT | Exit | MOBILE TELESYSTEMS PUB JT STsponsored adr | $0 | – | -1,414 | -100.0% | 0.00% | – |
| OCFC | Exit | OCEANFIRST FINL CORP | $0 | – | -29 | -100.0% | 0.00% | – |
| GSQDWS | Exit | G SQUARED ASCEND I INC*w exp 02/01/202 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| AGM | Exit | FEDERAL AGRIC MTG CORPcl c | $0 | – | -16 | -100.0% | 0.00% | – |
| IPODWS | Exit | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $0 | – | -16,200 | -100.0% | 0.00% | – |
| OFLX | Exit | OMEGA FLEX INC | $0 | – | -60 | -100.0% | 0.00% | – |
| JHMT | Exit | JOHN HANCOCK EXCHANGE TRADEDmultifactor te | $0 | – | -450 | -100.0% | 0.00% | – |
| CLIMWS | Exit | CLIMATE REAL IMPACT SLUTINS*w exp 01/29/202 | $0 | – | -18,846 | -100.0% | 0.00% | – |
| DCT | Exit | DUCK CREEK TECHNOLOGIES INC | $0 | – | -300 | -100.0% | 0.00% | – |
| AVYA | Exit | AVAYA HLDGS CORP | $0 | – | -78 | -100.0% | 0.00% | – |
| TMX | Exit | TERMINIX GLOBAL HOLDINGS INC | $0 | – | -536 | -100.0% | 0.00% | – |
| HEXO | Exit | HEXO CORP | $0 | – | -772 | -100.0% | 0.00% | – |
| CVET | Exit | COVETRUS INC | $0 | – | -519 | -100.0% | 0.00% | – |
| GIIX | Exit | GORES HLDGS VIII INCcl a | $0 | – | -6,496 | -100.0% | 0.00% | – |
| NNY | Exit | NUVEEN N Y MUN VALUE FD | $0 | – | -1,755 | -100.0% | 0.00% | – |
| CHRA | Exit | CHARAH SOLUTIONS INC | $0 | – | -2,817 | -100.0% | 0.00% | – |
| Exit | SOUNDHOUND AI INC | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| TPGY | Exit | TPG PACE BEN FIN CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| DFAU | Exit | DIMENSIONAL ETF TRUSTus core eqt mkt | $0 | – | -1,125 | -100.0% | 0.00% | – |
| Exit | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| FUV | Exit | ARCIMOTO INC | $0 | – | -85 | -100.0% | 0.00% | – |
| Exit | COLLABORATIVE INVESTMNT SERmindful cnsrvtv | $0 | – | -472 | -100.0% | 0.00% | – | |
| MHF | Exit | WESTERN ASSET MUN HIGH INCOM | $0 | – | -5,632 | -100.0% | 0.00% | – |
| RMO | Exit | ROMEO POWER INC | $0 | – | -10,600 | -100.0% | 0.00% | – |
| RMGC | Exit | RMG ACQUISITION CORP III | $0 | – | -7,100 | -100.0% | 0.00% | – |
| FSTA | Exit | FIDELITY COVINGTON TRUSTconsmr staples | $0 | – | -455 | -100.0% | 0.00% | – |
| Exit | OPAL FUELS INC*w exp 07/21/202 | $0 | – | -2,600 | -100.0% | 0.00% | – | |
| CLR | Exit | CONTINENTAL RES INC | $0 | – | -1,235 | -100.0% | 0.00% | – |
| TRIB | Exit | TRINITY BIOTECH PLCspon adr new | $0 | – | -944 | -100.0% | 0.00% | – |
| PVWS | Exit | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $0 | – | -57,150 | -100.0% | 0.00% | – |
| Exit | TDCX INCads | $0 | – | -602 | -100.0% | 0.00% | – | |
| GACQU | Exit | GLOBAL CONSUMER ACQUISITN COunit 05/21/2026 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FTCI | Exit | FTC SOLAR INC | $0 | – | -600 | -100.0% | 0.00% | – |
| HUGS | Exit | USHG ACQUISITION CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | DEFINITIVE HEALTHCARE CORP | $0 | – | -316 | -100.0% | 0.00% | – | |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -21 | -100.0% | 0.00% | – |
| MARK | Exit | REMARK HLDGS INC | $0 | – | -9,135 | -100.0% | 0.00% | – |
| AOSL | Exit | ALPHA & OMEGA SEMICONDUCTOR | $0 | – | -140 | -100.0% | 0.00% | – |
| PST | Exit | PROSHARES TR | $0 | – | -250 | -100.0% | 0.00% | – |
| NMG | Exit | NOUVEAU MONDE GRAPHITE INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SSTK | Exit | SHUTTERSTOCK INC | $0 | – | -119 | -100.0% | 0.00% | – |
| DX | Exit | DYNEX CAP INC | $0 | – | -307 | -100.0% | 0.00% | – |
| ONB | Exit | OLD NATL BANCORP IND | $0 | – | -37 | -100.0% | 0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | -6,995 | -100.0% | 0.00% | – |
| EIDO | Exit | ISHARES TRmsci indonia etf | $0 | – | -500 | -100.0% | 0.00% | – |
| PGP | Exit | PIMCO GLOBAL STOCKSPLS INCM | $0 | – | -3,218 | -100.0% | 0.00% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -65 | -100.0% | 0.00% | – |
| RADA | Exit | RADA ELECTR INDS LTD | $0 | – | -935 | -100.0% | 0.00% | – |
| RMI | Exit | RIVERNORTH OPPORTUNISTIC MUN | $0 | – | -2,800 | -100.0% | 0.00% | – |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -101 | -100.0% | 0.00% | – |
| DOMO | Exit | DOMO INC | $0 | – | -1,560 | -100.0% | 0.00% | – |
| Exit | STONEBRIDGE ACQUISITION CORP | $0 | – | -4,100 | -100.0% | 0.00% | – | |
| Exit | WEAVE COMMUNICATIONS INC | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| THMO | Exit | THERMOGENESIS HLDGS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| UCON | Exit | FIRST TR EXCHNG TRADED FD VItcw unconstrai | $0 | – | -16 | -100.0% | 0.00% | – |
| ENPCWS | Exit | EXECUTIVE NETWORK PARTNERING*w exp 09/25/202 | $0 | – | -1,562 | -100.0% | 0.00% | – |
| Exit | ENJOY TECHNOLOGY INC | $0 | – | -100 | -100.0% | 0.00% | – | |
| LASR | Exit | NLIGHT INC | $0 | – | -32 | -100.0% | 0.00% | – |
| CNS | Exit | COHEN & STEERS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| XLSR | Exit | SSGA ACTIVE TRspdr ssga us sct | $0 | – | -249 | -100.0% | 0.00% | – |
| Exit | MFA FINL INC | $0 | – | -1,832 | -100.0% | 0.00% | – | |
| HRTX | Exit | HERON THERAPEUTICS INC | $0 | – | -200 | -100.0% | 0.00% | – |
| PVU | Exit | PRIMAVERA CAPITAL ACQUIST COunit 01/19/2026 | $0 | – | -4,500 | -100.0% | 0.00% | – |
| RGP | Exit | RESOURCES CONNECTION INC | $0 | – | -129 | -100.0% | 0.00% | – |
| TIXT | Exit | TELUS INTL CDA INC | $0 | – | -44 | -100.0% | 0.00% | – |
| Exit | BLOCK INCnote 0.500% 5/1 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| Y | Exit | ALLEGHANY CORP MD | $0 | – | -62 | -100.0% | 0.00% | – |
| ALRN | Exit | AILERON THERAPEUTICS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| NOACW | Exit | NATURAL ORDER ACQUISITION CO*w exp 09/15/202 | $0 | – | -5,000 | -100.0% | 0.00% | – |
| Exit | COLLABORATIVE INVESTMNT SERmohr growth etf | $0 | – | -928 | -100.0% | 0.00% | – | |
| Exit | STEVANATO GROUP S P A | $0 | – | -167 | -100.0% | 0.00% | – | |
| PTR | Exit | PETROCHINA CO LTDsponsored adr | $0 | – | -106 | -100.0% | 0.00% | – |
| Exit | GLOBAL BUSINESS TRAVEL GROUP*w exp 99/99/999 | $0 | – | -9,530 | -100.0% | 0.00% | – | |
| TRMR | Exit | TREMOR INTL LTDads | $0 | – | -121 | -100.0% | 0.00% | – |
| Exit | EURONET WORLDWIDE INCnote 0.750% 3/1 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| Exit | DIMENSIONAL ETF TRUSTintl high profit | $0 | – | -124 | -100.0% | 0.00% | – | |
| PAC | Exit | GRUPO AEROPUERTO DEL PACIFICspon adr b | $0 | – | -11 | -100.0% | 0.00% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -265 | -100.0% | 0.00% | – |
| EBND | Exit | SPDR SER TRbloomberg emergi | $0 | – | -87 | -100.0% | 0.00% | – |
| BFIN | Exit | BANKFINANCIAL CORP | $0 | – | -275 | -100.0% | 0.00% | – |
| IGRO | Exit | ISHARES TRintl div grwth | $0 | – | -78 | -100.0% | 0.00% | – |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -1,776 | -100.0% | 0.00% | – |
| MODN | Exit | MODEL N INC | $0 | – | -542 | -100.0% | 0.00% | – |
| CRDF | Exit | CARDIFF ONCOLOGY INC | $0 | – | -163 | -100.0% | 0.00% | – |
| SPMB | Exit | SPDR SER TRport mtg bk etf | $0 | – | -367 | -100.0% | 0.00% | – |
| TOKE | Exit | CAMBRIA ETF TRcannabis etf | $0 | – | -303 | -100.0% | 0.00% | – |
| Exit | GLOBAL X FDScannabis etf new | $0 | – | -50 | -100.0% | 0.00% | – | |
| BSCM | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -2,490 | -100.0% | 0.00% | – |
| Exit | DIMENSIONAL ETF TRUSTemerging mkts va | $0 | – | -668 | -100.0% | 0.00% | – | |
| AVGOP | Exit | BROADCOM INC8% mcnv pfd sr a | $0 | – | -8 | -100.0% | 0.00% | – |
| IMAX | Exit | IMAX CORP | $0 | – | -29 | -100.0% | 0.00% | – |
| ACH | Exit | ALUMINUM CORP CHINA LIMITED | $0 | – | -43 | -100.0% | 0.00% | – |
| JHMI | Exit | JOHN HANCOCK EXCHANGE TRADEDmltfactr indls | $0 | – | -50 | -100.0% | 0.00% | – |
| HCM | Exit | HUTCHMED CHINA LTDsponsored ads | $0 | – | -19 | -100.0% | 0.00% | – |
| NEXI | Exit | NEXIMMUNE INC | $0 | – | -27,860 | -100.0% | 0.00% | – |
| IPOFWS | Exit | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 09/26/202 | $0 | – | -54,108 | -100.0% | 0.00% | – |
| CFRX | Exit | CONTRAFECT CORP | $0 | – | -100,000 | -100.0% | 0.00% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -9 | -100.0% | 0.00% | – |
| IMOS | Exit | CHIPMOS TECHNOLOGIES INCsponsord ads new | $0 | – | -32 | -100.0% | 0.00% | – |
| FLCA | Exit | FRANKLIN TEMPLETON ETF TRftse canada | $0 | – | -69 | -100.0% | 0.00% | – |
| RJA | Exit | SWEDISH EXPT CR CORProg agri etn22 | $0 | – | -4,595 | -100.0% | 0.00% | – |
| ALGS | Exit | ALIGOS THERAPEUTICS INC | $0 | – | -77,499 | -100.0% | 0.00% | – |
| GOAT | Exit | VANECK ETF TRUSTmrngstr gbl wide | $0 | – | -175 | -100.0% | 0.00% | – |
| CLAA | Exit | COLONNADE ACQUISITION CORP I | $0 | – | -5,600 | -100.0% | 0.00% | – |
| UVSP | Exit | UNIVEST FINANCIAL CORPORATIO | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | GLOBAL X FDSgbl x blockchain | $0 | – | -6,920 | -100.0% | 0.00% | – | |
| EPS | Exit | WISDOMTREE TRus largecap fund | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HYGV | Exit | FLEXSHARES TRhig yld vl etf | $0 | – | -2,264 | -100.0% | 0.00% | – |
| HNGR | Exit | HANGER INC | $0 | – | -25 | -100.0% | 0.00% | – |
| CMPR | Exit | CIMPRESS PLC | $0 | – | -15 | -100.0% | 0.00% | – |
| FRO | Exit | FRONTLINE LTD | $0 | – | -150 | -100.0% | 0.00% | – |
| LPRO | Exit | OPEN LENDING CORP | $0 | – | -35 | -100.0% | 0.00% | – |
| OSTRW | Exit | OYSTER ENTERPRISES ACQ CORP*w exp 01/20/202 | $0 | – | -32,375 | -100.0% | 0.00% | – |
| GIIXW | Exit | GORES HLDGS VIII INC*w exp 03/01/202 | $0 | – | -78,800 | -100.0% | 0.00% | – |
| JHMH | Exit | JOHN HANCOCK EXCHANGE TRADEDmultifactor he | $0 | – | -250 | -100.0% | 0.00% | – |
| NUMG | Exit | NUSHARES ETF TRnuveen esg midcp | $0 | – | -2,165 | -100.0% | 0.00% | – |
| MGTA | Exit | MAGENTA THERAPEUTICS INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| EPPRC | Exit | EL PASO ENERGY CAP TR Ipfd cv tr sec 28 | $0 | – | -54 | -100.0% | 0.00% | – |
| FHLC | Exit | FIDELITY COVINGTON TRUSTmsci hlth care i | $0 | – | -350 | -100.0% | 0.00% | – |
| PSFE | Exit | PAYSAFE LIMITEDord | $0 | – | -2,536 | -100.0% | 0.00% | – |
| GWX | Exit | SPDR INDEX SHS FDSs&p intl smlcp | $0 | – | -46 | -100.0% | 0.00% | – |
| CKPT | Exit | CHECKPOINT THERAPEUTICS INC | $0 | – | -5,304 | -100.0% | 0.00% | – |
| ILTB | Exit | ISHARES TRcore lt usdb etf | $0 | – | -4 | -100.0% | 0.00% | – |
| LSF | Exit | LAIRD SUPERFOOD INC | $0 | – | -800 | -100.0% | 0.00% | – |
| FISR | Exit | SSGA ACTIVE TRspdr ssga fxd | $0 | – | -218 | -100.0% | 0.00% | – |
| OYST | Exit | OYSTER PT PHARMA INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| Exit | BLACKROCK CORPOR HI YLD FD Iright 10/13/2022 | $0 | – | -52,036 | -100.0% | 0.00% | – | |
| SUN | Exit | SUNOCO LP/SUNOCO FIN CORP | $0 | – | -226 | -100.0% | 0.00% | – |
| FVTWS | Exit | FORTRESS VALUE ACQUIS CORP I*w exp 12/31/202 | $0 | – | -12,780 | -100.0% | 0.00% | – |
| BAND | Exit | BANDWIDTH INC | $0 | – | -15 | -100.0% | 0.00% | – |
| OSCR | Exit | OSCAR HEALTH INCcl a | $0 | – | -1,400 | -100.0% | 0.00% | – |
| GFI | Exit | GOLD FIELDS LTDsponsored adr | $0 | – | -91 | -100.0% | 0.00% | – |
| STRL | Exit | STERLING INFRASTRUCTURE INC | $0 | – | -27 | -100.0% | 0.00% | – |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -142 | -100.0% | 0.00% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -43 | -100.0% | 0.00% | – |
| RNWK | Exit | REALNETWORKS INC | $0 | – | -37 | -100.0% | 0.00% | – |
| HLIO | Exit | HELIOS TECHNOLOGIES INC | $0 | – | -169 | -100.0% | 0.00% | – |
| Exit | THOUGHTWORKS HOLDING INC | $0 | – | -554 | -100.0% | 0.00% | – | |
| GSL | Exit | GLOBAL SHIP LEASE INC NEW | $0 | – | -18 | -100.0% | 0.00% | – |
| GAN | Exit | GAN LTD | $0 | – | -200 | -100.0% | 0.00% | – |
| EBIX | Exit | EBIX INC | $0 | – | -100 | -100.0% | 0.00% | – |
| FSV | Exit | FIRSTSERVICE CORP NEW | $0 | – | -119 | -100.0% | 0.00% | – |
| EPWRWS | Exit | EMPOWERMENT & INCLUSION CAPI*w exp 01/12/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| SCYX | Exit | SCYNEXIS INC | $0 | – | -2,035 | -100.0% | 0.00% | – |
| VERX | Exit | VERTEX INCcl a | $0 | – | -354 | -100.0% | 0.00% | – |
| RTH | Exit | VANECK ETF TRUSTretail etf | $0 | – | -390 | -100.0% | 0.00% | – |
| Exit | WEBER INCcl a | $0 | – | -20 | -100.0% | 0.00% | – | |
| HNP | Exit | HUANENG PWR INTL INC | $0 | – | -37 | -100.0% | 0.00% | – |
| GOLF | Exit | ACUSHNET HLDGS CORP | $0 | – | -103 | -100.0% | 0.00% | – |
| BALY | Exit | BALLYS CORPORATION | $0 | – | -31 | -100.0% | 0.00% | – |
| DTP | Exit | DTE ENERGY COunit 11/01/2022 | $0 | – | -303 | -100.0% | 0.00% | – |
| Exit | ILLUMINA INCnote8/1 | $0 | – | -23,000 | -100.0% | 0.00% | – | |
| FIDU | Exit | FIDELITY COVINGTON TRUSTmsci indl indx | $0 | – | -366 | -100.0% | 0.00% | – |
| MMYT | Exit | MAKEMYTRIP LIMITED MAURITIUS | $0 | – | -382 | -100.0% | 0.00% | – |
| TRNS | Exit | TRANSCAT INC | $0 | – | -61 | -100.0% | 0.00% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -1,199 | -100.0% | 0.00% | – |
| Exit | WESTERN DIGITAL CORP.note 1.500% 2/0 | $0 | – | -27,000 | -100.0% | 0.00% | – | |
| KRC | Exit | KILROY RLTY CORP | $0 | – | -166 | -100.0% | 0.00% | – |
| ARCE | Exit | ARCO PLATFORM LTD | $0 | – | -46 | -100.0% | 0.00% | – |
| HTRB | Exit | HARTFORD FDS EXCHANGE TRADEDtotal rtrn etf | $0 | – | -106 | -100.0% | 0.00% | – |
| ZYME | Exit | ZYMEWORKS INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| ACHL | Exit | ACHILLES THERAPEUTICS PLCsponsored ads | $0 | – | -250 | -100.0% | 0.00% | – |
| Exit | ARES CAPITAL CORPnote 4.625% 3/0 | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| EDUT | Exit | GLOBAL X FDSeducation etf | $0 | – | -1,688 | -100.0% | 0.00% | – |
| Exit | SOUTHWEST AIRLS COnote 1.250% 5/0 | $0 | – | -16,000 | -100.0% | 0.00% | – | |
| EPWR | Exit | EMPOWERMENT & INCLUSION CAPI | $0 | – | -4,000 | -100.0% | 0.00% | – |
| FACAU | Exit | FIGURE ACQUISITION CORP Iunit 99/99/9999 | $0 | – | -8,779 | -100.0% | 0.00% | – |
| Exit | COLLABORATIVE INVESTMNT SERadaptive core | $0 | – | -489 | -100.0% | 0.00% | – | |
| BNDW | Exit | VANGUARD SCOTTSDALE FDStotal wld bd etf | $0 | – | -69 | -100.0% | 0.00% | – |
| KSA | Exit | ISHARES TRmsci saudi arbia | $0 | – | -682 | -100.0% | 0.00% | – |
| EVM | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -1,080 | -100.0% | 0.00% | – |
| VCIF | Exit | VERTICAL CAP INCOME FD | $0 | – | 0 | +100.0% | 0.00% | – |
| UAVS | Exit | AGEAGLE AERIAL SYS INC NEW | $0 | – | -13,000 | -100.0% | 0.00% | – |
| FLGB | Exit | FRANKLIN TEMPLETON ETF TRftse untd kgdm | $0 | – | -465 | -100.0% | 0.00% | – |
| WTRH | Exit | WAITR HLDGS INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| IBMK | Exit | ISHARES TRibonds dec2022 | $0 | – | -2,005 | -100.0% | 0.00% | – |
| Exit | PIONEER NAT RES COnote 0.250% 5/1 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| GAZ | Exit | BARCLAYS BANK PLCipathbbgnatgas37 | $0 | – | -3,000 | -100.0% | -0.00% | – |
| VTIQ | Exit | VECTOIQ ACQUISITION CORP II | $0 | – | -14,700 | -100.0% | -0.00% | – |
| FVT | Exit | FORTRESS VALUE ACQUIS CORP I | $0 | – | -21,300 | -100.0% | -0.00% | – |
| PBFX | Exit | PBF LOGISTICS LPunit ltd ptnr | $0 | – | -15,126 | -100.0% | -0.00% | – |
| QFTA | Exit | QUANTUM FINTECH ACQUISTIN CO | $0 | – | -15,700 | -100.0% | -0.00% | – |
| OSTR | Exit | OYSTER ENTERPRISES ACQ CORP | $0 | – | -24,500 | -100.0% | -0.00% | – |
| SWCH | Exit | SWITCH INCcl a | $0 | – | -3,672 | -100.0% | -0.00% | – |
| Exit | ARMADA ACQUISITION CORP I | $0 | – | -13,130 | -100.0% | -0.00% | – | |
| IPOF | Exit | SOCIAL CAPITAL HEDOSOPHA HLD | $0 | – | -22,496 | -100.0% | -0.00% | – |
| FCAX | Exit | FORTRESS CAPITAL ACQUISITION | $0 | – | -22,600 | -100.0% | -0.00% | – |
| EMGF | Exit | ISHARES INCmsci emerg mkt | $0 | – | -6,004 | -100.0% | -0.00% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Punit ltd int | $0 | – | -11,473 | -100.0% | -0.00% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -83,419 | -100.0% | -0.00% | – |
| IS | Exit | IRONSOURCE LTD | $0 | – | -72,000 | -100.0% | -0.00% | – |
| SDIV | Exit | GLOBAL X FDSglb x superdiv | $0 | – | -16,500 | -100.0% | -0.00% | – |
| MQT | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -17,500 | -100.0% | -0.00% | – |
| AOK | Exit | ISHARES TRconser alloc etf | $0 | – | -3,581 | -100.0% | -0.00% | – |
| SHAG | Exit | WISDOMTREE TRyield enhanced | $0 | – | -2,145 | -100.0% | -0.00% | – |
| MNRL | Exit | BRIGHAM MINERALS INC | $0 | – | -8,024 | -100.0% | -0.00% | – |
| Exit | PORTAGE FINTECH ACQUISITN CO | $0 | – | -30,660 | -100.0% | -0.00% | – | |
| IBDN | Exit | ISHARES TRibonds dec22 etf | $0 | – | -17,633 | -100.0% | -0.00% | – |
| CLIM | Exit | CLIMATE REAL IMPACT SLUTINS | $0 | – | -29,900 | -100.0% | -0.00% | – |
| ZEN | Exit | ZENDESK INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| DRE | Exit | DUKE REALTY CORP | $0 | – | -19,782 | -100.0% | -0.01% | – |
| SWT | Exit | STANLEY BLACK & DECKER INCunit 11/15/2022 | $0 | – | -23,871 | -100.0% | -0.01% | – |
| CTXS | Exit | CITRIX SYS INC | $0 | – | -11,842 | -100.0% | -0.01% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -14,126 | -100.0% | -0.01% | – |
| FTAI | Exit | FORTRESS TRANS INFRST INVS L | $0 | – | -85,665 | -100.0% | -0.01% | – |
| GIIXU | Exit | GORES HLDGS VIII INCunit 02/01/2028 | $0 | – | -138,640 | -100.0% | -0.01% | – |
| BAMR | Exit | BROOKFIELD ASSET MGMT REINScl a exch lt vtg | $0 | – | -31,972 | -100.0% | -0.01% | – |
| Exit | STAGWELL INC | $0 | – | -266,770 | -100.0% | -0.01% | – | |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -10,077 | -100.0% | -0.01% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -82,333 | -100.0% | -0.02% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -155,990 | -100.0% | -0.03% | – |
| IBTB | Exit | ISHARES TRibonds 22 trm ts | $0 | – | -327,052 | -100.0% | -0.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-03-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.