$19.9 Million is the total value of Rockefeller Capital Management L.P.'s 6289 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTLB | New | FIRST TR EXCHANGE-TRADED FDnasdaq buywrite | $5,951 | – | 329,901 | +100.0% | 0.03% | – |
| FOCT | New | FIRST TR EXCHNG TRADED FD VIvest us eqty buf | $5,728 | – | 173,539 | +100.0% | 0.03% | – |
| New | BROOKFIELD CORPcl a ltd vt sh | $4,796 | – | 152,483 | +100.0% | 0.02% | – | |
| New | BROOKFIELD ASSET MANAGMT LTD | $4,469 | – | 155,897 | +100.0% | 0.02% | – | |
| ANF | New | ABERCROMBIE & FITCH COcl a | $3,958 | – | 172,800 | +100.0% | 0.02% | – |
| DNOV | New | FIRST TR EXCHNG TRADED FD VIcboe eqt dep nov | $2,171 | – | 66,467 | +100.0% | 0.01% | – |
| New | FIRST TR EXCHANGE-TRADED FDenergy inm partn | $1,743 | – | 87,471 | +100.0% | 0.01% | – | |
| New | FTAI AVIATION LTD | $1,552 | – | 90,665 | +100.0% | 0.01% | – | |
| New | ETF SER SOLUTIONSdistillate smlmd | $1,121 | – | 41,675 | +100.0% | 0.01% | – | |
| OBNK | New | ORIGIN BANCORP INC | $1,103 | – | 30,070 | +100.0% | 0.01% | – |
| TNET | New | TRINET GROUP INC | $1,035 | – | 15,270 | +100.0% | 0.01% | – |
| New | BROOKFIELD REINS LTDcl a exch lt vtg | $984 | – | 31,462 | +100.0% | 0.01% | – | |
| BILS | New | SPDR SER TRbloomberg 3-12 m | $1,017 | – | 10,245 | +100.0% | 0.01% | – |
| New | FS CREDIT OPPORTUNITIES CORP | $907 | – | 192,594 | +100.0% | 0.01% | – | |
| IBDT | New | ISHARES TRibds dec28 etf | $744 | – | 30,645 | +100.0% | 0.00% | – |
| ECOW | New | PACER FDS TRemrg mkt cash | $686 | – | 37,231 | +100.0% | 0.00% | – |
| New | NUSCALE PWR CORP | $650 | – | 63,381 | +100.0% | 0.00% | – | |
| DFAS | New | DIMENSIONAL ETF TRUSTus small cap etf | $403 | – | 7,891 | +100.0% | 0.00% | – |
| New | STELLAR BANCORP INC | $327 | – | 11,105 | +100.0% | 0.00% | – | |
| New | TWO HBRS INVT CORP | $308 | – | 19,602 | +100.0% | 0.00% | – | |
| New | U HAUL HOLDING COMPANY | $160 | – | 2,916 | +100.0% | 0.00% | – | |
| AVUV | New | AMERICAN CENTY ETF TRus sml cp valu | $123 | – | 1,655 | +100.0% | 0.00% | – |
| New | ANGEL OAK FUNDS TRUSToak ultrashort | $145 | – | 2,900 | +100.0% | 0.00% | – | |
| New | ATLASSIAN CORPORATIONcl a | $238 | – | 1,863 | +100.0% | 0.00% | – | |
| COM | New | DIREXION SHS ETF TRauspce cmd stg | $214 | – | 7,296 | +100.0% | 0.00% | – |
| FCA | New | FIRST TR EXCH TRD ALPHDX FDchina alphadex | $148 | – | 6,959 | +100.0% | 0.00% | – |
| FCAL | New | FIRST TR EXCH TRADED FD IIIcalif mun incm | $198 | – | 4,100 | +100.0% | 0.00% | – |
| New | GLOBAL X FDSsuperdividend | $136 | – | 5,676 | +100.0% | 0.00% | – | |
| HTHT | New | H WORLD GROUP LTDsponsored ads | $134 | – | 3,159 | +100.0% | 0.00% | – |
| OXSQ | New | OXFORD SQUARE CAP CORP | $192 | – | 61,626 | +100.0% | 0.00% | – |
| New | PACER FDS TRswan sos cons | $140 | – | 7,000 | +100.0% | 0.00% | – | |
| PVBC | New | PROVIDENT BANCORP INC | $147 | – | 20,212 | +100.0% | 0.00% | – |
| XPH | New | SPDR SER TRs&p pharmac | $123 | – | 3,014 | +100.0% | 0.00% | – |
| MBND | New | SSGA ACTIVE TRspdr nuveen mun | $122 | – | 4,587 | +100.0% | 0.00% | – |
| FOUR | New | SHIFT4 PMTS INCcl a | $107 | – | 1,928 | +100.0% | 0.00% | – |
| New | SITIO ROYALTIES CORP | $268 | – | 9,298 | +100.0% | 0.00% | – | |
| New | WISDOMTREE INCnote 3.250% 6/1 | $111 | – | 120,000 | +100.0% | 0.00% | – | |
| New | ALPS ETF TRoshares eur qlt | $0 | – | 5 | +100.0% | 0.00% | – | |
| GDL | New | GDL FD | $15 | – | 2,030 | +100.0% | 0.00% | – |
| EVGN | New | EVOGENE LTD | $14 | – | 20,000 | +100.0% | 0.00% | – |
| FLSW | New | FRANKLIN TEMPLETON ETF TRfrankln swzlnd | $21 | – | 726 | +100.0% | 0.00% | – |
| EWS | New | ISHARES INCmsci singpor etf | $12 | – | 670 | +100.0% | 0.00% | – |
| FSTR | New | FOSTER L B CO | $7 | – | 740 | +100.0% | 0.00% | – |
| LRGF | New | ISHARES TRu s equity factr | $11 | – | 295 | +100.0% | 0.00% | – |
| ASET | New | FLEXSHARES TRreal asst idx | $30 | – | 1,023 | +100.0% | 0.00% | – |
| GOVZ | New | ISHARES TRishares 25+ yr t | $50 | – | 4,021 | +100.0% | 0.00% | – |
| IBTF | New | ISHARES TRibonds 25 trm ts | $31 | – | 1,332 | +100.0% | 0.00% | – |
| FNOV | New | FIRST TR EXCHNG TRADED FD VIcboe eqt bufer | $12 | – | 346 | +100.0% | 0.00% | – |
| DDIV | New | FIRST TR EXCHANGE-TRADED FDdorseywright mom | $5 | – | 209 | +100.0% | 0.00% | – |
| JPIB | New | J P MORGAN EXCHANGE TRADED Fintl bd opp etf | $96 | – | 2,102 | +100.0% | 0.00% | – |
| FYT | New | FIRST TR EXCHANGE-TRADED ALPsml cap val alph | $0 | – | 3 | +100.0% | 0.00% | – |
| JAMF | New | JAMF HLDG CORP | $14 | – | 660 | +100.0% | 0.00% | – |
| FNK | New | FIRST TR EXCHANGE-TRADED ALPmid cap val fd | $0 | – | 3 | +100.0% | 0.00% | – |
| NXTG | New | FIRST TR EXCHANGE TRADED FDindxx nextg etf | $6 | – | 100 | +100.0% | 0.00% | – |
| New | JETBLUE AIRWAYS CORPnote 0.500% 4/0 | $87 | – | 120,000 | +100.0% | 0.00% | – | |
| NFTY | New | FIRST TR EXCH TRD ALPHDX FDindia nfty50 eqw | $0 | – | 2 | +100.0% | 0.00% | – |
| FBZ | New | FIRST TR EXCH TRD ALPHDX FDbrazil alphadex | $0 | – | 7 | +100.0% | 0.00% | – |
| AGRO | New | ADECOAGRO S A | $8 | – | 1,000 | +100.0% | 0.00% | – |
| GLPG | New | GALAPAGOS NVspon adr | $11 | – | 265 | +100.0% | 0.00% | – |
| FLN | New | FIRST TR EXCH TRD ALPHDX FDlatin amer alp | $0 | – | 5 | +100.0% | 0.00% | – |
| FDNI | New | FIRST TR EXCHANGE TRADED FDdj intl intrnt | $5 | – | 250 | +100.0% | 0.00% | – |
| FRI | New | FIRST TR S&P REIT INDEX FD | $63 | – | 2,640 | +100.0% | 0.00% | – |
| BICK | New | FIRST TR BICK INDEX FD | $0 | – | 3 | +100.0% | 0.00% | – |
| KBAL | New | KIMBALL INTL INCcl b | $2 | – | 328 | +100.0% | 0.00% | – |
| FLIC | New | FIRST LONG IS CORP | $2 | – | 153 | +100.0% | 0.00% | – |
| ACNB | New | ACNB CORP | $17 | – | 436 | +100.0% | 0.00% | – |
| FRBA | New | FIRST BK WILLIAMSTOWN NEW JE | $13 | – | 1,000 | +100.0% | 0.00% | – |
| LSEA | New | LANDSEA HOMES CORP | $67 | – | 13,000 | +100.0% | 0.00% | – |
| FOA | New | FINANCE OF AMERICA COMPAN | $0 | – | 127 | +100.0% | 0.00% | – |
| FDUS | New | FIDUS INVT CORP | $0 | – | 41 | +100.0% | 0.00% | – |
| LNSR | New | LENSAR INC | $0 | – | 246 | +100.0% | 0.00% | – |
| New | LEONARDO DRS INC | $11 | – | 935 | +100.0% | 0.00% | – | |
| LXRX | New | LEXICON PHARMACEUTICALS INC | $5 | – | 3,000 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORP DELdeb4.000%11/1 | $4 | – | 15,000 | +100.0% | 0.00% | – | |
| New | LISTED FD TRstf tactical grw | $3 | – | 141 | +100.0% | 0.00% | – | |
| New | LISTED FD TRstf tac gw & inc | $0 | – | 8 | +100.0% | 0.00% | – | |
| New | FTI CONSULTING INCnote 2.000% 8/1 | $3 | – | 2,000 | +100.0% | 0.00% | – | |
| FIGS | New | FIGS INCcl a | $33 | – | 5,000 | +100.0% | 0.00% | – |
| New | EZCORP INCnote 2.375% 5/0 | $88 | – | 100,000 | +100.0% | 0.00% | – | |
| New | F&G ANNUITIES & LIFE INC | $3 | – | 204 | +100.0% | 0.00% | – | |
| MRIN | New | MARIN SOFTWARE INC | $2 | – | 2,000 | +100.0% | 0.00% | – |
| ETWO | New | E2OPEN PARENT HOLDINGS INC | $17 | – | 3,000 | +100.0% | 0.00% | – |
| New | ETSY INCnote 0.250% 6/1 | $4 | – | 5,000 | +100.0% | 0.00% | – | |
| MHH | New | MASTECH DIGITAL INC | $1 | – | 121 | +100.0% | 0.00% | – |
| New | MASTERBRAND INC | $7 | – | 1,015 | +100.0% | 0.00% | – | |
| MTLS | New | MATERIALISE NVsponsored ads | $1 | – | 200 | +100.0% | 0.00% | – |
| New | ENOVIX CORPORATION | $3 | – | 300 | +100.0% | 0.00% | – | |
| MBCN | New | MIDDLEFIELD BANC CORP | $54 | – | 2,000 | +100.0% | 0.00% | – |
| MOV | New | MOVADO GROUP INC | $1 | – | 57 | +100.0% | 0.00% | – |
| NGL | New | NGL ENERGY PARTNERS LP | $1 | – | 1,000 | +100.0% | 0.00% | – |
| NNBR | New | NN INC | $0 | – | 100 | +100.0% | 0.00% | – |
| NVEE | New | NV5 GLOBAL INC | $3 | – | 25 | +100.0% | 0.00% | – |
| New | NATERA INCnote 2.250% 5/0 | $2 | – | 2,000 | +100.0% | 0.00% | – | |
| New | NERDWALLET INC | $0 | – | 3 | +100.0% | 0.00% | – | |
| SOLO | New | ELECTRAMECCANICA VEHS CORP | $1 | – | 2,000 | +100.0% | 0.00% | – |
| New | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $3 | – | 2,000 | +100.0% | 0.00% | – | |
| EGHT | New | 8X8 INC NEW | $8 | – | 2,000 | +100.0% | 0.00% | – |
| NCBS | New | NICOLET BANKSHARES INC | $3 | – | 43 | +100.0% | 0.00% | – |
| New | 9 METERS BIOPHARMA INC | $1 | – | 1,000 | +100.0% | 0.00% | – | |
| MASS | New | 908 DEVICES INC | $48 | – | 6,400 | +100.0% | 0.00% | – |
| NMR | New | NOMURA HLDGS INCsponsored adr | $3 | – | 819 | +100.0% | 0.00% | – |
| MPRO | New | NORTHERN LTS FD TR IVmonarch procap | $49 | – | 2,000 | +100.0% | 0.00% | – |
| MAMB | New | NORTHERN LTS FD TR IVmonarch ambasadr | $49 | – | 2,271 | +100.0% | 0.00% | – |
| EBC | New | EASTERN BANKSHARES INC | $3 | – | 201 | +100.0% | 0.00% | – |
| New | EQT CORPnote 1.750% 5/0 | $4 | – | 2,000 | +100.0% | 0.00% | – | |
| OSH | New | OAK STR HEALTH INC | $0 | – | 20 | +100.0% | 0.00% | – |
| OBELF | New | OBSIDIAN ENERGY LTD | $11 | – | 1,714 | +100.0% | 0.00% | – |
| New | OMNIAB INC | $10 | – | 2,802 | +100.0% | 0.00% | – | |
| ONVO | New | ORGANOVO HLDGS INC | $0 | – | 500 | +100.0% | 0.00% | – |
| New | ORGANIGRAM HLDGS INC | $4 | – | 5,229 | +100.0% | 0.00% | – | |
| ORN | New | ORION GROUP HLDGS INC | $28 | – | 11,844 | +100.0% | 0.00% | – |
| PTSI | New | P A M TRANSN SVCS INC | $0 | – | 30 | +100.0% | 0.00% | – |
| PMVP | New | PMV PHARMACEUTICALS INC | $1 | – | 220 | +100.0% | 0.00% | – |
| New | PACER FDS TRswan sos modrte | $0 | – | 18 | +100.0% | 0.00% | – | |
| HERD | New | PACER FDS TRcash cows etf | $59 | – | 1,850 | +100.0% | 0.00% | – |
| VIRS | New | PACER FDS TRbiothreat strgy | $39 | – | 1,403 | +100.0% | 0.00% | – |
| PDSB | New | PDS BIOTECHNOLOGY CORP | $45 | – | 3,413 | +100.0% | 0.00% | – |
| PNNT | New | PENNANTPARK INVT CORP | $1 | – | 241 | +100.0% | 0.00% | – |
| New | PERMIAN RESOURCES CORP | $3 | – | 400 | +100.0% | 0.00% | – | |
| New | CYBERARK SOFTWARE LTDnote11/1 | $3 | – | 3,000 | +100.0% | 0.00% | – | |
| PNI | New | PIMCO NEW YORK MUN FD II | $0 | – | 8 | +100.0% | 0.00% | – |
| CURO | New | CURO GROUP HOLDINGS CORP | $3 | – | 1,000 | +100.0% | 0.00% | – |
| BOND | New | PIMCO ETF TRactive bd etf | $15 | – | 174 | +100.0% | 0.00% | – |
| New | PIONEER MUN HIGH INCOME OPPO | $12 | – | 1,212 | +100.0% | 0.00% | – | |
| PRLD | New | PRELUDE THERAPEUTICS INC | $15 | – | 2,512 | +100.0% | 0.00% | – |
| PCOR | New | PROCORE TECHNOLOGIES INC | $5 | – | 119 | +100.0% | 0.00% | – |
| CVLG | New | COVENANT LOGISTICS GROUP INCcl a | $1 | – | 31 | +100.0% | 0.00% | – |
| QID | New | PROSHARES TRultshrt qqq | $0 | – | 4 | +100.0% | 0.00% | – |
| New | RXO INC | $16 | – | 951 | +100.0% | 0.00% | – | |
| RXT | New | RACKSPACE TECHNOLOGY INC | $3 | – | 1,100 | +100.0% | 0.00% | – |
| RLAY | New | RELAY THERAPEUTICS INC | $4 | – | 278 | +100.0% | 0.00% | – |
| New | REMARK HLDGS INC | $1 | – | 913 | +100.0% | 0.00% | – | |
| New | REPLIGEN CORPnote 0.375% 7/1 | $3 | – | 2,000 | +100.0% | 0.00% | – | |
| RTOKY | New | RENTOKIL INITIAL PLCsponsored adr | $59 | – | 1,942 | +100.0% | 0.00% | – |
| RPTX | New | REPARE THERAPEUTICS INC | $2 | – | 193 | +100.0% | 0.00% | – |
| RUSHA | New | RUSH ENTERPRISES INCcl a | $1 | – | 37 | +100.0% | 0.00% | – |
| PSK | New | SPDR SER TRice pfd sec etf | $0 | – | 3 | +100.0% | 0.00% | – |
| New | CHEGG INCnote9/0 | $7 | – | 9,000 | +100.0% | 0.00% | – | |
| New | CHEESECAKE FACTORY INCnote 0.375% 6/1 | $98 | – | 120,000 | +100.0% | 0.00% | – | |
| RBND | New | SPDR SER TRbbg sasb crpt es | $4 | – | 200 | +100.0% | 0.00% | – |
| New | CHECKPOINT THERAPEUTICS INC | $2 | – | 529 | +100.0% | 0.00% | – | |
| New | CHARAH SOLUTIONS INC | $1 | – | 280 | +100.0% | 0.00% | – | |
| New | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $1 | – | 1,000 | +100.0% | 0.00% | – | |
| New | CAPITAL GROUP FIXED INCOME Ecore plus incm | $7 | – | 321 | +100.0% | 0.00% | – | |
| VAMO | New | CAMBRIA ETF TRvalue momentum | $13 | – | 500 | +100.0% | 0.00% | – |
| CVI | New | CVR ENERGY INC | $1 | – | 55 | +100.0% | 0.00% | – |
| CECE | New | CECO ENVIRONMENTAL CORP | $5 | – | 500 | +100.0% | 0.00% | – |
| New | STERLING CHECK CORP | $6 | – | 420 | +100.0% | 0.00% | – | |
| SUMO | New | SUMO LOGIC INC | $16 | – | 1,983 | +100.0% | 0.00% | – |
| New | SUNNOVA ENERGY INTL INC.note 0.250%12/0 | $1 | – | 2,000 | +100.0% | 0.00% | – | |
| EAT | New | BRINKER INTL INC | $31 | – | 1,000 | +100.0% | 0.00% | – |
| New | SYMBOTIC INC | $29 | – | 2,500 | +100.0% | 0.00% | – | |
| DHF | New | BNY MELLON HIGH YIELD STRATEsh ben int | $1 | – | 730 | +100.0% | 0.00% | – |
| New | BLUEROCK HOMES TRUST INC | $0 | – | 30 | +100.0% | 0.00% | – | |
| APRN | New | BLUE APRON HLDGS INCcl a new | $0 | – | 20 | +100.0% | 0.00% | – |
| TMST | New | TIMKENSTEEL CORPORATION | $1 | – | 86 | +100.0% | 0.00% | – |
| BKCC | New | BLACKROCK CAP INVT CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| NTG | New | TORTOISE MIDSTRM ENERGY FD I | $12 | – | 369 | +100.0% | 0.00% | – |
| New | UBER TECHNOLOGIES INCnote12/1 | $4 | – | 5,000 | +100.0% | 0.00% | – | |
| ULH | New | UNIVERSAL LOGISTICS HLDGS IN | $0 | – | 24 | +100.0% | 0.00% | – |
| UTMD | New | UTAH MED PRODS INC | $13 | – | 131 | +100.0% | 0.00% | – |
| New | BAUSCH PLUS LOMB CORP | $0 | – | 56 | +100.0% | 0.00% | – | |
| New | VALKYRIE ETF TRUST IIbitcoin miners | $0 | – | 18 | +100.0% | 0.00% | – | |
| MLN | New | VANECK ETF TRUSTlong muni etf | $11 | – | 640 | +100.0% | 0.00% | – |
| TBBK | New | BANCORP INC DEL | $56 | – | 2,000 | +100.0% | 0.00% | – |
| AYRO | New | AYRO INC | $0 | – | 2,000 | +100.0% | 0.00% | – |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $4 | – | 115,000 | +100.0% | 0.00% | – | |
| ATOS | New | ATOSSA THERAPEUTICS INC | $2 | – | 5,000 | +100.0% | 0.00% | – |
| ASPN | New | ASPEN AEROGELS INC | $5 | – | 436 | +100.0% | 0.00% | – |
| New | ARCIMOTO INC | $0 | – | 5 | +100.0% | 0.00% | – | |
| APPH | New | APPHARVEST INC | $11 | – | 20,011 | +100.0% | 0.00% | – |
| PCVX | New | VAXCYTE INC | $0 | – | 19 | +100.0% | 0.00% | – |
| VRRM | New | VERRA MOBILITY CORP | $6 | – | 490 | +100.0% | 0.00% | – |
| AMWL | New | AMERICAN WELL CORPcl a | $0 | – | 107 | +100.0% | 0.00% | – |
| JOET | New | VIRTUS ETF TR IIvirtus us qlty | $8 | – | 300 | +100.0% | 0.00% | – |
| New | WAG GROUP CO | $38 | – | 12,500 | +100.0% | 0.00% | – | |
| New | WAITR HLDGS INC | $0 | – | 100 | +100.0% | 0.00% | – | |
| ALT | New | ALTIMMUNE INC | $16 | – | 1,000 | +100.0% | 0.00% | – |
| EMD | New | WESTERN ASSET EMERGING MKTS | $1 | – | 212 | +100.0% | 0.00% | – |
| New | EA SERIES TRUSTbridgeway blue | $31 | – | 3,891 | +100.0% | 0.00% | – | |
| WINA | New | WINMARK CORP | $1 | – | 5 | +100.0% | 0.00% | – |
| AGZD | New | WISDOMTREE TRintrst rate hdge | $37 | – | 859 | +100.0% | 0.00% | – |
| New | AILERON THERAPEUTICS INC | $0 | – | 50 | +100.0% | 0.00% | – | |
| AGLY | New | AGILITI INC | $5 | – | 349 | +100.0% | 0.00% | – |
| WCBR | New | WISDOMTREE TRcybersecurity fd | $11 | – | 750 | +100.0% | 0.00% | – |
| New | ADEIA INC | $3 | – | 343 | +100.0% | 0.00% | – | |
| New | ZSCALER INCnote 0.125% 7/0 | $2 | – | 2,000 | +100.0% | 0.00% | – | |
| New | ZYMEWORKS DEL INC | $11 | – | 1,500 | +100.0% | 0.00% | – | |
| BYSI | New | BEYONDSPRING INC | $1 | – | 1,000 | +100.0% | 0.00% | – |
| New | BIOHAVEN LTD | $0 | – | 8 | +100.0% | 0.00% | – | |
| ACOR | New | ACORDA THERAPEUTICS INC | $0 | – | 167 | +100.0% | 0.00% | – |
| New | EBANG INTL HLDGS INCcl a ord sh new | $0 | – | 100 | +100.0% | 0.00% | – | |
| IAF | New | ABRDN AUSTRALIA EQUITY FD IN | $3 | – | 748 | +100.0% | 0.00% | – |
| WFRD | New | WEATHERFORD INTL PLC | $16 | – | 330 | +100.0% | 0.00% | – |
| New | ABEONA THERAPEUTICS INC | $4 | – | 1,500 | +100.0% | 0.00% | – | |
| ABCL | New | ABCELLERA BIOLOGICS INC | $5 | – | 500 | +100.0% | 0.00% | – |
| New | LANVIN GROUP HOLDINGS LIMITE | $41 | – | 4,500 | +100.0% | 0.00% | – | |
| New | LANVIN GROUP HOLDINGS LIMITE*w exp 99/99/999 | $17 | – | 59,400 | +100.0% | 0.00% | – | |
| New | PAYSAFE LIMITED | $1 | – | 127 | +100.0% | 0.00% | – | |
| IGMS | New | IGM BIOSCIENCES INC | $2 | – | 160 | +100.0% | 0.00% | – |
| ICFI | New | ICF INTL INC | $4 | – | 45 | +100.0% | 0.00% | – |
| IMCR | New | IMMUNOCORE HLDGS PLCads | $9 | – | 165 | +100.0% | 0.00% | – |
| HURC | New | HURCO CO | $9 | – | 377 | +100.0% | 0.00% | – |
| IMKTA | New | INGLES MKTS INCcl a | $14 | – | 149 | +100.0% | 0.00% | – |
| New | INSMED INCnote 0.750% 6/0 | $4 | – | 5,000 | +100.0% | 0.00% | – | |
| PNOV | New | INNOVATOR ETFS TRus eqty pwr buf | $90 | – | 3,000 | +100.0% | 0.00% | – |
| IMXI | New | INTERNATIONAL MNY EXPRESS IN | $2 | – | 92 | +100.0% | 0.00% | – |
| IVC | New | INVACARE CORP | $0 | – | 736 | +100.0% | 0.00% | – |
| HIFS | New | HINGHAM INSTN SVGS MASS | $2 | – | 9 | +100.0% | 0.00% | – |
| ANGI | New | ANGI INC | $0 | – | 60 | +100.0% | 0.00% | – |
| New | HEXO CORP | $0 | – | 36 | +100.0% | 0.00% | – | |
| PEY | New | INVESCO EXCHANGE TRADED FD Thig yld eq div | $82 | – | 4,000 | +100.0% | 0.00% | – |
| PXQ | New | INVESCO EXCHANGE TRADED FD Tdynmc netwrng | $7 | – | 100 | +100.0% | 0.00% | – |
| AMRK | New | A-MARK PRECIOUS METALS INC | $2 | – | 65 | +100.0% | 0.00% | – |
| HROW | New | HARROW HEALTH INC | $6 | – | 413 | +100.0% | 0.00% | – |
| BSMO | New | INVESCO EXCH TRD SLF IDX FD | $24 | – | 1,000 | +100.0% | 0.00% | – |
| HAE | New | HAEMONETICS CORP MASS | $1 | – | 13 | +100.0% | 0.00% | – |
| New | GREENBRIER COS INCnote 2.875% 2/0 | $94 | – | 100,000 | +100.0% | 0.00% | – | |
| New | GRANITE RIDGE RESOURCES INC*w exp 10/24/202 | $1 | – | 1,562 | +100.0% | 0.00% | – | |
| GTE | New | GRAN TIERRA ENERGY INC | $39 | – | 39,900 | +100.0% | 0.00% | – |
| GHM | New | GRAHAM CORP | $52 | – | 5,496 | +100.0% | 0.00% | – |
| GHYB | New | GOLDMAN SACHS ETF TRaccess hig yld | $2 | – | 63 | +100.0% | 0.00% | – |
| New | GLOBAL X FDSgbl x blockchain | $13 | – | 1,045 | +100.0% | 0.00% | – | |
| New | GLOBAL X FDSeducation etf | $12 | – | 562 | +100.0% | 0.00% | – | |
| GSAT | New | GLOBALSTAR INC | $1 | – | 1,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-03-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.