$19 Billion is the total value of Rockefeller Capital Management L.P.'s 5291 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 128.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASND | Exit | ASCENDIS PHARMA A/Ssponsored adr | $0 | – | -50 | -100.0% | 0.00% | – |
| SLF | Exit | SUN LIFE FINANCIAL INC. | $0 | – | -20 | -100.0% | 0.00% | – |
| ASTE | Exit | ASTEC INDS INC | $0 | – | -952 | -100.0% | 0.00% | – |
| ALDX | Exit | ALDEYRA THERAPEUTICS INC | $0 | – | -39 | -100.0% | 0.00% | – |
| NAKD | Exit | NAKED BRAND GROUP LIMITED | $0 | – | -20,000 | -100.0% | 0.00% | – |
| GRA | Exit | GRACE W R & CO DEL NEW | $0 | – | -54 | -100.0% | 0.00% | – |
| SLQT | Exit | SELECTQUOTE INC | $0 | – | -48 | -100.0% | 0.00% | – |
| LFC | Exit | CHINA LIFE INS CO LTDspon adr rep h | $0 | – | -83 | -100.0% | 0.00% | – |
| ALKT | Exit | ALKAMI TECHNOLOGY INC | $0 | – | -19 | -100.0% | 0.00% | – |
| CHIX | Exit | GLOBAL X FDSmsci china fincl | $0 | – | -700 | -100.0% | 0.00% | – |
| Exit | PRICELINE GRP INCnote 0.900% 9/1 | $0 | – | -14,000 | -100.0% | 0.00% | – | |
| HUYA | Exit | HUYA INC | $0 | – | -1,101 | -100.0% | 0.00% | – |
| THR | Exit | THERMON GROUP HLDGS INC | $0 | – | -61 | -100.0% | 0.00% | – |
| DBMF | Exit | MANAGER DIRECTED PORTFOLIOSim dbi mngd fu | $0 | – | -977 | -100.0% | 0.00% | – |
| LESL | Exit | LESLIES INC | $0 | – | -285 | -100.0% | 0.00% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -2,596 | -100.0% | 0.00% | – |
| FTXN | Exit | FIRST TR EXCHANGE-TRADED FDnasdq oil gas | $0 | – | -501 | -100.0% | 0.00% | – |
| SGMS | Exit | SCIENTIFIC GAMES CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| ASPL | Exit | ASPIRATIONAL CONSUMER LIFEST | $0 | – | -1,200 | -100.0% | 0.00% | – |
| HUGSU | Exit | USHG ACQUISITION CORPunit 99/99/9999 | $0 | – | -5,000 | -100.0% | 0.00% | – |
| Exit | PINDUODUO INCnote12/0 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| RMGBU | Exit | RMG ACQUISITION CORP IIunit 12/09/2025 | $0 | – | -6,000 | -100.0% | 0.00% | – |
| XM | Exit | QUALTRICS INTL INC | $0 | – | -100 | -100.0% | 0.00% | – |
| SQSP | Exit | SQUARESPACE INCclass a | $0 | – | -15 | -100.0% | 0.00% | – |
| QTS | Exit | QTS RLTY TR INC | $0 | – | -73 | -100.0% | 0.00% | – |
| PING | Exit | PING IDENTITY HLDG CORP | $0 | – | -10 | -100.0% | 0.00% | – |
| IVH | Exit | IVY HIGH INCOME OPPORTUNITIE | $0 | – | 0 | +100.0% | 0.00% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -57 | -100.0% | 0.00% | – |
| CDAY | Exit | CERIDIAN HCM HLDG INC | $0 | – | -9 | -100.0% | 0.00% | – |
| HOLI | Exit | HOLLYSYS AUTOMATION TCHNGY L | $0 | – | -200 | -100.0% | 0.00% | – |
| ADNT | Exit | ADIENT PLC | $0 | – | -286 | -100.0% | 0.00% | – |
| TBK | Exit | TRIUMPH BANCORP INC | $0 | – | -100 | -100.0% | 0.00% | – |
| SZC | Exit | CUSHING NEXTGEN INFRA INCM F | $0 | – | -502 | -100.0% | 0.00% | – |
| KURE | Exit | KRANESHARES TRmsci all china | $0 | – | -700 | -100.0% | 0.00% | – |
| BWX | Exit | SPDR SER TRblomberg intl tr | $0 | – | -271 | -100.0% | 0.00% | – |
| AONE | Exit | ONE | $0 | – | -500 | -100.0% | 0.00% | – |
| JPIB | Exit | J P MORGAN EXCHANGE-TRADED Fintl bd opp etf | $0 | – | -81 | -100.0% | 0.00% | – |
| BSTRT | Exit | BLACKROCK SCIENCE & TECHNOLOright 07/14/2021 | $0 | – | -3,616 | -100.0% | 0.00% | – |
| FST | Exit | FAST ACQUISITION CORP | $0 | – | -97 | -100.0% | 0.00% | – |
| KNL | Exit | KNOLL INC | $0 | – | -126 | -100.0% | 0.00% | – |
| SCHY | Exit | SCHWAB STRATEGIC TRinternl divid | $0 | – | -2 | -100.0% | 0.00% | – |
| AYRO | Exit | AYRO INC | $0 | – | -4,245 | -100.0% | 0.00% | – |
| HP | Exit | HELMERICH & PAYNE INC | $0 | – | -2,373 | -100.0% | 0.00% | – |
| APLE | Exit | APPLE HOSPITALITY REIT INC | $0 | – | -225 | -100.0% | 0.00% | – |
| IPA | Exit | IMMUNOPRECISE ANTIBODIES LTD | $0 | – | -3,965 | -100.0% | 0.00% | – |
| KWR | Exit | QUAKER CHEM CORP | $0 | – | -13 | -100.0% | 0.00% | – |
| TEI | Exit | TEMPLETON EMERGING MKTS INCO | $0 | – | 0 | +100.0% | 0.00% | – |
| HOME | Exit | AT HOME GROUP INC | $0 | – | -291 | -100.0% | 0.00% | – |
| GABRT | Exit | GABELLI EQUITY TR INCright 07/14/2021 | $0 | – | -28,420 | -100.0% | 0.00% | – |
| CRDF | Exit | CARDIFF ONCOLOGY INC | $0 | – | -882 | -100.0% | 0.00% | – |
| NEX | Exit | NEXTIER OILFIELD SOLUTIONS | $0 | – | -1,500 | -100.0% | 0.00% | – |
| LB | Exit | L BRANDS INC | $0 | – | -795 | -100.0% | 0.00% | – |
| SSRM | Exit | SSR MNG INC | $0 | – | -535 | -100.0% | 0.00% | – |
| FCAC | Exit | FALCON CAPITAL ACQUISITN COR | $0 | – | -4,600 | -100.0% | 0.00% | – |
| MMU | Exit | WESTERN ASSET MANAGED MUNS F | $0 | – | -1,250 | -100.0% | 0.00% | – |
| NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -11 | -100.0% | 0.00% | – |
| KMPH | Exit | KEMPHARM INC | $0 | – | -125 | -100.0% | 0.00% | – |
| STMP | Exit | STAMPS COM INC | $0 | – | -56 | -100.0% | 0.00% | – |
| ANAT | Exit | AMERICAN NATIONAL GROUP INC | $0 | – | -29 | -100.0% | 0.00% | – |
| VNET | Exit | 21VIANET GROUP INCsponsored ads a | $0 | – | -58 | -100.0% | 0.00% | – |
| Exit | CHENIERE ENERGY INCnote 4.250% 3/1 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| Exit | IQIYI INCnote 2.000% 4/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| SRAC | Exit | STABLE RD ACQUISITION CORP | $0 | – | -5,036 | -100.0% | 0.00% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -450 | -100.0% | 0.00% | – |
| WIMI | Exit | WIMI HOLOGRAM CLOUD INCspon ads cl b | $0 | – | -600 | -100.0% | 0.00% | – |
| HPF | Exit | HANCOCK JOHN PFD INCOME FD I | $0 | – | 0 | +100.0% | 0.00% | – |
| SABR | Exit | SABRE CORP | $0 | – | -93 | -100.0% | 0.00% | – |
| NKTR | Exit | NEKTAR THERAPEUTICS | $0 | – | -400 | -100.0% | 0.00% | – |
| ZUO | Exit | ZUORA INC | $0 | – | -100 | -100.0% | 0.00% | – |
| KOMP | Exit | SPDR SER TRs&p kensho new | $0 | – | -350 | -100.0% | 0.00% | – |
| VXRT | Exit | VAXART INC | $0 | – | -530 | -100.0% | 0.00% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $0 | – | -4,512 | -100.0% | 0.00% | – |
| JBT | Exit | JOHN BEAN TECHNOLOGIES CORP | $0 | – | -50 | -100.0% | 0.00% | – |
| MITT | Exit | AG MTG INVT TR INC | $0 | – | -138 | -100.0% | 0.00% | – |
| SAFM | Exit | SANDERSON FARMS INC | $0 | – | -392 | -100.0% | 0.00% | – |
| LGIH | Exit | LGI HOMES INC | $0 | – | -200 | -100.0% | 0.00% | – |
| DB | Exit | DEUTSCHE BANK A Gnamen akt | $0 | – | -134 | -100.0% | 0.00% | – |
| RTPWS | Exit | REINVENT TECHNOLOGY PARTNERS*w exp 09/16/202 | $0 | – | -800 | -100.0% | 0.00% | – |
| Exit | ZILLOW GROUP INCnote 1.500% 7/0 | $0 | – | -14,000 | -100.0% | 0.00% | – | |
| ZNH | Exit | CHINA SOUTHERN AIRLINES CO Lspon adr cl h | $0 | – | -32 | -100.0% | 0.00% | – |
| ALLT | Exit | ALLOT LTD | $0 | – | -500 | -100.0% | 0.00% | – |
| SINT | Exit | SINTX TECHNOLOGIES INC | $0 | – | -8,000 | -100.0% | 0.00% | – |
| EXPI | Exit | EXP WORLD HLDGS INC | $0 | – | -425 | -100.0% | 0.00% | – |
| KURA | Exit | KURA ONCOLOGY INC | $0 | – | -29 | -100.0% | 0.00% | – |
| ALG | Exit | ALAMO GROUP INC | $0 | – | -524 | -100.0% | 0.00% | – |
| ROLL | Exit | RBC BEARINGS INC | $0 | – | -37 | -100.0% | 0.00% | – |
| ZLAB | Exit | ZAI LAB LTDadr | $0 | – | -5 | -100.0% | 0.00% | – |
| Exit | ASSERTIO THERAPEUTICS INCnote 2.500% 9/0 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| SYKE | Exit | SYKES ENTERPRISES INC | $0 | – | -444 | -100.0% | 0.00% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| KOR | Exit | CORVUS GOLD INC | $0 | – | -917 | -100.0% | 0.00% | – |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | 0 | +100.0% | 0.00% | – |
| HTHT | Exit | HUAZHU GROUP LTDsponsored ads | $0 | – | -13 | -100.0% | 0.00% | – |
| EVRI | Exit | EVERI HLDGS INC | $0 | – | -114 | -100.0% | 0.00% | – |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -27,000 | -100.0% | 0.00% | – | |
| DPG | Exit | DUFF & PHELPS UTLITY AND INF | $0 | – | 0 | +100.0% | 0.00% | – |
| NOACU | Exit | NATURAL ORDER ACQUISITION COunit 99/99/9999 | $0 | – | -5,000 | -100.0% | 0.00% | – |
| LTPZ | Exit | PIMCO ETF TR15+ yr us tips | $0 | – | -302 | -100.0% | 0.00% | – |
| CYRX | Exit | CRYOPORT INC | $0 | – | -14 | -100.0% | 0.00% | – |
| AMZA | Exit | ETFIS SER TR Iinfrac act mlp | $0 | – | -755 | -100.0% | 0.00% | – |
| Exit | OKTA INCnote 0.125% 9/0 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| SUMO | Exit | SUMO LOGIC INC | $0 | – | -37 | -100.0% | 0.00% | – |
| TALKW | Exit | TALKSPACE INC*w exp 06/21/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| API | Exit | AGORA INCads | $0 | – | -1,290 | -100.0% | 0.00% | – |
| SPRO | Exit | SPERO THERAPEUTICS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -523 | -100.0% | 0.00% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUN I | $0 | – | 0 | +100.0% | 0.00% | – |
| MPLN | Exit | MULTIPLAN CORPORATION | $0 | – | -793 | -100.0% | 0.00% | – |
| KOD | Exit | KODIAK SCIENCES INC | $0 | – | -7 | -100.0% | 0.00% | – |
| USCR | Exit | U S CONCRETE INC | $0 | – | -310 | -100.0% | 0.00% | – |
| HZO | Exit | MARINEMAX INC | $0 | – | -41 | -100.0% | 0.00% | – |
| GRVY | Exit | GRAVITY CO LTDsponsored ads ne | $0 | – | -43 | -100.0% | 0.00% | – |
| CNA | Exit | CNA FINL CORP | $0 | – | -70 | -100.0% | 0.00% | – |
| CCS | Exit | CENTURY CMNTYS INC | $0 | – | -130 | -100.0% | 0.00% | – |
| THCB | Exit | TUSCAN HLDGS CORP | $0 | – | -300 | -100.0% | 0.00% | – |
| PEGA | Exit | PEGASYSTEMS INC | $0 | – | -23 | -100.0% | 0.00% | – |
| TPTX | Exit | TURNING POINT THERAPEUTICS I | $0 | – | -17 | -100.0% | 0.00% | – |
| PSTHWS | Exit | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $0 | – | -150 | -100.0% | 0.00% | – |
| NAV | Exit | NAVISTAR INTL CORP NEW | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MCRB | Exit | SERES THERAPEUTICS INC | $0 | – | -527 | -100.0% | 0.00% | – |
| CGA | Exit | CHINA GREEN AGRICULTURE INC | $0 | – | -100 | -100.0% | 0.00% | – |
| HAIL | Exit | SPDR SER TRs&p kensho smart | $0 | – | -100 | -100.0% | 0.00% | – |
| OMI | Exit | OWENS & MINOR INC NEW | $0 | – | -35 | -100.0% | 0.00% | – |
| TBIO | Exit | TRANSLATE BIO INC | $0 | – | -1,211 | -100.0% | 0.00% | – |
| ALKS | Exit | ALKERMES PLC | $0 | – | -351 | -100.0% | 0.00% | – |
| GNOG | Exit | GOLDEN NUGGET ONLINE GAMIN | $0 | – | -2,000 | -100.0% | 0.00% | – |
| VC | Exit | VISTEON CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| GLPG | Exit | GALAPAGOS NVspon adr | $0 | – | -5 | -100.0% | 0.00% | – |
| CLIIU | Exit | CLIMATE CHANGE CRISIS REAL Iunit 99/99/9999 | $0 | – | -2,500 | -100.0% | 0.00% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -13 | -100.0% | 0.00% | – |
| SNPRU | Exit | TORTOISE ACQUISITION CORP IIunit 06/14/2027 | $0 | – | -6,500 | -100.0% | 0.00% | – |
| URNM | Exit | EXCHANGE TRADED CONCEPTS TRnorth shor gbl | $0 | – | -300 | -100.0% | 0.00% | – |
| WNC | Exit | WABASH NATL CORP | $0 | – | -2,340 | -100.0% | 0.00% | – |
| TY | Exit | TRI CONTL CORP | $0 | – | 0 | +100.0% | 0.00% | – |
| HEES | Exit | H & E EQUIPMENT SERVICES INC | $0 | – | -1,848 | -100.0% | 0.00% | – |
| SMLF | Exit | ISHARES TRmsci usa sml cp | $0 | – | -90 | -100.0% | 0.00% | – |
| HNP | Exit | HUANENG PWR INTL INC | $0 | – | -57 | -100.0% | 0.00% | – |
| UEIC | Exit | UNIVERSAL ELECTRS INC | $0 | – | -30 | -100.0% | 0.00% | – |
| ADT | Exit | ADT INC DEL | $0 | – | -223 | -100.0% | 0.00% | – |
| GHVIU | Exit | GORES HOLDINGS VI INCunit 08/24/2027 | $0 | – | -400 | -100.0% | 0.00% | – |
| SPMD | Exit | SPDR SER TRportfolio s&p400 | $0 | – | -14 | -100.0% | 0.00% | – |
| FDHY | Exit | FIDELITY COVINGTON TRUSThigh yild etf | $0 | – | -225 | -100.0% | 0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | 0 | +100.0% | 0.00% | – |
| JAMF | Exit | JAMF HLDG CORP | $0 | – | -1,350 | -100.0% | 0.00% | – |
| NGS | Exit | NATURAL GAS SVCS GROUP INC | $0 | – | -850 | -100.0% | 0.00% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| CMIIU | Exit | CM LIFE SCIENCES II INCunit 02/25/2028 | $0 | – | -50 | -100.0% | 0.00% | – |
| TDACW | Exit | TRIDENT ACQUISITIONS CORP*w exp 05/09/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| EOD | Exit | WELLS FARGO GLOBAL DIVID OPP | $0 | – | -885 | -100.0% | 0.00% | – |
| PBJ | Exit | INVESCO EXCHANGE TRADED FD Tdynmc food bev | $0 | – | -1 | -100.0% | 0.00% | – |
| EVTC | Exit | EVERTEC INC | $0 | – | -145 | -100.0% | 0.00% | – |
| PFBI | Exit | PREMIER FINL BANCORP INC | $0 | – | -1,375 | -100.0% | 0.00% | – |
| EARS | Exit | AURIS MEDICAL HOLDING LTD | $0 | – | -250 | -100.0% | 0.00% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | 0 | +100.0% | 0.00% | – |
| RSI | Exit | RUSH STREET INTERACTIVE INC | $0 | – | -90 | -100.0% | 0.00% | – |
| BTU | Exit | PEABODY ENGR CORP | $0 | – | -60 | -100.0% | 0.00% | – |
| PLAN | Exit | ANAPLAN INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LEVI | Exit | LEVI STRAUSS & CO NEW | $0 | – | -181 | -100.0% | 0.00% | – |
| DHF | Exit | BNY MELLON HIGH YIELD STRATEsh ben int | $0 | – | 0 | +100.0% | 0.00% | – |
| ALUS | Exit | ALUSSA ENERGY ACQUISITION CO | $0 | – | -5,000 | -100.0% | 0.00% | – |
| QTWO | Exit | Q2 HLDGS INC | $0 | – | -15 | -100.0% | 0.00% | – |
| PRAH | Exit | PRA HEALTH SCIENCES INC | $0 | – | -111 | -100.0% | 0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | 0 | +100.0% | 0.00% | – |
| VACQ | Exit | VECTOR ACQUISITION CORP | $0 | – | -50 | -100.0% | 0.00% | – |
| DOYU | Exit | DOUYU INTL HLDGS LTDsponsored ads | $0 | – | -1,477 | -100.0% | 0.00% | – |
| WIT | Exit | WIPRO LTDspon adr 1 sh | $0 | – | -169 | -100.0% | 0.00% | – |
| ECNS | Exit | ISHARES TRchina sm-cap etf | $0 | – | -200 | -100.0% | 0.00% | – |
| BPR | Exit | BROOKFIELD PPTY REIT INCcl a | $0 | – | -456 | -100.0% | 0.00% | – |
| ROT | Exit | ROTOR ACQUISITION CORP | $0 | – | -50 | -100.0% | 0.00% | – |
| KRTX | Exit | KARUNA THERAPEUTICS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| RTP | Exit | REINVENT TECHNOLOGY PARTNERScl a | $0 | – | -16,500 | -100.0% | -0.00% | – |
| NDACU | Exit | NIGHTDRAGON ACQUISITION CORPunit 02/26/20266 | $0 | – | -9,600 | -100.0% | -0.00% | – |
| DCRBU | Exit | DECARBONIZATION PLUS ACQU COunit 10/02/2025 | $0 | – | -10,000 | -100.0% | -0.00% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INC | $0 | – | -2,446 | -100.0% | -0.00% | – |
| CHN | Exit | CHINA FD INC | $0 | – | -5,382 | -100.0% | -0.00% | – |
| IS | Exit | IRONSOURCE LTD | $0 | – | -11,482 | -100.0% | -0.00% | – |
| ALTG | Exit | ALTA EQUIPMENT GROUP INC | $0 | – | -8,083 | -100.0% | -0.00% | – |
| RCD | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $0 | – | -676 | -100.0% | -0.00% | – |
| SOAC | Exit | SUSTAINABLE OPPORTNTS ACQ CO | $0 | – | -16,100 | -100.0% | -0.00% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF IN | $0 | – | -4,413 | -100.0% | -0.00% | – |
| TDAC | Exit | TRIDENT ACQUISITIONS CORP | $0 | – | -11,000 | -100.0% | -0.00% | – |
| SRNG | Exit | SOARING EAGLE ACQUISITION CO | $0 | – | -17,850 | -100.0% | -0.00% | – |
| QLTA | Exit | ISHARES TRa rate cp bd etf | $0 | – | -2,692 | -100.0% | -0.00% | – |
| IPFF | Exit | ISHARES TRintl pfd stk etf | $0 | – | -12,284 | -100.0% | -0.00% | – |
| MUDSW | Exit | MUDRICK CAPITAL ACQU CORP II*w exp 09/10/202 | $0 | – | -33,750 | -100.0% | -0.00% | – |
| COMT | Exit | ISHARES U S ETF TRgsci cmdty stgy | $0 | – | -3,446 | -100.0% | -0.00% | – |
| IKNX | Exit | IKONICS CORP | $0 | – | -9,800 | -100.0% | -0.00% | – |
| FVTU | Exit | FORTRESS VALUE ACQUIS CORP Iunit 12/31/2027 | $0 | – | -9,985 | -100.0% | -0.00% | – |
| WPF | Exit | FOLEY TRASIMENE ACQUISTN COR | $0 | – | -14,750 | -100.0% | -0.00% | – |
| ALLE | Exit | ALLEGION PLC | $0 | – | -1,923 | -100.0% | -0.00% | – |
| DGNR | Exit | DRAGONEER GROWTH OPPORTUN CO | $0 | – | -42,978 | -100.0% | -0.00% | – |
| CTG | Exit | COMPUTER TASK GROUP INC | $0 | – | -45,285 | -100.0% | -0.00% | – |
| CMLFU | Exit | CM LIFE SCIENCES INCunit 09/01/2025 | $0 | – | -25,890 | -100.0% | -0.00% | – |
| SRNGU | Exit | SOARING EAGLE ACQUISITION COunit 02/23/2026 | $0 | – | -42,370 | -100.0% | -0.00% | – |
| MUDS | Exit | MUDRICK CAPITAL ACQU CORP II | $0 | – | -44,500 | -100.0% | -0.00% | – |
| CNST | Exit | CONSTELLATION PHARMCETICLS I | $0 | – | -16,894 | -100.0% | -0.00% | – |
| PFPT | Exit | PROOFPOINT INC | $0 | – | -2,804 | -100.0% | -0.00% | – |
| MOMO | Exit | MOMO INCadr | $0 | – | -31,374 | -100.0% | -0.00% | – |
| QFTAU | Exit | QUANTUM FINTECH ACQUISTIN COunit 10/30/2026 | $0 | – | -73,150 | -100.0% | -0.00% | – |
| CCIV | Exit | CHURCHILL CAPITAL CORP IVcl a | $0 | – | -23,279 | -100.0% | -0.00% | – |
| VIR | Exit | VIR BIOTECHNOLOGY INC | $0 | – | -13,832 | -100.0% | -0.00% | – |
| ASR | Exit | GRUPO AEROPORTUARIO DEL SUREspon adr ser b | $0 | – | -5,504 | -100.0% | -0.01% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INC | $0 | – | -13,253 | -100.0% | -0.01% | – |
| WORK | Exit | SLACK TECHNOLOGIES INC | $0 | – | -147,761 | -100.0% | -0.04% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -693,326 | -100.0% | -0.05% | – |
| ORBC | Exit | ORBCOMM INC | $0 | – | -2,450,846 | -100.0% | -0.16% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
| 13F-HR | 2022-11-02 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.