$17.8 Billion is the total value of Rockefeller Capital Management L.P.'s 4970 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IAU | New | ISHARES GOLD TRishares new | $20,414,000 | – | 605,637 | +100.0% | 0.12% | – |
| MLI | New | MUELLER INDS INC | $15,419,000 | – | 356,055 | +100.0% | 0.09% | – |
| COPX | New | GLOBAL X FDSglobal x copper | $7,165,000 | – | 192,875 | +100.0% | 0.04% | – |
| BRW | New | SABA CAPITAL INCOME & OPRNTshares | $5,107,000 | – | 1,084,356 | +100.0% | 0.03% | – |
| PTCT | New | PTC THERAPEUTICS INC | $4,782,000 | – | 113,147 | +100.0% | 0.03% | – |
| EFAX | New | SPDR INDEX SHS FDSmsci eafe fs etf | $4,038,000 | – | 48,350 | +100.0% | 0.02% | – |
| MMLG | New | FIRST TR EXCHNG TRADED FD VImlt mngd lrg grw | $3,050,000 | – | 115,075 | +100.0% | 0.02% | – |
| STX | New | SEAGATE TECHNOLOGY HLDNGS PL | $2,916,000 | – | 33,167 | +100.0% | 0.02% | – |
| IAC | New | IAC INTERACTIVECORP NEW | $2,868,000 | – | 18,605 | +100.0% | 0.02% | – |
| GGB | New | GERDAU SAspon adr rep pfd | $2,668,000 | – | 452,232 | +100.0% | 0.02% | – |
| EEMX | New | SPDR INDEX SHS FDSmsci emr mkt etf | $2,442,000 | – | 29,750 | +100.0% | 0.01% | – |
| REMX | New | VANECK VECTORS ETF TRrare earth strat | $2,445,000 | – | 28,779 | +100.0% | 0.01% | – |
| DFAC | New | DIMENSIONAL ETF TRUSTus core equity 2 | $2,520,000 | – | 93,446 | +100.0% | 0.01% | – |
| IVLU | New | ISHARES TRmsci intl vlu ft | $2,312,000 | – | 89,559 | +100.0% | 0.01% | – |
| COIN | New | COINBASE GLOBAL INC | $1,510,000 | – | 5,966 | +100.0% | 0.01% | – |
| ODP | New | THE ODP CORP | $1,652,000 | – | 34,414 | +100.0% | 0.01% | – |
| MRVL | New | MARVELL TECHNOLOGY INC | $1,518,000 | – | 26,038 | +100.0% | 0.01% | – |
| VMEO | New | VIMEO INC | $1,351,000 | – | 27,596 | +100.0% | 0.01% | – |
| SKIN | New | THE BEAUTY HEALTH COMPANY | $1,276,000 | – | 76,004 | +100.0% | 0.01% | – |
| BBEU | New | J P MORGAN EXCHANGE-TRADED Fbetabuilders eur | $1,178,000 | – | 20,132 | +100.0% | 0.01% | – |
| BBAX | New | J P MORGAN EXCHANGE-TRADED Fbetabuilders dev | $1,320,000 | – | 22,589 | +100.0% | 0.01% | – |
| OGN | New | ORGANON & CO | $1,315,000 | – | 43,507 | +100.0% | 0.01% | – |
| BBJP | New | J P MORGAN EXCHANGE-TRADED Fbetabuldrs japan | $1,040,000 | – | 18,425 | +100.0% | 0.01% | – |
| TECK | New | TECK RESOURCES LTDcl b | $1,119,000 | – | 48,595 | +100.0% | 0.01% | – |
| PXH | New | INVESCO EXCH TRADED FD TR IIftse rafi emng | $1,130,000 | – | 48,429 | +100.0% | 0.01% | – |
| OTLY | New | OATLY GROUP ABsponsored ads | $1,050,000 | – | 42,947 | +100.0% | 0.01% | – |
| MVT | New | BLACKROCK MUNIVEST FD II INC | $970,000 | – | 61,782 | +100.0% | 0.01% | – |
| NUMV | New | NUSHARES ETF TRnuveen esg midvl | $922,000 | – | 25,450 | +100.0% | 0.01% | – |
| PTRA | New | PROTERRA INC | $975,000 | – | 57,000 | +100.0% | 0.01% | – |
| URA | New | GLOBAL X FDSglobal x uranium | $848,000 | – | 40,012 | +100.0% | 0.01% | – |
| HEWJ | New | ISHARES TRhdg msci japan | $645,000 | – | 16,614 | +100.0% | 0.00% | – |
| GMBT | New | QUEENS GAMBIT GROWTH CAPITAL | $787,000 | – | 80,982 | +100.0% | 0.00% | – |
| PV | New | PRIMAVERA CAPITAL ACQUIST CO | $648,000 | – | 66,400 | +100.0% | 0.00% | – |
| ENNVU | New | ECP ENVIRONMENTAL GW OPT CORunit 03/01/2026 | $658,000 | – | 64,969 | +100.0% | 0.00% | – |
| FXN | New | FIRST TR EXCHANGE TRADED FDenergy alphadx | $719,000 | – | 63,018 | +100.0% | 0.00% | – |
| CALF | New | PACER FDS TRpacer us small | $732,000 | – | 16,430 | +100.0% | 0.00% | – |
| BBCA | New | J P MORGAN EXCHANGE-TRADED Fbetabuilders cda | $681,000 | – | 10,541 | +100.0% | 0.00% | – |
| PFL | New | PIMCO INCOME STRATEGY FD | $556,000 | – | 43,657 | +100.0% | 0.00% | – |
| PFN | New | PIMCO INCOME STRATEGY FD II | $546,000 | – | 49,778 | +100.0% | 0.00% | – |
| PBYI | New | PUMA BIOTECHNOLOGY INC | $524,000 | – | 57,102 | +100.0% | 0.00% | – |
| RMT | New | ROYCE MICRO-CAP TR INC | $598,000 | – | 48,240 | +100.0% | 0.00% | – |
| MUDS | New | MUDRICK CAPITAL ACQU CORP II | $554,000 | – | 44,500 | +100.0% | 0.00% | – |
| CNST | New | CONSTELLATION PHARMCETICLS I | $569,000 | – | 16,894 | +100.0% | 0.00% | – |
| MCW | New | MISTER CAR WASH INC | $599,000 | – | 27,868 | +100.0% | 0.00% | – |
| UTL | New | UNITIL CORP | $529,000 | – | 10,000 | +100.0% | 0.00% | – |
| BLU | New | BELLUS HEALTH INC NEW | $616,000 | – | 198,149 | +100.0% | 0.00% | – |
| ATIP | New | ATI PHYSICAL THERAPY INC | $494,000 | – | 51,799 | +100.0% | 0.00% | – |
| MAPS | New | WM TECHNOLOGY INC | $589,000 | – | 33,000 | +100.0% | 0.00% | – |
| JMOM | New | J P MORGAN EXCHANGE-TRADED Fus momentum | $446,000 | – | 10,245 | +100.0% | 0.00% | – |
| OXSQ | New | OXFORD SQUARE CAP CORP | $601,000 | – | 122,570 | +100.0% | 0.00% | – |
| ICOW | New | PACER FDS TRdeveloped mrkt | $478,000 | – | 14,696 | +100.0% | 0.00% | – |
| FVT | New | FORTRESS VALUE ACQUIS CORP I | $585,000 | – | 59,615 | +100.0% | 0.00% | – |
| CHPT | New | CHARGEPOINT HOLDINGS INC | $421,000 | – | 12,120 | +100.0% | 0.00% | – |
| APP | New | APPLOVIN CORP | $375,000 | – | 5,000 | +100.0% | 0.00% | – |
| LEAP | New | RIBBIT LEAP LTD | $392,000 | – | 36,745 | +100.0% | 0.00% | – |
| FLQL | New | FRANKLIN TEMPLETON ETF TRlibertyq us eqt | $398,000 | – | 9,300 | +100.0% | 0.00% | – |
| DTH | New | WISDOMTREE TRitl high div fd | $392,000 | – | 9,907 | +100.0% | 0.00% | – |
| NSL | New | NUVEEN SR INCOME FD | $422,000 | – | 71,434 | +100.0% | 0.00% | – |
| IXG | New | ISHARES TRglobal finls etf | $267,000 | – | 3,444 | +100.0% | 0.00% | – |
| ATMP | New | BARCLAYS BANK PLCipath selct mlp | $336,000 | – | 20,340 | +100.0% | 0.00% | – |
| DBRG | New | DIGITALBRIDGE GROUP INC | $428,000 | – | 54,193 | +100.0% | 0.00% | – |
| DGNR | New | DRAGONEER GROWTH OPPORTUN CO | $428,000 | – | 42,978 | +100.0% | 0.00% | – |
| CBAY | New | CYMABAY THERAPEUTICS INC | $431,000 | – | 99,000 | +100.0% | 0.00% | – |
| DVYA | New | ISHARES INCasia/pac div etf | $395,000 | – | 9,752 | +100.0% | 0.00% | – |
| REM | New | ISHARES TRmortge rel etf | $301,000 | – | 8,124 | +100.0% | 0.00% | – |
| SOFI | New | SOFI TECHNOLOGIES INC | $292,000 | – | 15,250 | +100.0% | 0.00% | – |
| AVO | New | MISSION PRODUCE INC | $362,000 | – | 17,500 | +100.0% | 0.00% | – |
| CMLFU | New | CM LIFE SCIENCES INCunit 09/01/2025 | $408,000 | – | 25,890 | +100.0% | 0.00% | – |
| ALF | New | ALFI INC | $216,000 | – | 14,696 | +100.0% | 0.00% | – |
| AA | New | ALCOA CORP | $111,000 | – | 3,037 | +100.0% | 0.00% | – |
| ALTG | New | ALTA EQUIPMENT GROUP INC | $107,000 | – | 8,083 | +100.0% | 0.00% | – |
| AVTR | New | AVANTOR INC | $150,000 | – | 4,231 | +100.0% | 0.00% | – |
| BODY | New | THE BEACHBODY COMPANY INC | $156,000 | – | 15,000 | +100.0% | 0.00% | – |
| CANO | New | CANO HEALTH INC | $245,000 | – | 20,275 | +100.0% | 0.00% | – |
| GLV | New | CLOUGH GLOBAL DIVID & INCOME | $114,000 | – | 10,527 | +100.0% | 0.00% | – |
| DIDI | New | DIDI GLOBAL INCsponsored ads | $182,000 | – | 12,900 | +100.0% | 0.00% | – |
| DCRBU | New | DECARBONIZATION PLUS ACQU COunit 10/02/2025 | $114,000 | – | 10,000 | +100.0% | 0.00% | – |
| ENVI | New | ENVIRONMENTAL IMPACT ACQU CO | $98,000 | – | 10,000 | +100.0% | 0.00% | – |
| DEED | New | FIRST TR EXCHNG TRADED FD VItcw securitized | $259,000 | – | 10,014 | +100.0% | 0.00% | – |
| HIW | New | HIGHWOODS PPTYS INC | $143,000 | – | 3,171 | +100.0% | 0.00% | – |
| IKNX | New | IKONICS CORP | $189,000 | – | 9,800 | +100.0% | 0.00% | – |
| RZV | New | INVESCO EXCHANGE TRADED FD Ts&p sml600 val | $228,000 | – | 2,404 | +100.0% | 0.00% | – |
| RCD | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $100,000 | – | 676 | +100.0% | 0.00% | – |
| PFM | New | INVESCO EXCHANGE TRADED FD Tdivid achievev | $108,000 | – | 3,000 | +100.0% | 0.00% | – |
| DBO | New | INVESCO DB MULTI-SECTOR COMMoil fd | $118,000 | – | 9,209 | +100.0% | 0.00% | – |
| QLTA | New | ISHARES TRa rate cp bd etf | $153,000 | – | 2,692 | +100.0% | 0.00% | – |
| COMT | New | ISHARES U S ETF TRgsci cmdty stgy | $118,000 | – | 3,446 | +100.0% | 0.00% | – |
| FIBR | New | ISHARES TRu.s. fixed incme | $249,000 | – | 2,477 | +100.0% | 0.00% | – |
| LGO | New | LARGO RES LTD | $101,000 | – | 6,525 | +100.0% | 0.00% | – |
| MUDSW | New | MUDRICK CAPITAL ACQU CORP II*w exp 09/10/202 | $141,000 | – | 33,750 | +100.0% | 0.00% | – |
| NBXG | New | NEUBERGER BERMAN NEXT GENERA | $149,000 | – | 7,442 | +100.0% | 0.00% | – |
| NRIM | New | NORTHRIM BANCORP INC | $171,000 | – | 4,000 | +100.0% | 0.00% | – |
| NDMO | New | NUVEEN DYNAMIC MUN OPPORTUNI | $113,000 | – | 6,700 | +100.0% | 0.00% | – |
| PLTK | New | PLAYTIKA HLDG CORP | $238,000 | – | 10,000 | +100.0% | 0.00% | – |
| PLYM | New | PLYMOUTH INDL REIT INC | $167,000 | – | 8,345 | +100.0% | 0.00% | – |
| RNLX | New | RENALYTIX PLCads | $166,000 | – | 5,400 | +100.0% | 0.00% | – |
| RCII | New | RENT A CTR INC NEW | $106,000 | – | 2,006 | +100.0% | 0.00% | – |
| SVM | New | SILVERCORP METALS INC | $110,000 | – | 20,100 | +100.0% | 0.00% | – |
| THC | New | TENET HEALTHCARE CORP | $180,000 | – | 2,700 | +100.0% | 0.00% | – |
| SKINW | New | THE BEAUTY HEALTH COMPANY*w exp 05/04/202 | $245,000 | – | 38,428 | +100.0% | 0.00% | – |
| TTC | New | TORO CO | $124,000 | – | 1,135 | +100.0% | 0.00% | – |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $177,000 | – | 7,400 | +100.0% | 0.00% | – |
| UPST | New | UPSTART HLDGS INC | $241,000 | – | 1,935 | +100.0% | 0.00% | – |
| XMPT | New | VANECK VECTORS ETF TR | $120,000 | – | 4,011 | +100.0% | 0.00% | – |
| ZY | New | ZYMERGEN INC | $128,000 | – | 3,200 | +100.0% | 0.00% | – |
| BTWNU | New | BRIDGETOWN HOLDINGS LTDunit 10/15/2025 | $206,000 | – | 19,082 | +100.0% | 0.00% | – |
| BTNB | New | BRIDGETOWN 2 HOLDINGS LTDcl a | $188,000 | – | 18,500 | +100.0% | 0.00% | – |
| LIIIU | New | LEO HOLDINGS III CORPunit 99/99/9999 | $247,000 | – | 24,600 | +100.0% | 0.00% | – |
| SRNG | New | SOARING EAGLE ACQUISITION CO | $177,000 | – | 17,850 | +100.0% | 0.00% | – |
| IS | New | IRONSOURCE LTD | $120,000 | – | 11,482 | +100.0% | 0.00% | – |
| KRBN | New | KRANESHARES TRglobal carbon | $73,000 | – | 2,000 | +100.0% | 0.00% | – |
| KURE | New | KRANESHARES TRmsci all china | $31,000 | – | 700 | +100.0% | 0.00% | – |
| KEMQ | New | KRANESHARES TRemrng mkt cons | $28,000 | – | 850 | +100.0% | 0.00% | – |
| KURA | New | KURA ONCOLOGY INC | $0 | – | 29 | +100.0% | 0.00% | – |
| IBIO | New | IBIO INC | $2,000 | – | 1,500 | +100.0% | 0.00% | – |
| KRTX | New | KARUNA THERAPEUTICS INC | $1,000 | – | 9 | +100.0% | 0.00% | – |
| KPLT | New | KATAPULT HOLDINGS INC | $54,000 | – | 5,000 | +100.0% | 0.00% | – |
| KMF | New | KAYNE ANDERSON NEXTGEN ENRGY | $0 | – | 14 | +100.0% | 0.00% | – |
| KCACU | New | KENSINGTON CAPITAL ACQUISITIunit 99/99/9999 | $72,000 | – | 7,000 | +100.0% | 0.00% | – |
| KFRC | New | KFORCE INC | $50,000 | – | 802 | +100.0% | 0.00% | – |
| KOD | New | KODIAK SCIENCES INC | $0 | – | 7 | +100.0% | 0.00% | – |
| KF | New | KOREA FD INC | $12,000 | – | 275 | +100.0% | 0.00% | – |
| HTHT | New | HUAZHU GROUP LTDsponsored ads | $0 | – | 13 | +100.0% | 0.00% | – |
| HNP | New | HUANENG PWR INTL INC | $0 | – | 57 | +100.0% | 0.00% | – |
| HOOK | New | HOOKIPA PHARMA INC | $14,000 | – | 1,600 | +100.0% | 0.00% | – |
| LSCC | New | LATTICE SEMICONDUCTOR CORP | $2,000 | – | 41 | +100.0% | 0.00% | – |
| LESL | New | LESLIES INC | $7,000 | – | 285 | +100.0% | 0.00% | – |
| LEVI | New | LEVI STRAUSS & CO NEW | $5,000 | – | 181 | +100.0% | 0.00% | – |
| ZEV | New | LIGHTNING EMOTORS INC | $2,000 | – | 300 | +100.0% | 0.00% | – |
| LEV | New | THE LION ELECTRIC COMPANY | $11,000 | – | 600 | +100.0% | 0.00% | – |
| HEXO | New | HEXO CORP | $5,000 | – | 925 | +100.0% | 0.00% | – |
| LITE | New | LUMENTUM HLDGS INC | $1,000 | – | 17 | +100.0% | 0.00% | – |
| MTG | New | MGIC INVT CORP WIS | $0 | – | 40 | +100.0% | 0.00% | – |
| MGPI | New | MGP INGREDIENTS INC NEW | $1,000 | – | 21 | +100.0% | 0.00% | – |
| HTLD | New | HEARTLAND EXPRESS INC | $5,000 | – | 338 | +100.0% | 0.00% | – |
| MYTE | New | MYT NETHERLANDS PARENT B Vads | $1,000 | – | 46 | +100.0% | 0.00% | – |
| MAC | New | MACERICH CO | $23,000 | – | 1,300 | +100.0% | 0.00% | – |
| HAYW | New | HAYWARD HLDGS INC | $0 | – | 20 | +100.0% | 0.00% | – |
| HE | New | HAWAIIAN ELEC INDUSTRIES | $29,000 | – | 703 | +100.0% | 0.00% | – |
| DBMF | New | MANAGER DIRECTED PORTFOLIOSim dbi mngd fu | $27,000 | – | 977 | +100.0% | 0.00% | – |
| HMY | New | HARMONY GOLD MINING CO LTDsponsored adr | $23,000 | – | 6,375 | +100.0% | 0.00% | – |
| MRVI | New | MARAVAI LIFESCIENCES HLDGS I | $2,000 | – | 70 | +100.0% | 0.00% | – |
| HZO | New | MARINEMAX INC | $1,000 | – | 41 | +100.0% | 0.00% | – |
| HPF | New | HANCOCK JOHN PFD INCOME FD I | $0 | – | 0 | +100.0% | 0.00% | – |
| New | MARRIOTT VACATIONS WORLDWIDEnote 1.500% 9/1 | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $10,000 | – | 502 | +100.0% | 0.00% | – |
| BTO | New | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $5,000 | – | 142 | +100.0% | 0.00% | – |
| HEES | New | H & E EQUIPMENT SERVICES INC | $61,000 | – | 1,848 | +100.0% | 0.00% | – |
| GGM | New | GUGGENHEIM CR ALLOCATION FD | $21,000 | – | 1,000 | +100.0% | 0.00% | – |
| MCFE | New | MCAFEE CORP | $60,000 | – | 2,144 | +100.0% | 0.00% | – |
| GPM | New | GUGGENHEIM ENHANCED EQT INCM | $2,000 | – | 250 | +100.0% | 0.00% | – |
| VIVO | New | MERIDIAN BIOSCIENCE INC | $44,000 | – | 2,000 | +100.0% | 0.00% | – |
| MNMD | New | MIND MEDICINE MINDMED INC | $8,000 | – | 2,384 | +100.0% | 0.00% | – |
| MBT | New | MOBILE TELESYSTEMS PJSCsponsored adr | $1,000 | – | 147 | +100.0% | 0.00% | – |
| GRA | New | GRACE W R & CO DEL NEW | $3,000 | – | 54 | +100.0% | 0.00% | – |
| MNTV | New | MOMENTIVE GLOBAL INC | $1,000 | – | 76 | +100.0% | 0.00% | – |
| MCRI | New | MONARCH CASINO & RESORT INC | $0 | – | 14 | +100.0% | 0.00% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $4,000 | – | 268 | +100.0% | 0.00% | – |
| IIF | New | MORGAN STANLEY INDIA INVT FD | $13,000 | – | 540 | +100.0% | 0.00% | – |
| GROY | New | GOLD ROYALTY CORP | $3,000 | – | 600 | +100.0% | 0.00% | – |
| COOP | New | MR COOPER GROUP INC | $0 | – | 8 | +100.0% | 0.00% | – |
| MUR | New | MURPHY OIL CORP | $1,000 | – | 44 | +100.0% | 0.00% | – |
| NSTG | New | NANOSTRING TECHNOLOGIES INC | $0 | – | 11 | +100.0% | 0.00% | – |
| FIZZ | New | NATIONAL BEVERAGE CORP | $6,000 | – | 139 | +100.0% | 0.00% | – |
| NGS | New | NATURAL GAS SVCS GROUP INC | $8,000 | – | 850 | +100.0% | 0.00% | – |
| NAUT | New | NAUTILUS BIOTECHNOLOGY INC | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| NVRO | New | NEVRO CORP | $1,000 | – | 8 | +100.0% | 0.00% | – |
| CHIX | New | GLOBAL X FDSmsci china fincl | $10,000 | – | 700 | +100.0% | 0.00% | – |
| DIV | New | GLOBAL X FDSglobx supdv us | $4,000 | – | 201 | +100.0% | 0.00% | – |
| GLP | New | GLOBAL PARTNERS LP | $38,000 | – | 1,487 | +100.0% | 0.00% | – |
| NYMT | New | NEW YORK MTG TR INC | $0 | – | 4 | +100.0% | 0.00% | – |
| GACQU | New | GLOBAL CONSUMER ACQUISITN COunit 05/21/2026 | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| GKOS | New | GLAUKOS CORP | $8,000 | – | 104 | +100.0% | 0.00% | – |
| NEX | New | NEXTIER OILFIELD SOLUTIONS | $7,000 | – | 1,500 | +100.0% | 0.00% | – |
| NEXT | New | NEXTDECADE CORP | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| GTY | New | GETTY RLTY CORP NEW | $15,000 | – | 500 | +100.0% | 0.00% | – |
| NIU | New | NIU TECHNOLOGIESads | $48,000 | – | 1,500 | +100.0% | 0.00% | – |
| GNTX | New | GENTEX CORP | $3,000 | – | 118 | +100.0% | 0.00% | – |
| NDLS | New | NOODLES & CO | $0 | – | 50 | +100.0% | 0.00% | – |
| GTX | New | GARRETT MOTION INC | $8,000 | – | 1,162 | +100.0% | 0.00% | – |
| NOA | New | NORTH AMERN CONSTR GROUP LTD | $10,000 | – | 700 | +100.0% | 0.00% | – |
| GGRW | New | GABELLI ETFS TRUSTgrowth innovator | $5,000 | – | 230 | +100.0% | 0.00% | – |
| NNY | New | NUVEEN N Y MUN VALUE FD | $54,000 | – | 5,455 | +100.0% | 0.00% | – |
| GABRT | New | GABELLI EQUITY TR INCright 07/14/2021 | $3,000 | – | 28,420 | +100.0% | 0.00% | – |
| GIII | New | G III APPAREL GROUP LTD | $1,000 | – | 50 | +100.0% | 0.00% | – |
| OI | New | O-I GLASS INC | $6,000 | – | 398 | +100.0% | 0.00% | – |
| OUSM | New | OSI ETF TRoshares us smlcp | $26,000 | – | 763 | +100.0% | 0.00% | – |
| FVTWS | New | FORTRESS VALUE ACQUIS CORP I*w exp 12/31/202 | $14,000 | – | 11,923 | +100.0% | 0.00% | – |
| ONTX | New | ONCONOVA THERAPEUTICS INC | $3,000 | – | 566 | +100.0% | 0.00% | – |
| ONEM | New | 1LIFE HEALTHCARE INC | $46,000 | – | 1,400 | +100.0% | 0.00% | – |
| ORGN | New | ORIGIN MATERIALS INC | $14,000 | – | 1,750 | +100.0% | 0.00% | – |
| ORPH | New | ORPHAZYME A Sads | $4,000 | – | 600 | +100.0% | 0.00% | – |
| FOR | New | FORESTAR GROUP INC | $43,000 | – | 2,100 | +100.0% | 0.00% | – |
| FLDM | New | FLUIDIGM CORP DEL | $0 | – | 10 | +100.0% | 0.00% | – |
| FLO | New | FLOWERS FOODS INC | $1,000 | – | 65 | +100.0% | 0.00% | – |
| IQDF | New | FLEXSHARES TRintl qltdv idx | $86,000 | – | 3,250 | +100.0% | 0.00% | – |
| PNM | New | PNM RES INC | $4,000 | – | 100 | +100.0% | 0.00% | – |
| SDHY | New | PGIM SHORT DUR HIG YLD OPP F | $29,000 | – | 1,500 | +100.0% | 0.00% | – |
| PDO | New | PIMCO DYNAMIC INCOME OPRNTS | $23,000 | – | 1,000 | +100.0% | 0.00% | – |
| FFC | New | FLAHERTY & CRUMRINE PFD SECS | $18,000 | – | 808 | +100.0% | 0.00% | – |
| ECOW | New | PACER FDS TRemrg mkt cash | $7,000 | – | 300 | +100.0% | 0.00% | – |
| FAPR | New | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | PACTIV EVERGREEN INC | $9,000 | – | 600 | +100.0% | 0.00% | – | |
| DAPR | New | FIRST TR EXCHNG TRADED FD VIcboe vest us dep | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| PDCO | New | PATTERSON COS INC | $20,000 | – | 659 | +100.0% | 0.00% | – |
| FVC | New | FIRST TR EXCHANGE-TRADED FDdorsey wright | $36,000 | – | 992 | +100.0% | 0.00% | – |
| PAY | New | PAYMENTUS HOLDINGS INC | $14,000 | – | 400 | +100.0% | 0.00% | – |
| BTU | New | PEABODY ENGR CORP | $0 | – | 60 | +100.0% | 0.00% | – |
| PDSB | New | PDS BIOTECHNOLOGY CORP | $83,000 | – | 6,685 | +100.0% | 0.00% | – |
| PEGA | New | PEGASYSTEMS INC | $3,000 | – | 23 | +100.0% | 0.00% | – |
| FTXN | New | FIRST TR EXCHANGE-TRADED FDnasdq oil gas | $9,000 | – | 501 | +100.0% | 0.00% | – |
| PNTG | New | PENNANT GROUP INC | $1,000 | – | 26 | +100.0% | 0.00% | – |
| PETS | New | PETMED EXPRESS INC | $32,000 | – | 1,033 | +100.0% | 0.00% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROsponsored adr | $49,000 | – | 4,129 | +100.0% | 0.00% | – |
| PLL | New | PIEDMONT LITHIUM INC | $39,000 | – | 500 | +100.0% | 0.00% | – |
| PCN | New | PIMCO CORPORATE & INCM STRG | $17,000 | – | 922 | +100.0% | 0.00% | – |
| LTPZ | New | PIMCO ETF TR15+ yr us tips | $26,000 | – | 302 | +100.0% | 0.00% | – |
| FCG | New | FIRST TR EXCHANGE-TRADED FDnat gas etf | $24,000 | – | 1,500 | +100.0% | 0.00% | – |
| FFA | New | FIRST TR ENHANCED EQUITY INC | $11,000 | – | 562 | +100.0% | 0.00% | – |
| FMBH | New | FIRST MID ILL BANCSHARES INC | $54,000 | – | 1,350 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER CORP | $7,000 | – | 450 | +100.0% | 0.00% | – |
| PSTX | New | POSEIDA THERAPEUTICS INC | $12,000 | – | 1,250 | +100.0% | 0.00% | – |
| PRAX | New | PRAXIS PRECISION MEDICINES I | $7,000 | – | 400 | +100.0% | 0.00% | – |
| PFBI | New | PREMIER FINL BANCORP INC | $23,000 | – | 1,375 | +100.0% | 0.00% | – |
| PINC | New | PREMIER INCcl a | $4,000 | – | 135 | +100.0% | 0.00% | – |
| PVG | New | PRETIUM RES INC | $50,000 | – | 5,300 | +100.0% | 0.00% | – |
| FGBI | New | FIRST GTY BANCSHARES INC | $0 | – | 51 | +100.0% | 0.00% | – |
| PRIM | New | PRIMORIS SVCS CORP | $2,000 | – | 100 | +100.0% | 0.00% | – |
| FFIN | New | FIRST FINL BANKSHARES INC | $9,000 | – | 223 | +100.0% | 0.00% | – |
| UFO | New | PROCURE ETF TRUST IIspace etf | $0 | – | 4 | +100.0% | 0.00% | – |
| PRGS | New | PROGRESS SOFTWARE CORP | $42,000 | – | 914 | +100.0% | 0.00% | – |
| FFBC | New | FIRST FINL BANCORP OH | $36,000 | – | 1,553 | +100.0% | 0.00% | – |
| FMO | New | FIDUCIARY CLAYMORE ENGRY INF | $0 | – | 70 | +100.0% | 0.00% | – |
| FIDI | New | FIDELITY COVINGTON TRUSTint hg div etf | $17,000 | – | 836 | +100.0% | 0.00% | – |
| FDHY | New | FIDELITY COVINGTON TRUSThigh yild etf | $12,000 | – | 225 | +100.0% | 0.00% | – |
| SDOW | New | PROSHARES TRultrashrt dow 30 | $4,000 | – | 125 | +100.0% | 0.00% | – |
| FATE | New | FATE THERAPEUTICS INC | $0 | – | 8 | +100.0% | 0.00% | – |
| FST | New | FAST ACQUISITION CORP | $1,000 | – | 97 | +100.0% | 0.00% | – |
| FTCI | New | FTC SOLAR INC | $7,000 | – | 600 | +100.0% | 0.00% | – |
| KWR | New | QUAKER CHEM CORP | $3,000 | – | 13 | +100.0% | 0.00% | – |
| XM | New | QUALTRICS INTL INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| UTRN | New | EXCHANGE TRADED CONCEPTS TRvspr us lc etf | $10,000 | – | 300 | +100.0% | 0.00% | – |
| URNM | New | EXCHANGE TRADED CONCEPTS TRnorth shor gbl | $18,000 | – | 300 | +100.0% | 0.00% | – |
| EVH | New | EVOLENT HEALTH INCcl a | $1,000 | – | 78 | +100.0% | 0.00% | – |
| EVTC | New | EVERTEC INC | $6,000 | – | 145 | +100.0% | 0.00% | – |
| EVRI | New | EVERI HLDGS INC | $2,000 | – | 114 | +100.0% | 0.00% | – |
| RXRX | New | RECURSION PHARMACEUTICALS INcl a | $36,000 | – | 1,000 | +100.0% | 0.00% | – |
| RFP | New | RESOLUTE FST PRODS INC | $0 | – | 55 | +100.0% | 0.00% | – |
| REYN | New | REYNOLDS CONSUMER PRODS INC | $56,000 | – | 1,857 | +100.0% | 0.00% | – |
| RBBN | New | RIBBON COMMUNICATIONS INC | $45,000 | – | 5,990 | +100.0% | 0.00% | – |
| EVA | New | ENVIVA PARTNERS LP | $52,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | RINGCENTRAL INCnote3/0 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| ENVIW | New | ENVIRONMENTAL IMPACT ACQU CO*w exp 09/30/202 | $5,000 | – | 5,000 | +100.0% | 0.00% | – |
| RMM | New | RIVERNORTH MANAGED DUR MUN I | $30,000 | – | 1,500 | +100.0% | 0.00% | – |
| RCKY | New | ROCKY BRANDS INC | $47,000 | – | 860 | +100.0% | 0.00% | – |
| ROT | New | ROTOR ACQUISITION CORP | $0 | – | 50 | +100.0% | 0.00% | – |
| RSI | New | RUSH STREET INTERACTIVE INC | $1,000 | – | 90 | +100.0% | 0.00% | – |
| EC | New | ECOPETROL S Asponsored ads | $28,000 | – | 2,017 | +100.0% | 0.00% | – |
| WDIV | New | SPDR INDEX SHS FDSs&p glbdiv etf | $55,000 | – | 820 | +100.0% | 0.00% | – |
| GWX | New | SPDR INDEX SHS FDSs&p intl smlcp | $16,000 | – | 432 | +100.0% | 0.00% | – |
| ETO | New | EATON VANCE TAX-ADVANTAGED G | $44,000 | – | 1,522 | +100.0% | 0.00% | – |
| EVN | New | EATON VANCE MUNI INCOME TRUSsh ben int | $9,000 | – | 650 | +100.0% | 0.00% | – |
| EAR | New | EARGO INC | $16,000 | – | 418 | +100.0% | 0.00% | – |
| EVOP | New | EVO PMTS INC | $13,000 | – | 481 | +100.0% | 0.00% | – |
| AMZA | New | ETFIS SER TR Iinfrac act mlp | $22,000 | – | 755 | +100.0% | 0.00% | – |
| EPR | New | EPR PPTYS | $7,000 | – | 133 | +100.0% | 0.00% | – |
| KCE | New | SPDR SER TRs&p cap mkts | $33,000 | – | 351 | +100.0% | 0.00% | – |
| ENNV | New | ECP ENVIRONMENTAL GW OPT COR | $74,000 | – | 7,655 | +100.0% | 0.00% | – |
| DT | New | DYNATRACE INC | $12,000 | – | 223 | +100.0% | 0.00% | – |
| KOMP | New | SPDR SER TRs&p kensho new | $23,000 | – | 350 | +100.0% | 0.00% | – |
| DBL | New | DOUBLELINE OPPORTUNISTIC CR | $10,000 | – | 529 | +100.0% | 0.00% | – |
| HAIL | New | SPDR SER TRs&p kensho smart | $6,000 | – | 100 | +100.0% | 0.00% | – |
| ONEV | New | SPDR SER TRrussell low vol | $62,000 | – | 599 | +100.0% | 0.00% | – |
| LGLV | New | SPDR SER TRssga us lrg etf | $76,000 | – | 573 | +100.0% | 0.00% | – |
| SQZ | New | SQZ BIOTECHNOLOGIES CO | $5,000 | – | 390 | +100.0% | 0.00% | – |
| SABR | New | SABRE CORP | $1,000 | – | 93 | +100.0% | 0.00% | – |
| DUST | New | DIREXION SHS ETF TRdaily gold miner | $2,000 | – | 120 | +100.0% | 0.00% | – |
| SAFM | New | SANDERSON FARMS INC | $73,000 | – | 392 | +100.0% | 0.00% | – |
| QQQE | New | DIREXION SHS ETF TRnas100 eql wgt | $26,000 | – | 320 | +100.0% | 0.00% | – |
| DRNA | New | DICERNA PHARMACEUTICALS INC | $6,000 | – | 175 | +100.0% | 0.00% | – |
| DCTH | New | DELCATH SYS INC | $9,000 | – | 750 | +100.0% | 0.00% | – |
| SCHY | New | SCHWAB STRATEGIC TRinternl divid | $0 | – | 2 | +100.0% | 0.00% | – |
| FNDB | New | SCHWAB STRATEGIC TRschwab fdt us bm | $84,000 | – | 1,550 | +100.0% | 0.00% | – |
| SGMS | New | SCIENTIFIC GAMES CORP | $0 | – | 5 | +100.0% | 0.00% | – |
| SCU | New | SCULPTOR CAP MGMT | $7,000 | – | 295 | +100.0% | 0.00% | – |
| SCYX | New | SCYNEXIS INC | $14,000 | – | 2,035 | +100.0% | 0.00% | – |
| SZC | New | CUSHING NEXTGEN INFRA INCM F | $24,000 | – | 502 | +100.0% | 0.00% | – |
| SLQT | New | SELECTQUOTE INC | $0 | – | 48 | +100.0% | 0.00% | – |
| CRCT | New | CRICUT INC | $2,000 | – | 60 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCcl b conv | $48,000 | – | 1,703 | +100.0% | 0.00% | – |
| SHLS | New | SHOALS TECHNOLOGIES GROUP INcl a | $12,000 | – | 345 | +100.0% | 0.00% | – |
| SHYF | New | SHYFT GROUP INC | $1,000 | – | 53 | +100.0% | 0.00% | – |
| SLAB | New | SILICON LABORATORIES INC | $8,000 | – | 57 | +100.0% | 0.00% | – |
| SIOX | New | SIO GENE THERAPIES INC | $0 | – | 312 | +100.0% | 0.00% | – |
| SITM | New | SITIME CORP | $1,000 | – | 12 | +100.0% | 0.00% | – |
| KOR | New | CORVUS GOLD INC | $2,000 | – | 917 | +100.0% | 0.00% | – |
| SKIL | New | SKILLSOFT CORPcl a | $59,000 | – | 6,000 | +100.0% | 0.00% | – |
| OFC | New | CORPORATE OFFICE PPTYS TRsh ben int | $50,000 | – | 1,792 | +100.0% | 0.00% | – |
| SOFIW | New | SOFI TECHNOLOGIES INC*w exp 05/28/202 | $11,000 | – | 1,300 | +100.0% | 0.00% | – |
| CHCT | New | COMMUNITY HEALTHCARE TR INC | $1,000 | – | 22 | +100.0% | 0.00% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $0 | – | 10 | +100.0% | 0.00% | – |
| FUND | New | SPROTT FOCUS TR INC | $0 | – | 46 | +100.0% | 0.00% | – |
| SQSP | New | SQUARESPACE INCclass a | $0 | – | 15 | +100.0% | 0.00% | – |
| COHU | New | COHU INC | $1,000 | – | 29 | +100.0% | 0.00% | – |
| STEM | New | STEM INC | $6,000 | – | 186 | +100.0% | 0.00% | – |
| CEM | New | CLEARBRIDGE MLP AND MIDSTRM | $81,000 | – | 2,800 | +100.0% | 0.00% | – |
| CLSK | New | CLEANSPARK INC | $4,000 | – | 250 | +100.0% | 0.00% | – |
| SUMO | New | SUMO LOGIC INC | $0 | – | 37 | +100.0% | 0.00% | – |
| CLNE | New | CLEAN ENERGY FUELS CORP | $0 | – | 63 | +100.0% | 0.00% | – |
| SLF | New | SUN LIFE FINANCIAL INC. | $1,000 | – | 20 | +100.0% | 0.00% | – |
| SUN | New | SUNOCO LP/SUNOCO FIN CORP | $7,000 | – | 204 | +100.0% | 0.00% | – |
| CTRN | New | CITI TRENDS INC | $1,000 | – | 14 | +100.0% | 0.00% | – |
| SNPX | New | SYNAPTOGENIX INC | $0 | – | 25 | +100.0% | 0.00% | – |
| CHT | New | CHUNGHWA TELECOM CO LTDspon adr new11 | $5,000 | – | 134 | +100.0% | 0.00% | – |
| TWN | New | TAIWAN FD INC | $15,000 | – | 435 | +100.0% | 0.00% | – |
| ZNH | New | CHINA SOUTHERN AIRLINES CO Lspon adr cl h | $0 | – | 32 | +100.0% | 0.00% | – |
| LFC | New | CHINA LIFE INS CO LTDspon adr rep h | $0 | – | 83 | +100.0% | 0.00% | – |
| TALKW | New | TALKSPACE INC*w exp 06/21/202 | $13,000 | – | 10,000 | +100.0% | 0.00% | – |
| TEI | New | TEMPLETON EMERGING MKTS INCO | $0 | – | 0 | +100.0% | 0.00% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $0 | – | 0 | +100.0% | 0.00% | – |
| CHRA | New | CHARAH SOLUTIONS INC | $14,000 | – | 2,808 | +100.0% | 0.00% | – |
| CORN | New | TEUCRIUM COMMODITY TR | $4,000 | – | 200 | +100.0% | 0.00% | – |
| CCS | New | CENTURY CMNTYS INC | $8,000 | – | 130 | +100.0% | 0.00% | – |
| CNBKA | New | CENTURY BANCORPORATION INCcl a non vtg | $34,000 | – | 300 | +100.0% | 0.00% | – |
| THR | New | THERMON GROUP HLDGS INC | $1,000 | – | 61 | +100.0% | 0.00% | – |
| CLRB | New | CELLECTAR BIOSCIENCES INC | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| TR | New | TOOTSIE ROLL INDS INC | $20,000 | – | 615 | +100.0% | 0.00% | – |
| TW | New | TRADEWEB MKTS INCcl a | $2,000 | – | 25 | +100.0% | 0.00% | – |
| TRIB | New | TRINITY BIOTECH PLCspon adr new | $2,000 | – | 944 | +100.0% | 0.00% | – |
| TPTX | New | TURNING POINT THERAPEUTICS I | $1,000 | – | 17 | +100.0% | 0.00% | – |
| TSP | New | TUSIMPLE HLDGS INCcl a | $28,000 | – | 409 | +100.0% | 0.00% | – |
| VNET | New | 21VIANET GROUP INCsponsored ads a | $1,000 | – | 58 | +100.0% | 0.00% | – |
| ME | New | 23ANDME HOLDING CO | $18,000 | – | 1,618 | +100.0% | 0.00% | – |
| CAN | New | CANAAN INCsponsored ads | $24,000 | – | 3,054 | +100.0% | 0.00% | – |
| PATH | New | UIPATH INCcl a | $20,000 | – | 296 | +100.0% | 0.00% | – |
| MGMT | New | UNIFIED SER TRballast smlmd cp | $36,000 | – | 1,006 | +100.0% | 0.00% | – |
| WHD | New | CACTUS INCcl a | $28,000 | – | 797 | +100.0% | 0.00% | – |
| UMC | New | UNITED MICROELECTRONICS CORPspon adr new | $5,000 | – | 547 | +100.0% | 0.00% | – |
| USCI | New | UNITED STS COMMODITY INDEX F | $40,000 | – | 1,000 | +100.0% | 0.00% | – |
| CPER | New | UNITED STS COMMODITY INDEX Fcm rep copp fd | $3,000 | – | 150 | +100.0% | 0.00% | – |
| CSGS | New | CSG SYS INTL INC | $64,000 | – | 1,376 | +100.0% | 0.00% | – |
| UNVR | New | UNIVAR SOLUTIONS USA INC | $47,000 | – | 1,947 | +100.0% | 0.00% | – |
| CNA | New | CNA FINL CORP | $3,000 | – | 70 | +100.0% | 0.00% | – |
| UEIC | New | UNIVERSAL ELECTRS INC | $1,000 | – | 30 | +100.0% | 0.00% | – |
| UGRO | New | URBAN-GRO INC | $0 | – | 100 | +100.0% | 0.00% | – |
| CMIIU | New | CM LIFE SCIENCES II INCunit 02/25/2028 | $0 | – | 50 | +100.0% | 0.00% | – |
| VBIV | New | VBI VACCINES INC CDA | $6,000 | – | 2,000 | +100.0% | 0.00% | – |
| VNDA | New | VANDA PHARMACEUTICALS INC | $4,000 | – | 200 | +100.0% | 0.00% | – |
| BYRN | New | BYRNA TECHNOLOGIES INC | $11,000 | – | 500 | +100.0% | 0.00% | – |
| RSX | New | VANECK VECTORS ETF TRrussia etf | $80,000 | – | 2,790 | +100.0% | 0.00% | – |
| BIZD | New | VANECK VECTORS ETF TR | $68,000 | – | 4,000 | +100.0% | 0.00% | – |
| PFXF | New | VANECK VECTORS ETF TRpfd secs ex finl | $42,000 | – | 2,010 | +100.0% | 0.00% | – |
| BTG | New | B2GOLD CORP | $56,000 | – | 13,385 | +100.0% | 0.00% | – |
| HAP | New | VANECK VECTORS ETF TRnat res etf | $23,000 | – | 500 | +100.0% | 0.00% | – |
| BKD | New | BROOKDALE SR LIVING INC | $4,000 | – | 538 | +100.0% | 0.00% | – |
| BRSP | New | BRIGHTSPIRE CAPITAL INC | $6,000 | – | 714 | +100.0% | 0.00% | – |
| New | BRIDGEBIO PHARMA INCnote 2.500% 3/1 | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| BOX | New | BOX INCcl a | $16,000 | – | 649 | +100.0% | 0.00% | – |
| DHF | New | BNY MELLON HIGH YIELD STRATEsh ben int | $0 | – | 0 | +100.0% | 0.00% | – |
| BPMC | New | BLUEPRINT MEDICINES CORP | $1,000 | – | 15 | +100.0% | 0.00% | – |
| OWL | New | BLUE OWL CAPITAL INC | $38,000 | – | 3,000 | +100.0% | 0.00% | – |
| BCOR | New | BLUCORA INC | $0 | – | 10 | +100.0% | 0.00% | – |
| BLDE | New | BLADE AIR MOBILITY INC | $6,000 | – | 610 | +100.0% | 0.00% | – |
| BSTRT | New | BLACKROCK SCIENCE & TECHNOLOright 07/14/2021 | $2,000 | – | 3,616 | +100.0% | 0.00% | – |
| New | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $50,000 | – | 50,000 | +100.0% | 0.00% | – | |
| BSL | New | BLACKSTONE SENIOR FLOATNG RA | $12,000 | – | 785 | +100.0% | 0.00% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES FD | $0 | – | 0 | +100.0% | 0.00% | – |
| MUC | New | BLACKROCK MUNIHLDNGS CALI QL | $15,000 | – | 1,003 | +100.0% | 0.00% | – |
| MQT | New | BLACKROCK MUNIYIELD QUALITY | $21,000 | – | 1,500 | +100.0% | 0.00% | – |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $84,000 | – | 5,418 | +100.0% | 0.00% | – |
| VTHR | New | VANGUARD SCOTTSDALE FDSvng rus3000idx | $70,000 | – | 357 | +100.0% | 0.00% | – |
| VECO | New | VEECO INSTRS INC DEL | $13,000 | – | 550 | +100.0% | 0.00% | – |
| VEDL | New | VEDANTA LIMITEDsponsored adr | $1,000 | – | 80 | +100.0% | 0.00% | – |
| BLPH | New | BELLEROPHON THERAPEUTICS INC | $21,000 | – | 4,500 | +100.0% | 0.00% | – |
| GRN | New | BARCLAYS BK PLCetn 49 | $76,000 | – | 3,400 | +100.0% | 0.00% | – |
| VRTV | New | VERITIV CORP | $0 | – | 5 | +100.0% | 0.00% | – |
| CIB | New | BANCOLOMBIA S Aspon adr pref | $22,000 | – | 774 | +100.0% | 0.00% | – |
| AYRO | New | AYRO INC | $20,000 | – | 4,245 | +100.0% | 0.00% | – |
| AXGN | New | AXOGEN INC | $11,000 | – | 518 | +100.0% | 0.00% | – |
| CAR | New | AVIS BUDGET GROUP | $1,000 | – | 16 | +100.0% | 0.00% | – |
| NCZ | New | VIRTUS ALLIANZGI CONVERTIBLE | $13,000 | – | 2,457 | +100.0% | 0.00% | – |
| AIO | New | VIRTUS ALLIANZGI ARTIFICIAL | $55,000 | – | 2,000 | +100.0% | 0.00% | – |
| AVIR | New | ATEA PHARMACEUTICALS INC | $64,000 | – | 3,000 | +100.0% | 0.00% | – |
| VUZI | New | VUZIX CORP | $41,000 | – | 2,257 | +100.0% | 0.00% | – |
| ASTE | New | ASTEC INDS INC | $59,000 | – | 952 | +100.0% | 0.00% | – |
| VYNE | New | VYNE THERAPEUTICS INC | $4,000 | – | 1,300 | +100.0% | 0.00% | – |
| WNC | New | WABASH NATL CORP | $37,000 | – | 2,340 | +100.0% | 0.00% | – |
| ASXC | New | ASENSUS SURGICAL INC | $0 | – | 1 | +100.0% | 0.00% | – |
| WTRH | New | WAITR HLDGS INC | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $0 | – | 0 | +100.0% | 0.00% | – |
| HYI | New | WESTERN ASSET HIGH YIELD DEF | $17,000 | – | 1,111 | +100.0% | 0.00% | – |
| ARCB | New | ARCBEST CORP | $29,000 | – | 502 | +100.0% | 0.00% | – |
| WSR | New | WHITESTONE REIT | $19,000 | – | 2,400 | +100.0% | 0.00% | – |
| APLE | New | APPLE HOSPITALITY REIT INC | $3,000 | – | 225 | +100.0% | 0.00% | – |
| APLS | New | APELLIS PHARMACEUTICALS INC | $0 | – | 10 | +100.0% | 0.00% | – |
| DOL | New | WISDOMTREE TRintl lrgcap dv | $40,000 | – | 816 | +100.0% | 0.00% | – |
| PLAN | New | ANAPLAN INC | $53,000 | – | 1,000 | +100.0% | 0.00% | – |
| USFR | New | WISDOMTREE TRfloatng rat trea | $62,000 | – | 2,472 | +100.0% | 0.00% | – |
| HEDJ | New | WISDOMTREE TReurope hedged eq | $70,000 | – | 928 | +100.0% | 0.00% | – |
| WW | New | WW INTL INC | $10,000 | – | 300 | +100.0% | 0.00% | – |
| ANAT | New | AMERICAN NATIONAL GROUP INC | $4,000 | – | 29 | +100.0% | 0.00% | – |
| AUY | New | YAMANA GOLD INC | $15,000 | – | 3,604 | +100.0% | 0.00% | – |
| ALE | New | ALLETE INC | $6,000 | – | 100 | +100.0% | 0.00% | – |
| AMBA | New | AMBARELLA INC | $10,000 | – | 98 | +100.0% | 0.00% | – |
| ALKT | New | ALKAMI TECHNOLOGY INC | $0 | – | 19 | +100.0% | 0.00% | – |
| ASPL | New | ASPIRATIONAL CONSUMER LIFEST | $11,000 | – | 1,200 | +100.0% | 0.00% | – |
| ATC | New | ATOTECH LTD | $0 | – | 10 | +100.0% | 0.00% | – |
| EARS | New | AURIS MEDICAL HOLDING LTD | $0 | – | 250 | +100.0% | 0.00% | – |
| ALDX | New | ALDEYRA THERAPEUTICS INC | $0 | – | 39 | +100.0% | 0.00% | – |
| BHVN | New | BIOHAVEN PHARMACTL HLDG CO L | $1,000 | – | 13 | +100.0% | 0.00% | – |
| BAMR | New | BROOKFIELD ASSET MGMT REINScl a exch lt vtg | $30,000 | – | 607 | +100.0% | 0.00% | – |
| ALG | New | ALAMO GROUP INC | $80,000 | – | 524 | +100.0% | 0.00% | – |
| AKBA | New | AKEBIA THERAPEUTICS INC | $7,000 | – | 1,871 | +100.0% | 0.00% | – |
| MGTX | New | MEIRAGTX HLDGS PLC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| AOSL | New | ALPHA & OMEGA SEMICONDUCTOR | $4,000 | – | 140 | +100.0% | 0.00% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $10,000 | – | 655 | +100.0% | 0.00% | – |
| NE | New | NOBLE CORP NEW | $7,000 | – | 301 | +100.0% | 0.00% | – |
| OCDX | New | ORTHO CLINICAL DIAGNOSTICS H | $0 | – | 20 | +100.0% | 0.00% | – |
| AONE | New | ONE | $4,000 | – | 500 | +100.0% | 0.00% | – |
| PVWS | New | PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202 | $33,000 | – | 33,200 | +100.0% | 0.00% | – |
| GMBTW | New | QUEENS GAMBIT GROWTH CAPITAL*w exp 01/19/202 | $27,000 | – | 26,994 | +100.0% | 0.00% | – |
| ADMS | New | ADAMAS PHARMACEUTICALS INC | $18,000 | – | 3,576 | +100.0% | 0.00% | – |
| ACHL | New | ACHILLES THERAPEUTICS PLCsponsored ads | $2,000 | – | 250 | +100.0% | 0.00% | – |
| TGLS | New | TECNOGLASS INC | $53,000 | – | 2,500 | +100.0% | 0.00% | – |
| ASTS | New | AST SPACEMOBILE INC | $9,000 | – | 700 | +100.0% | 0.00% | – |
| VTRU | New | VITRU LTD | $12,000 | – | 700 | +100.0% | 0.00% | – |
| VAL | New | VALARIS LIMITEDcl a | $28,000 | – | 997 | +100.0% | 0.00% | – |
| ATIPWS | New | ATI PHYSICAL THERAPY INC*w exp 08/10/202 | $0 | – | 440 | +100.0% | 0.00% | – |
| ASX | New | ASE TECHNOLOGY HLDG CO LTDsponsored ads | $54,000 | – | 6,799 | +100.0% | 0.00% | – |
| ATEN | New | A10 NETWORKS INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| AMC | New | AMC ENTMT HLDGS INC | $28,000 | – | 510 | +100.0% | 0.00% | – |
| BFOR | New | ALPS ETF TRbarrons 400 etf | $17,000 | – | 300 | +100.0% | 0.00% | – |
| INMD | New | INMODE LTD | $0 | – | 5 | +100.0% | 0.00% | – |
| ADT | New | ADT INC DEL | $2,000 | – | 223 | +100.0% | 0.00% | – |
| ABCM | New | ABCAM PLCads | $15,000 | – | 840 | +100.0% | 0.00% | – |
| TNK | New | TEEKAY TANKERS LTDcl a | $9,000 | – | 625 | +100.0% | 0.00% | – |
| EMHY | New | ISHARES INCjp mrgn em hi bd | $82,000 | – | 1,802 | +100.0% | 0.00% | – |
| New | IQIYI INCnote 2.000% 4/0 | $0 | – | 1,000 | +100.0% | 0.00% | – | |
| JXI | New | ISHARES TRglob utilits etf | $6,000 | – | 111 | +100.0% | 0.00% | – |
| EXI | New | ISHARES TRglob indstrl etf | $10,000 | – | 87 | +100.0% | 0.00% | – |
| RXI | New | ISHARES TRglb cns disc etf | $25,000 | – | 146 | +100.0% | 0.00% | – |
| UUP | New | INVESCO DB US DLR INDEX TRbullish fd | $6,000 | – | 267 | +100.0% | 0.00% | – |
| IEZ | New | ISHARES TRus oil eq&sv etf | $2,000 | – | 170 | +100.0% | 0.00% | – |
| IEO | New | ISHARES TRus oil gs ex etf | $8,000 | – | 150 | +100.0% | 0.00% | – |
| PBD | New | INVESCO EXCH TRADED FD TR IIgbl clean enrg | $2,000 | – | 70 | +100.0% | 0.00% | – |
| PDN | New | INVESCO EXCH TRADED FD TR IIftse rafi sml | $9,000 | – | 241 | +100.0% | 0.00% | – |
| PFIG | New | INVESCO EXCH TRADED FD TR IIfndmntl ig crp | $0 | – | 2 | +100.0% | 0.00% | – |
| PCEF | New | INVESCO EXCH TRADED FD TR II | $49,000 | – | 2,011 | +100.0% | 0.00% | – |
| PTH | New | INVESCO EXCHANGE TRADED FD Tdwa healthcare | $6,000 | – | 39 | +100.0% | 0.00% | – |
| PEZ | New | INVESCO EXCHANGE TRADED FD Tdwa cyclicals | $46,000 | – | 500 | +100.0% | 0.00% | – |
| EWT | New | ISHARES INCmsci taiwan etf | $37,000 | – | 583 | +100.0% | 0.00% | – |
| ERUS | New | ISHARES INCmsci russia etf | $12,000 | – | 283 | +100.0% | 0.00% | – |
| SMLF | New | ISHARES TRmsci usa sml cp | $4,000 | – | 90 | +100.0% | 0.00% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $83,000 | – | 5,923 | +100.0% | 0.00% | – |
| IBDQ | New | ISHARES TRibonds dec25 etf | $55,000 | – | 2,056 | +100.0% | 0.00% | – |
| SMMV | New | ISHARES TRmsci usa smcp mn | $2,000 | – | 70 | +100.0% | 0.00% | – |
| IDCC | New | INTERDIGITAL INC | $46,000 | – | 640 | +100.0% | 0.00% | – |
| HEWC | New | ISHARES TRmsci cda etf | $5,000 | – | 168 | +100.0% | 0.00% | – |
| HAWX | New | ISHARES TRmsci acwi exus | $61,000 | – | 1,852 | +100.0% | 0.00% | – |
| IPAR | New | INTER PARFUMS INC | $1,000 | – | 26 | +100.0% | 0.00% | – |
| SGOV | New | ISHARES TR0-3 mnth treasry | $25,000 | – | 250 | +100.0% | 0.00% | – |
| TIL | New | INSTIL BIO INC | $32,000 | – | 1,700 | +100.0% | 0.00% | – |
| ISEE | New | IVERIC BIO INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| IVH | New | IVY HIGH INCOME OPPORTUNITIE | $0 | – | 0 | +100.0% | 0.00% | – |
| JILL | New | J JILL INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| INSM | New | INSMED INC | $0 | – | 34 | +100.0% | 0.00% | – |
| IKT | New | INHIBIKASE THERAPEUTICS INC | $4,000 | – | 1,500 | +100.0% | 0.00% | – |
| JPIB | New | J P MORGAN EXCHANGE-TRADED Fintl bd opp etf | $4,000 | – | 81 | +100.0% | 0.00% | – |
| JAMF | New | JAMF HLDG CORP | $45,000 | – | 1,350 | +100.0% | 0.00% | – |
| INDI | New | INDIE SEMICONDUCTOR INC | $8,000 | – | 850 | +100.0% | 0.00% | – |
| JOAN | New | JOANN INC | $0 | – | 20 | +100.0% | 0.00% | – |
| JBT | New | JOHN BEAN TECHNOLOGIES CORP | $7,000 | – | 50 | +100.0% | 0.00% | – |
| GRUB | New | JUST EAT TAKEAWAY COM N Vsponsored ads | $18,000 | – | 1,031 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.