$13.2 Billion is the total value of Rockefeller Capital Management L.P.'s 4141 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 12.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FDVV | FIDELITY COVINGTON TRUSThigh divid etf | $2,584,000 | +15.9% | 80,500 | 0.0% | 0.02% | -4.8% | |
| ETX | EATON VANCE MUN INCOME 2028 | $2,057,000 | +11.2% | 87,850 | 0.0% | 0.02% | -5.9% | |
| BBH | VANECK VECTORS ETF TRbiotech etf | $1,933,000 | +4.7% | 11,392 | 0.0% | 0.02% | -11.8% | |
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $1,798,000 | +13.1% | 1,185 | 0.0% | 0.01% | -6.7% | |
| REAL | THE REALREAL INC | $1,858,000 | +35.0% | 95,122 | 0.0% | 0.01% | +7.7% | |
| PHYS | SPROTT PHYSICAL GOLD TRunit | $1,767,000 | +0.2% | 117,179 | 0.0% | 0.01% | -23.5% | |
| KIO | KKR INCOME OPPORTUNITIES FD | $1,305,000 | +6.6% | 90,500 | 0.0% | 0.01% | -9.1% | |
| TPZ | TORTOISE PWR & ENERGY INFRAS | $1,335,000 | +30.1% | 120,500 | 0.0% | 0.01% | 0.0% | |
| THW | TEKLA WORLD HEALTHCARE FD | $728,000 | +10.5% | 46,000 | 0.0% | 0.01% | 0.0% | |
| TRNO | TERRENO RLTY CORP | $830,000 | +6.8% | 14,200 | 0.0% | 0.01% | -14.3% | |
| JPC | NUVEEN PFD & INCOME OPPORTUN | $802,000 | +11.9% | 84,500 | 0.0% | 0.01% | -14.3% | |
| RDUS | RADIUS HEALTH INC | $602,000 | +57.6% | 33,737 | 0.0% | 0.01% | +25.0% | |
| STIP | ISHARES TR0-5 yr tips etf | $596,000 | +0.3% | 5,710 | 0.0% | 0.01% | -16.7% | |
| CVGW | CALAVO GROWERS INC | $624,000 | +4.7% | 9,000 | 0.0% | 0.01% | -16.7% | |
| PWZ | INVESCO EXCH TRADED FD TR IIcalif amt mun | $516,000 | +1.4% | 18,461 | 0.0% | 0.00% | -20.0% | |
| NOMD | NOMAD FOODS LTD | $508,000 | -0.2% | 20,000 | 0.0% | 0.00% | -20.0% | |
| BSCN | INVESCO EXCH TRD SLF IDX FD | $489,000 | +0.4% | 22,367 | 0.0% | 0.00% | -20.0% | |
| ROBO | EXCHANGE TRADED CONCEPTS TRrobo glb etf | $589,000 | +26.4% | 9,685 | 0.0% | 0.00% | 0.0% | |
| IDA | IDACORP INC | $571,000 | +20.2% | 5,950 | 0.0% | 0.00% | 0.0% | |
| EFAS | GLOBAL X FDSmsci supdiv ea | $469,000 | +22.5% | 32,000 | 0.0% | 0.00% | 0.0% | |
| TCOM | TRIP COM GROUP LTDads | $499,000 | +8.5% | 14,804 | 0.0% | 0.00% | 0.0% | |
| MGK | VANGUARD WORLD FDmega grwth ind | $556,000 | +9.9% | 2,732 | 0.0% | 0.00% | -20.0% | |
| FNCL | FIDELITY COVINGTON TRUSTmsci finls idx | $443,000 | +24.8% | 10,500 | 0.0% | 0.00% | 0.0% | |
| HYGV | FLEXSHARES TRhig yld vl etf | $432,000 | +5.6% | 8,800 | 0.0% | 0.00% | -25.0% | |
| ATRA | ATARA BIOTHERAPEUTICS INC | $441,000 | +51.5% | 22,500 | 0.0% | 0.00% | 0.0% | |
| AVRO | AVROBIO INC | $371,000 | +7.2% | 26,650 | 0.0% | 0.00% | 0.0% | |
| SASR | SANDY SPRING BANCORP INC | $337,000 | +39.3% | 10,500 | 0.0% | 0.00% | +50.0% | |
| ATEC | ALPHATEC HLDGS INC | $377,000 | +119.2% | 26,000 | 0.0% | 0.00% | +50.0% | |
| THS | TREEHOUSE FOODS INC | $339,000 | +4.6% | 8,000 | 0.0% | 0.00% | 0.0% | |
| SMB | VANECK VECTORS ETF TRshort muni etf | $396,000 | +0.5% | 21,883 | 0.0% | 0.00% | -25.0% | |
| MOAT | VANECK VECTORS ETF TRmorningstar wide | $415,000 | +13.7% | 6,700 | 0.0% | 0.00% | 0.0% | |
| BSCL | INVESCO EXCH TRD SLF IDX FD | $263,000 | -0.4% | 12,409 | 0.0% | 0.00% | 0.0% | |
| BLI | BERKELEY LTS INC | $201,000 | +16.9% | 2,254 | 0.0% | 0.00% | 0.0% | |
| EWA | ISHARES INCmsci aust etf | $323,000 | +21.4% | 13,500 | 0.0% | 0.00% | 0.0% | |
| AXS | AXIS CAP HLDGS LTD | $209,000 | +14.8% | 4,150 | 0.0% | 0.00% | 0.0% | |
| RPAY | REPAY HLDGS CORP | $312,000 | +16.0% | 11,467 | 0.0% | 0.00% | -33.3% | |
| IEV | ISHARES TReurope etf | $207,000 | +14.4% | 4,330 | 0.0% | 0.00% | 0.0% | |
| DNLI | DENALI THERAPEUTICS INC | $209,000 | +134.8% | 2,500 | 0.0% | 0.00% | +100.0% | |
| FND | FLOOR & DECOR HLDGS INCcl a | $255,000 | +24.4% | 2,750 | 0.0% | 0.00% | 0.0% | |
| BNY | BLACKROCK N Y MUN INCOME TRUsh ben int | $218,000 | +7.4% | 15,000 | 0.0% | 0.00% | 0.0% | |
| EWS | ISHARES INCmsci singpor etf | $210,000 | +14.8% | 9,820 | 0.0% | 0.00% | 0.0% | |
| SUSC | ISHARES TResg awre usd etf | $292,000 | +2.5% | 10,313 | 0.0% | 0.00% | -33.3% | |
| NS | NUSTAR ENERGY LP | $300,000 | +35.7% | 20,900 | 0.0% | 0.00% | 0.0% | |
| FGD | FIRST TR EXCHANGE TRADED FDdj glbl divid | $219,000 | +23.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| NWSA | NEWS CORP NEWcl a | $266,000 | +27.9% | 14,837 | 0.0% | 0.00% | 0.0% | |
| SBIO | ALPS ETF TRmed breakthgh | $204,000 | +24.4% | 4,000 | 0.0% | 0.00% | 0.0% | |
| MNR | MONMOUTH REAL ESTATE INVT COcl a | $278,000 | +24.7% | 16,101 | 0.0% | 0.00% | 0.0% | |
| VONE | VANGUARD SCOTTSDALE FDSvng rus1000idx | $200,000 | +13.0% | 1,146 | 0.0% | 0.00% | 0.0% | |
| UNF | UNIFIRST CORP MASS | $231,000 | +11.6% | 1,095 | 0.0% | 0.00% | 0.0% | |
| USNA | USANA HEALTH SCIENCES INC | $282,000 | +4.8% | 3,660 | 0.0% | 0.00% | -33.3% | |
| FCT | FIRST TR SR FLG RTE INCM FD | $82,000 | +6.5% | 7,090 | 0.0% | 0.00% | 0.0% | |
| ESGV | VANGUARD WORLD FDesg us stk etf | $187,000 | +14.0% | 2,669 | 0.0% | 0.00% | -50.0% | |
| BOKF | BOK FINL CORP | $122,000 | +32.6% | 1,796 | 0.0% | 0.00% | 0.0% | |
| GSKY | GREENSKY INCcl a | $94,000 | +4.4% | 20,423 | 0.0% | 0.00% | 0.0% | |
| NEWR | NEW RELIC INC | $71,000 | +16.4% | 1,100 | 0.0% | 0.00% | 0.0% | |
| XMMO | INVESCO EXCHANGE TRADED FD Ts&p mdcp momntum | $156,000 | +18.2% | 2,000 | 0.0% | 0.00% | 0.0% | |
| MYD | BLACKROCK MUNIYIELD FD INC | $186,000 | +6.9% | 13,000 | 0.0% | 0.00% | -50.0% | |
| MEN | BLACKROCK MUNIENHANCED FD IN | $95,000 | +5.6% | 8,000 | 0.0% | 0.00% | 0.0% | |
| COR | CORESITE RLTY CORP | $103,000 | +6.2% | 824 | 0.0% | 0.00% | 0.0% | |
| NBH | NEUBERGER BERMAN MUN FD INC | $68,000 | -1.4% | 4,521 | 0.0% | 0.00% | 0.0% | |
| FLRN | SPDR SER TRblomberg brc inv | $78,000 | 0.0% | 2,581 | 0.0% | 0.00% | 0.0% | |
| MDYG | SPDR SER TRs&p 400 mdcp grw | $195,000 | +20.4% | 2,825 | 0.0% | 0.00% | -50.0% | |
| KBE | SPDR SER TRs&p bk etf | $181,000 | +42.5% | 4,346 | 0.0% | 0.00% | 0.0% | |
| VPV | INVESCO PA VALUE MUN INC TR | $86,000 | +3.6% | 6,780 | 0.0% | 0.00% | 0.0% | |
| MUS | BLACKROCK MUNIHOLDINGS QUALI | $125,000 | +2.5% | 9,500 | 0.0% | 0.00% | 0.0% | |
| GNR | SPDR INDEX SHS FDSglb nat resrce | $105,000 | +19.3% | 2,355 | 0.0% | 0.00% | 0.0% | |
| IXP | ISHARES TR | $68,000 | +11.5% | 925 | 0.0% | 0.00% | 0.0% | |
| XYLD | GLOBAL X FDSs&p 500 covered | $101,000 | +4.1% | 2,195 | 0.0% | 0.00% | 0.0% | |
| CE | CELANESE CORP DEL | $118,000 | +21.6% | 910 | 0.0% | 0.00% | 0.0% | |
| ILF | ISHARES TRlatn amer 40 etf | $150,000 | +38.9% | 5,139 | 0.0% | 0.00% | 0.0% | |
| HZNP | HORIZON THERAPEUTICS PUB L | $184,000 | -5.6% | 2,527 | 0.0% | 0.00% | -50.0% | |
| CHIQ | GLOBAL X FDSmsci china cnsmr | $106,000 | +29.3% | 3,002 | 0.0% | 0.00% | 0.0% | |
| SPFF | GLOBAL X FDSglbx suprinc etf | $99,000 | +6.5% | 8,450 | 0.0% | 0.00% | 0.0% | |
| OPP | RIVERNORTH DOUBLELINE STRATE | $93,000 | +4.5% | 6,500 | 0.0% | 0.00% | 0.0% | |
| MYI | BLACKROCK MUNIYIELD QUALITY | $151,000 | +7.1% | 10,518 | 0.0% | 0.00% | 0.0% | |
| LAND | GLADSTONE LD CORP | $84,000 | -2.3% | 5,752 | 0.0% | 0.00% | 0.0% | |
| SHYD | VANECK VECTORS ETF TRshrt hgh yld mun | $101,000 | +1.0% | 4,112 | 0.0% | 0.00% | 0.0% | |
| GNUS | GENIUS BRANDS INTL INC | $82,000 | +15.5% | 60,000 | 0.0% | 0.00% | 0.0% | |
| AB | ALLIANCEBERNSTEIN HLDG L Punit ltd partn | $76,000 | +24.6% | 2,270 | 0.0% | 0.00% | 0.0% | |
| ATRC | ATRICURE INC | $116,000 | +39.8% | 2,089 | 0.0% | 0.00% | 0.0% | |
| TQQQ | PROSHARES TRultrapro qqq | $92,000 | +39.4% | 510 | 0.0% | 0.00% | 0.0% | |
| POWI | POWER INTEGRATIONS INC | $175,000 | +48.3% | 2,138 | 0.0% | 0.00% | 0.0% | |
| ATLC | ATLANTICUS HLDGS CORP | $172,000 | +107.2% | 7,000 | 0.0% | 0.00% | 0.0% | |
| PKW | INVESCO EXCHANGE TRADED FD Tbuyback achiev | $103,000 | +22.6% | 1,410 | 0.0% | 0.00% | 0.0% | |
| BYM | BLACKROCK MUN INCOME QUALITY | $89,000 | +7.2% | 5,894 | 0.0% | 0.00% | 0.0% | |
| PML | PIMCO MUN INCOME FD II | $92,000 | +5.7% | 6,500 | 0.0% | 0.00% | 0.0% | |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $104,000 | +9.5% | 9,090 | 0.0% | 0.00% | 0.0% | |
| NYF | ISHARES TRnew york mun etf | $112,000 | +0.9% | 1,935 | 0.0% | 0.00% | 0.0% | |
| PASG | PASSAGE BIO INC | $197,000 | +95.0% | 7,743 | 0.0% | 0.00% | 0.0% | |
| TILT | FLEXSHARES TRmornstar usmkt | $161,000 | +18.4% | 1,118 | 0.0% | 0.00% | 0.0% | |
| FLC | FLAHERTY & CRUMRINE TOTAL RE | $83,000 | +10.7% | 3,531 | 0.0% | 0.00% | 0.0% | |
| UNFI | UNITED NAT FOODS INC | $111,000 | +7.8% | 6,975 | 0.0% | 0.00% | 0.0% | |
| VALE | VALE S Asponsored ads | $167,000 | +59.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| IPFF | ISHARES TRintl pfd stk etf | $191,000 | +11.0% | 12,284 | 0.0% | 0.00% | -50.0% | |
| PHI | PLDT INCsponsored adr | $141,000 | +3.7% | 5,055 | 0.0% | 0.00% | 0.0% | |
| INDA | ISHARES TRmsci india etf | $136,000 | +18.3% | 3,402 | 0.0% | 0.00% | 0.0% | |
| FDEU | FIRST TR DYNAMIC EUROPE EQUI | $118,000 | +18.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| MXL | MAXLINEAR INC | $122,000 | +64.9% | 3,204 | 0.0% | 0.00% | 0.0% | |
| PKB | INVESCO EXCHANGE TRADED FD Tdynmc bldg con | $82,000 | +13.9% | 2,000 | 0.0% | 0.00% | 0.0% | |
| OCSL | OAKTREE SPECIALTY LENDING CO | $123,000 | +16.0% | 22,100 | 0.0% | 0.00% | 0.0% | |
| AADR | ADVISORSHARES TR | $71,000 | +9.2% | 1,177 | 0.0% | 0.00% | 0.0% | |
| UHAL | AMERCO | $149,000 | +27.4% | 329 | 0.0% | 0.00% | 0.0% | |
| CRWS | CROWN CRAFTS INC | $189,000 | +27.7% | 26,300 | 0.0% | 0.00% | 0.0% | |
| VHC | VIRNETX HLDG CORP | $67,000 | -4.3% | 13,374 | 0.0% | 0.00% | 0.0% | |
| KBWD | INVESCO EXCH TRADED FD TR IIkbw hig dv yld | $181,000 | +23.1% | 10,974 | 0.0% | 0.00% | 0.0% | |
| BATRK | LIBERTY MEDIA CORP DEL | $100,000 | +19.0% | 4,039 | 0.0% | 0.00% | 0.0% | |
| HEP | HOLLY ENERGY PARTNERS L P | $182,000 | +17.4% | 12,850 | 0.0% | 0.00% | 0.0% | |
| BAB | INVESCO EXCH TRADED FD TR IItaxable mun bd | $134,000 | +0.8% | 4,000 | 0.0% | 0.00% | 0.0% | |
| BGT | BLACKROCK FLOATING RATE INCO | $190,000 | +5.0% | 16,200 | 0.0% | 0.00% | -50.0% | |
| BSCP | INVESCO EXCH TRD SLF IDX FD | $138,000 | +1.5% | 6,099 | 0.0% | 0.00% | 0.0% | |
| BSCO | INVESCO EXCH TRD SLF IDX FD | $106,000 | +1.0% | 4,762 | 0.0% | 0.00% | 0.0% | |
| CLF | CLEVELAND-CLIFFS INC NEW | $116,000 | +127.5% | 8,000 | 0.0% | 0.00% | – | |
| BSCM | INVESCO EXCH TRD SLF IDX FD | $134,000 | 0.0% | 6,174 | 0.0% | 0.00% | 0.0% | |
| FXE | INVESCO CURRENCYSHARES EURO | $114,000 | +3.6% | 1,000 | 0.0% | 0.00% | 0.0% | |
| WPM | WHEATON PRECIOUS METALS CORP | $168,000 | -14.7% | 4,027 | 0.0% | 0.00% | -50.0% | |
| JWA | WILEY JOHN & SONS INCcl a | $144,000 | +44.0% | 3,185 | 0.0% | 0.00% | 0.0% | |
| DLN | WISDOMTREE TRus largecap divd | $75,000 | +11.9% | 697 | 0.0% | 0.00% | 0.0% | |
| DTN | WISDOMTREE TRus divid ex fncl | $83,000 | +10.7% | 1,000 | 0.0% | 0.00% | 0.0% | |
| HPS | HANCOCK JOHN PFD INCOME FD I | $114,000 | +8.6% | 6,600 | 0.0% | 0.00% | 0.0% | |
| UUUU | ENERGY FUELS INC | $170,000 | +153.7% | 40,000 | 0.0% | 0.00% | 0.0% | |
| MITT | AG MTG INVT TR INC | $1,000 | – | 345 | 0.0% | 0.00% | – | |
| ADTN | ADTRAN INC | $6,000 | +50.0% | 442 | 0.0% | 0.00% | – | |
| AEIS | ADVANCED ENERGY INDS | $4,000 | +100.0% | 47 | 0.0% | 0.00% | – | |
| AGEN | AGENUS INC | $28,000 | -22.2% | 9,000 | 0.0% | 0.00% | – | |
| AGIO | AGIOS PHARMACEUTICALS INC | $3,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| AIM | AIM IMMUNOTECH INC | $35,000 | -18.6% | 20,000 | 0.0% | 0.00% | – | |
| AL | AIR LEASE CORPcl a | $17,000 | +54.5% | 404 | 0.0% | 0.00% | – | |
| AGI | ALAMOS GOLD INC NEW | $66,000 | 0.0% | 7,553 | 0.0% | 0.00% | -100.0% | |
| ALEX | ALEXANDER & BALDWIN INC NEW | $9,000 | +50.0% | 539 | 0.0% | 0.00% | – | |
| WTER | ALKALINE WTR CO INC | $5,000 | -28.6% | 5,896 | 0.0% | 0.00% | – | |
| ALLK | ALLAKOS INC | $42,000 | +75.0% | 300 | 0.0% | 0.00% | – | |
| CBH | ALLIANZGI CONV & INCM 2024 T | $29,000 | +11.5% | 3,000 | 0.0% | 0.00% | – | |
| MDRX | ALLSCRIPTS HEALTHCARE SOLUTN | $26,000 | +73.3% | 1,843 | 0.0% | 0.00% | – | |
| ABEV | AMBEV SAsponsored adr | $0 | – | 250 | 0.0% | 0.00% | – | |
| AAT | AMERICAN ASSETS TR INC | $1,000 | 0.0% | 66 | 0.0% | 0.00% | – | |
| AIGWS | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | 17 | 0.0% | 0.00% | – | |
| AMKR | AMKOR TECHNOLOGY INC | $11,000 | +37.5% | 754 | 0.0% | 0.00% | – | |
| AIT | APPLIED INDL TECHNOLOGIES IN | $35,000 | +40.0% | 455 | 0.0% | 0.00% | – | |
| ARR | ARMOUR RESIDENTIAL REIT INC | $3,000 | +50.0% | 290 | 0.0% | 0.00% | – | |
| AZPN | ASPEN TECHNOLOGY INC | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| AIZ | ASSURANT INC | $9,000 | +12.5% | 69 | 0.0% | 0.00% | – | |
| AUB | ATLANTIC UN BANKSHARES CORP | $12,000 | +50.0% | 375 | 0.0% | 0.00% | – | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | ||
| AVA | AVISTA CORP | $16,000 | +23.1% | 403 | 0.0% | 0.00% | – | |
| BPMP | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $53,000 | +8.2% | 5,000 | 0.0% | 0.00% | – | |
| TBBK | BANCORP INC DEL | $6,000 | +50.0% | 497 | 0.0% | 0.00% | – | |
| BKU | BANKUNITED INC | $5,000 | +66.7% | 145 | 0.0% | 0.00% | – | |
| BTEGF | BAYTEX ENERGY CORP | $1,000 | – | 2,020 | 0.0% | 0.00% | – | |
| BNTC | BENITEC BIOPHARMA INC | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| BIGC | BIGCOMMERCE HLDGS INC | $12,000 | -25.0% | 200 | 0.0% | 0.00% | – | |
| BCRX | BIOCRYST PHARMACEUTICALS INC | $24,000 | +118.2% | 3,300 | 0.0% | 0.00% | – | |
| BEAT | BIOTELEMETRY INC | $17,000 | +54.5% | 242 | 0.0% | 0.00% | – | |
| BTAI | BIOXCEL THERAPEUTICS INC | $41,000 | +5.1% | 900 | 0.0% | 0.00% | – | |
| BNTX | BIONTECH SEsponsored ads | $5,000 | +25.0% | 63 | 0.0% | 0.00% | – | |
| BB | BLACKBERRY LTD | $33,000 | +43.5% | 5,050 | 0.0% | 0.00% | – | |
| BHV | BLACKROCK VA MUNICIPAL BOND | $8,000 | 0.0% | 505 | 0.0% | 0.00% | – | |
| MYJ | BLACKROCK MUNIYIELD N J FD I | $43,000 | +4.9% | 3,024 | 0.0% | 0.00% | – | |
| BIT | BLACKROCK MULTI-SECTOR INC T | $7,000 | +16.7% | 400 | 0.0% | 0.00% | – | |
| BGIO | BLACKROCK 2022 GBL INCM OPP | $22,000 | +4.8% | 2,500 | 0.0% | 0.00% | – | |
| BLMN | BLOOMIN BRANDS INC | $57,000 | +29.5% | 2,940 | 0.0% | 0.00% | – | |
| BRKL | BROOKLINE BANCORP INC DEL | $10,000 | +42.9% | 838 | 0.0% | 0.00% | – | |
| BRKS | BROOKS AUTOMATION INC NEW | $31,000 | +47.6% | 460 | 0.0% | 0.00% | – | |
| BLDR | BUILDERS FIRSTSOURCE INC | $57,000 | +23.9% | 1,421 | 0.0% | 0.00% | – | |
| YCBD | CBDMD INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| CVBF | CVB FINL CORP | $27,000 | +17.4% | 1,420 | 0.0% | 0.00% | – | |
| CABO | CABLE ONE INC | $15,000 | +15.4% | 7 | 0.0% | 0.00% | – | |
| CCBG | CAPITAL CITY BK GROUP INC | $1,000 | – | 50 | 0.0% | 0.00% | – | |
| CSV | CARRIAGE SVCS INC | $15,000 | +36.4% | 500 | 0.0% | 0.00% | – | |
| CTT | CATCHMARK TIMBER TR INCcl a | $6,000 | 0.0% | 699 | 0.0% | 0.00% | – | |
| CNP | CENTERPOINT ENERGY INC | $22,000 | +15.8% | 1,028 | 0.0% | 0.00% | – | |
| CLDT | CHATHAM LODGING TR | $6,000 | +50.0% | 639 | 0.0% | 0.00% | – | |
| CMCM | CHEETAH MOBILE INCadr | $4,000 | 0.0% | 2,425 | 0.0% | 0.00% | – | |
| CHS | CHICOS FAS INC | $0 | – | 500 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| CWENA | CLEARWAY ENERGY INCcl a | $29,000 | +20.8% | 1,000 | 0.0% | 0.00% | – | |
| CDXS | CODEXIS INC | $24,000 | +100.0% | 1,100 | 0.0% | 0.00% | – | |
| CDE | COEUR MNG INC | $32,000 | +39.1% | 3,125 | 0.0% | 0.00% | – | |
| CMCO | COLUMBUS MCKINNON CORP N Y | $0 | – | 7 | 0.0% | 0.00% | – | |
| CMA | COMERICA INC | $1,000 | – | 24 | 0.0% | 0.00% | – | |
| CYH | COMMUNITY HEALTH SYS INC NEW | $2,000 | +100.0% | 396 | 0.0% | 0.00% | – | |
| CHCT | COMMUNITY HEALTHCARE TR INC | $0 | – | 21 | 0.0% | 0.00% | – | |
| CTBI | COMMUNITY TR BANCORP INC | $5,000 | +25.0% | 149 | 0.0% | 0.00% | – | |
| CPS | COOPER STD HLDGS INC | $10,000 | +233.3% | 294 | 0.0% | 0.00% | – | |
| CRBP | CORBUS PHARMACEUTICALS HLDGS | $0 | – | 510 | 0.0% | 0.00% | – | |
| CVA | COVANTA HLDG CORP | $29,000 | +70.6% | 2,240 | 0.0% | 0.00% | – | |
| CVET | COVETRUS INC | $0 | – | 15 | 0.0% | 0.00% | – | |
| CRESY | CRESUD S A C I F Y Asponsored adr | $37,000 | +76.2% | 7,731 | 0.0% | 0.00% | – | |
| CTMX | CYTOMX THERAPEUTICS INC | $15,000 | 0.0% | 2,349 | 0.0% | 0.00% | – | |
| DANAHER CORPORATIONdbcv1/2 | $50,000 | +2.0% | 6,000 | 0.0% | 0.00% | – | ||
| ASSERTIO THERAPEUTICS INCnote 2.500% 9/0 | $3,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| DBI | DESIGNER BRANDS INCcl a | $6,000 | +50.0% | 857 | 0.0% | 0.00% | – | |
| DKS | DICKS SPORTING GOODS INC | $14,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| DBD | DIEBOLD NXDF INC | $5,000 | +66.7% | 515 | 0.0% | 0.00% | – | |
| ERX | DIREXION SHS ETF TRdly enrgy bull2x | $21,000 | +50.0% | 1,500 | 0.0% | 0.00% | – | |
| BRZU | DIREXION SHS ETF TR | $23,000 | +76.9% | 200 | 0.0% | 0.00% | – | |
| DBX | DROPBOX INCcl a | $2,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| DPG | DUFF & PHELPS UTLITY AND INF | $7,000 | +16.7% | 600 | 0.0% | 0.00% | – | |
| IPAY | ETF MANAGERS TRprime mobile pay | $6,000 | +20.0% | 100 | 0.0% | 0.00% | – | |
| DEA | EASTERLY GOVT PPTYS INC | $1,000 | 0.0% | 64 | 0.0% | 0.00% | – | |
| EOI | EATON VANCE ENHANCED EQUITY | $35,000 | +12.9% | 2,175 | 0.0% | 0.00% | – | |
| EFR | EATON VANCE SR FLTNG RTE TR | $2,000 | 0.0% | 225 | 0.0% | 0.00% | – | |
| ECOR | ELECTROCORE INC | $45,000 | -10.0% | 29,200 | 0.0% | 0.00% | – | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $34,000 | +54.5% | 3,794 | 0.0% | 0.00% | – | |
| ESRT | EMPIRE ST RLTY TR INCcl a | $5,000 | +66.7% | 540 | 0.0% | 0.00% | – | |
| ENBL | ENABLE MIDSTREAM PARTNERS LP | $17,000 | +30.8% | 3,270 | 0.0% | 0.00% | – | |
| EPAC | ENERPAC TOOL GROUP CORP | $6,000 | +20.0% | 279 | 0.0% | 0.00% | – | |
| NVST | ENVISTA HOLDINGS CORPORATION | $1,000 | 0.0% | 53 | 0.0% | 0.00% | – | |
| ESPR | ESPERION THERAPEUTICS INC NE | $5,000 | -28.6% | 200 | 0.0% | 0.00% | – | |
| EXPO | EXPONENT INC | $27,000 | +22.7% | 307 | 0.0% | 0.00% | – | |
| FGEN | FIBROGEN INC | $3,000 | 0.0% | 88 | 0.0% | 0.00% | – | |
| FFBC | FIRST FINL BANCORP OH | $0 | – | 13 | 0.0% | 0.00% | – | |
| FHB | FIRST HAWAIIAN INC | $10,000 | +66.7% | 463 | 0.0% | 0.00% | – | |
| SRCE | 1ST SOURCE CORP | $6,000 | +50.0% | 161 | 0.0% | 0.00% | – | |
| FPX | FIRST TR EXCHANGE TRADED FDus eqty oppt etf | $25,000 | +25.0% | 216 | 0.0% | 0.00% | – | |
| FRI | FIRST TR S&P REIT INDEX FD | $23,000 | +9.5% | 1,020 | 0.0% | 0.00% | – | |
| FXD | FIRST TR EXCHANGE TRADED FDconsumr discre | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| FXL | FIRST TR EXCHANGE TRADED FDtech alphadex | $3,000 | +50.0% | 29 | 0.0% | 0.00% | – | |
| FEMS | FIRST TR EXCH TRD ALPHDX FDem sml cp alph | $0 | – | 17 | 0.0% | 0.00% | – | |
| FJUL | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $30,000 | +7.1% | 920 | 0.0% | 0.00% | – | |
| FIT | FITBIT INCcl a | $0 | – | 100 | 0.0% | 0.00% | – | |
| FVE | FIVE STAR SENIOR LIVING INC | $0 | – | 36 | 0.0% | 0.00% | – | |
| PFD | FLAHERTY & CRUMRINE PFD INCO | $47,000 | +14.6% | 2,500 | 0.0% | 0.00% | – | |
| TLTE | FLEXSHARES TRmstar emkt fac | $49,000 | +22.5% | 846 | 0.0% | 0.00% | – | |
| GUNR | FLEXSHARES TRmornstar upstr | $28,000 | +16.7% | 872 | 0.0% | 0.00% | – | |
| NFRA | FLEXSHARES TRstoxx globr inf | $18,000 | +5.9% | 352 | 0.0% | 0.00% | – | |
| FLS | FLOWSERVE CORP | $0 | – | 11 | 0.0% | 0.00% | – | |
| FSP | FRANKLIN STR PPTYS CORP | $6,000 | +20.0% | 1,548 | 0.0% | 0.00% | – | |
| FLJP | FRANKLIN TEMPLETON ETF TRftse japan etf | $33,000 | +13.8% | 1,128 | 0.0% | 0.00% | – | |
| FSKR | FS KKR CAP CORP II | $0 | – | 56 | 0.0% | 0.00% | – | |
| GUT | GABELLI UTIL TR | $3,000 | +50.0% | 395 | 0.0% | 0.00% | – | |
| GRX | GABELLI HLTHCARE & WELLNESS | $0 | – | 57 | 0.0% | 0.00% | – | |
| GMS | GMS INC | $7,000 | +16.7% | 250 | 0.0% | 0.00% | – | |
| GALT | GALECTIN THERAPEUTICS INC | $4,000 | -20.0% | 2,000 | 0.0% | 0.00% | – | |
| GME | GAMESTOP CORP NEWcl a | $14,000 | +100.0% | 754 | 0.0% | 0.00% | – | |
| GIL | GILDAN ACTIVEWEAR INC | $2,000 | +100.0% | 101 | 0.0% | 0.00% | – | |
| SDIV | GLOBAL X FDSglb x superdiv | $12,000 | +20.0% | 963 | 0.0% | 0.00% | – | |
| PFFD | GLOBAL X FDSus pfd etf | $14,000 | 0.0% | 572 | 0.0% | 0.00% | – | |
| GORO | GOLD RESOURCE CORP | $45,000 | -13.5% | 15,538 | 0.0% | 0.00% | – | |
| GSSC | GOLDMAN SACHS ETF TRactivebeta us | $13,000 | +30.0% | 246 | 0.0% | 0.00% | – | |
| EAF | GRAFTECH INTL LTD | $2,000 | +100.0% | 200 | 0.0% | 0.00% | – | |
| GRPU | GRANITE REAL ESTATE INVT TRunit 99/99/9999 | $6,000 | +20.0% | 100 | 0.0% | 0.00% | – | |
| GEF | GREIF INCcl a | $23,000 | +27.8% | 500 | 0.0% | 0.00% | – | |
| HALO | HALOZYME THERAPEUTICS INC | $21,000 | +61.5% | 500 | 0.0% | 0.00% | – | |
| HAFC | HANMI FINL CORP | $11,000 | +37.5% | 1,022 | 0.0% | 0.00% | – | |
| THG | HANOVER INS GROUP INC | $19,000 | +26.7% | 170 | 0.0% | 0.00% | – | |
| HSC | HARSCO CORP | $4,000 | +33.3% | 242 | 0.0% | 0.00% | – | |
| HR | HEALTHCARE RLTY TR | $38,000 | -2.6% | 1,300 | 0.0% | 0.00% | – | |
| HL | HECLA MNG CO | $9,000 | +28.6% | 1,500 | 0.0% | 0.00% | – | |
| HLX | HELIX ENERGY SOLUTIONS GRP I | $0 | – | 237 | 0.0% | 0.00% | – | |
| HELIX ENERGY SOLUTIONS GRP Inote 4.250% 5/0 | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| HRTX | HERON THERAPEUTICS INC | $4,000 | +100.0% | 200 | 0.0% | 0.00% | – | |
| HGV | HILTON GRAND VACATIONS INC | $3,000 | +50.0% | 125 | 0.0% | 0.00% | – | |
| HIMX | HIMAX TECHNOLOGIES INCsponsored adr | $2,000 | +100.0% | 350 | 0.0% | 0.00% | – | |
| HOPE | HOPE BANCORP INC | $17,000 | +41.7% | 1,632 | 0.0% | 0.00% | – | |
| HUYA | HUYA INC | $1,000 | -50.0% | 98 | 0.0% | 0.00% | – | |
| HY | HYSTER YALE MATLS HANDLING Icl a | $7,000 | +75.0% | 128 | 0.0% | 0.00% | – | |
| ICUI | ICU MED INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| IMV | IMV INC | $12,000 | -29.4% | 4,000 | 0.0% | 0.00% | – | |
| IRTC | IRHYTHM TECHNOLOGIES INC | $11,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| IHRT | IHEARTMEDIA INC | $3,000 | +200.0% | 235 | 0.0% | 0.00% | – | |
| ILLUMINA INCnote 0.500% 6/1 | $14,000 | +16.7% | 10,000 | 0.0% | 0.00% | – | ||
| INS | INTELLIGENT SYS CORP NEW | $1,000 | – | 25 | 0.0% | 0.00% | – | |
| IPAR | INTER PARFUMS INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| ICPT | INTERCEPT PHARMACEUTICALS IN | $4,000 | -50.0% | 200 | 0.0% | 0.00% | – | |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $3,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| IBOC | INTERNATIONAL BANCSHARES COR | $4,000 | +33.3% | 120 | 0.0% | 0.00% | – | |
| PSMG | INVESCO ACTIVELY MANAGED ETFgwt mlti asst | $0 | – | 1 | 0.0% | 0.00% | – | |
| FXA | INVESCO CURRENCYSHARES AUSTRaustralian dol | $7,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| VVR | INVESCO SR INCOME TR | $0 | – | 147 | 0.0% | 0.00% | – | |
| VMO | INVESCO MUN OPPORTUNITY TR | $38,000 | +5.6% | 3,010 | 0.0% | 0.00% | – | |
| IHIT | INVESCO HIGH INCOME 2023 TAR | $23,000 | +4.5% | 2,793 | 0.0% | 0.00% | – | |
| RYE | INVESCO EXCHANGE TRADED FD Ts&p500 eql enr | $17,000 | +41.7% | 570 | 0.0% | 0.00% | – | |
| PWC | INVESCO EXCHANGE TRADED FD Tdynmc mkt etf | $33,000 | +13.8% | 316 | 0.0% | 0.00% | – | |
| PWB | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $35,000 | +9.4% | 525 | 0.0% | 0.00% | – | |
| PBJ | INVESCO EXCHANGE TRADED FD Tdynmc food bev | $0 | – | 1 | 0.0% | 0.00% | – | |
| DBC | INVESCO DB COMMDY INDX TRCKunit | $58,000 | +11.5% | 4,000 | 0.0% | 0.00% | – | |
| XMLV | INVESCO EXCH TRADED FD TR IIs&p midcp low | $0 | – | 13 | 0.0% | 0.00% | – | |
| EELV | INVESCO EXCH TRADED FD TR IIs&p emrng mkts | $4,000 | 0.0% | 214 | 0.0% | 0.00% | – | |
| CUT | INVESCO EXCH TRADED FD TR IImsci gbl timbr | $22,000 | +15.8% | 678 | 0.0% | 0.00% | – | |
| PHB | INVESCO EXCH TRADED FD TR IIfndmntl hy crp | $4,000 | +33.3% | 207 | 0.0% | 0.00% | – | |
| DBA | INVESCO DB MULTI-SECTOR COMMagriculture fd | $24,000 | +9.1% | 1,525 | 0.0% | 0.00% | – | |
| DBP | INVESCO DB MULTI-SECTOR COMMprecious metal | $0 | – | 15 | 0.0% | 0.00% | – | |
| UDN | INVESCO DB US DLR INDEX TRbearish fd | $13,000 | +8.3% | 601 | 0.0% | 0.00% | – | |
| IQ | IQIYI INCsponsored ads | $1,000 | -50.0% | 100 | 0.0% | 0.00% | – | |
| LEMB | ISHARES INCjp morgan em etf | $7,000 | 0.0% | 176 | 0.0% | 0.00% | – | |
| ECH | ISHARES INCmsci chile etf | $9,000 | +28.6% | 300 | 0.0% | 0.00% | – | |
| BKF | ISHARES INCmsci bric indx | $6,000 | +20.0% | 126 | 0.0% | 0.00% | – | |
| EWH | ISHARES INCmsci hong kg etf | $33,000 | +13.8% | 1,350 | 0.0% | 0.00% | – | |
| IGOV | ISHARES TRintl trea bd etf | $5,000 | 0.0% | 97 | 0.0% | 0.00% | – | |
| AGZ | ISHARES TRagency bond etf | $8,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| IMCB | ISHARES TRmrgstr md cp etf | $28,000 | +16.7% | 120 | 0.0% | 0.00% | – | |
| IMCG | ISHARES TRmrgstr md cp grw | $3,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| KXI | ISHARES TRglb cnsm stp etf | $4,000 | +33.3% | 72 | 0.0% | 0.00% | – | |
| EUFN | ISHARES TRmsci euro fl etf | $0 | – | 50 | 0.0% | 0.00% | – | |
| INDY | ISHARES TRindia 50 etf | $20,000 | +17.6% | 494 | 0.0% | 0.00% | – | |
| GSG | ISHARES S&P GSCI COMMODITY-unit ben int | $24,000 | +14.3% | 2,000 | 0.0% | 0.00% | – | |
| HYGH | ISHARES U S ETF TRit rt hdg hgyl | $1,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $6,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| EWM | ISHARES INCmsci mly etf new | $43,000 | +10.3% | 1,500 | 0.0% | 0.00% | – | |
| CRBN | ISHARES TRmsci lw crb tg | $6,000 | +20.0% | 41 | 0.0% | 0.00% | – | |
| IBDN | ISHARES TRibonds dec22 etf | $3,000 | 0.0% | 155 | 0.0% | 0.00% | – | |
| ICVT | ISHARES TRconv bd etf | $47,000 | +20.5% | 492 | 0.0% | 0.00% | – | |
| IAGG | ISHARES TRcore intl aggr | $49,000 | +2.1% | 877 | 0.0% | 0.00% | – | |
| JAX | J ALEXANDERS HLDGS INC | $0 | – | 19 | 0.0% | 0.00% | – | |
| JMUB | J P MORGAN EXCHANGE-TRADED Fmunicipal etf | $55,000 | +1.9% | 1,000 | 0.0% | 0.00% | -100.0% | |
| BBRE | J P MORGAN EXCHANGE-TRADED Fbetbuld msci | $10,000 | +11.1% | 137 | 0.0% | 0.00% | – | |
| JELD | JELD-WEN HLDG INC | $21,000 | +10.5% | 858 | 0.0% | 0.00% | – | |
| KBR | KBR INC | $22,000 | +37.5% | 741 | 0.0% | 0.00% | – | |
| KLXE | KLX ENERGY SERVICS HOLDNGS I | $0 | – | 64 | 0.0% | 0.00% | – | |
| KEX | KIRBY CORP | $1,000 | – | 22 | 0.0% | 0.00% | – | |
| KRG | KITE RLTY GROUP TR | $9,000 | +28.6% | 635 | 0.0% | 0.00% | – | |
| KOP | KOPPERS HOLDINGS INC | $12,000 | +50.0% | 415 | 0.0% | 0.00% | – | |
| KFYP | KRANESHARES TRcicc china 100 | $47,000 | +6.8% | 1,500 | 0.0% | 0.00% | – | |
| KRUS | KURA SUSHI USA INC | $6,000 | +50.0% | 350 | 0.0% | 0.00% | – | |
| LGIH | LGI HOMES INC | $21,000 | -8.7% | 200 | 0.0% | 0.00% | – | |
| LBAI | LAKELAND BANCORP INC | $21,000 | +31.2% | 1,705 | 0.0% | 0.00% | – | |
| LE | LANDS END INC NEW | $1,000 | – | 48 | 0.0% | 0.00% | – | |
| LNTH | LANTHEUS HLDGS INC | $15,000 | +7.1% | 1,112 | 0.0% | 0.00% | – | |
| LTRX | LANTRONIX INC | $1,000 | 0.0% | 350 | 0.0% | 0.00% | – | |
| ROSC | LATTICE STRATEGIES TRhartford mlt sml | $4,000 | +33.3% | 145 | 0.0% | 0.00% | – | |
| LGI | LAZARD GLOBAL TOTAL RETURN & | $27,000 | +12.5% | 1,560 | 0.0% | 0.00% | – | |
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $33,000 | +13.8% | 4,865 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORP DELnote 1.375%10/1 | $11,000 | +22.2% | 9,000 | 0.0% | 0.00% | – | ||
| LIGHTBRIDGE CORP | $10,000 | 0.0% | 2,499 | 0.0% | 0.00% | – | ||
| LTHM | LIVENT CORP | $0 | – | 27 | 0.0% | 0.00% | – | |
| LMNX | LUMINEX CORP DEL | $6,000 | -14.3% | 287 | 0.0% | 0.00% | – | |
| MDC | M D C HLDGS INC | $3,000 | 0.0% | 81 | 0.0% | 0.00% | – | |
| MIN | MFS INTER INCOME TRsh ben int | $8,000 | +14.3% | 2,100 | 0.0% | 0.00% | – | |
| MRC | MRC GLOBAL INC | $5,000 | +66.7% | 866 | 0.0% | 0.00% | – | |
| MTSC | MTS SYS CORP | $16,000 | +220.0% | 283 | 0.0% | 0.00% | – | |
| MSGE | MADISON SQUARE GRDN ENTERTNMcl a | $31,000 | +55.0% | 300 | 0.0% | 0.00% | – | |
| MAG | MAG SILVER CORP | $61,000 | +27.1% | 3,000 | 0.0% | 0.00% | – | |
| MNKD | MANNKIND CORP | $0 | – | 240 | 0.0% | 0.00% | – | |
| MANT | MANTECH INTL CORPcl a | $5,000 | +25.0% | 62 | 0.0% | 0.00% | – | |
| MARINUS PHARMACEUTICALS INC | $3,000 | 0.0% | 250 | 0.0% | 0.00% | – | ||
| MREO | MEREO BIOPHARMA GROUP PLCads | $1,000 | – | 358 | 0.0% | 0.00% | – | |
| MEI | METHODE ELECTRS INC | $5,000 | +66.7% | 135 | 0.0% | 0.00% | – | |
| MLHR | MILLER HERMAN INC | $11,000 | +10.0% | 344 | 0.0% | 0.00% | – | |
| TAP | MOLSON COORS BEVERAGE COcl b | $10,000 | +42.9% | 221 | 0.0% | 0.00% | – | |
| MNRO | MONRO INC | $4,000 | +33.3% | 77 | 0.0% | 0.00% | – | |
| MSD | MORGAN STANLEY EMER MKTS DEB | $3,000 | +50.0% | 332 | 0.0% | 0.00% | – | |
| MORN | MORNINGSTAR INC | $24,000 | +41.2% | 107 | 0.0% | 0.00% | – | |
| MWA | MUELLER WTR PRODS INC | $34,000 | +21.4% | 2,762 | 0.0% | 0.00% | – | |
| NBTB | NBT BANCORP INC | $5,000 | +25.0% | 181 | 0.0% | 0.00% | – | |
| NCR | NCR CORP NEW | $34,000 | +70.0% | 915 | 0.0% | 0.00% | – | |
| NVR | NVR INC | $32,000 | 0.0% | 8 | 0.0% | 0.00% | – | |
| NSTG | NANOSTRING TECHNOLOGIES INC | $4,000 | +100.0% | 60 | 0.0% | 0.00% | – | |
| NGHC | NATIONAL GEN HLDGS CORP | $27,000 | 0.0% | 812 | 0.0% | 0.00% | – | |
| NTCO | NATURA &CO HLDG S Aads | $2,000 | 0.0% | 120 | 0.0% | 0.00% | – | |
| NAV | NAVISTAR INTL CORP NEW | $43,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| NEOG | NEOGEN CORP | $7,000 | 0.0% | 98 | 0.0% | 0.00% | – | |
| NVCN | NEOVASC INC | $2,000 | -50.0% | 2,267 | 0.0% | 0.00% | – | |
| NEPT | NEPTUNE WELLNESS SOLUTIONS I | $2,000 | -33.3% | 1,500 | 0.0% | 0.00% | – | |
| NBO | NEUBERGER BRMAN NY MUNI FD I | $6,000 | 0.0% | 555 | 0.0% | 0.00% | – | |
| GF | NEW GERMANY FD INC | $49,000 | +14.0% | 2,606 | 0.0% | 0.00% | – | |
| NMFC | NEW MTN FIN CORP | $18,000 | +20.0% | 1,605 | 0.0% | 0.00% | – | |
| NEWT | NEWTEK BUSINESS SVCS CORP | $1,000 | 0.0% | 79 | 0.0% | 0.00% | – | |
| NBLX | NOBLE MIDSTREAM PARTNERS LP | $15,000 | +50.0% | 1,500 | 0.0% | 0.00% | – | |
| NWN | NORTHWEST NAT HLDG CO | $9,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| NG | NOVAGOLD RES INC | $0 | – | 30 | 0.0% | 0.00% | – | |
| NUS | NU SKIN ENTERPRISES INCcl a | $0 | – | 8 | 0.0% | 0.00% | – | |
| NXQ | NUVEEN SELECT TAX FREE INCOMsh ben int | $49,000 | +6.5% | 3,126 | 0.0% | 0.00% | – | |
| NAN | NUVEEN NEW YORK QLT MUN INC | $4,000 | 0.0% | 310 | 0.0% | 0.00% | – | |
| NID | NUVEEN INTER DURATION MUN TE | $11,000 | 0.0% | 839 | 0.0% | 0.00% | – | |
| SPXX | NUVEEN S&P 500 DYNAMIC OVERW | $16,000 | +14.3% | 1,100 | 0.0% | 0.00% | – | |
| OMEX | ODYSSEY MARINE EXPL INC | $7,000 | +16.7% | 1,000 | 0.0% | 0.00% | – | |
| OPI | OFFICE PPTYS INCOME TR | $27,000 | +12.5% | 1,200 | 0.0% | 0.00% | – | |
| ONB | OLD NATL BANCORP IND | $0 | – | 28 | 0.0% | 0.00% | – | |
| ONCY | ONCOLYTICS BIOTECH INC | $8,000 | +60.0% | 3,540 | 0.0% | 0.00% | – | |
| OLP | ONE LIBERTY PPTYS INC | $3,000 | 0.0% | 198 | 0.0% | 0.00% | – | |
| LPRO | OPEN LENDING CORP | $19,000 | +35.7% | 570 | 0.0% | 0.00% | – | |
| ORA | ORMAT TECHNOLOGIES INC | $16,000 | +60.0% | 181 | 0.0% | 0.00% | – | |
| PTMC | PACER FDS TRtrendp us mid cp | $11,000 | +22.2% | 354 | 0.0% | 0.00% | – | |
| PARR | PAR PAC HOLDINGS INC | $14,000 | +133.3% | 1,013 | 0.0% | 0.00% | – | |
| PGRE | PARAMOUNT GROUP INC | $22,000 | +29.4% | 2,500 | 0.0% | 0.00% | – | |
| PCYG | PARK CITY GROUP INC | $19,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| PRK | PARK NATL CORP | $7,000 | +16.7% | 74 | 0.0% | 0.00% | – | |
| PTEN | PATTERSON-UTI ENERGY INC | $6,000 | +100.0% | 1,236 | 0.0% | 0.00% | – | |
| PVAC | PENN VA CORP | $3,000 | +50.0% | 298 | 0.0% | 0.00% | – | |
| PHUN | PHUNWARE INC | $1,000 | – | 1,000 | 0.0% | 0.00% | – | |
| PDM | PIEDMONT OFFICE REALTY TR IN | $1,000 | 0.0% | 99 | 0.0% | 0.00% | – | |
| BOND | PIMCO ETF TRactive bd etf | $12,000 | 0.0% | 107 | 0.0% | 0.00% | – | |
| PDI | PIMCO DYNAMIC INCOME FD | $39,000 | +5.4% | 1,494 | 0.0% | 0.00% | – | |
| PLAG | PLANET GREEN HLDGS CORP | $2,000 | 0.0% | 1,102 | 0.0% | 0.00% | – | |
| BPOP | POPULAR INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| PSMT | PRICESMART INC | $9,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| PST | PROSHARES TR | $21,000 | +5.0% | 1,375 | 0.0% | 0.00% | – | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $13,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| RCM | R1 RCM INC | $2,000 | +100.0% | 96 | 0.0% | 0.00% | – | |
| RNWK | REALNETWORKS INC | $0 | – | 250 | 0.0% | 0.00% | – | |
| RLGY | REALOGY HLDGS CORP | $1,000 | 0.0% | 144 | 0.0% | 0.00% | – | |
| RGNX | REGENXBIO INC | $22,000 | +69.2% | 500 | 0.0% | 0.00% | – | |
| RLMD | RELMADA THERAPEUTICS INC | $0 | -100.0% | 27 | 0.0% | 0.00% | – | |
| MARK | REMARK HLDGS INC | $17,000 | +70.0% | 9,135 | 0.0% | 0.00% | – | |
| IPO | RENAISSANCE CAP GREENWICH FDipo etf | $25,000 | +25.0% | 400 | 0.0% | 0.00% | – | |
| REX | REX AMERICAN RES CORP | $5,000 | 0.0% | 77 | 0.0% | 0.00% | – | |
| RXN | REXNORD CORP | $17,000 | +41.7% | 430 | 0.0% | 0.00% | – | |
| RIGL | RIGEL PHARMACEUTICALS INC | $5,000 | +66.7% | 1,500 | 0.0% | 0.00% | – | |
| REI | RING ENERGY INC | $3,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| RCI | ROGERS COMMUNICATIONS INCcl b | $11,000 | +22.2% | 245 | 0.0% | 0.00% | – | |
| RHP | RYMAN HOSPITALITY PPTYS INC | $8,000 | +100.0% | 121 | 0.0% | 0.00% | – | |
| SPXC | SPX CORP | $6,000 | +20.0% | 112 | 0.0% | 0.00% | – | |
| SPEM | SPDR INDEX SHS FDSportfolio emg mk | $11,000 | +22.2% | 270 | 0.0% | 0.00% | – | |
| EDIV | SPDR INDEX SHS FDSs&p em mkt div | $44,000 | +15.8% | 1,597 | 0.0% | 0.00% | – | |
| RWO | SPDR INDEX SHS FDSdj glb rl es etf | $46,000 | +12.2% | 1,046 | 0.0% | 0.00% | – | |
| EWX | SPDR INDEX SHS FDSs&p emktsc etf | $1,000 | 0.0% | 37 | 0.0% | 0.00% | – | |
| SPDW | SPDR INDEX SHS FDSportfolio devlpd | $6,000 | +20.0% | 187 | 0.0% | 0.00% | – | |
| SPMB | SPDR SER TRportfli mortgage | $9,000 | 0.0% | 367 | 0.0% | 0.00% | – | |
| EBND | SPDR SER TRblombrg brc emrg | $1,000 | 0.0% | 57 | 0.0% | 0.00% | – | |
| SPSB | SPDR SER TRportfolio short | $13,000 | 0.0% | 434 | 0.0% | 0.00% | – | |
| BWX | SPDR SER TRblomberg intl tr | $8,000 | 0.0% | 270 | 0.0% | 0.00% | – | |
| SPIP | SPDR SER TRportfli tips etf | $7,000 | 0.0% | 236 | 0.0% | 0.00% | – | |
| MDYV | SPDR SER TRs&p 400 mdcp val | $47,000 | +27.0% | 855 | 0.0% | 0.00% | – | |
| SPLG | SPDR SER TRportfolio s&p500 | $40,000 | +11.1% | 917 | 0.0% | 0.00% | – | |
| XHB | SPDR SER TRs&p homebuild | $28,000 | +7.7% | 500 | 0.0% | 0.00% | – | |
| SPTS | SPDR SER TRportfolio sh tsr | $10,000 | 0.0% | 342 | 0.0% | 0.00% | – | |
| SBR | SABINE ROYALTY TRunit ben int | $6,000 | 0.0% | 228 | 0.0% | 0.00% | – | |
| SAIL | SAILPOINT TECHNOLOGIES HLDGS | $15,000 | +36.4% | 300 | 0.0% | 0.00% | – | |
| JOE | ST JOE CO | $2,000 | +100.0% | 65 | 0.0% | 0.00% | – | |
| SCHX | SCHWAB STRATEGIC TRus lrg cap etf | $50,000 | +13.6% | 557 | 0.0% | 0.00% | – | |
| SCHE | SCHWAB STRATEGIC TRemrg mkteq etf | $13,000 | +18.2% | 433 | 0.0% | 0.00% | – | |
| FNDE | SCHWAB STRATEGIC TRschwb fdt emk lg | $18,000 | +20.0% | 670 | 0.0% | 0.00% | – | |
| FNDC | SCHWAB STRATEGIC TRschwb fdt int sc | $15,000 | +15.4% | 439 | 0.0% | 0.00% | – | |
| FNDF | SCHWAB STRATEGIC TRschwb fdt int lg | $33,000 | +22.2% | 1,136 | 0.0% | 0.00% | – | |
| FNDA | SCHWAB STRATEGIC TRschwab fdt us sc | $36,000 | +28.6% | 858 | 0.0% | 0.00% | – | |
| FNDX | SCHWAB STRATEGIC TRschwab fdt us lg | $62,000 | +17.0% | 1,374 | 0.0% | 0.00% | – | |
| SCHZ | SCHWAB STRATEGIC TRus aggregate b | $8,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| SCHR | SCHWAB STRATEGIC TRintrm trm tres | $25,000 | 0.0% | 437 | 0.0% | 0.00% | – | |
| SEAS | SEAWORLD ENTMT INC | $4,000 | +100.0% | 147 | 0.0% | 0.00% | – | |
| SEM | SELECT MED HLDGS CORP | $6,000 | +50.0% | 232 | 0.0% | 0.00% | – | |
| SHLX | SHELL MIDSTREAM PARTNERS L Punit ltd int | $59,000 | +7.3% | 5,891 | 0.0% | 0.00% | -100.0% | |
| SINT | SINTX TECHNOLOGIES INC | $14,000 | -17.6% | 9,000 | 0.0% | 0.00% | – | |
| SNOA | SONOMA PHARMACEUTICALS INC | $0 | – | 77 | 0.0% | 0.00% | – | |
| SSB | SOUTH ST CORP | $3,000 | +50.0% | 53 | 0.0% | 0.00% | – | |
| SPB | SPECTRUM BRANDS HLDGS INC NE | $1,000 | – | 15 | 0.0% | 0.00% | – | |
| SCL | STEPAN CO | $18,000 | +12.5% | 155 | 0.0% | 0.00% | – | |
| STC | STEWART INFORMATION SVCS COR | $6,000 | +20.0% | 135 | 0.0% | 0.00% | – | |
| BANX | STONECASTLE FINL CORP | $32,000 | 0.0% | 1,700 | 0.0% | 0.00% | – | |
| RGR | STURM RUGER & CO INC | $6,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| SPWR | SUNPOWER CORP | $3,000 | +200.0% | 142 | 0.0% | 0.00% | – | |
| SGRY | SURGERY PARTNERS INC | $36,000 | +33.3% | 1,260 | 0.0% | 0.00% | – | |
| SSSS | SURO CAPITAL CORP | $10,000 | +25.0% | 776 | 0.0% | 0.00% | – | |
| RJA | SWEDISH EXPT CR CORProg agri etn22 | $30,000 | +20.0% | 4,595 | 0.0% | 0.00% | – | |
| SWCH | SWITCH INCcl a | $49,000 | +6.5% | 3,000 | 0.0% | 0.00% | – | |
| SYKE | SYKES ENTERPRISES INC | $16,000 | +6.7% | 444 | 0.0% | 0.00% | – | |
| SYNH | SYNEOS HEALTH INCcl a | $1,000 | – | 18 | 0.0% | 0.00% | – | |
| TRHC | TABULA RASA HEALTHCARE INC | $38,000 | +5.6% | 900 | 0.0% | 0.00% | – | |
| TELL | TELLURIAN INC NEW | $7,000 | +75.0% | 6,234 | 0.0% | 0.00% | – | |
| TENB | TENABLE HLDGS INC | $21,000 | +40.0% | 403 | 0.0% | 0.00% | – | |
| TEN | TENNECO INC | $8,000 | +60.0% | 809 | 0.0% | 0.00% | – | |
| TEX | TEREX CORP NEW | $15,000 | +87.5% | 452 | 0.0% | 0.00% | – | |
| TTI | TETRA TECHNOLOGIES INC DEL | $1,000 | – | 1,716 | 0.0% | 0.00% | – | |
| TCBI | TEXAS CAP BANCSHARES INC | $12,000 | +100.0% | 216 | 0.0% | 0.00% | – | |
| TXT | TEXTRON INC | $61,000 | +35.6% | 1,290 | 0.0% | 0.00% | – | |
| TXMD | THERAPEUTICSMD INC | $42,000 | -23.6% | 35,000 | 0.0% | 0.00% | -100.0% | |
| TBIO | TRANSLATE BIO INC | $9,000 | +28.6% | 521 | 0.0% | 0.00% | – | |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | $24,000 | +20.0% | 1,900 | 0.0% | 0.00% | – | |
| TGI | TRIUMPH GROUP INC NEW | $12,000 | +100.0% | 1,000 | 0.0% | 0.00% | – | |
| TRST | TRUSTCO BK CORP N Y | $11,000 | +37.5% | 1,686 | 0.0% | 0.00% | – | |
| TUP | TUPPERWARE BRANDS CORP | $10,000 | +66.7% | 339 | 0.0% | 0.00% | – | |
| USCR | U S CONCRETE INC | $12,000 | +33.3% | 310 | 0.0% | 0.00% | – | |
| SLCA | U S SILICA HLDGS INC | $3,000 | +200.0% | 521 | 0.0% | 0.00% | – | |
| UCTT | ULTRA CLEAN HLDGS INC | $9,000 | +50.0% | 300 | 0.0% | 0.00% | – | |
| BNO | UNITED STS BRENT OIL FD LPunit | $0 | – | 50 | 0.0% | 0.00% | – | |
| USO | UNITED STS OIL FD LPunits | $33,000 | +17.9% | 1,012 | 0.0% | 0.00% | – | |
| UNIT | UNITI GROUP INC | $56,000 | +12.0% | 4,800 | 0.0% | 0.00% | – | |
| UEIC | UNIVERSAL ELECTRS INC | $0 | – | 17 | 0.0% | 0.00% | – | |
| VOC | VOC ENERGY TRtr unit | $2,000 | +100.0% | 1,000 | 0.0% | 0.00% | – | |
| VNDA | VANDA PHARMACEUTICALS INC | $6,000 | +50.0% | 500 | 0.0% | 0.00% | – | |
| OIH | VANECK VECTORS ETF TRoil svcs etf | $5,000 | +66.7% | 36 | 0.0% | 0.00% | – | |
| EDV | VANGUARD WORLD FDextended dur | $19,000 | -5.0% | 125 | 0.0% | 0.00% | – | |
| VSGX | VANGUARD WORLD FDesg intl stk etf | $24,000 | +14.3% | 409 | 0.0% | 0.00% | – | |
| IVOV | VANGUARD ADMIRAL FDS INCmidcp 400 val | $37,000 | +27.6% | 284 | 0.0% | 0.00% | – | |
| IVOG | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $59,000 | +20.4% | 332 | 0.0% | 0.00% | – | |
| VTWG | VANGUARD SCOTTSDALE FDSvng rus2000grw | $56,000 | +30.2% | 270 | 0.0% | 0.00% | – | |
| VGIT | VANGUARD SCOTTSDALE FDSinter term treas | $5,000 | -16.7% | 85 | 0.0% | 0.00% | – | |
| VRNT | VERINT SYS INC | $16,000 | +45.5% | 239 | 0.0% | 0.00% | – | |
| VERINT SYS INCnote 1.500% 6/0 | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | ||
| VSAT | VIASAT INC | $0 | – | 27 | 0.0% | 0.00% | – | |
| VRAY | VIEWRAY INC | $16,000 | +14.3% | 4,200 | 0.0% | 0.00% | – | |
| VKTX | VIKING THERAPEUTICS INC | $2,000 | 0.0% | 360 | 0.0% | 0.00% | – | |
| VPG | VISHAY PRECISION GROUP INC | $2,000 | +100.0% | 71 | 0.0% | 0.00% | – | |
| VC | VISTEON CORP | $0 | – | 5 | 0.0% | 0.00% | – | |
| VOYA | VOYA FINANCIAL INC | $49,000 | +22.5% | 850 | 0.0% | 0.00% | – | |
| IGD | VOYA GLBL EQTY DIV & PREM OP | $37,000 | +5.7% | 7,105 | 0.0% | 0.00% | – | |
| WDR | WADDELL & REED FINL INCcl a | $21,000 | +75.0% | 828 | 0.0% | 0.00% | – | |
| WAFD | WASHINGTON FED INC | $10,000 | +25.0% | 402 | 0.0% | 0.00% | – | |
| WRI | WEINGARTEN RLTY INVSsh ben int | $10,000 | +25.0% | 500 | 0.0% | 0.00% | – | |
| MMU | WESTERN ASSET MANAGED MUNS F | $16,000 | +6.7% | 1,250 | 0.0% | 0.00% | – | |
| WETF | WISDOMTREE INVTS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| DTD | WISDOMTREE TRus total dividnd | $45,000 | +12.5% | 436 | 0.0% | 0.00% | – | |
| EUSC | WISDOMTREE TReur hdg smlcap | $6,000 | +20.0% | 211 | 0.0% | 0.00% | – | |
| WH | WYNDHAM HOTELS & RESORTS INC | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| XTNT | XTANT MED HLDGS INC | $0 | – | 120 | 0.0% | 0.00% | – | |
| XRX | XEROX HOLDINGS CORP | $6,000 | +20.0% | 277 | 0.0% | 0.00% | – | |
| YELP | YELP INCcl a | $3,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| YETI | YETI HLDGS INC | $10,000 | +66.7% | 150 | 0.0% | 0.00% | – | |
| DOX | AMDOCS LTD | $16,000 | +23.1% | 238 | 0.0% | 0.00% | – | |
| AGO | ASSURED GUARANTY LTD | $7,000 | +40.0% | 244 | 0.0% | 0.00% | – | |
| BPY | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $65,000 | +20.4% | 4,512 | 0.0% | 0.00% | -100.0% | |
| CATM | CARDTRONICS PLC | $7,000 | +75.0% | 203 | 0.0% | 0.00% | – | |
| ESGR | ENSTAR GROUP LIMITED | $6,000 | +20.0% | 34 | 0.0% | 0.00% | – | |
| HOLI | HOLLYSYS AUTOMATION TCHNGY L | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| KNSA | KINIKSA PHARMACEUTICALS LTD | $13,000 | +18.2% | 750 | 0.0% | 0.00% | – | |
| NLSN | NIELSEN HLDGS PLC | $0 | – | 8 | 0.0% | 0.00% | – | |
| PRTA | PROTHENA CORP PLC | $1,000 | – | 85 | 0.0% | 0.00% | – | |
| RNR | RENAISSANCERE HLDGS LTD | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
| SIG | SIGNET JEWELERS LIMITED | $28,000 | +47.4% | 1,035 | 0.0% | 0.00% | – | |
| FTI | TECHNIPFMC PLC | $4,000 | +100.0% | 466 | 0.0% | 0.00% | – | |
| WTM | WHITE MTNS INS GROUP LTD | $20,000 | +33.3% | 20 | 0.0% | 0.00% | – | |
| XP | XP INCcl a | $13,000 | -7.1% | 350 | 0.0% | 0.00% | – | |
| RIG | TRANSOCEAN LTD | $0 | – | 348 | 0.0% | 0.00% | – | |
| TSE | TRINSEO S A | $13,000 | +116.7% | 271 | 0.0% | 0.00% | – | |
| CRNT | CERAGON NETWORKS LTDord | $5,000 | +25.0% | 2,000 | 0.0% | 0.00% | – | |
| KMDA | KAMADA LTD | $0 | – | 100 | 0.0% | 0.00% | – | |
| NYMX | NYMOX PHARMACEUTICAL CORP | $4,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| CMRE | COSTAMARE INC | $45,000 | +36.4% | 5,503 | 0.0% | 0.00% | – | |
| MAXN | MAXEON SOLAR TECHNOLOGIES LT | $0 | – | 17 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
| 13F-HR | 2022-11-02 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.