Rockefeller Capital Management L.P. - Q4 2020 holdings

$13.2 Billion is the total value of Rockefeller Capital Management L.P.'s 4141 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 124.0% .

 Value Shares↓ Weighting
ExitINPHI CORPnote 1.125%12/0$0-7,000
-100.0%
0.00%
WMGI ExitWRIGHT MED GROUP N V$0-412
-100.0%
0.00%
AEL ExitAMERICAN EQTY INVT LIFE HLD$0-38
-100.0%
0.00%
IPOB ExitSOCIAL CAP HDOSPHIA HLDG CO$0-905
-100.0%
0.00%
IRWD ExitIRONWOOD PHARMACEUTICALS INC$0-155
-100.0%
0.00%
DGLY ExitDIGITAL ALLY INC$0-10,000
-100.0%
0.00%
AKBA ExitAKEBIA THERAPEUTICS INC$0-413
-100.0%
0.00%
CCMP ExitCABOT MICROELECTRONICS CORP$0-11
-100.0%
0.00%
MR ExitMONTAGE RES CORP$0-133
-100.0%
0.00%
GLT ExitGLATFELTER$0-542
-100.0%
0.00%
AERI ExitAERIE PHARMACEUTICALS INC$0-457
-100.0%
0.00%
ADES ExitADVANCED EMISSIONS SOLUTS IN$0-300
-100.0%
0.00%
GCC ExitWISDOMTREE CONTINUOUS COMMOD$0-169
-100.0%
0.00%
UFCS ExitUNITED FIRE GROUP INC$0-14
-100.0%
0.00%
GOGO ExitGOGO INC$0-5,000
-100.0%
0.00%
CRCQQ ExitCALIFORNIA RES CORP$0-486
-100.0%
0.00%
FBK ExitFB FINL CORP$0-38
-100.0%
0.00%
KIN ExitKINDRED BIOSCIENCES INC$0-1,000
-100.0%
0.00%
ABR ExitARBOR REALTY TRUST INC$0-4,400
-100.0%
0.00%
WLDN ExitWILLDAN GROUP INC$0-242
-100.0%
0.00%
CUK ExitCARNIVAL PLCadr$0-56
-100.0%
0.00%
WING ExitWINGSTOP INC$0-10
-100.0%
0.00%
GTIM ExitGOOD TIMES RESTAURANTS INC$0-6,450
-100.0%
0.00%
BMTC ExitBRYN MAWR BK CORP$0-35
-100.0%
0.00%
HIW ExitHIGHWOODS PPTYS INC$0-96
-100.0%
0.00%
ABCB ExitAMERIS BANCORP$0-25
-100.0%
0.00%
NAKD ExitNAKED BRAND GROUP LIMITED$0-25,000
-100.0%
0.00%
PAVM ExitPAVMED INC$0-10,000
-100.0%
0.00%
IFRX ExitINFLARX NV$0-5,000
-100.0%
0.00%
TYG ExitTORTOISE ENERGY INFRA CORP$0-500
-100.0%
0.00%
NMTR Exit9 METERS BIOPHARMA INC$0-100
-100.0%
0.00%
BSTC ExitBIOSPECIFICS TECHNOLOGIES CO$0-105
-100.0%
0.00%
NMY ExitNUVEEN MARYLAND QLT MUN INC$0-3,206
-100.0%
0.00%
GCI ExitGANNETT CO INC$0-21,000
-100.0%
0.00%
STFC ExitSTATE AUTO FINL CORP$0-24
-100.0%
0.00%
RVNC ExitREVANCE THERAPEUTICS INC$0-314
-100.0%
0.00%
RMBS ExitRAMBUS INC DEL$0-35
-100.0%
0.00%
NVEE ExitNV5 GLOBAL INC$0-220
-100.0%
0.00%
OSUR ExitORASURE TECHNOLOGIES INC$0-138
-100.0%
0.00%
CHT ExitCHUNGHWA TELECOM CO LTDspon adr new11$0-207
-100.0%
0.00%
MFIN ExitMEDALLION FINL CORP$0-10,000
-100.0%
0.00%
MMS ExitMAXIMUS INC$0-183
-100.0%
0.00%
FBP ExitFIRST BANCORP P R$0-1,260
-100.0%
0.00%
ETFC ExitE TRADE FINANCIAL CORP$0-366
-100.0%
0.00%
EHI ExitWESTERN ASSET GLOBAL HIGH IN$0-750
-100.0%
0.00%
AIV ExitAPARTMENT INVT & MGMT COcl a$0-3
-100.0%
0.00%
GQRE ExitFLEXSHARES TRglb qlt r/e idx$0-275
-100.0%
0.00%
CWK ExitCUSHMAN WAKEFIELD PLC$0-143
-100.0%
0.00%
OPPRT ExitRIVERNORTH DOUBLELINE STRATEright 10/01/2020$0-6,501
-100.0%
0.00%
BTO ExitHANCOCK JOHN FINL OPPTYS FDsh ben int new$0-1,400
-100.0%
0.00%
RDY ExitDR REDDYS LABS LTDadr$0-184
-100.0%
0.00%
MOGA ExitMOOG INCcl a$0-17
-100.0%
0.00%
LCA ExitLANDCADIA HLDGS II INCcl a$0-1,500
-100.0%
0.00%
BRKR ExitBRUKER CORP$0-30
-100.0%
0.00%
COLL ExitCOLLEGIUM PHARMACEUTICAL INC$0-723
-100.0%
0.00%
GTX ExitGARRETT MOTION INC$0-2,567
-100.0%
0.00%
FMK ExitFIRST TR EXCH TRD ALPHDX FDmega cap alpha$0-100
-100.0%
0.00%
HCRSQ ExitHI-CRUSH PARTNERS LP$0-3,726
-100.0%
0.00%
COOP ExitMR COOPER GROUP INC$0-4
-100.0%
0.00%
FCTR ExitFIRST TR EXCHANGE-TRADED FDlunt us factor$0-1,003
-100.0%
0.00%
WNS ExitWNS HLDGS LTDspon adr$0-343
-100.0%
0.00%
HIE ExitMILLER HOWARD HIGH INC EQTY$0-3,000
-100.0%
0.00%
WBT ExitWELBILT INC$0-61
-100.0%
0.00%
MBT ExitMOBILE TELESYSTEMS PJSCsponsored adr$0-899
-100.0%
0.00%
FNY ExitFIRST TR EXCH TRD ALPHDX FDmid cp gr alph$0-58
-100.0%
0.00%
AGM ExitFEDERAL AGRIC MTG CORPcl c$0-66
-100.0%
0.00%
EYPT ExitEYEPOINT PHARMACEUTICALS INC$0-10,000
-100.0%
0.00%
MAC ExitMACERICH CO$0-6,572
-100.0%
0.00%
AX ExitAXOS FINANCIAL INC$0-452
-100.0%
0.00%
AM ExitANTERO MIDSTREAM CORP$0-1,361
-100.0%
0.00%
CEVA ExitCEVA INC$0-483
-100.0%
0.00%
GIB ExitCGI INCcl a sub vtg$0-70
-100.0%
0.00%
HWC ExitHANCOCK WHITNEY CORPORATION$0-27
-100.0%
0.00%
TTNP ExitTITAN PHARMACEUTICALS INC DE$0-146
-100.0%
0.00%
HTBX ExitHEAT BIOLOGICS INC$0-7,500
-100.0%
0.00%
AVYA ExitAVAYA HLDGS CORP$0-2,308
-100.0%
0.00%
NEOS ExitNEOS THERAPEUTICS INC$0-578
-100.0%
0.00%
EVER ExitEVERQUOTE INC$0-16
-100.0%
0.00%
PGTI ExitPGT INNOVATIONS INC$0-467
-100.0%
0.00%
HCKT ExitHACKETT GROUP INC$0-36
-100.0%
0.00%
ESLT ExitELBIT SYS LTDord$0-19
-100.0%
0.00%
AROC ExitARCHROCK INC$0-184
-100.0%
0.00%
GSHD ExitGOOSEHEAD INS INC$0-12
-100.0%
0.00%
HE ExitHAWAIIAN ELEC INDUSTRIES$0-25
-100.0%
0.00%
ZIOP ExitZIOPHARM ONCOLOGY INC$0-15,362
-100.0%
0.00%
PTGX ExitPROTAGONIST THERAPEUTICS INC$0-2,000
-100.0%
0.00%
FCVT ExitFIRST TR EXCHANGE-TRADED FDssi strg etf$0-459
-100.0%
0.00%
IPOC ExitSOCIAL CAP HEDSPIA HLDG CO I$0-905
-100.0%
0.00%
ExitAPPLIED DNA SCIENCES INC$0-5,000
-100.0%
0.00%
BSJK ExitINVESCO EXCH TRD SLF IDX FD$0-2,114
-100.0%
0.00%
COHR ExitCOHERENT INC$0-7
-100.0%
0.00%
PKX ExitPOSCOsponsored adr$0-25
-100.0%
0.00%
USRT ExitISHARES TRcre u s reit etf$0-162
-100.0%
0.00%
JGH ExitNUVEEN GLOBAL HIGH INCOME FD$0-750
-100.0%
0.00%
ACST ExitACASTI PHARMA INCcl a new$0-3,000
-100.0%
0.00%
SWI ExitSOLARWINDS CORP$0-189
-100.0%
0.00%
ABEO ExitABEONA THERAPEUTICS INC$0-4,000
-100.0%
0.00%
SERV ExitSERVICEMASTER GLOBAL HLDGS I$0-573
-100.0%
0.00%
AEG ExitAEGON N V$0-1,064
-100.0%
0.00%
KRP ExitKIMBELL RTY PARTNERS LPunit$0-191
-100.0%
0.00%
VIPS ExitVIPSHOP HOLDINGS LIMITEDsponsored ads a$0-436
-100.0%
0.00%
OMER ExitOMEROS CORP$0-20
-100.0%
0.00%
WSBC ExitWESBANCO INC$0-14
-100.0%
0.00%
KL ExitKIRKLAND LAKE GOLD LTD$0-502
-100.0%
0.00%
SUPN ExitSUPERNUS PHARMACEUTICALS INC$0-315
-100.0%
0.00%
AIR ExitAAR CORP$0-18
-100.0%
0.00%
WBK ExitWESTPAC BANKING CORPsponsored adr$0-483
-100.0%
0.00%
TTGT ExitTECHTARGET INC$0-72
-100.0%
0.00%
PBYI ExitPUMA BIOTECHNOLOGY INC$0-157
-100.0%
0.00%
CBBPRB ExitCINCINNATI BELL INC NEWpfd cv dep1/20$0-500
-100.0%
0.00%
FEM ExitFIRST TR EXCH TRD ALPHDX FDemerg mkt alph$0-239
-100.0%
0.00%
MED ExitMEDIFAST INC$0-164
-100.0%
0.00%
NVUS ExitNOVUS THERAPEUTICS INC$0-30,000
-100.0%
0.00%
ATIF ExitATIF HOLDINGS LIMITED$0-5,000
-100.0%
0.00%
VER ExitVEREIT INC$0-2,147
-100.0%
0.00%
HEXO ExitHEXO CORP$0-1,800
-100.0%
0.00%
KBH ExitKB HOME$0-416
-100.0%
0.00%
BCOR ExitBLUCORA INC$0-25
-100.0%
0.00%
GLPG ExitGALAPAGOS NVspon adr$0-90
-100.0%
0.00%
JDD ExitNUVEEN DIVERSIFIED DIVID & I$0-2,477
-100.0%
0.00%
ZYXI ExitZYNEX INC$0-1,500
-100.0%
0.00%
RYAM ExitRAYONIER ADVANCED MATLS INC$0-5,000
-100.0%
0.00%
DBO ExitINVESCO DB MULTI-SECTOR COMMoil fd$0-3,800
-100.0%
0.00%
MNKKQ ExitMALLINCKRODT PUB LTD CO$0-63
-100.0%
0.00%
CVEO ExitCIVEO CORP CDA$0-576
-100.0%
0.00%
NIU ExitNIU TECHNOLOGIESads$0-1,000
-100.0%
0.00%
WIFI ExitBOINGO WIRELESS INC$0-613
-100.0%
0.00%
GAN ExitGAN LTD$0-1,000
-100.0%
0.00%
CNTY ExitCENTURY CASINOS INC$0-730
-100.0%
0.00%
JBGS ExitJBG SMITH PPTYS$0-104
-100.0%
0.00%
PCOM ExitPOINTS INTL LTD$0-193
-100.0%
0.00%
BGGSQ ExitBRIGGS & STRATTON CORP$0-133
-100.0%
0.00%
TECK ExitTECK RESOURCES LTDcl b$0-275
-100.0%
0.00%
ROM ExitPROSHARES TR$0-600
-100.0%
0.00%
TRMK ExitTRUSTMARK CORP$0-23
-100.0%
0.00%
SSTK ExitSHUTTERSTOCK INC$0-290
-100.0%
0.00%
FTA ExitFIRST TR LRG CP VL ALPHADEX$0-78
-100.0%
0.00%
FN ExitFABRINET$0-74
-100.0%
0.00%
PINC ExitPREMIER INCcl a$0-568
-100.0%
0.00%
SMLP ExitSUMMIT MIDSTREAM PARTNERS LP$0-4,730
-100.0%
0.00%
AIN ExitALBANY INTL CORPcl a$0-17
-100.0%
0.00%
UAN ExitCVR PARTNERS LP$0-2,900
-100.0%
0.00%
ADT ExitADT INC DEL$0-5,000
-100.0%
0.00%
BFS ExitSAUL CTRS INC$0-200
-100.0%
0.00%
FELE ExitFRANKLIN ELEC INC$0-24
-100.0%
0.00%
GMBL ExitESPORTS ENTMT GROUP INC$0-3,500
-100.0%
0.00%
PGP ExitPIMCO GLOBAL STOCKSPLS INCM$0-4,657
-100.0%
0.00%
SCS ExitSTEELCASE INCcl a$0-78
-100.0%
0.00%
CRTO ExitCRITEO S Aspons ads$0-349
-100.0%
0.00%
SHG ExitSHINHAN FINANCIAL GROUP CO Lspn adr restrd$0-26
-100.0%
0.00%
DRRX ExitDURECT CORP$0-13,000
-100.0%
0.00%
ECHO ExitECHO GLOBAL LOGISTICS INC$0-367
-100.0%
0.00%
INSM ExitINSMED INC$0-149
-100.0%
0.00%
STRA ExitSTRATEGIC ED INC$0-136
-100.0%
0.00%
GDOT ExitGREEN DOT CORPcl a$0-175
-100.0%
0.00%
ITRN ExitITURAN LOCATION AND CONTROL$0-72
-100.0%
0.00%
OPTN ExitOPTINOSE INC$0-376
-100.0%
0.00%
SANM ExitSANMINA CORPORATION$0-50
-100.0%
0.00%
FC ExitFRANKLIN COVEY CO$0-113
-100.0%
0.00%
RPG ExitINVESCO EXCHANGE TRADED FD Ts&p500 pur gwt$0-14
-100.0%
0.00%
HMHC ExitHOUGHTON MIFFLIN HARCOURT CO$0-10,000
-100.0%
0.00%
BKCC ExitBLACKROCK CAP INVT CORP$0-30
-100.0%
0.00%
FMCI ExitFORUM MERGER II CORPcl a$0-650
-100.0%
0.00%
MUI ExitBLACKROCK MUNI INTER DR FD I$0-4,426
-100.0%
-0.00%
ExitTRILLIUM THERAPEUTICS INC$0-5,000
-100.0%
-0.00%
CCD ExitCALAMOS DYNAMIC CONV & INCOM$0-3,000
-100.0%
-0.00%
AG ExitFIRST MAJESTIC SILVER CORP$0-6,000
-100.0%
-0.00%
AVNW ExitAVIAT NETWORKS INC$0-2,500
-100.0%
-0.00%
AIMT ExitAIMMUNE THERAPEUTICS INC$0-1,754
-100.0%
-0.00%
AAN ExitAARONS INC$0-2,008
-100.0%
-0.00%
PEN ExitPENUMBRA INC$0-608
-100.0%
-0.00%
PTCT ExitPTC THERAPEUTICS INC$0-2,787
-100.0%
-0.00%
MIY ExitBLACKROCK MUNIYLD MICH QLTY$0-5,872
-100.0%
-0.00%
EHT ExitEATON VANCE HIGH INCOME 2021$0-10,000
-100.0%
-0.00%
IMMU ExitIMMUNOMEDICS INC$0-732
-100.0%
-0.00%
QLC ExitFLEXSHARES TRus quality cap$0-2,963
-100.0%
-0.00%
DNKN ExitDUNKIN BRANDS GROUP INC$0-774
-100.0%
-0.00%
DTIL ExitPRECISION BIOSCIENCES INC$0-22,995
-100.0%
-0.00%
MHI ExitPIONEER MUN HIGH INCOME TR$0-5,336
-100.0%
-0.00%
GLIBA ExitGCI LIBERTY INC$0-1,273
-100.0%
-0.00%
MYL ExitMYLAN NV$0-9,782
-100.0%
-0.00%
NBL ExitNOBLE ENERGY INC$0-20,305
-100.0%
-0.00%
LRN ExitK12 INC$0-9,018
-100.0%
-0.00%
CYRX ExitCRYOPORT INC$0-6,232
-100.0%
-0.00%
FVAC ExitFORTRESS VALUE ACQUISITION C$0-41,500
-100.0%
-0.01%
HDS ExitHD SUPPLY HLDGS INC$0-14,065
-100.0%
-0.01%
BSCK ExitINVESCO EXCH TRD SLF IDX FD$0-38,069
-100.0%
-0.01%
HT ExitHERSHA HOSPITALITY TR$0-149,000
-100.0%
-0.01%
VSLR ExitVIVINT SOLAR INC$0-32,379
-100.0%
-0.01%
UN ExitUNILEVER N V$0-27,608
-100.0%
-0.02%
SGEN ExitSEATTLE GENETICS INC$0-24,200
-100.0%
-0.04%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-02-12
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP23Q3 20236.1%
APPLE INC23Q3 20235.0%
AMAZON COM INC23Q3 20233.8%
META PLATFORMS INC23Q3 20234.3%
SPDR S&P 500 ETF Trust23Q3 20233.5%
Visa Inc - Class A Shares23Q3 20233.4%
Alphabet Inc. - Class C23Q3 20233.4%
Comcast Corporation - CL A23Q3 20233.3%
JPMORGAN CHASE & CO23Q3 20233.0%
REINSURANCE GRP OF AMERICA I23Q3 20232.5%

View Rockefeller Capital Management L.P.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2024-02-14
13F-HR2023-11-14
13F-HR2023-08-14
13F-NT/A2023-05-24
13F-NT/A2023-05-24
13F-HR2023-05-16
13F-NT2023-05-12
13F-HR2023-03-06
13F-NT2023-02-07
13F-HR2022-11-02

View Rockefeller Capital Management L.P.'s complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (13202223000.0 != 13203223000.0)

Export Rockefeller Capital Management L.P.'s holdings