$10.7 Billion is the total value of Rockefeller Capital Management L.P.'s 3455 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 110.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VNCE | Exit | VINCE HLDG CORP | $0 | – | -27 | -100.0% | 0.00% | – |
| DDS | Exit | DILLARDS INCcl a | $0 | – | -108 | -100.0% | 0.00% | – |
| IMKTA | Exit | INGLES MKTS INCcl a | $0 | – | -154 | -100.0% | 0.00% | – |
| RMR | Exit | RMR GROUP INCcl a | $0 | – | -112 | -100.0% | 0.00% | – |
| UVSP | Exit | UNIVEST FINANCIAL CORPORATIO | $0 | – | -155 | -100.0% | 0.00% | – |
| DSSI | Exit | DIAMOND S SHIPPING INC | $0 | – | -130 | -100.0% | 0.00% | – |
| ENVA | Exit | ENOVA INTL INC | $0 | – | -306 | -100.0% | 0.00% | – |
| FUL | Exit | FULLER H B CO | $0 | – | -44 | -100.0% | 0.00% | – |
| WHD | Exit | CACTUS INCcl a | $0 | – | -33 | -100.0% | 0.00% | – |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INC | $0 | – | -219 | -100.0% | 0.00% | – |
| PRFZ | Exit | INVESCO EXCHANGE TRADED FD Tftse rafi 1500 | $0 | – | -197 | -100.0% | 0.00% | – |
| ATNM | Exit | ACTINIUM PHARMACEUTICALS INC | $0 | – | -35,438 | -100.0% | 0.00% | – |
| DVAX | Exit | DYNAVAX TECHNOLOGIES CORP | $0 | – | -4,000 | -100.0% | 0.00% | – |
| TOWN | Exit | TOWNEBANK PORTSMOUTH VA | $0 | – | -34 | -100.0% | 0.00% | – |
| BKH | Exit | BLACK HILLS CORP | $0 | – | -13 | -100.0% | 0.00% | – |
| NMRK | Exit | NEWMARK GROUP INCcl a | $0 | – | -1,513 | -100.0% | 0.00% | – |
| LOGM | Exit | LOGMEIN INC | $0 | – | -477 | -100.0% | 0.00% | – |
| PFGC | Exit | PERFORMANCE FOOD GROUP CO | $0 | – | -18 | -100.0% | 0.00% | – |
| INMB | Exit | INMUNE BIO INC | $0 | – | -50 | -100.0% | 0.00% | – |
| CPA | Exit | COPA HOLDINGS SAcl a | $0 | – | -34 | -100.0% | 0.00% | – |
| GNTX | Exit | GENTEX CORP | $0 | – | -95 | -100.0% | 0.00% | – |
| CXP | Exit | COLUMBIA PPTY TR INC | $0 | – | -74 | -100.0% | 0.00% | – |
| AA | Exit | ALCOA CORP | $0 | – | -98 | -100.0% | 0.00% | – |
| INT | Exit | WORLD FUEL SVCS CORP | $0 | – | -239 | -100.0% | 0.00% | – |
| MLI | Exit | MUELLER INDS INC | $0 | – | -168 | -100.0% | 0.00% | – |
| TRIP | Exit | TRIPADVISOR INC | $0 | – | -376 | -100.0% | 0.00% | – |
| OPCH | Exit | OPTION CARE HEALTH INC | $0 | – | -166 | -100.0% | 0.00% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTD | $0 | – | -128 | -100.0% | 0.00% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -289 | -100.0% | 0.00% | – |
| CVI | Exit | CVR ENERGY INC | $0 | – | -41 | -100.0% | 0.00% | – |
| DY | Exit | DYCOM INDS INC | $0 | – | -40 | -100.0% | 0.00% | – |
| TCRD | Exit | THL CREDIT INC | $0 | – | -800 | -100.0% | 0.00% | – |
| PDN | Exit | INVESCO EXCH TRADED FD TR IIftse rafi sml | $0 | – | -8 | -100.0% | 0.00% | – |
| AAWW | Exit | ATLAS AIR WORLDWIDE HLDGS IN | $0 | – | -25 | -100.0% | 0.00% | – |
| PLXS | Exit | PLEXUS CORP | $0 | – | -19 | -100.0% | 0.00% | – |
| GBCI | Exit | GLACIER BANCORP INC NEW | $0 | – | -1,000 | -100.0% | 0.00% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -6,000 | -100.0% | 0.00% | – |
| ACBI | Exit | ATLANTIC CAP BANCSHARES INC | $0 | – | -116 | -100.0% | 0.00% | – |
| QNST | Exit | QUINSTREET INC | $0 | – | -201 | -100.0% | 0.00% | – |
| CIZ | Exit | VICTORY PORTFOLIOS II | $0 | – | -83 | -100.0% | 0.00% | – |
| PETQ | Exit | PETIQ INC | $0 | – | -54 | -100.0% | 0.00% | – |
| TILE | Exit | INTERFACE INC | $0 | – | -71 | -100.0% | 0.00% | – |
| SONGW | Exit | AKAZOO SA*w exp 09/11/202 | $0 | – | -17,000 | -100.0% | 0.00% | – |
| DVA | Exit | DAVITA INC | $0 | – | -39 | -100.0% | 0.00% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -196 | -100.0% | 0.00% | – |
| MSBI | Exit | MIDLAND STS BANCORP INC ILL | $0 | – | -172 | -100.0% | 0.00% | – |
| ARCB | Exit | ARCBEST CORP | $0 | – | -55 | -100.0% | 0.00% | – |
| WW | Exit | WW INTL INC | $0 | – | -220 | -100.0% | 0.00% | – |
| TMUSR | Exit | T-MOBILE US INCright 07/27/2020 | $0 | – | -1,004 | -100.0% | 0.00% | – |
| LORL | Exit | LORAL SPACE & COMMUNICATNS I | $0 | – | -86 | -100.0% | 0.00% | – |
| RNST | Exit | RENASANT CORP | $0 | – | -104 | -100.0% | 0.00% | – |
| AIEQ | Exit | ETF MANAGERS TRai powered eqt | $0 | – | -1,115 | -100.0% | 0.00% | – |
| SPTN | Exit | SPARTANNASH CO | $0 | – | -61 | -100.0% | 0.00% | – |
| CURO | Exit | CURO GROUP HOLDINGS CORP | $0 | – | -142 | -100.0% | 0.00% | – |
| COLB | Exit | COLUMBIA BKG SYS INC | $0 | – | -32 | -100.0% | 0.00% | – |
| FOE | Exit | FERRO CORP | $0 | – | -306 | -100.0% | 0.00% | – |
| BIG | Exit | BIG LOTS INC | $0 | – | -33 | -100.0% | 0.00% | – |
| MBUU | Exit | MALIBU BOATS INC | $0 | – | -48 | -100.0% | 0.00% | – |
| HVT | Exit | HAVERTY FURNITURE INC | $0 | – | -137 | -100.0% | 0.00% | – |
| PAHC | Exit | PHIBRO ANIMAL HEALTH CORP | $0 | – | -26 | -100.0% | 0.00% | – |
| TG | Exit | TREDEGAR CORP | $0 | – | -175 | -100.0% | 0.00% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -44 | -100.0% | 0.00% | – |
| RBCAA | Exit | REPUBLIC BANCORP INC KYcl a | $0 | – | -71 | -100.0% | 0.00% | – |
| HLF | Exit | HERBALIFE NUTRITION LTD | $0 | – | -90 | -100.0% | 0.00% | – |
| XHR | Exit | XENIA HOTELS & RESORTS INC | $0 | – | -440 | -100.0% | 0.00% | – |
| VALPQ | Exit | VALARIS PLC | $0 | – | -659 | -100.0% | 0.00% | – |
| IBTX | Exit | INDEPENDENT BK GROUP INC | $0 | – | -20 | -100.0% | 0.00% | – |
| APEI | Exit | AMERICAN PUBLIC EDUCATION IN | $0 | – | -114 | -100.0% | 0.00% | – |
| KAMN | Exit | KAMAN CORP | $0 | – | -38 | -100.0% | 0.00% | – |
| FREE | Exit | WHOLE EARTH BRANDS INC | $0 | – | -2,600 | -100.0% | 0.00% | – |
| EGRX | Exit | EAGLE PHARMACEUTICALS INC | $0 | – | -16 | -100.0% | 0.00% | – |
| HEDJ | Exit | WISDOMTREE TReurope hedged eq | $0 | – | -400 | -100.0% | 0.00% | – |
| ZG | Exit | ZILLOW GROUP INCcl a | $0 | – | -305 | -100.0% | 0.00% | – |
| SCHL | Exit | SCHOLASTIC CORP | $0 | – | -15 | -100.0% | 0.00% | – |
| BPFH | Exit | BOSTON PRIVATE FINL HLDGS IN | $0 | – | -943 | -100.0% | 0.00% | – |
| BATRA | Exit | LIBERTY MEDIA CORP DEL | $0 | – | -26 | -100.0% | 0.00% | – |
| WNC | Exit | WABASH NATL CORP | $0 | – | -225 | -100.0% | 0.00% | – |
| SDRLF | Exit | SEADRILL LTD | $0 | – | -1 | -100.0% | 0.00% | – |
| NTGR | Exit | NETGEAR INC | $0 | – | -36 | -100.0% | 0.00% | – |
| SWX | Exit | SOUTHWEST GAS HOLDINGS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| KLXE | Exit | KLX ENERGY SERVICS HOLDNGS I | $0 | – | -326 | -100.0% | 0.00% | – |
| RUSHA | Exit | RUSH ENTERPRISES INCcl a | $0 | – | -78 | -100.0% | 0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTD | $0 | – | -2,016 | -100.0% | 0.00% | – |
| BMCH | Exit | BMC STK HLDGS INC | $0 | – | -120 | -100.0% | 0.00% | – |
| NWE | Exit | NORTHWESTERN CORP | $0 | – | -22 | -100.0% | 0.00% | – |
| ARDX | Exit | ARDELYX INC | $0 | – | -4,111 | -100.0% | 0.00% | – |
| ESXB | Exit | COMMUNITY BANKERS TR CORP | $0 | – | -2,130 | -100.0% | 0.00% | – |
| PUMP | Exit | PROPETRO HLDG CORP | $0 | – | -69 | -100.0% | 0.00% | – |
| CATO | Exit | CATO CORP NEWcl a | $0 | – | -298 | -100.0% | 0.00% | – |
| RLGT | Exit | RADIANT LOGISTICS INC | $0 | – | -428 | -100.0% | 0.00% | – |
| QHCCQ | Exit | QUORUM HEALTH CORP | $0 | – | -72 | -100.0% | 0.00% | – |
| DHT | Exit | DHT HOLDINGS INC | $0 | – | -432 | -100.0% | 0.00% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -203 | -100.0% | 0.00% | – |
| HRI | Exit | HERC HLDGS INC | $0 | – | -66 | -100.0% | 0.00% | – |
| HCC | Exit | WARRIOR MET COAL INC | $0 | – | -197 | -100.0% | 0.00% | – |
| EPC | Exit | EDGEWELL PERS CARE CO | $0 | – | -58 | -100.0% | 0.00% | – |
| REGI | Exit | RENEWABLE ENERGY GROUP INC | $0 | – | -44 | -100.0% | 0.00% | – |
| SHE | Exit | SPDR SER TRssga gnder etf | $0 | – | -12 | -100.0% | 0.00% | – |
| SAIC | Exit | SCIENCE APPLICATIONS INTL CO | $0 | – | -37 | -100.0% | 0.00% | – |
| WDIV | Exit | SPDR INDEX SHS FDSs&p glbdiv etf | $0 | – | -29 | -100.0% | 0.00% | – |
| CFO | Exit | VICTORY PORTFOLIOS II | $0 | – | -305 | -100.0% | 0.00% | – |
| OPY | Exit | OPPENHEIMER HLDGS INCcl a non vtg | $0 | – | -99 | -100.0% | 0.00% | – |
| LZB | Exit | LA Z BOY INC | $0 | – | -43 | -100.0% | 0.00% | – |
| SUSA | Exit | ISHARES TRmsci usa esg slc | $0 | – | -83 | -100.0% | 0.00% | – |
| PNM | Exit | PNM RES INC | $0 | – | -59 | -100.0% | 0.00% | – |
| MTX | Exit | MINERALS TECHNOLOGIES INC | $0 | – | -19 | -100.0% | 0.00% | – |
| TDTT | Exit | FLEXSHARES TRiboxx 3r targt | $0 | – | -291 | -100.0% | 0.00% | – |
| TBI | Exit | TRUEBLUE INC | $0 | – | -45 | -100.0% | 0.00% | – |
| PSQ | Exit | PROSHARES TRshort qqq new | $0 | – | -745 | -100.0% | 0.00% | – |
| LKNCY | Exit | LUCKIN COFFEE INCsponsored ads | $0 | – | -531 | -100.0% | 0.00% | – |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -25 | -100.0% | 0.00% | – |
| NWS | Exit | NEWS CORP NEWcl b | $0 | – | -1,000 | -100.0% | 0.00% | – |
| IBCP | Exit | INDEPENDENT BK CORP MICH | $0 | – | -306 | -100.0% | 0.00% | – |
| UMBF | Exit | UMB FINL CORP | $0 | – | -15 | -100.0% | 0.00% | – |
| IART | Exit | INTEGRA LIFESCIENCES HLDGS C | $0 | – | -53 | -100.0% | 0.00% | – |
| B | Exit | BARNES GROUP INC | $0 | – | -18 | -100.0% | 0.00% | – |
| KMPH | Exit | KEMPHARM INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SNDR | Exit | SCHNEIDER NATIONAL INCcl b | $0 | – | -66 | -100.0% | 0.00% | – |
| CDAY | Exit | CERIDIAN HCM HLDG INC | $0 | – | -79 | -100.0% | 0.00% | – |
| DRH | Exit | DIAMONDROCK HOSPITALITY CO | $0 | – | -501 | -100.0% | 0.00% | – |
| SWM | Exit | SCHWEITZER-MAUDUIT INTL INC | $0 | – | -57 | -100.0% | 0.00% | – |
| MGP | Exit | MGM GROWTH PPTYS LLC | $0 | – | -65 | -100.0% | 0.00% | – |
| CTB | Exit | COOPER TIRE & RUBR CO | $0 | – | -96 | -100.0% | 0.00% | – |
| IBKC | Exit | IBERIABANK CORP | $0 | – | -47 | -100.0% | 0.00% | – |
| CNS | Exit | COHEN & STEERS INC | $0 | – | -32 | -100.0% | 0.00% | – |
| GRPN | Exit | GROUPON INC | $0 | – | -36 | -100.0% | 0.00% | – |
| BPTH | Exit | BIO PATH HOLDINGS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| GKOS | Exit | GLAUKOS CORP | $0 | – | -44 | -100.0% | 0.00% | – |
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -41 | -100.0% | 0.00% | – |
| CATS | Exit | CATASYS INC | $0 | – | -1,039 | -100.0% | 0.00% | – |
| HUBG | Exit | HUB GROUP INCcl a | $0 | – | -73 | -100.0% | 0.00% | – |
| CVE | Exit | CENOVUS ENERGY INC | $0 | – | -372 | -100.0% | 0.00% | – |
| CIR | Exit | CIRCOR INTL INC | $0 | – | -50 | -100.0% | 0.00% | – |
| TBF | Exit | PROSHARES TRshrt 20+yr tre | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EBF | Exit | ENNIS INC | $0 | – | -220 | -100.0% | 0.00% | – |
| AEF | Exit | ABERDEEN EMRG MRKTS EQT INM | $0 | – | -824 | -100.0% | 0.00% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES INC | $0 | – | -185 | -100.0% | 0.00% | – |
| COCP | Exit | COCRYSTAL PHARMA INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| BHE | Exit | BENCHMARK ELECTRS INC | $0 | – | -208 | -100.0% | 0.00% | – |
| ATUS | Exit | ALTICE USA INCcl a | $0 | – | -57 | -100.0% | 0.00% | – |
| WUBA | Exit | 58 COM INCspon adr rep a | $0 | – | -85 | -100.0% | 0.00% | – |
| FIHD | Exit | UBS AG LONDON BRANCHfi enhancd etn | $0 | – | -185 | -100.0% | 0.00% | – |
| EE | Exit | EL PASO ELEC CO | $0 | – | -356 | -100.0% | 0.00% | – |
| PRAA | Exit | PRA GROUP INC | $0 | – | -39 | -100.0% | 0.00% | – |
| GCP | Exit | GCP APPLIED TECHNOLOGIES INC | $0 | – | -96 | -100.0% | 0.00% | – |
| NKLAW | Exit | NIKOLA CORP*w exp 06/03/202 | $0 | – | -100 | -100.0% | 0.00% | – |
| KNL | Exit | KNOLL INC | $0 | – | -39 | -100.0% | 0.00% | – |
| KFY | Exit | KORN FERRY | $0 | – | -24 | -100.0% | 0.00% | – |
| WOR | Exit | WORTHINGTON INDS INC | $0 | – | -120 | -100.0% | 0.00% | – |
| FULT | Exit | FULTON FINL CORP PA | $0 | – | -389 | -100.0% | 0.00% | – |
| PTR | Exit | PETROCHINA CO LTDsponsored adr | $0 | – | -60 | -100.0% | 0.00% | – |
| FDP | Exit | FRESH DEL MONTE PRODUCE INCord | $0 | – | -33 | -100.0% | 0.00% | – |
| JTD | Exit | NUVEEN TAX-ADVANTAGED DIVID | $0 | – | -3,000 | -100.0% | 0.00% | – |
| IIVI | Exit | II-VI INC | $0 | – | -8 | -100.0% | 0.00% | – |
| ALE | Exit | ALLETE INC | $0 | – | -8 | -100.0% | 0.00% | – |
| SCPL | Exit | SCIPLAY CORPcl a | $0 | – | -97 | -100.0% | 0.00% | – |
| MTRX | Exit | MATRIX SVC CO | $0 | – | -155 | -100.0% | 0.00% | – |
| WMK | Exit | WEIS MKTS INC | $0 | – | -19 | -100.0% | 0.00% | – |
| CPE | Exit | CALLON PETE CO DEL | $0 | – | -269 | -100.0% | 0.00% | – |
| CXW | Exit | CORECIVIC INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| VTOL | Exit | BRISTOW GROUP INC | $0 | – | -58 | -100.0% | 0.00% | – |
| GSB | Exit | GLOBALSCAPE INC | $0 | – | -250 | -100.0% | 0.00% | – |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -19 | -100.0% | 0.00% | – |
| GWB | Exit | GREAT WESTN BANCORP INC | $0 | – | -290 | -100.0% | 0.00% | – |
| NPO | Exit | ENPRO INDS INC | $0 | – | -43 | -100.0% | 0.00% | – |
| SSP | Exit | SCRIPPS E W CO OHIOcl a new | $0 | – | -147 | -100.0% | 0.00% | – |
| DBVT | Exit | DBV TECHNOLOGIES S Asponsored adr | $0 | – | -400 | -100.0% | 0.00% | – |
| FLO | Exit | FLOWERS FOODS INC | $0 | – | -92 | -100.0% | 0.00% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA PETROsponsored adr | $0 | – | -105 | -100.0% | 0.00% | – |
| MD | Exit | MEDNAX INC | $0 | – | -169 | -100.0% | 0.00% | – |
| PDCO | Exit | PATTERSON COS INC | $0 | – | -39 | -100.0% | 0.00% | – |
| CVLT | Exit | COMMVAULT SYSTEMS INC | $0 | – | -29 | -100.0% | 0.00% | – |
| MSGN | Exit | MSG NETWORK INCcl a | $0 | – | -530 | -100.0% | 0.00% | – |
| PPBI | Exit | PACIFIC PREMIER BANCORP | $0 | – | -283 | -100.0% | 0.00% | – |
| SSRM | Exit | SSR MNG INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HI | Exit | HILLENBRAND INC | $0 | – | -25 | -100.0% | 0.00% | – |
| IFRA | Exit | ISHARES TRus infrastruc | $0 | – | -50 | -100.0% | 0.00% | – |
| SCSC | Exit | SCANSOURCE INC | $0 | – | -130 | -100.0% | 0.00% | – |
| ARGO | Exit | ARGO GROUP INTL HLDGS LTD | $0 | – | -22 | -100.0% | 0.00% | – |
| SONG | Exit | AKAZOO SA | $0 | – | -10,000 | -100.0% | 0.00% | – |
| RBS | Exit | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $0 | – | -2,060 | -100.0% | 0.00% | – |
| SENEA | Exit | SENECA FOODS CORP NEWcl a | $0 | – | -58 | -100.0% | 0.00% | – |
| MGRC | Exit | MCGRATH RENTCORP | $0 | – | -16 | -100.0% | 0.00% | – |
| AMBA | Exit | AMBARELLA INC | $0 | – | -36 | -100.0% | 0.00% | – |
| MTDR | Exit | MATADOR RES CO | $0 | – | -52 | -100.0% | 0.00% | – |
| CENTA | Exit | CENTRAL GARDEN & PET COcl a non-vtg | $0 | – | -126 | -100.0% | 0.00% | – |
| NAVI | Exit | NAVIENT CORPORATION | $0 | – | -151 | -100.0% | 0.00% | – |
| CSF | Exit | VICTORY PORTFOLIOS II | $0 | – | -44 | -100.0% | 0.00% | – |
| MHO | Exit | M/I HOMES INC | $0 | – | -64 | -100.0% | 0.00% | – |
| PRGS | Exit | PROGRESS SOFTWARE CORP | $0 | – | -23 | -100.0% | 0.00% | – |
| SH | Exit | PROSHARES TRshort s&p 500 ne | $0 | – | -1,573 | -100.0% | 0.00% | – |
| KBAL | Exit | KIMBALL INTL INCcl b | $0 | – | -96 | -100.0% | 0.00% | – |
| GIII | Exit | G III APPAREL GROUP LTD | $0 | – | -37 | -100.0% | 0.00% | – |
| KFRC | Exit | KFORCE INC | $0 | – | -210 | -100.0% | 0.00% | – |
| VSH | Exit | VISHAY INTERTECHNOLOGY INC | $0 | – | -236 | -100.0% | 0.00% | – |
| DENN | Exit | DENNYS CORP | $0 | – | -85 | -100.0% | 0.00% | – |
| APOG | Exit | APOGEE ENTERPRISES INC | $0 | – | -125 | -100.0% | 0.00% | – |
| PLAY | Exit | DAVE & BUSTERS ENTMT INC | $0 | – | -23 | -100.0% | 0.00% | – |
| FF | Exit | FUTUREFUEL CORP | $0 | – | -204 | -100.0% | 0.00% | – |
| RWR | Exit | SPDR SER TRdj reit etf | $0 | – | -21 | -100.0% | 0.00% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -519 | -100.0% | 0.00% | – |
| WSC | Exit | WILLSCOT CORP | $0 | – | -1,180 | -100.0% | 0.00% | – |
| MYN | Exit | BLACKROCK MUNIYIELD N Y QUAL | $0 | – | -4,762 | -100.0% | -0.00% | – |
| QLTA | Exit | ISHARES TRa rate cp bd etf | $0 | – | -1,657 | -100.0% | -0.00% | – |
| CODX | Exit | CO-DIAGNOSTICS INC | $0 | – | -5,000 | -100.0% | -0.00% | – |
| XTN | Exit | SPDR SER TRs&p transn etf | $0 | – | -2,054 | -100.0% | -0.00% | – |
| WGO | Exit | WINNEBAGO INDS INC | $0 | – | -1,475 | -100.0% | -0.00% | – |
| ANAT | Exit | AMERICAN NATL INS CO | $0 | – | -1,000 | -100.0% | -0.00% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INCO | $0 | – | -5,238 | -100.0% | -0.00% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTRM O | $0 | – | -21,000 | -100.0% | -0.00% | – |
| OGE | Exit | OGE ENERGY CORP | $0 | – | -3,925 | -100.0% | -0.00% | – |
| FRG | Exit | FRANCHISE GROUP INC | $0 | – | -6,000 | -100.0% | -0.00% | – |
| RCKT | Exit | ROCKET PHARMACEUTICALS INC | $0 | – | -4,743 | -100.0% | -0.00% | – |
| STPZ | Exit | PIMCO ETF TR1-5 us tip idx | $0 | – | -1,425 | -100.0% | -0.00% | – |
| DRD | Exit | DRDGOLD LIMITEDspon adr repstg | $0 | – | -4,000 | -100.0% | -0.00% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -2,036 | -100.0% | -0.00% | – |
| SPDV | Exit | ETF SER SOLUTIONSaam s&p 500 | $0 | – | -5,000 | -100.0% | -0.00% | – |
| EGBN | Exit | EAGLE BANCORP INC MD | $0 | – | -2,655 | -100.0% | -0.00% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP INCcl a | $0 | – | -3,613 | -100.0% | -0.00% | – |
| TUR | Exit | ISHARES INCmsci turkey etf | $0 | – | -2,344 | -100.0% | -0.00% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QU | $0 | – | -5,758 | -100.0% | -0.00% | – |
| ZEAL | Exit | ZEALAND PHARMA A Ssponsored adr | $0 | – | -4,994 | -100.0% | -0.00% | – |
| PPA | Exit | INVESCO EXCHANGE TRADED FD Taerospace defn | $0 | – | -3,257 | -100.0% | -0.00% | – |
| CHA | Exit | CHINA TELECOM CORP LTD | $0 | – | -6,488 | -100.0% | -0.00% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -614 | -100.0% | -0.00% | – |
| VTHR | Exit | VANGUARD SCOTTSDALE FDSvng rus3000idx | $0 | – | -1,400 | -100.0% | -0.00% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -3,727 | -100.0% | -0.00% | – |
| BMEZ | Exit | BLACKROCK HEALTH SCIENCS TR | $0 | – | -10,149 | -100.0% | -0.00% | – |
| EPZM | Exit | EPIZYME INC | $0 | – | -12,344 | -100.0% | -0.00% | – |
| EWI | Exit | ISHARES INCmsci italy etf | $0 | – | -9,194 | -100.0% | -0.00% | – |
| TLTD | Exit | FLEXSHARES TRm star dev mkt | $0 | – | -4,668 | -100.0% | -0.00% | – |
| EGHT | Exit | 8X8 INC NEW | $0 | – | -26,000 | -100.0% | -0.00% | – |
| NYCBPRU | Exit | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $0 | – | -10,700 | -100.0% | -0.01% | – |
| PHAT | Exit | PHATHOM PHARMACEUTICALS INC | $0 | – | -17,388 | -100.0% | -0.01% | – |
| MTG | Exit | MGIC INVT CORP WIS | $0 | – | -85,154 | -100.0% | -0.01% | – |
| PUB | Exit | PEOPLES UTAH BANCORP | $0 | – | -68,982 | -100.0% | -0.02% | – |
| UUP | Exit | INVESCO DB US DLR INDEX TRbullish fd | $0 | – | -103,290 | -100.0% | -0.03% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INC | $0 | – | -400,787 | -100.0% | -0.09% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
| 13F-HR | 2022-11-02 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.