$590 Million is the total value of Sound Income Strategies, LLC's 1305 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 47.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESEB | Sell | DBX ETF TRxtrck emring mkt | $3,507,000 | -0.7% | 145,982 | -2.9% | 0.59% | -44.4% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $2,519,000 | +6.9% | 7,792 | -1.3% | 0.43% | -40.0% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $2,049,000 | -0.7% | 168,915 | -1.9% | 0.35% | -44.4% |
| CSFL | Sell | CENTERSTATE BK CORP | $155,000 | +1.3% | 6,193 | -3.1% | 0.03% | -43.5% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $96,000 | 0.0% | 297 | -8.0% | 0.02% | -44.8% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $92,000 | -57.2% | 1,006 | -57.2% | 0.02% | -75.4% |
| FFTI | Sell | NORTHERN LTS FD TR IVfrmlafolios tatl | $66,000 | -17.5% | 2,640 | -17.9% | 0.01% | -54.2% |
| DD | Sell | DUPONT DE NEMOURS INC | $54,000 | -88.5% | 838 | -87.3% | 0.01% | -93.7% |
| OPI | Sell | OFFICE PPTYS INCOME TR | $40,000 | +2.6% | 1,247 | -2.7% | 0.01% | -41.7% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $38,000 | -11.6% | 5,850 | -11.3% | 0.01% | -53.8% |
| GLDM | Sell | WORLD GOLD TRspdr gld minis | $27,000 | -3.6% | 1,783 | -7.0% | 0.01% | -37.5% |
| PBA | Sell | PEMBINA PIPELINE CORP | $30,000 | -18.9% | 822 | -17.8% | 0.01% | -54.5% |
| MUB | Sell | ISHARES TRnational mun etf | $24,000 | -64.2% | 218 | -62.7% | 0.00% | -80.0% |
| REET | Sell | ISHARES TRglobal reit etf | $26,000 | -7.1% | 931 | -7.1% | 0.00% | -50.0% |
| SVC | Sell | SERVICE PPTYS TR | $20,000 | -13.0% | 830 | -6.7% | 0.00% | -57.1% |
| SNH | Sell | SENIOR HSG PPTYS TRsh ben int | $20,000 | -20.0% | 2,379 | -12.2% | 0.00% | -62.5% |
| FFHG | Sell | NORTHERN LTS FD TR IVformula folios | $19,000 | -9.5% | 685 | -14.9% | 0.00% | -50.0% |
| MBB | Sell | ISHARES TRmbs etf | $17,000 | -15.0% | 156 | -15.7% | 0.00% | -50.0% |
| AXP | Sell | AMERICAN EXPRESS CO | $10,000 | -47.4% | 77 | -52.8% | 0.00% | -66.7% |
| XLG | Sell | INVESCO EXCHANGE TRADED FD Ts&p 500 top 50 | $3,000 | -40.0% | 12 | -47.8% | 0.00% | -50.0% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $8,000 | -33.3% | 90 | -30.8% | 0.00% | -75.0% |
| EMB | Sell | ISHARES TRjpmorgan usd emg | $8,000 | -42.9% | 72 | -39.5% | 0.00% | -75.0% |
| NEAR | Sell | ISHARES US ETF TRsht mat bd etf | $6,000 | -14.3% | 114 | -13.0% | 0.00% | -50.0% |
| IEMG | Sell | ISHARES INCcore msci emkt | $5,000 | -37.5% | 97 | -39.8% | 0.00% | -50.0% |
| PII | Sell | POLARIS INC | $8,000 | -20.0% | 77 | -34.2% | 0.00% | -66.7% |
| SPSM | Sell | SPDR SERIES TRUSTportfolio sm etf | $6,000 | +20.0% | 177 | -1.7% | 0.00% | -50.0% |
| WM | Sell | WASTE MGMT INC DEL | $8,000 | -20.0% | 78 | -10.3% | 0.00% | -66.7% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $0 | -100.0% | 14 | -92.6% | 0.00% | -100.0% |
| JCI | Sell | JOHNSON CTLS INTL PLC | $2,000 | -91.7% | 50 | -90.8% | 0.00% | -100.0% |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $0 | -100.0% | 24 | -72.1% | 0.00% | – |
| OKTA | Exit | OKTA INCcl a | $0 | – | -4 | -100.0% | 0.00% | – |
| LUV | Sell | SOUTHWEST AIRLS CO | $0 | -100.0% | 4 | -98.1% | 0.00% | -100.0% |
| NOK | Sell | NOKIA CORPsponsored adr | $2,000 | -83.3% | 600 | -73.9% | 0.00% | -100.0% |
| GERN | Sell | GERON CORP | $0 | -100.0% | 332 | -96.0% | 0.00% | -100.0% |
| CRON | Exit | CRONOS GROUP INC | $0 | – | -65 | -100.0% | 0.00% | – |
| EXEL | Sell | EXELIXIS INC | $0 | -100.0% | 8 | -98.4% | 0.00% | -100.0% |
| TIP | Sell | ISHARES TRtips bd etf | $2,000 | 0.0% | 12 | -14.3% | 0.00% | -100.0% |
| CTVA | Sell | CORTEVA INC | $0 | -100.0% | 16 | -99.7% | 0.00% | -100.0% |
| TLRY | Exit | TILRAY INC | $0 | – | -13 | -100.0% | 0.00% | – |
| MJ | Exit | ETF MANAGERS TRetfmg altr hrvst | $0 | – | -40 | -100.0% | 0.00% | – |
| BXMT | Exit | BLACKSTONE MTG TR INC | $0 | – | -40 | -100.0% | 0.00% | – |
| USHY | Exit | ISHARES TRbroad usd high | $0 | – | -3 | -100.0% | 0.00% | – |
| ARTX | Exit | AROTECH CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| BSCJ | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -55 | -100.0% | 0.00% | – |
| MFC | Exit | MANULIFE FINL CORP | $0 | – | -62 | -100.0% | 0.00% | – |
| TXRH | Exit | TEXAS ROADHOUSE INC | $0 | – | -8 | -100.0% | 0.00% | – |
| APHA | Exit | APHRIA INC | $0 | – | -200 | -100.0% | 0.00% | – |
| VSM | Exit | VERSUM MATLS INC | $0 | – | -29 | -100.0% | -0.00% | – |
| BSJJ | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -96 | -100.0% | -0.00% | – |
| ALLE | Exit | ALLEGION PUB LTD CO | $0 | – | -33 | -100.0% | -0.00% | – |
| CEF | Exit | CENTRAL FD CDA LTDcl a | $0 | – | -250 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -40 | -100.0% | -0.00% | – |
| IBDK | Exit | ISHARES TRibonds dec19 etf | $0 | – | -94 | -100.0% | -0.00% | – |
| SFIX | Exit | STITCH FIX INC | $0 | – | -122 | -100.0% | -0.00% | – |
| MRCC | Exit | MONROE CAP CORP | $0 | – | -726 | -100.0% | -0.00% | – |
| ARLP | Exit | ALLIANCE RES PARTNER L Put ltd part | $0 | – | -500 | -100.0% | -0.00% | – |
| WORK | Exit | SLACK TECHNOLOGIES INC | $0 | – | -300 | -100.0% | -0.00% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -1,000 | -100.0% | -0.00% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -100 | -100.0% | -0.00% | – |
| BECN | Exit | BEACON ROOFING SUPPLY INC | $0 | – | -380 | -100.0% | -0.00% | – |
| FANG | Exit | DIAMONDBACK ENERGY INC | $0 | – | -128 | -100.0% | -0.00% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -1,120 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -235 | -100.0% | -0.01% | – |
| HCP | Exit | HCP INC | $0 | – | -520 | -100.0% | -0.01% | – |
| BJUL | Exit | INNOVATOR ETFS TRs&p 500 buffer | $0 | – | -9,231 | -100.0% | -0.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 24 | Q3 2023 | 14.6% |
| VANECK VECTORS ETF TRUST | 24 | Q3 2023 | 11.8% |
| HERCULES CAPITAL INC | 24 | Q3 2023 | 10.0% |
| ARES CAPITAL CORP | 24 | Q3 2023 | 8.2% |
| PENNANTPARK FLOATING RATE CAPITAL LTD | 24 | Q3 2023 | 7.4% |
| MAIN STREET CAPITAL CORP | 24 | Q3 2023 | 10.3% |
| ISHARES INC | 24 | Q3 2023 | 7.2% |
| GOLUB CAPITAL BDC INC | 24 | Q3 2023 | 6.7% |
| ABBVIE INC | 24 | Q3 2023 | 2.1% |
| PFIZER INC | 24 | Q3 2023 | 1.6% |
View Sound Income Strategies, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-15 |
| 13F-HR | 2024-01-10 |
| 13F-HR | 2023-10-12 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-10 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-11 |
| 13F-HR | 2022-04-11 |
| 13F-HR | 2022-01-13 |
View Sound Income Strategies, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.