$292 Million is the total value of Castle Rock Wealth Management, LLC's 254 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 19.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NVDA | Sell | NVIDIA CORPORATION | $9,541,000 | +45.8% | 30,973 | -5.7% | 3.27% | +36.0% |
| AAPL | Sell | APPLE INC | $9,024,000 | +2.5% | 59,986 | -0.8% | 3.09% | -4.3% |
| RDVY | Sell | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $7,847,000 | -11.6% | 152,490 | -15.8% | 2.69% | -17.5% |
| MSFT | Sell | MICROSOFT CORP | $6,957,000 | +8.1% | 20,645 | -8.1% | 2.38% | +0.9% |
| CVX | Sell | CHEVRON CORP NEW | $6,415,000 | +4.9% | 55,706 | -7.1% | 2.20% | -2.1% |
| AMZN | Sell | AMAZON COM INC | $5,532,000 | +4.5% | 1,586 | -0.5% | 1.89% | -2.4% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $3,669,000 | +7.9% | 9,218 | -0.5% | 1.26% | +0.7% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $3,658,000 | -1.5% | 7,801 | -7.0% | 1.25% | -8.1% |
| COST | Sell | COSTCO WHSL CORP NEW | $3,505,000 | +8.7% | 6,958 | -4.4% | 1.20% | +1.4% |
| HD | Sell | HOME DEPOT INC | $3,226,000 | -0.9% | 8,753 | -10.6% | 1.10% | -7.5% |
| NET | Sell | CLOUDFLARE INC | $2,583,000 | +63.1% | 12,300 | -2.6% | 0.88% | +52.2% |
| IWR | Sell | ISHARES TRrus mid cap etf | $2,255,000 | +4.9% | 26,569 | -0.5% | 0.77% | -2.2% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $2,206,000 | -0.9% | 18,334 | -8.1% | 0.76% | -7.6% |
| FDN | Sell | FIRST TR EXCHANGE-TRADED FDdj internt idx | $2,033,000 | -5.9% | 8,167 | -9.3% | 0.70% | -12.1% |
| CAG | Sell | CONAGRA BRANDS INC | $2,026,000 | -3.8% | 62,733 | -0.5% | 0.69% | -10.1% |
| FRTY | Sell | THE ALGER ETF TRUSTmid cap 40 etf | $1,964,000 | -24.2% | 77,912 | -36.5% | 0.67% | -29.3% |
| ATFV | Sell | THE ALGER ETF TRUST35 etf | $1,931,000 | -23.8% | 83,103 | -29.7% | 0.66% | -28.9% |
| FB | Sell | FACEBOOK INCcl a | $1,901,000 | -32.9% | 5,615 | -28.4% | 0.65% | -37.3% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $1,842,000 | +5.7% | 2,765 | -1.4% | 0.63% | -1.3% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $1,586,000 | -6.0% | 11,791 | -6.5% | 0.54% | -12.3% |
| TSLA | Sell | TESLA INC | $1,527,000 | -26.8% | 1,313 | -55.3% | 0.52% | -31.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,472,000 | -9.7% | 28,131 | -4.3% | 0.50% | -15.7% |
| CRM | Sell | SALESFORCE COM INC | $1,458,000 | +27.1% | 4,704 | -0.2% | 0.50% | +18.5% |
| UJUN | Sell | INNOVATOR ETFS TRus eqt ultra bf | $1,368,000 | -2.4% | 46,673 | -3.9% | 0.47% | -8.9% |
| BND | Sell | VANGUARD BD INDEX FDStotal bnd mrkt | $1,344,000 | -4.1% | 15,693 | -3.7% | 0.46% | -10.5% |
| DKNG | Sell | DRAFTKINGS INC | $1,305,000 | -14.5% | 29,146 | -0.8% | 0.45% | -20.2% |
| TTD | Sell | THE TRADE DESK INC | $1,277,000 | -4.5% | 14,388 | -5.8% | 0.44% | -10.8% |
| LW | Sell | LAMB WESTON HLDGS INC | $1,274,000 | -11.8% | 21,910 | -0.7% | 0.44% | -17.7% |
| ARKW | Sell | ARK ETF TRnext gnrtn inter | $1,123,000 | -41.0% | 7,045 | -44.5% | 0.38% | -45.0% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,092,000 | +0.8% | 4,500 | -7.5% | 0.37% | -5.8% |
| PFEB | Sell | INNOVATOR ETFS TRus eqty pwr buf | $1,087,000 | -0.9% | 37,420 | -2.4% | 0.37% | -7.5% |
| QQEW | Sell | FIRST TR NAS100 EQ WEIGHTED | $1,084,000 | +2.9% | 9,025 | -1.8% | 0.37% | -3.9% |
| PEP | Sell | PEPSICO INC | $1,016,000 | +1.9% | 6,254 | -3.2% | 0.35% | -4.9% |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $959,000 | -13.8% | 3,692 | -14.6% | 0.33% | -19.6% |
| UNOV | Sell | INNOVATOR ETFS TRus eqty ultra bu | $935,000 | -3.6% | 31,728 | -4.4% | 0.32% | -10.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $829,000 | +5.2% | 278 | -3.5% | 0.28% | -1.7% |
| NEE | Sell | NEXTERA ENERGY INC | $779,000 | -15.2% | 9,206 | -19.4% | 0.27% | -20.8% |
| TIP | Sell | ISHARES TRtips bd etf | $695,000 | -0.3% | 5,341 | -1.2% | 0.24% | -7.0% |
| WFC | Sell | WELLS FARGO CO NEW | $665,000 | -30.7% | 13,068 | -32.0% | 0.23% | -35.2% |
| ZM | Sell | ZOOM VIDEO COMMUNICATIONS INcl a | $601,000 | -43.6% | 2,314 | -19.1% | 0.21% | -47.3% |
| BNDX | Sell | VANGUARD CHARLOTTE FDStotal int bd etf | $597,000 | -8.3% | 10,471 | -6.9% | 0.20% | -14.6% |
| PLTR | Sell | PALANTIR TECHNOLOGIES INCcl a | $585,000 | +16.5% | 21,861 | -0.2% | 0.20% | +8.7% |
| AMRC | Sell | AMERESCO INCcl a | $576,000 | +37.8% | 6,051 | -0.2% | 0.20% | +28.8% |
| PG | Sell | PROCTER AND GAMBLE CO | $547,000 | +1.5% | 3,776 | -0.4% | 0.19% | -5.6% |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $508,000 | +5.8% | 3,018 | -13.3% | 0.17% | -1.1% |
| BAC | Sell | BK OF AMERICA CORP | $489,000 | +5.8% | 10,339 | -7.2% | 0.17% | -1.2% |
| PDP | Sell | INVESCO EXCHANGE TRADED FD Tdwa momentum | $455,000 | +8.1% | 4,510 | -0.4% | 0.16% | +1.3% |
| PGZ | Sell | PRINCIPAL REAL ESTATE INCOME | $440,000 | -24.4% | 27,921 | -26.0% | 0.15% | -29.1% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $431,000 | -6.5% | 8,550 | -6.0% | 0.15% | -12.4% |
| ETV | Sell | EATON VANCE TAX-MANAGED BUY- | $425,000 | -21.6% | 25,505 | -21.8% | 0.14% | -27.1% |
| GMF | Sell | SPDR INDEX SHS FDSasia pacif etf | $422,000 | -4.1% | 3,298 | -5.2% | 0.14% | -10.6% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $412,000 | +6.7% | 3,444 | -0.1% | 0.14% | -0.7% |
| DGRO | Sell | ISHARES TRcore div grwth | $413,000 | -8.4% | 7,649 | -11.1% | 0.14% | -14.5% |
| DIS | Sell | DISNEY WALT CO | $406,000 | -37.6% | 2,298 | -37.4% | 0.14% | -41.8% |
| RNP | Sell | COHEN & STEERS REIT & PFD & | $400,000 | -24.5% | 14,503 | -26.5% | 0.14% | -29.4% |
| GII | Sell | SPDR INDEX SHS FDSs&p gblinf etf | $381,000 | -3.3% | 6,860 | -8.0% | 0.13% | -10.3% |
| LAZR | Sell | LUMINAR TECHNOLOGIES INC | $338,000 | -10.8% | 19,294 | -6.0% | 0.12% | -16.5% |
| MO | Sell | ALTRIA GROUP INC | $333,000 | -13.1% | 7,397 | -7.0% | 0.11% | -18.6% |
| JPS | Sell | NUVEEN PFD & INCM SECURTIES | $327,000 | -29.1% | 33,268 | -27.7% | 0.11% | -33.7% |
| CAT | Sell | CATERPILLAR INC | $318,000 | -2.5% | 1,484 | -2.5% | 0.11% | -9.2% |
| DHR | Sell | DANAHER CORPORATION | $309,000 | -11.0% | 1,024 | -8.9% | 0.11% | -16.5% |
| CODI | Sell | COMPASS DIVERSIFIEDsh ben int | $307,000 | +15.0% | 9,867 | -1.1% | 0.10% | +7.1% |
| NAC | Sell | NUVEEN CA QUALTY MUN INCOME | $306,000 | -71.4% | 19,425 | -70.7% | 0.10% | -73.2% |
| INTC | Sell | INTEL CORP | $297,000 | -4.8% | 5,759 | -0.5% | 0.10% | -10.5% |
| RNRG | Sell | GLOBAL X FDSrenewable energy | $296,000 | -25.8% | 17,832 | -27.9% | 0.10% | -30.8% |
| IWV | Sell | ISHARES TRrussell 3000 etf | $292,000 | +5.4% | 1,046 | -0.7% | 0.10% | -2.0% |
| COP | Sell | CONOCOPHILLIPS | $285,000 | +33.2% | 3,750 | -0.8% | 0.10% | +25.6% |
| SRE | Sell | SEMPRA | $273,000 | -17.5% | 2,175 | -13.2% | 0.09% | -23.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $263,000 | -28.7% | 4,431 | -19.2% | 0.09% | -33.3% |
| MAIN | Sell | MAIN STR CAP CORP | $263,000 | +4.8% | 5,740 | -3.1% | 0.09% | -2.2% |
| SGOL | Sell | ABERDEEN STD GOLD ETF TR | $264,000 | -35.6% | 15,067 | -39.0% | 0.09% | -40.0% |
| PFE | Sell | PFIZER INC | $261,000 | -5.8% | 5,410 | -6.0% | 0.09% | -12.7% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $257,000 | -4.5% | 6,518 | -7.5% | 0.09% | -11.1% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $250,000 | -7.1% | 8,775 | -4.4% | 0.09% | -13.1% |
| EMB | Sell | ISHARES TRjpmorgan usd emg | $240,000 | -4.0% | 2,163 | -3.4% | 0.08% | -10.9% |
| ARKG | Sell | ARK ETF TRgenomic rev etf | $234,000 | -76.5% | 2,983 | -74.7% | 0.08% | -78.1% |
| T | Sell | AT&T INC | $231,000 | -23.0% | 9,272 | -13.1% | 0.08% | -28.2% |
| VEEV | Sell | VEEVA SYS INC | $211,000 | -0.9% | 658 | -1.2% | 0.07% | -7.7% |
| ETN | Sell | EATON CORP PLC | $208,000 | +1.0% | 1,200 | -2.4% | 0.07% | -6.6% |
| NCA | Sell | NUVEEN CALIFORNIA MUNI VLU F | $136,000 | -41.4% | 13,026 | -39.1% | 0.05% | -44.7% |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -22,500 | -100.0% | -0.03% | – |
| GPRO | Exit | GOPRO INCcl a | $0 | – | -11,000 | -100.0% | -0.04% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -1,255 | -100.0% | -0.07% | – |
| GAIN | Exit | GLADSTONE INVT CORP | $0 | – | -13,710 | -100.0% | -0.08% | – |
| GNR | Exit | SPDR INDEX SHS FDSglb nat resrce | $0 | – | -3,880 | -100.0% | -0.08% | – |
| MMM | Exit | 3M CO | $0 | – | -1,087 | -100.0% | -0.08% | – |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -3,048 | -100.0% | -0.08% | – |
| VLUE | Exit | ISHARES TRmsci usa value | $0 | – | -2,614 | -100.0% | -0.10% | – |
| IVOL | Exit | KRANESHARES TRquadrtc int rt | $0 | – | -10,351 | -100.0% | -0.11% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -14,113 | -100.0% | -0.12% | – |
| ETSY | Exit | ETSY INC | $0 | – | -1,875 | -100.0% | -0.13% | – |
| PGX | Exit | INVESCO EXCH TRADED FD TR IIpfd etf | $0 | – | -25,732 | -100.0% | -0.14% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT QLT MU | $0 | – | -24,235 | -100.0% | -0.15% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -19,946 | -100.0% | -0.37% | – |
| NX | Exit | QUANEX BLDG PRODS CORP | $0 | – | -44,374 | -100.0% | -0.40% | – |
| PTON | Exit | PELOTON INTERACTIVE INC | $0 | – | -9,630 | -100.0% | -0.40% | – |
| MFC | Exit | MANULIFE FINL CORP | $0 | – | -56,449 | -100.0% | -0.42% | – |
| LPX | Exit | LOUISIANA PAC CORP | $0 | – | -19,868 | -100.0% | -0.42% | – |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -17,508 | -100.0% | -0.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NUVEEN CA QUALTY MUN INCOME | 24 | Q3 2023 | 30.5% |
| HOME DEPOT INC | 24 | Q3 2023 | 12.4% |
| CHEVRON CORP NEW | 23 | Q3 2023 | 8.9% |
| APPLE INC | 23 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 23 | Q3 2023 | 4.8% |
| ABBOTT LABS | 23 | Q3 2023 | 1.6% |
| COLGATE PALMOLIVE CO | 23 | Q3 2023 | 2.1% |
| HANESBRANDS INC | 23 | Q3 2023 | 1.9% |
| AMAZON COM INC | 22 | Q3 2023 | 4.3% |
| NVIDIA CORPORATION | 22 | Q3 2023 | 3.5% |
View Castle Rock Wealth Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-01-09 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-14 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-25 |
| 13F-HR | 2022-02-02 |
View Castle Rock Wealth Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.