$292 Million is the total value of Castle Rock Wealth Management, LLC's 254 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 19.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTGC | Buy | FIRST TR EXCHANGE TRAD FD VIfst tr glb fd | $6,470,000 | +143.4% | 260,031 | +130.4% | 2.22% | +127.2% |
| XYLD | Buy | GLOBAL X FDSs&p 500 covered | $5,777,000 | +8.8% | 114,276 | +5.9% | 1.98% | +1.6% |
| FSK | Buy | FS KKR CAP CORP | $4,412,000 | -0.3% | 203,498 | +4.4% | 1.51% | -7.0% |
| JEPI | Buy | J P MORGAN EXCHANGE-TRADED Fequity premium | $3,964,000 | +8.4% | 64,559 | +9.2% | 1.36% | +1.2% |
| PFFD | Buy | GLOBAL X FDSus pfd etf | $3,840,000 | +3.9% | 147,992 | +3.6% | 1.31% | -3.1% |
| BX | Buy | BLACKSTONE INC | $3,131,000 | +29.1% | 22,044 | +3.5% | 1.07% | +20.4% |
| ARKK | Buy | ARK ETF TRinnovation etf | $3,066,000 | +5.4% | 24,843 | +3.7% | 1.05% | -1.6% |
| IHI | Buy | ISHARES TRu.s. med dvc etf | $3,021,000 | +9.7% | 46,250 | +5.2% | 1.03% | +2.3% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,929,000 | +10.7% | 981 | +2.4% | 1.00% | +3.4% |
| MOAT | Buy | VANECK ETF TRUSTmrngstr wde moat | $2,906,000 | +6.5% | 37,228 | +3.4% | 1.00% | -0.6% |
| V | Buy | VISA INC | $2,765,000 | +1.6% | 12,539 | +9.7% | 0.95% | -5.2% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $2,741,000 | +58.6% | 18,255 | +12.5% | 0.94% | +47.9% |
| ABT | Buy | ABBOTT LABS | $2,700,000 | +79.5% | 21,293 | +73.7% | 0.92% | +67.4% |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $2,400,000 | +10.8% | 104,808 | +9.6% | 0.82% | +3.4% |
| ARCC | Buy | ARES CAPITAL CORP | $2,392,000 | +7.5% | 113,255 | +2.1% | 0.82% | +0.4% |
| TGT | Buy | TARGET CORP | $2,356,000 | +0.4% | 9,300 | +4.7% | 0.81% | -6.4% |
| FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $2,316,000 | +9.2% | 43,233 | +9.8% | 0.79% | +1.9% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $2,157,000 | +22.3% | 3,454 | +5.9% | 0.74% | +14.1% |
| SKYY | Buy | FIRST TR EXCHANGE TRADED FD | $2,054,000 | +17.9% | 17,318 | +5.9% | 0.70% | +10.0% |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $2,022,000 | +17.9% | 104,197 | +8.7% | 0.69% | +10.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,016,000 | +2.0% | 12,376 | +8.8% | 0.69% | -4.8% |
| WM | Buy | WASTE MGMT INC DEL | $2,010,000 | +15.0% | 12,559 | +5.6% | 0.69% | +7.3% |
| QCOM | Buy | QUALCOMM INC | $1,943,000 | +28.0% | 11,715 | +12.6% | 0.66% | +19.4% |
| CEFS | Buy | EXCHANGE LISTED FDS TRsaba int rate | $1,901,000 | +12.4% | 86,788 | +9.6% | 0.65% | +5.0% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $1,874,000 | +18.8% | 4,051 | +5.7% | 0.64% | +10.7% |
| DXCM | Buy | DEXCOM INC | $1,865,000 | +29.2% | 2,927 | +1.4% | 0.64% | +20.4% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $1,828,000 | +30.1% | 13,468 | +14.6% | 0.63% | +21.6% |
| PYPL | Buy | PAYPAL HLDGS INC | $1,669,000 | -10.4% | 7,273 | +7.1% | 0.57% | -16.4% |
| VPU | Buy | VANGUARD WORLD FDSutilities etf | $1,651,000 | +1.0% | 11,378 | +2.6% | 0.56% | -5.8% |
| LOW | Buy | LOWES COS INC | $1,647,000 | +33.6% | 7,015 | +8.0% | 0.56% | +24.8% |
| SPG | New | SIMON PPTY GROUP INC NEW | $1,647,000 | – | 9,838 | +100.0% | 0.56% | – |
| CWB | Buy | SPDR SER TRblmbrg brc cnvrt | $1,638,000 | +11.4% | 18,297 | +7.1% | 0.56% | +4.1% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $1,622,000 | +4.0% | 9,013 | +10.3% | 0.56% | -3.0% |
| PANW | Buy | PALO ALTO NETWORKS INC | $1,581,000 | +38.4% | 3,057 | +1.0% | 0.54% | +29.1% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $1,555,000 | +3.0% | 24,479 | +2.3% | 0.53% | -4.0% |
| AMGN | Buy | AMGEN INC | $1,532,000 | +549.2% | 7,248 | +600.3% | 0.52% | +502.3% |
| UNP | Buy | UNION PAC CORP | $1,503,000 | +18.3% | 6,277 | +9.6% | 0.51% | +10.3% |
| AVGO | Buy | BROADCOM INC | $1,482,000 | +25.1% | 2,652 | +7.9% | 0.51% | +16.6% |
| TREX | Buy | TREX CO INC | $1,445,000 | +20.9% | 12,480 | +8.3% | 0.50% | +13.0% |
| RIO | Buy | RIO TINTO PLCsponsored adr | $1,374,000 | -19.0% | 22,064 | +13.1% | 0.47% | -24.4% |
| VNLA | Buy | JANUS DETROIT STR TRhendrsn shrt etf | $1,364,000 | +0.4% | 27,290 | +0.6% | 0.47% | -6.2% |
| ESGU | Buy | ISHARES TResg awr msci usa | $1,360,000 | +17.0% | 12,658 | +10.7% | 0.47% | +9.4% |
| BA | Buy | BOEING CO | $1,328,000 | +5.1% | 5,965 | +11.3% | 0.46% | -1.9% |
| NOW | Buy | SERVICENOW INC | $1,251,000 | +24.2% | 1,807 | +3.3% | 0.43% | +16.0% |
| DOCU | Buy | DOCUSIGN INC | $1,193,000 | -7.4% | 4,355 | +1.9% | 0.41% | -13.7% |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $1,173,000 | +16.4% | 3,219 | +12.6% | 0.40% | +8.6% |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $1,169,000 | – | 4,131 | +100.0% | 0.40% | – |
| SNOW | New | SNOWFLAKE INCcl a | $1,125,000 | – | 3,034 | +100.0% | 0.38% | – |
| FINX | Buy | GLOBAL X FDSfintech etf | $1,125,000 | +8.1% | 21,490 | +0.3% | 0.38% | +0.8% |
| RBLX | Buy | ROBLOX CORPcl a | $1,088,000 | +108.4% | 14,126 | +130.2% | 0.37% | +94.8% |
| SQ | Buy | SQUARE INCcl a | $1,072,000 | +158.3% | 4,527 | +198.2% | 0.37% | +141.4% |
| TAN | Buy | INVESCO EXCH TRADED FD TR IIsolar etf | $1,070,000 | +12.4% | 11,073 | +1.8% | 0.37% | +4.9% |
| WMT | Buy | WALMART INC | $1,054,000 | +3.2% | 7,064 | +2.9% | 0.36% | -3.7% |
| AXON | Buy | AXON ENTERPRISE INC | $1,045,000 | -0.7% | 5,916 | +3.3% | 0.36% | -7.3% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,044,000 | +6.5% | 6,173 | +0.3% | 0.36% | -0.6% |
| CHWY | Buy | CHEWY INCcl a | $1,024,000 | +0.3% | 13,547 | +20.4% | 0.35% | -6.4% |
| U | Buy | UNITY SOFTWARE INC | $998,000 | +66.6% | 6,117 | +9.4% | 0.34% | +55.5% |
| FCVT | Buy | FIRST TR EXCHANGE-TRADED FDssi strg etf | $952,000 | +5.9% | 17,673 | +0.4% | 0.33% | -1.2% |
| CL | Buy | COLGATE PALMOLIVE CO | $935,000 | -1.2% | 12,021 | +0.0% | 0.32% | -7.8% |
| QTEC | Buy | FIRST TR NASDAQ 100 TECH IND | $930,000 | +14.4% | 5,197 | +3.7% | 0.32% | +6.7% |
| XLRE | Buy | SELECT SECTOR SPDR TRrl est sel sec | $926,000 | +14.0% | 19,199 | +8.8% | 0.32% | +6.4% |
| USMV | Buy | ISHARES TRmsci usa min vol | $923,000 | +12.2% | 11,851 | +10.2% | 0.32% | +4.6% |
| HBI | Buy | HANESBRANDS INC | $871,000 | -11.8% | 48,920 | +0.0% | 0.30% | -17.7% |
| LULU | Buy | LULULEMON ATHLETICA INC | $867,000 | +24.9% | 1,859 | +8.7% | 0.30% | +16.5% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $864,000 | +9.0% | 9,024 | +6.4% | 0.30% | +1.7% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $861,000 | +18.3% | 2,462 | +24.3% | 0.30% | +10.5% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $849,000 | – | 5,236 | +100.0% | 0.29% | – |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $846,000 | +7.6% | 7,860 | +1.4% | 0.29% | +0.7% |
| ATVI | New | ACTIVISION BLIZZARD INC | $837,000 | – | 12,531 | +100.0% | 0.29% | – |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $820,000 | +9.9% | 9,379 | +9.4% | 0.28% | +2.6% |
| FALN | Buy | ISHARES TRfaln angls usd | $806,000 | +2.9% | 26,593 | +1.4% | 0.28% | -3.8% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT IN | $802,000 | +11.2% | 92,726 | +9.5% | 0.28% | +4.2% |
| MCD | Buy | MCDONALDS CORP | $791,000 | +12.2% | 3,124 | +3.4% | 0.27% | +4.6% |
| VMBS | Buy | VANGUARD SCOTTSDALE FDSmtg-bkd secs etf | $762,000 | +5.1% | 14,325 | +5.4% | 0.26% | -1.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $763,000 | +2.4% | 2,642 | +2.5% | 0.26% | -4.4% |
| NEAR | Buy | ISHARES U S ETF TRblackrock st mat | $755,000 | +6.9% | 15,095 | +7.2% | 0.26% | -0.4% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $747,000 | +7.6% | 17,920 | +5.9% | 0.26% | +0.4% |
| LOUP | Buy | INNOVATOR ETFS TRloup frontier | $726,000 | +21.0% | 12,338 | +5.8% | 0.25% | +13.2% |
| VCR | New | VANGUARD WORLD FDSconsum dis etf | $706,000 | – | 2,008 | +100.0% | 0.24% | – |
| CVS | Buy | CVS HEALTH CORP | $707,000 | +29.0% | 7,538 | +14.5% | 0.24% | +20.4% |
| IYG | Buy | ISHARES TRu.s. fin svc etf | $691,000 | +6.6% | 3,428 | +2.0% | 0.24% | -0.4% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $689,000 | -0.4% | 13,407 | +0.1% | 0.24% | -7.1% |
| XRT | Buy | SPDR SER TRs&p retail etf | $676,000 | +7.5% | 6,655 | +2.7% | 0.23% | 0.0% |
| RGI | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $669,000 | – | 3,358 | +100.0% | 0.23% | – |
| DLS | Buy | WISDOMTREE TRintl smcap div | $647,000 | +6.9% | 8,550 | +7.5% | 0.22% | -0.5% |
| ACN | Buy | ACCENTURE PLC IRELAND | $634,000 | +22.2% | 1,728 | +6.7% | 0.22% | +14.2% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $635,000 | +1.3% | 2,280 | +0.0% | 0.22% | -5.7% |
| PFXF | New | VANECK ETF TRUSTpreferred securt | $634,000 | – | 29,149 | +100.0% | 0.22% | – |
| MRNA | Buy | MODERNA INC | $620,000 | +92.0% | 2,533 | +257.8% | 0.21% | +79.7% |
| CGW | Buy | INVESCO EXCH TRADED FD TR IIs&p gbl water | $608,000 | +10.7% | 10,055 | +6.3% | 0.21% | +3.5% |
| ABNB | New | AIRBNB INC | $562,000 | – | 2,808 | +100.0% | 0.19% | – |
| USXF | Buy | ISHARES TResg msci usa etf | $553,000 | +26.8% | 13,953 | +19.7% | 0.19% | +18.1% |
| MEDP | Buy | MEDPACE HLDGS INC | $551,000 | +51.0% | 2,454 | +16.4% | 0.19% | +41.0% |
| ROP | Buy | ROPER TECHNOLOGIES INC | $553,000 | +2.4% | 1,131 | +0.4% | 0.19% | -4.5% |
| ENPH | Buy | ENPHASE ENERGY INC | $547,000 | +31.2% | 2,264 | +0.0% | 0.19% | +22.2% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $532,000 | +9.5% | 3,181 | +5.2% | 0.18% | +2.2% |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $528,000 | +6.7% | 2,639 | +0.0% | 0.18% | -0.5% |
| HON | Buy | HONEYWELL INTL INC | $500,000 | -2.2% | 2,214 | +0.5% | 0.17% | -8.6% |
| IYJ | Buy | ISHARES TRus industrials | $482,000 | +11.1% | 4,230 | +10.4% | 0.16% | +3.8% |
| PH | Buy | PARKER-HANNIFIN CORP | $449,000 | +11.1% | 1,362 | +0.6% | 0.15% | +4.1% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $447,000 | -0.7% | 5,455 | +0.0% | 0.15% | -7.3% |
| FTSM | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $427,000 | +6.0% | 7,130 | +5.9% | 0.15% | -1.4% |
| IBB | Buy | ISHARES TRishares biotech | $407,000 | -8.5% | 2,583 | +0.3% | 0.14% | -14.7% |
| ESGD | Buy | ISHARES TResg aw msci eafe | $396,000 | +21.5% | 4,810 | +18.9% | 0.14% | +13.3% |
| MUNI | Buy | PIMCO ETF TRinter mun bd act | $393,000 | -1.0% | 6,985 | +0.1% | 0.14% | -7.5% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $388,000 | -0.3% | 7,666 | +0.0% | 0.13% | -7.0% |
| QRVO | Buy | QORVO INC | $371,000 | -15.1% | 2,331 | +1.7% | 0.13% | -20.6% |
| ESML | Buy | ISHARES TResg aware msci | $355,000 | +31.5% | 8,297 | +22.1% | 0.12% | +23.2% |
| MGK | Buy | VANGUARD WORLD FDmega grwth ind | $353,000 | +8.3% | 1,356 | +0.1% | 0.12% | +0.8% |
| CXM | Buy | SPRINKLR INCcl a | $341,000 | -3.7% | 18,522 | +0.9% | 0.12% | -10.0% |
| FHLC | Buy | FIDELITY COVINGTON TRUSTmsci hlth care i | $336,000 | +3.1% | 5,021 | +2.2% | 0.12% | -4.2% |
| LRCX | Buy | LAM RESEARCH CORP | $332,000 | -0.6% | 545 | +0.7% | 0.11% | -7.3% |
| F | Buy | FORD MTR CO DEL | $328,000 | +49.8% | 16,264 | +2.6% | 0.11% | +40.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $324,000 | +6.2% | 1,337 | +0.4% | 0.11% | -0.9% |
| SRVR | Buy | PACER FDS TRbnchmrk infra | $322,000 | +2.5% | 7,924 | +2.4% | 0.11% | -4.3% |
| EMLP | Buy | FIRST TR EXCHANGE-TRADED FDno amer energy | $320,000 | +15.9% | 12,780 | +13.3% | 0.11% | +8.9% |
| CLF | New | CLEVELAND-CLIFFS INC NEW | $311,000 | – | 13,182 | +100.0% | 0.11% | – |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $311,000 | +22.0% | 967 | +12.4% | 0.11% | +12.8% |
| SBUX | Buy | STARBUCKS CORP | $305,000 | +11.7% | 2,645 | +12.6% | 0.10% | +4.0% |
| PGR | Buy | PROGRESSIVE CORP | $305,000 | +3.0% | 3,166 | +3.0% | 0.10% | -4.6% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $294,000 | +13.1% | 2,198 | +12.7% | 0.10% | +6.3% |
| EFV | Buy | ISHARES TReafe value etf | $291,000 | +2.1% | 5,542 | +1.9% | 0.10% | -4.8% |
| EFG | Buy | ISHARES TReafe grwth etf | $289,000 | +7.0% | 2,548 | +4.1% | 0.10% | 0.0% |
| MOS | Buy | MOSAIC CO NEW | $281,000 | +12.9% | 7,449 | +0.5% | 0.10% | +5.5% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $281,000 | +22.2% | 5,302 | +20.5% | 0.10% | +14.3% |
| VTIP | Buy | VANGUARD MALVERN FDSstrm infproidx | $274,000 | +36.3% | 5,247 | +37.0% | 0.09% | +27.0% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $273,000 | +9.2% | 1,036 | +0.1% | 0.09% | +1.1% |
| AKAM | Buy | AKAMAI TECHNOLOGIES INC | $269,000 | -5.9% | 2,481 | +0.2% | 0.09% | -12.4% |
| EUSB | Buy | ISHARES TResg adv ttl usd | $251,000 | +21.3% | 5,061 | +21.9% | 0.09% | +13.2% |
| CIBR | New | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $247,000 | – | 4,425 | +100.0% | 0.08% | – |
| DMXF | Buy | ISHARES TResg eafe etf | $245,000 | +21.3% | 3,447 | +18.4% | 0.08% | +13.5% |
| FLRN | Buy | SPDR SER TRblomberg brc inv | $239,000 | +9.1% | 7,814 | +9.3% | 0.08% | +2.5% |
| POCT | New | INNOVATOR ETFS TRus eqty pwr buf | $232,000 | – | 7,650 | +100.0% | 0.08% | – |
| IUSG | Buy | ISHARES TRcore s&p us gwt | $230,000 | +9.0% | 2,007 | +0.1% | 0.08% | +2.6% |
| CSCO | Buy | CISCO SYS INC | $231,000 | +8.5% | 4,045 | +5.4% | 0.08% | +1.3% |
| SAVA | New | CASSAVA SCIENCES INC | $232,000 | – | 2,593 | +100.0% | 0.08% | – |
| BUFR | New | FIRST TR EXCHNG TRADED FD VIcboe vest us eq | $227,000 | – | 9,542 | +100.0% | 0.08% | – |
| MRK | New | MERCK & CO INC | $225,000 | – | 2,721 | +100.0% | 0.08% | – |
| INTU | New | INTUIT | $226,000 | – | 368 | +100.0% | 0.08% | – |
| KJAN | New | INNOVATOR ETFS TRus sml cp pwr b | $222,000 | – | 6,925 | +100.0% | 0.08% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $217,000 | – | 1,290 | +100.0% | 0.07% | – |
| FPE | New | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $212,000 | – | 10,300 | +100.0% | 0.07% | – |
| WCN | New | WASTE CONNECTIONS INC | $209,000 | – | 1,550 | +100.0% | 0.07% | – |
| ISRG | New | INTUITIVE SURGICAL INC | $208,000 | – | 568 | +100.0% | 0.07% | – |
| IGM | New | ISHARES TRexpnd tec sc etf | $205,000 | – | 460 | +100.0% | 0.07% | – |
| PNOV | New | INNOVATOR ETFS TRus eqty pwr buf | $201,000 | – | 6,529 | +100.0% | 0.07% | – |
| PTN | New | PALATIN TECHNOLOGIES INC | $5,000 | – | 12,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NUVEEN CA QUALTY MUN INCOME | 24 | Q3 2023 | 30.5% |
| HOME DEPOT INC | 24 | Q3 2023 | 12.4% |
| CHEVRON CORP NEW | 23 | Q3 2023 | 8.9% |
| APPLE INC | 23 | Q3 2023 | 4.8% |
| MICROSOFT CORP | 23 | Q3 2023 | 4.8% |
| ABBOTT LABS | 23 | Q3 2023 | 1.6% |
| COLGATE PALMOLIVE CO | 23 | Q3 2023 | 2.1% |
| HANESBRANDS INC | 23 | Q3 2023 | 1.9% |
| AMAZON COM INC | 22 | Q3 2023 | 4.3% |
| NVIDIA CORPORATION | 22 | Q3 2023 | 3.5% |
View Castle Rock Wealth Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-01-09 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-14 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-25 |
| 13F-HR | 2022-02-02 |
View Castle Rock Wealth Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.