$8.82 Billion is the total value of AE Wealth Management LLC's 1466 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 104.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HLX | Exit | HELIX ENERGY SOLUTIONS GRP I | $0 | – | -12,515 | -100.0% | 0.00% | – |
| BMYRT | Exit | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $0 | – | -10,277 | -100.0% | 0.00% | – |
| PSCE | Exit | INVESCO EXCH TRADED FD TR IIs&p smlcp engy | $0 | – | -11,348 | -100.0% | 0.00% | – |
| XLE | Exit | SELECT SECTOR SPDR TRput | $0 | – | -14,400 | -100.0% | 0.00% | – |
| NAK | Exit | NORTHERN DYNASTY MINERALS LT | $0 | – | -15,350 | -100.0% | 0.00% | – |
| WPG | Exit | WASHINGTON PRIME GROUP NEW | $0 | – | -13,167 | -100.0% | 0.00% | – |
| XLE | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -1,800 | -100.0% | 0.00% | – |
| LQD | Exit | ISHARES TRput | $0 | – | -11,000 | -100.0% | 0.00% | – |
| OPPRT | Exit | RIVERNORTH DOUBLELINE STRATEright 10/01/2020 | $0 | – | -15,885 | -100.0% | 0.00% | – |
| HAL | Exit | HALLIBURTON COcall | $0 | – | -300 | -100.0% | 0.00% | – |
| VXX | Exit | BARCLAYS BANK PLCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -600 | -100.0% | 0.00% | – |
| PFF | Exit | ISHARES TRput | $0 | – | -13,500 | -100.0% | 0.00% | – |
| OASPQ | Exit | OASIS PETROLEUM INC | $0 | – | -13,181 | -100.0% | 0.00% | – |
| PG | Exit | PROCTER AND GAMBLE COcall | $0 | – | -300 | -100.0% | 0.00% | – |
| HTBX | Exit | HEAT BIOLOGICS INC | $0 | – | -12,746 | -100.0% | 0.00% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDG Lcall | $0 | – | -1,400 | -100.0% | 0.00% | – |
| TEI | Exit | TEMPLETON EMERGING MKTS INCO | $0 | – | -10,788 | -100.0% | -0.00% | – |
| X | Exit | UNITED STATES STL CORP NEW | $0 | – | -12,784 | -100.0% | -0.00% | – |
| VUZI | Exit | VUZIX CORP | $0 | – | -10,232 | -100.0% | -0.00% | – |
| APHA | Exit | APHRIA INC | $0 | – | -13,415 | -100.0% | -0.00% | – |
| FEI | Exit | FIRST TR MLP & ENERGY INCOM | $0 | – | -19,356 | -100.0% | -0.00% | – |
| XERS | Exit | XERIS PHARMACEUTICALS INC | $0 | – | -11,140 | -100.0% | -0.00% | – |
| Exit | SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $0 | – | -40,000 | -100.0% | -0.00% | – | |
| EXG | Exit | EATON VANCE TAX-MANAGED GLOB | $0 | – | -12,190 | -100.0% | -0.00% | – |
| THTX | Exit | THERATECHNOLOGIES INC | $0 | – | -25,261 | -100.0% | -0.00% | – |
| PDT | Exit | HANCOCK JOHN PREM DIVID FD | $0 | – | -10,890 | -100.0% | -0.00% | – |
| RUTH | Exit | RUTHS HOSPITALITY GROUP INC | $0 | – | -11,775 | -100.0% | -0.00% | – |
| LAC | Exit | LITHIUM AMERS CORP NEW | $0 | – | -12,270 | -100.0% | -0.00% | – |
| IPFF | Exit | ISHARES TRintl pfd stk etf | $0 | – | -10,125 | -100.0% | -0.00% | – |
| BKLN | Exit | INVESCO EXCH TRADED FD TR IIsr ln etf | $0 | – | -10,688 | -100.0% | -0.00% | – |
| GOF | Exit | GUGGENHEIM STRATEGIC OPPORTU | $0 | – | -10,224 | -100.0% | -0.00% | – |
| THG | Exit | HANOVER INS GROUP INC | $0 | – | -2,261 | -100.0% | -0.00% | – |
| QUS | Exit | SPDR SER TRmsci usa strtgic | $0 | – | -2,431 | -100.0% | -0.00% | – |
| AMH | Exit | AMERICAN HOMES 4 RENTcl a | $0 | – | -7,700 | -100.0% | -0.00% | – |
| HII | Exit | HUNTINGTON INGALLS INDS INC | $0 | – | -1,438 | -100.0% | -0.00% | – |
| MAG | Exit | MAG SILVER CORP | $0 | – | -14,256 | -100.0% | -0.00% | – |
| IBOC | Exit | INTERNATIONAL BANCSHARES COR | $0 | – | -9,176 | -100.0% | -0.00% | – |
| CHMG | Exit | CHEMUNG FINL CORP | $0 | – | -7,740 | -100.0% | -0.00% | – |
| KL | Exit | KIRKLAND LAKE GOLD LTD | $0 | – | -4,272 | -100.0% | -0.00% | – |
| OSIS | Exit | OSI SYSTEMS INC | $0 | – | -2,863 | -100.0% | -0.00% | – |
| AVLR | Exit | AVALARA INC | $0 | – | -1,854 | -100.0% | -0.00% | – |
| LAND | Exit | GLADSTONE LD CORP | $0 | – | -12,500 | -100.0% | -0.00% | – |
| WLTW | Exit | WILLIS TOWERS WATSON PLC LTD | $0 | – | -1,376 | -100.0% | -0.00% | – |
| PULS | Exit | PGIM ETF TRultra short | $0 | – | -6,092 | -100.0% | -0.00% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -7,589 | -100.0% | -0.00% | – |
| FFTI | Exit | NORTHERN LTS FD TR IVfrmlafolios tatl | $0 | – | -10,904 | -100.0% | -0.00% | – |
| DFND | Exit | REALITY SHS ETF TRdivcn divd etf | $0 | – | -7,945 | -100.0% | -0.00% | – |
| SA | Exit | SEABRIDGE GOLD INC | $0 | – | -13,613 | -100.0% | -0.00% | – |
| PAGS | Exit | PAGSEGURO DIGITAL LTD | $0 | – | -7,259 | -100.0% | -0.00% | – |
| BSJL | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -11,973 | -100.0% | -0.00% | – |
| DVYE | Exit | ISHARES INCem mkts div etf | $0 | – | -10,106 | -100.0% | -0.00% | – |
| RGLD | Exit | ROYAL GOLD INC | $0 | – | -2,483 | -100.0% | -0.00% | – |
| AOS | Exit | SMITH A O CORP | $0 | – | -4,803 | -100.0% | -0.00% | – |
| SCHZ | Exit | SCHWAB STRATEGIC TRus aggregate b | $0 | – | -4,709 | -100.0% | -0.00% | – |
| BSCO | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -11,272 | -100.0% | -0.00% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INC | $0 | – | -7,176 | -100.0% | -0.00% | – |
| UNM | Exit | UNUM GROUP | $0 | – | -18,862 | -100.0% | -0.01% | – |
| EGP | Exit | EASTGROUP PPTY INC | $0 | – | -2,537 | -100.0% | -0.01% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -3,527 | -100.0% | -0.01% | – |
| CE | Exit | CELANESE CORP DEL | $0 | – | -3,374 | -100.0% | -0.01% | – |
| FJUN | Exit | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $0 | – | -10,888 | -100.0% | -0.01% | – |
| AEL | Exit | AMERICAN EQTY INVT LIFE HLD | $0 | – | -18,471 | -100.0% | -0.01% | – |
| PSN | Exit | PARSONS CORPORATION | $0 | – | -13,206 | -100.0% | -0.01% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -8,780 | -100.0% | -0.01% | – |
| JBL | Exit | JABIL INC | $0 | – | -11,340 | -100.0% | -0.01% | – |
| VIXM | Exit | PROSHARES TR IIvix mdtrm futr n | $0 | – | -11,395 | -100.0% | -0.01% | – |
| CNI | Exit | CANADIAN NATL RY CO | $0 | – | -4,633 | -100.0% | -0.01% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -32,956 | -100.0% | -0.01% | – |
| TCOM | Exit | TRIP COM GROUP LTDads | $0 | – | -14,663 | -100.0% | -0.01% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP INCcl a | $0 | – | -5,628 | -100.0% | -0.01% | – |
| SBNY | Exit | SIGNATURE BK NEW YORK N Y | $0 | – | -5,667 | -100.0% | -0.01% | – |
| RH | Exit | RH | $0 | – | -1,327 | -100.0% | -0.01% | – |
| SKY | Exit | SKYLINE CHAMPION CORPORATION | $0 | – | -21,505 | -100.0% | -0.01% | – |
| URBN | Exit | URBAN OUTFITTERS INC | $0 | – | -25,643 | -100.0% | -0.01% | – |
| PZZA | Exit | PAPA JOHNS INTL INC | $0 | – | -7,108 | -100.0% | -0.01% | – |
| FLWS | Exit | FLWS/1-800 FLOWERScl a | $0 | – | -22,700 | -100.0% | -0.01% | – |
| OLLI | Exit | OLLIES BARGAIN OUTLET HLDGS | $0 | – | -6,432 | -100.0% | -0.01% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD & SILVEtr unit | $0 | – | -29,508 | -100.0% | -0.01% | – |
| SBH | Exit | SALLY BEAUTY HLDGS INC | $0 | – | -65,176 | -100.0% | -0.01% | – |
| BYND | Exit | BEYOND MEAT INC | $0 | – | -3,379 | -100.0% | -0.01% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -9,989 | -100.0% | -0.01% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -47,289 | -100.0% | -0.01% | – |
| CLGX | Exit | CORELOGIC INC | $0 | – | -8,067 | -100.0% | -0.01% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLC | $0 | – | -3,871 | -100.0% | -0.01% | – |
| WING | Exit | WINGSTOP INC | $0 | – | -4,067 | -100.0% | -0.01% | – |
| SCPL | Exit | SCIPLAY CORPcl a | $0 | – | -36,870 | -100.0% | -0.01% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -15,536 | -100.0% | -0.01% | – |
| CROX | Exit | CROCS INC | $0 | – | -15,015 | -100.0% | -0.01% | – |
| GNMK | Exit | GENMARK DIAGNOSTICS INC | $0 | – | -46,850 | -100.0% | -0.01% | – |
| NLS | Exit | NAUTILUS INC | $0 | – | -37,341 | -100.0% | -0.01% | – |
| QLYS | Exit | QUALYS INC | $0 | – | -6,197 | -100.0% | -0.01% | – |
| SPWH | Exit | SPORTSMANS WHSE HLDGS INC | $0 | – | -43,573 | -100.0% | -0.01% | – |
| FORM | Exit | FORMFACTOR INC | $0 | – | -26,489 | -100.0% | -0.01% | – |
| TXRH | Exit | TEXAS ROADHOUSE INC | $0 | – | -10,423 | -100.0% | -0.01% | – |
| EVH | Exit | EVOLENT HEALTH INCcl a | $0 | – | -49,127 | -100.0% | -0.01% | – |
| IPHI | Exit | INPHI CORP | $0 | – | -5,739 | -100.0% | -0.01% | – |
| GVI | Exit | ISHARES TRintrm gov cr etf | $0 | – | -5,316 | -100.0% | -0.01% | – |
| QTWO | Exit | Q2 HLDGS INC | $0 | – | -6,851 | -100.0% | -0.01% | – |
| SFM | Exit | SPROUTS FMRS MKT INC | $0 | – | -29,582 | -100.0% | -0.01% | – |
| PFPT | Exit | PROOFPOINT INC | $0 | – | -5,930 | -100.0% | -0.01% | – |
| MODN | Exit | MODEL N INC | $0 | – | -17,348 | -100.0% | -0.01% | – |
| MTSI | Exit | MACOM TECH SOLUTIONS HLDGS I | $0 | – | -18,978 | -100.0% | -0.01% | – |
| VER | Exit | VEREIT INC | $0 | – | -108,375 | -100.0% | -0.01% | – |
| SH | Exit | PROSHARES TRshort s&p 500 ne | $0 | – | -34,177 | -100.0% | -0.01% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORP | $0 | – | -7,199 | -100.0% | -0.01% | – |
| IYK | Exit | ISHARES TRu.s. cnsm gd etf | $0 | – | -6,438 | -100.0% | -0.01% | – |
| TFX | Exit | TELEFLEX INCORPORATED | $0 | – | -3,264 | -100.0% | -0.02% | – |
| MPWR | Exit | MONOLITHIC PWR SYS INC | $0 | – | -4,383 | -100.0% | -0.02% | – |
| DTN | Exit | WISDOMTREE TRus divid ex fncl | $0 | – | -15,669 | -100.0% | -0.02% | – |
| W | Exit | WAYFAIR INCcl a | $0 | – | -4,330 | -100.0% | -0.02% | – |
| SPOT | Exit | SPOTIFY TECHNOLOGY S A | $0 | – | -5,209 | -100.0% | -0.02% | – |
| UN | Exit | UNILEVER N V | $0 | – | -23,201 | -100.0% | -0.02% | – |
| PLW | Exit | INVESCO EXCH TRADED FD TR II1 30 lader tre | $0 | – | -38,530 | -100.0% | -0.02% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -9,946 | -100.0% | -0.02% | – |
| LQDH | Exit | ISHARES U S ETF TRint rt hdg c b | $0 | – | -20,010 | -100.0% | -0.03% | – |
| LVGO | Exit | LIVONGO HEALTH INC | $0 | – | -15,755 | -100.0% | -0.03% | – |
| GWRE | Exit | GUIDEWIRE SOFTWARE INC | $0 | – | -23,599 | -100.0% | -0.04% | – |
| QLTA | Exit | ISHARES TRa rate cp bd etf | $0 | – | -58,627 | -100.0% | -0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-01
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 28 | Q3 2023 | 19.4% |
| VANGUARD TAX-MANAGED INTL FD | 28 | Q3 2023 | 6.7% |
| APPLE INC | 28 | Q3 2023 | 3.5% |
| ISHARES TR | 28 | Q3 2023 | 3.4% |
| ISHARES TR | 28 | Q3 2023 | 3.2% |
| ISHARES TR | 28 | Q3 2023 | 3.0% |
| ISHARES TR | 28 | Q3 2023 | 10.8% |
| VANGUARD SCOTTSDALE FDS | 28 | Q3 2023 | 2.2% |
| MICROSOFT CORP | 28 | Q3 2023 | 2.4% |
| SPDR S&P 500 ETF TR | 28 | Q3 2023 | 2.1% |
View AE Wealth Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-14 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-20 |
| 13F-HR | 2021-11-01 |
View AE Wealth Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.