$4.61 Billion is the total value of AE Wealth Management LLC's 1175 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 28.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USMV | Sell | ISHARES TRmsci min vol etf | $28,375,000 | -6.8% | 432,543 | -9.0% | 0.62% | -30.0% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $13,018,000 | -28.9% | 255,663 | -28.8% | 0.28% | -46.7% |
| MBB | Sell | ISHARES TRmbs etf | $9,289,000 | -1.1% | 85,959 | -0.8% | 0.20% | -25.5% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $5,878,000 | -5.5% | 45,939 | -5.8% | 0.13% | -28.9% |
| FSK | Sell | FS KKR CAPITAL CORP | $5,530,000 | -0.6% | 902,046 | -5.5% | 0.12% | -25.5% |
| IQLT | Sell | ISHARES TRintl qlty factor | $5,278,000 | -9.7% | 163,461 | -17.0% | 0.12% | -32.0% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $4,828,000 | +1.9% | 30,404 | -5.0% | 0.10% | -23.4% |
| EZM | Sell | WISDOMTREE TRus midcap fund | $4,690,000 | -5.9% | 111,425 | -11.8% | 0.10% | -29.2% |
| FXG | Sell | FIRST TR EXCHANGE TRADED FDconsumr staple | $4,611,000 | -3.6% | 92,147 | -6.9% | 0.10% | -27.5% |
| SKYY | Sell | FIRST TR EXCHANGE TRADED FD | $4,557,000 | -2.0% | 75,492 | -8.4% | 0.10% | -26.1% |
| CIBR | Sell | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $4,415,000 | +8.2% | 147,020 | -0.3% | 0.10% | -18.6% |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $4,431,000 | -10.6% | 40,447 | -11.3% | 0.10% | -32.9% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $4,228,000 | -7.6% | 284,116 | -1.6% | 0.09% | -30.3% |
| SPEM | Sell | SPDR INDEX SHS FDSportfolio emg mk | $4,201,000 | -62.3% | 111,762 | -65.6% | 0.09% | -71.7% |
| SECT | Sell | NORTHERN LTS FD TR IVmain sectr rotn | $4,092,000 | -2.2% | 132,521 | -7.8% | 0.09% | -26.4% |
| AOM | Sell | ISHARES TRmodert alloc etf | $3,457,000 | -61.2% | 86,134 | -62.0% | 0.08% | -70.9% |
| SPYD | Sell | SPDR SERIES TRUSTprtflo s&p500 hi | $3,299,000 | -48.9% | 83,604 | -50.8% | 0.07% | -61.5% |
| PEGI | Sell | PATTERN ENERGY GROUP INCcl a | $3,112,000 | -1.8% | 116,324 | -1.2% | 0.07% | -26.1% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $2,631,000 | +6.5% | 44,324 | -6.5% | 0.06% | -19.7% |
| TSLA | Sell | TESLA INC | $2,575,000 | +11.0% | 6,156 | -36.1% | 0.06% | -16.4% |
| TWLO | Sell | TWILIO INCcl a | $2,537,000 | -18.1% | 25,818 | -8.4% | 0.06% | -38.9% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $2,487,000 | -28.0% | 22,559 | -26.5% | 0.05% | -46.0% |
| BRO | Sell | BROWN & BROWN INC | $2,390,000 | +7.9% | 60,528 | -1.5% | 0.05% | -18.8% |
| IEI | Sell | ISHARES TR3 7 yr treas bd | $2,286,000 | -64.0% | 18,176 | -63.7% | 0.05% | -72.8% |
| MDYG | Sell | SPDR SERIES TRUSTs&p 400 mdcp grw | $2,257,000 | -56.2% | 39,531 | -58.8% | 0.05% | -67.1% |
| OXY | Sell | OCCIDENTAL PETE CORP | $2,202,000 | -12.4% | 53,439 | -5.5% | 0.05% | -34.2% |
| GE | Sell | GENERAL ELECTRIC CO | $2,119,000 | +20.4% | 189,908 | -3.6% | 0.05% | -9.8% |
| SRCL | Sell | STERICYCLE INC | $1,756,000 | +5.8% | 27,526 | -15.5% | 0.04% | -20.8% |
| SPLV | Sell | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $1,769,000 | -64.6% | 30,324 | -64.8% | 0.04% | -73.6% |
| STIP | Sell | ISHARES TR0-5 yr tips etf | $1,652,000 | -69.2% | 16,405 | -69.3% | 0.04% | -76.8% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $1,611,000 | -31.3% | 141,322 | -33.7% | 0.04% | -48.5% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $1,615,000 | -15.8% | 238,608 | -20.4% | 0.04% | -36.4% |
| CSX | Sell | CSX CORP | $1,565,000 | -2.4% | 21,630 | -6.6% | 0.03% | -26.1% |
| COHR | Sell | COHERENT INC | $1,507,000 | +7.1% | 9,058 | -1.0% | 0.03% | -19.5% |
| LGLV | Sell | SPDR SERIES TRUSTssga us lrg etf | $1,403,000 | -81.9% | 12,288 | -82.3% | 0.03% | -86.5% |
| SLY | Sell | SPDR SERIES TRUSTs&p 600 sml cap | $1,373,000 | -3.0% | 18,950 | -10.0% | 0.03% | -26.8% |
| PCAR | Sell | PACCAR INC | $1,324,000 | +10.2% | 16,733 | -2.5% | 0.03% | -17.1% |
| IBOC | Sell | INTERNATIONAL BANCSHARES COR | $1,335,000 | +9.2% | 30,997 | -2.1% | 0.03% | -17.1% |
| IYLD | Sell | ISHARES TRmrngstr inc etf | $1,320,000 | -56.0% | 51,676 | -57.0% | 0.03% | -66.7% |
| PFF | Sell | ISHARES TRpfd and incm sec | $1,350,000 | -10.7% | 35,906 | -10.9% | 0.03% | -34.1% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $1,284,000 | +5.4% | 21,773 | -1.1% | 0.03% | -20.0% |
| CF | Sell | CF INDS HLDGS INC | $1,293,000 | -5.2% | 27,075 | -2.3% | 0.03% | -28.2% |
| HUM | Sell | HUMANA INC | $1,266,000 | +43.1% | 3,455 | -0.1% | 0.03% | +3.8% |
| TRV | Sell | TRAVELERS COMPANIES INC | $1,252,000 | -10.7% | 9,140 | -3.0% | 0.03% | -34.1% |
| ORLY | Sell | O REILLY AUTOMOTIVE INC NEW | $1,190,000 | +4.5% | 2,715 | -5.0% | 0.03% | -21.2% |
| NFLT | Sell | ETFIS SER TR Ivirtus newfleet | $1,192,000 | -4.6% | 48,254 | -5.1% | 0.03% | -27.8% |
| HYMB | Sell | SPDR SERIES TRUSTnuveen bbg brcly | $1,098,000 | -80.0% | 18,611 | -79.9% | 0.02% | -84.9% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $1,111,000 | -1.6% | 33,022 | -6.8% | 0.02% | -27.3% |
| CLNC | Sell | COLONY CR REAL ESTATE INC | $1,106,000 | -11.0% | 84,059 | -2.2% | 0.02% | -33.3% |
| ARCC | Sell | ARES CAP CORP | $1,076,000 | -25.1% | 57,694 | -25.1% | 0.02% | -43.9% |
| NATH | Sell | NATHANS FAMOUS INC NEW | $1,041,000 | -3.4% | 14,686 | -2.1% | 0.02% | -25.8% |
| FTSM | Sell | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $1,036,000 | -0.1% | 17,246 | -0.1% | 0.02% | -26.7% |
| DTE | Sell | DTE ENERGY CO | $956,000 | -23.6% | 7,363 | -21.8% | 0.02% | -41.7% |
| SJNK | Sell | SPDR SERIES TRUSTbloomberg srt tr | $963,000 | -69.4% | 35,757 | -69.3% | 0.02% | -76.9% |
| IDU | Sell | ISHARES TRu.s. utilits etf | $980,000 | -62.3% | 6,050 | -62.1% | 0.02% | -72.0% |
| AGZD | Sell | WISDOMTREE TRintrst rate hdge | $910,000 | -4.6% | 18,939 | -5.1% | 0.02% | -28.6% |
| WHR | Sell | WHIRLPOOL CORP | $909,000 | -9.1% | 6,162 | -2.4% | 0.02% | -31.0% |
| BLHY | Sell | VIRTUS ETF TR IIvirtus dynmc etf | $931,000 | -0.6% | 38,857 | -1.5% | 0.02% | -25.9% |
| FITB | Sell | FIFTH THIRD BANCORP | $865,000 | +4.8% | 28,133 | -6.7% | 0.02% | -20.8% |
| STLD | Sell | STEEL DYNAMICS INC | $871,000 | -9.6% | 25,602 | -20.9% | 0.02% | -32.1% |
| KRE | Sell | SPDR SERIES TRUSTs&p regl bkg | $867,000 | +4.7% | 14,876 | -5.1% | 0.02% | -20.8% |
| ALB | Sell | ALBEMARLE CORP | $869,000 | -32.3% | 11,896 | -35.6% | 0.02% | -48.6% |
| WWW | Sell | WOLVERINE WORLD WIDE INC | $874,000 | +18.6% | 25,901 | -0.7% | 0.02% | -9.5% |
| HTA | Sell | HEALTHCARE TR AMER INCcl a new | $819,000 | -25.6% | 27,064 | -27.8% | 0.02% | -43.8% |
| ROL | Sell | ROLLINS INC | $843,000 | -26.6% | 25,431 | -24.5% | 0.02% | -45.5% |
| ZION | Sell | ZIONS BANCORPORATION N A | $807,000 | +8.6% | 15,536 | -6.9% | 0.02% | -14.3% |
| CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $819,000 | +0.5% | 16,122 | -13.5% | 0.02% | -25.0% |
| AGZ | Sell | ISHARES TRagency bond etf | $764,000 | -8.9% | 6,610 | -8.2% | 0.02% | -29.2% |
| AGNC | Sell | AGNC INVT CORP | $723,000 | -55.8% | 40,898 | -59.7% | 0.02% | -66.0% |
| IMCB | Sell | ISHARES TRmrgstr md cp etf | $747,000 | -56.4% | 3,564 | -58.8% | 0.02% | -67.3% |
| IWL | Sell | ISHARES TRrus top 200 etf | $695,000 | -63.5% | 9,245 | -66.5% | 0.02% | -72.7% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS | $700,000 | -3.7% | 35,436 | -3.0% | 0.02% | -28.6% |
| TTEK | Sell | TETRA TECH INC NEW | $657,000 | -1.1% | 7,623 | -0.4% | 0.01% | -26.3% |
| CUZ | Sell | COUSINS PPTYS INC | $579,000 | -19.4% | 14,048 | -26.4% | 0.01% | -38.1% |
| SPLB | Sell | SPDR SERIES TRUSTportfolio ln cor | $615,000 | -21.2% | 20,415 | -21.3% | 0.01% | -43.5% |
| CASY | Sell | CASEYS GEN STORES INC | $600,000 | -4.2% | 3,772 | -2.8% | 0.01% | -27.8% |
| SPAR | Sell | SPARTAN MTRS INC | $610,000 | +30.9% | 33,726 | -0.7% | 0.01% | 0.0% |
| HYD | Sell | VANECK VECTORS ETF TRhigh yld mun etf | $570,000 | -36.7% | 8,903 | -36.3% | 0.01% | -53.8% |
| IYF | Sell | ISHARES TRu.s. finls etf | $539,000 | -24.0% | 3,912 | -28.9% | 0.01% | -40.0% |
| FE | Sell | FIRSTENERGY CORP | $543,000 | -15.9% | 11,163 | -16.6% | 0.01% | -36.8% |
| KEYS | Sell | KEYSIGHT TECHNOLOGIES INC | $568,000 | -2.1% | 5,533 | -7.2% | 0.01% | -29.4% |
| CTVA | Sell | CORTEVA INC | $567,000 | +1.4% | 19,181 | -3.9% | 0.01% | -25.0% |
| CRBP | Sell | CORBUS PHARMACEUTICALS HLDGS | $552,000 | +6.6% | 101,180 | -4.8% | 0.01% | -20.0% |
| IBKC | Sell | IBERIABANK CORP | $567,000 | -16.4% | 7,579 | -15.6% | 0.01% | -40.0% |
| TTE | Sell | TOTAL S Asponsored ads | $526,000 | -47.2% | 9,518 | -50.3% | 0.01% | -62.1% |
| WWD | Sell | WOODWARD INC | $511,000 | +9.2% | 4,317 | -0.6% | 0.01% | -21.4% |
| MGC | Sell | VANGUARD WORLD FDmega cap index | $501,000 | -33.1% | 4,481 | -38.3% | 0.01% | -50.0% |
| VER | Sell | VEREIT INC | $517,000 | -23.5% | 55,940 | -19.1% | 0.01% | -45.0% |
| RYU | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $492,000 | -92.5% | 4,625 | -92.5% | 0.01% | -94.2% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $520,000 | -6.6% | 4,962 | -17.2% | 0.01% | -31.2% |
| SUI | Sell | SUN CMNTYS INC | $488,000 | -8.4% | 3,249 | -9.5% | 0.01% | -26.7% |
| HUBB | Sell | HUBBELL INC | $492,000 | +12.6% | 3,326 | -0.1% | 0.01% | -15.4% |
| IWC | Sell | ISHARES TRmicro-cap etf | $512,000 | -19.6% | 5,149 | -28.7% | 0.01% | -38.9% |
| DLTR | Sell | DOLLAR TREE INC | $467,000 | -22.9% | 4,964 | -6.5% | 0.01% | -44.4% |
| AINV | Sell | APOLLO INVT CORP | $458,000 | -39.4% | 26,258 | -44.1% | 0.01% | -54.5% |
| PSL | Sell | INVESCO EXCHANGE TRADED FD Tdwa staples | $440,000 | -10.8% | 5,942 | -13.1% | 0.01% | -28.6% |
| PUB | Sell | PEOPLES UTAH BANCORP | $481,000 | -12.2% | 15,982 | -17.5% | 0.01% | -37.5% |
| BIZD | Sell | VANECK VECTORS ETF TRUST | $468,000 | -36.5% | 27,939 | -36.1% | 0.01% | -52.4% |
| ALL | Sell | ALLSTATE CORP | $463,000 | -8.0% | 4,116 | -11.0% | 0.01% | -33.3% |
| IGV | Sell | ISHARES TRexpanded tech | $467,000 | +8.4% | 2,005 | -1.5% | 0.01% | -16.7% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $433,000 | -4.2% | 30,080 | -4.7% | 0.01% | -30.8% |
| LL | Sell | LUMBER LIQUIDATORS HLDGS INC | $433,000 | -33.1% | 44,344 | -32.3% | 0.01% | -52.6% |
| ACWV | Sell | ISHARES INCmin vol gbl etf | $436,000 | -95.3% | 4,546 | -95.4% | 0.01% | -96.7% |
| UNM | Sell | UNUM GROUP | $399,000 | -22.2% | 13,691 | -20.6% | 0.01% | -40.0% |
| HACK | Sell | ETF MANAGERS TRprime cybr scrty | $389,000 | +5.1% | 9,361 | -5.4% | 0.01% | -27.3% |
| ANET | Sell | ARISTA NETWORKS INC | $383,000 | -28.9% | 1,884 | -16.5% | 0.01% | -50.0% |
| PDP | Sell | INVESCO EXCHANGE TRADED FD Tdwa momentum | $351,000 | -87.1% | 5,447 | -87.8% | 0.01% | -89.9% |
| EDV | Sell | VANGUARD WORLD FDextended dur | $374,000 | -38.9% | 2,878 | -33.5% | 0.01% | -55.6% |
| AON | Sell | AON PLC | $367,000 | +7.3% | 1,762 | -0.4% | 0.01% | -20.0% |
| PFIS | Sell | PEOPLES FINL SVCS CORP | $360,000 | +9.1% | 7,142 | -1.9% | 0.01% | -20.0% |
| IYC | Sell | ISHARES TRu.s. cnsm sv etf | $371,000 | -19.7% | 1,627 | -23.4% | 0.01% | -38.5% |
| EGP | Sell | EASTGROUP PPTY INC | $370,000 | -0.5% | 2,791 | -6.2% | 0.01% | -27.3% |
| BOND | Sell | PIMCO ETF TRactive bd etf | $355,000 | -4.8% | 3,296 | -3.9% | 0.01% | -27.3% |
| NSP | Sell | INSPERITY INC | $349,000 | -17.3% | 4,062 | -5.0% | 0.01% | -33.3% |
| JPIN | Sell | JP MORGAN EXCHANGE TRADED FDdiv rtn int eq | $352,000 | -2.8% | 6,169 | -9.3% | 0.01% | -20.0% |
| DNP | Sell | DNP SELECT INCOME FD | $356,000 | -4.6% | 27,864 | -3.8% | 0.01% | -27.3% |
| ITRI | Sell | ITRON INC | $313,000 | -26.4% | 3,723 | -35.3% | 0.01% | -41.7% |
| WLTW | Sell | WILLIS TOWERS WATSON PUB LTD | $306,000 | -48.5% | 1,513 | -50.8% | 0.01% | -58.8% |
| HQY | Sell | HEALTHEQUITY INC | $327,000 | +7.2% | 4,414 | -17.3% | 0.01% | -22.2% |
| CLW | Sell | CLEARWATER PAPER CORP | $324,000 | -36.5% | 15,187 | -37.1% | 0.01% | -53.3% |
| BUFF | Sell | INNOVATOR ETFS TR IIlunt low vol hig | $307,000 | +3.4% | 7,938 | -1.6% | 0.01% | -22.2% |
| COMT | Sell | ISHARES US ETF TR | $336,000 | -3.2% | 10,199 | -7.2% | 0.01% | -30.0% |
| CXW | Sell | CORECIVIC INC | $313,000 | -4.3% | 18,031 | -4.7% | 0.01% | -22.2% |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $308,000 | -3.1% | 4,068 | -10.9% | 0.01% | -22.2% |
| HLX | Sell | HELIX ENERGY SOLUTIONS GRP I | $255,000 | -9.9% | 26,521 | -24.6% | 0.01% | -25.0% |
| KOP | Sell | KOPPERS HOLDINGS INC | $260,000 | -26.1% | 6,798 | -43.7% | 0.01% | -40.0% |
| MRTN | Sell | MARTEN TRANS LTD | $256,000 | -28.1% | 11,915 | -30.4% | 0.01% | -40.0% |
| NJR | Sell | NEW JERSEY RES | $277,000 | -1.8% | 6,216 | -0.5% | 0.01% | -25.0% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $268,000 | -18.0% | 2,884 | -20.7% | 0.01% | -33.3% |
| XBI | Sell | SPDR SERIES TRUSTs&p biotech | $298,000 | +4.2% | 3,138 | -16.2% | 0.01% | -25.0% |
| CBB | Sell | CINCINNATI BELL INC NEW | $292,000 | +45.3% | 27,920 | -29.7% | 0.01% | 0.0% |
| LNG | Sell | CHENIERE ENERGY INC | $254,000 | -27.4% | 4,154 | -25.2% | 0.01% | -40.0% |
| SAIC | Sell | SCIENCE APPLICATNS INTL CP N | $289,000 | -0.3% | 3,318 | -0.1% | 0.01% | -25.0% |
| SCI | Sell | SERVICE CORP INTL | $263,000 | -11.4% | 5,719 | -8.0% | 0.01% | -33.3% |
| SPTN | Sell | SPARTANNASH CO | $262,000 | -14.9% | 18,430 | -29.2% | 0.01% | -33.3% |
| CACI | Sell | CACI INTL INCcl a | $254,000 | -24.0% | 1,017 | -29.7% | 0.01% | -40.0% |
| UBER | Sell | UBER TECHNOLOGIES INC | $292,000 | -20.7% | 9,818 | -18.7% | 0.01% | -45.5% |
| BSX | Sell | BOSTON SCIENTIFIC CORP | $276,000 | +9.5% | 6,112 | -1.2% | 0.01% | -14.3% |
| BKI | Sell | BLACK KNIGHT INC | $270,000 | +5.1% | 4,187 | -0.5% | 0.01% | -14.3% |
| VDE | Sell | VANGUARD WORLD FDSenergy etf | $289,000 | -1.7% | 3,543 | -6.0% | 0.01% | -25.0% |
| ACC | Sell | AMERICAN CAMPUS CMNTYS INC | $234,000 | -21.5% | 4,966 | -19.9% | 0.01% | -44.4% |
| USPH | Sell | U S PHYSICAL THERAPY INC | $244,000 | -34.2% | 2,130 | -25.1% | 0.01% | -54.5% |
| FVC | Sell | FIRST TR EXCHANGE TRADED FDdorsey wright | $244,000 | -29.3% | 8,845 | -32.2% | 0.01% | -50.0% |
| WMB | Sell | WILLIAMS COS INC DEL | $230,000 | -2.1% | 9,682 | -0.7% | 0.01% | -28.6% |
| EXAS | Sell | EXACT SCIENCES CORP | $238,000 | -5.9% | 2,571 | -8.2% | 0.01% | -28.6% |
| IVOV | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 val | $237,000 | -27.1% | 1,820 | -31.0% | 0.01% | -44.4% |
| ELY | Sell | CALLAWAY GOLF CO | $213,000 | -18.7% | 10,059 | -25.4% | 0.01% | -37.5% |
| CKH | Sell | SEACOR HOLDINGS INC | $239,000 | -33.1% | 5,541 | -27.0% | 0.01% | -50.0% |
| THG | Sell | HANOVER INS GROUP INC | $221,000 | -19.9% | 1,615 | -20.8% | 0.01% | -37.5% |
| CXP | Sell | COLUMBIA PPTY TR INC | $220,000 | -3.5% | 10,519 | -2.5% | 0.01% | -28.6% |
| MNA | Sell | INDEXIQ ETF TRiq mrgr arb etf | $229,000 | -0.4% | 6,894 | -3.7% | 0.01% | -28.6% |
| STE | Sell | STERIS PLC | $244,000 | +1.2% | 1,601 | -3.8% | 0.01% | -28.6% |
| ROCK | Sell | GIBRALTAR INDS INC | $229,000 | -37.4% | 4,538 | -43.0% | 0.01% | -54.5% |
| PKE | Sell | PARK AEROSPACE CORP | $251,000 | -23.7% | 15,441 | -17.6% | 0.01% | -50.0% |
| EMN | Sell | EASTMAN CHEMICAL CO | $210,000 | -12.1% | 2,654 | -17.9% | 0.01% | -28.6% |
| JPC | Sell | NUVEEN PFD & INCM OPPORTNYS | $184,000 | +1.7% | 17,634 | -2.2% | 0.00% | -20.0% |
| CCJ | Sell | CAMECO CORP | $176,000 | -6.4% | 19,764 | -0.3% | 0.00% | -20.0% |
| AMLP | Sell | ALPS ETF TRalerian mlp | $188,000 | -28.8% | 22,086 | -23.4% | 0.00% | -50.0% |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $163,000 | +4.5% | 11,995 | -1.9% | 0.00% | -20.0% |
| NRO | Sell | NEUBERGER BERMAN RE ES SEC F | $135,000 | -26.2% | 24,219 | -24.9% | 0.00% | -40.0% |
| VGR | Sell | VECTOR GROUP LTD | $157,000 | -17.8% | 11,714 | -26.8% | 0.00% | -50.0% |
| ATRS | Sell | ANTARES PHARMA INC | $117,000 | +9.3% | 24,814 | -22.4% | 0.00% | 0.0% |
| ERIC | Sell | ERICSSONadr b sek 10 | $149,000 | +8.8% | 16,918 | -1.3% | 0.00% | -25.0% |
| AWP | Sell | ABERDEEN GLOBAL PREMIER PPTY | $121,000 | -19.3% | 18,683 | -22.4% | 0.00% | -25.0% |
| UIHC | Sell | UNITED INS HLDGS CORP | $153,000 | -32.9% | 12,119 | -25.7% | 0.00% | -57.1% |
| IGR | Sell | CBRE CLARION GLOBAL REAL EST | $152,000 | -20.8% | 19,010 | -21.7% | 0.00% | -50.0% |
| CX | Sell | CEMEX SAB DE CVspon adr new | $103,000 | -3.7% | 27,294 | -0.2% | 0.00% | -33.3% |
| ACB | Sell | AURORA CANNABIS INC | $79,000 | -52.4% | 36,755 | -2.7% | 0.00% | -60.0% |
| APHA | Sell | APHRIA INC | $58,000 | -15.9% | 11,164 | -15.6% | 0.00% | -50.0% |
| NOK | Sell | NOKIA CORPsponsored adr | $51,000 | -30.1% | 13,781 | -5.1% | 0.00% | -50.0% |
| NIO | Sell | NIO INCspon ads | $56,000 | +36.6% | 13,900 | -47.5% | 0.00% | 0.0% |
| TOO | Sell | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $16,000 | +23.1% | 10,332 | -4.2% | 0.00% | – |
| DFODQ | Exit | DEAN FOODS CO NEW | $0 | – | -14,158 | -100.0% | 0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -43,799 | -100.0% | 0.00% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -600 | -100.0% | 0.00% | – |
| GLD | Exit | SPDR GOLD TRUSTcall | $0 | – | -100 | -100.0% | 0.00% | – |
| TWLO | Exit | TWILIO INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| TNK | Exit | TEEKAY TANKERS LTDcl a | $0 | – | -11,373 | -100.0% | 0.00% | – |
| AR | Exit | ANTERO RES CORP | $0 | – | -14,005 | -100.0% | -0.00% | – |
| AHC | Exit | A H BELO CORP | $0 | – | -11,063 | -100.0% | -0.00% | – |
| NAT | Exit | NORDIC AMERICAN TANKERS LIMI | $0 | – | -30,019 | -100.0% | -0.00% | – |
| STAF | Exit | STAFFING 360 SOLUTIONS INC | $0 | – | -62,949 | -100.0% | -0.00% | – |
| CLNY | Exit | COLONY CAP INC NEW | $0 | – | -11,392 | -100.0% | -0.00% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -10,713 | -100.0% | -0.00% | – |
| S | Exit | SPRINT CORPORATION | $0 | – | -15,252 | -100.0% | -0.00% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -12,364 | -100.0% | -0.00% | – |
| EXG | Exit | EATON VANCE TAX MNGD GBL DV | $0 | – | -18,607 | -100.0% | -0.00% | – |
| EFF | Exit | EATON VANCE FLTG RATE INCOM | $0 | – | -10,141 | -100.0% | -0.00% | – |
| CNXM | Exit | CNX MIDSTREAM PARTNERS LP | $0 | – | -12,438 | -100.0% | -0.01% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -10,353 | -100.0% | -0.01% | – |
| MCY | Exit | MERCURY GENL CORP NEW | $0 | – | -4,000 | -100.0% | -0.01% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -10,158 | -100.0% | -0.01% | – |
| BCOR | Exit | BLUCORA INC | $0 | – | -9,626 | -100.0% | -0.01% | – |
| GUNR | Exit | FLEXSHARES TRmornstar upstr | $0 | – | -6,605 | -100.0% | -0.01% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -36,502 | -100.0% | -0.01% | – |
| PZZA | Exit | PAPA JOHNS INTL INC | $0 | – | -4,004 | -100.0% | -0.01% | – |
| FTV | Exit | FORTIVE CORP | $0 | – | -3,600 | -100.0% | -0.01% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -9,616 | -100.0% | -0.01% | – |
| GIFI | Exit | GULF ISLAND FABRICATION INC | $0 | – | -45,304 | -100.0% | -0.01% | – |
| HCP | Exit | HCP INC | $0 | – | -6,321 | -100.0% | -0.01% | – |
| ANIP | Exit | ANI PHARMACEUTICALS INC | $0 | – | -3,407 | -100.0% | -0.01% | – |
| IVOO | Exit | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $0 | – | -1,837 | -100.0% | -0.01% | – |
| AYX | Exit | ALTERYX INC | $0 | – | -2,165 | -100.0% | -0.01% | – |
| IRDM | Exit | IRIDIUM COMMUNICATIONS INC | $0 | – | -10,808 | -100.0% | -0.01% | – |
| FHI | Exit | FEDERATED INVS INC PAcl b | $0 | – | -7,715 | -100.0% | -0.01% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD &I | $0 | – | -9,178 | -100.0% | -0.01% | – |
| CVCO | Exit | CAVCO INDS INC DEL | $0 | – | -1,395 | -100.0% | -0.01% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -1,067 | -100.0% | -0.01% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -2,277 | -100.0% | -0.01% | – |
| IDV | Exit | ISHARES TRintl sel div etf | $0 | – | -8,552 | -100.0% | -0.01% | – |
| CMBS | Exit | ISHARES TRcmbs etf | $0 | – | -5,392 | -100.0% | -0.01% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEM INC | $0 | – | -4,266 | -100.0% | -0.01% | – |
| XSOE | Exit | WISDOMTREE TRem ex st-owned | $0 | – | -10,711 | -100.0% | -0.01% | – |
| IYK | Exit | ISHARES TRu.s. cnsm gd etf | $0 | – | -2,541 | -100.0% | -0.01% | – |
| IPI | Exit | INTREPID POTASH INC | $0 | – | -91,194 | -100.0% | -0.01% | – |
| IYJ | Exit | ISHARES TRus industrials | $0 | – | -2,003 | -100.0% | -0.01% | – |
| CCEP | Exit | COCA COLA EUROPEAN PARTNERS | $0 | – | -5,957 | -100.0% | -0.01% | – |
| UFPI | Exit | UNIVERSAL FST PRODS INC | $0 | – | -8,659 | -100.0% | -0.01% | – |
| ADTN | Exit | ADTRAN INC | $0 | – | -29,726 | -100.0% | -0.01% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -8,519 | -100.0% | -0.01% | – |
| BTAL | Exit | FQF TRagfiq us mk anti | $0 | – | -15,917 | -100.0% | -0.01% | – |
| DGII | Exit | DIGI INTL INC | $0 | – | -27,094 | -100.0% | -0.01% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INC | $0 | – | -6,119 | -100.0% | -0.01% | – |
| LTC | Exit | LTC PPTYS INC | $0 | – | -7,797 | -100.0% | -0.01% | – |
| SRDX | Exit | SURMODICS INC | $0 | – | -10,328 | -100.0% | -0.01% | – |
| SFM | Exit | SPROUTS FMRS MKT INC | $0 | – | -24,526 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -8,070 | -100.0% | -0.02% | – |
| MYL | Exit | MYLAN N V | $0 | – | -35,330 | -100.0% | -0.02% | – |
| BBT | Exit | BB&T CORP | $0 | – | -15,961 | -100.0% | -0.02% | – |
| FHN | Exit | FIRST HORIZON NATL CORP | $0 | – | -58,199 | -100.0% | -0.03% | – |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -23,838 | -100.0% | -0.03% | – |
| HUSE | Exit | STRATEGY SHSus mkt roton etf | $0 | – | -31,435 | -100.0% | -0.03% | – |
| ONEV | Exit | SPDR SERIES TRUSTrussell low vol | $0 | – | -13,352 | -100.0% | -0.03% | – |
| KDMN | Exit | KADMON HLDGS INC | $0 | – | -510,534 | -100.0% | -0.04% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -11,078 | -100.0% | -0.04% | – |
| RZG | Exit | INVESCO EXCHANGE TRADED FD Ts&p sml600 gwt | $0 | – | -15,039 | -100.0% | -0.05% | – |
| MGTX | Exit | MEIRAGTX HOLDINGS PLC | $0 | – | -123,921 | -100.0% | -0.06% | – |
| BAB | Exit | INVESCO EXCHNG TRADED FD TRtaxable mun bd | $0 | – | -68,312 | -100.0% | -0.06% | – |
| FXU | Exit | FIRST TR EXCHANGE TRADED FDutilities alph | $0 | – | -76,467 | -100.0% | -0.07% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -23,797 | -100.0% | -0.07% | – |
| SYG | Exit | SSGA ACTIVE ETF TRmfs sys gwt eq | $0 | – | -57,854 | -100.0% | -0.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 28 | Q3 2023 | 19.4% |
| VANGUARD TAX-MANAGED INTL FD | 28 | Q3 2023 | 6.7% |
| APPLE INC | 28 | Q3 2023 | 3.5% |
| ISHARES TR | 28 | Q3 2023 | 3.4% |
| ISHARES TR | 28 | Q3 2023 | 3.2% |
| ISHARES TR | 28 | Q3 2023 | 3.0% |
| ISHARES TR | 28 | Q3 2023 | 10.8% |
| VANGUARD SCOTTSDALE FDS | 28 | Q3 2023 | 2.2% |
| MICROSOFT CORP | 28 | Q3 2023 | 2.4% |
| SPDR S&P 500 ETF TR | 28 | Q3 2023 | 2.1% |
View AE Wealth Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-14 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-20 |
View AE Wealth Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.