$3.46 Billion is the total value of AE Wealth Management LLC's 992 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -12,000 | -100.0% | 0.00% | – |
| DNN | Exit | DENISON MINES CORP | $0 | – | -12,000 | -100.0% | 0.00% | – |
| UPLCQ | Exit | ULTRA PETROLEUM CORP | $0 | – | -82,642 | -100.0% | 0.00% | – |
| SDLP | Exit | SEADRILL PARTNERS LLC | $0 | – | -11,420 | -100.0% | 0.00% | – |
| EEM | Exit | ISHARES TRput | $0 | – | -600 | -100.0% | 0.00% | – |
| TRX | Exit | TANZANIAN GOLD CORP | $0 | – | -15,000 | -100.0% | 0.00% | – |
| NFLX | Exit | NETFLIX INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| MU | Exit | MICRON TECHNOLOGY INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| UNH | Exit | UNITEDHEALTH GROUP INCcall | $0 | – | -400 | -100.0% | 0.00% | – |
| IBB | Exit | ISHARES TRcall | $0 | – | -800 | -100.0% | 0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFcall | $0 | – | -400 | -100.0% | 0.00% | – |
| MTNB | Exit | MATINAS BIOPHARMA HLDGS INC | $0 | – | -19,950 | -100.0% | -0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -10,002 | -100.0% | -0.00% | – |
| WIT | Exit | WIPRO LTDspon adr 1 sh | $0 | – | -16,145 | -100.0% | -0.00% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -14,687 | -100.0% | -0.00% | – |
| AMID | Exit | AMERICAN MIDSTREAM PARTNERS | $0 | – | -16,826 | -100.0% | -0.00% | – |
| NML | Exit | NEUBERGER BERMAN MLP AND ENR | $0 | – | -13,567 | -100.0% | -0.00% | – |
| GAIN | Exit | GLADSTONE INVT CORP | $0 | – | -11,070 | -100.0% | -0.00% | – |
| EVN | Exit | EATON VANCE MUNI INCOME TRUSsh ben int | $0 | – | -10,329 | -100.0% | -0.00% | – |
| SPFF | Exit | GLOBAL X FDSglbx suprinc etf | $0 | – | -14,583 | -100.0% | -0.01% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -14,238 | -100.0% | -0.01% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -5,880 | -100.0% | -0.01% | – |
| PSP | Exit | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $0 | – | -16,864 | -100.0% | -0.01% | – |
| CMC | Exit | COMMERCIAL METALS CO | $0 | – | -11,900 | -100.0% | -0.01% | – |
| HUBS | Exit | HUBSPOT INC | $0 | – | -1,243 | -100.0% | -0.01% | – |
| SRL | Exit | SCULLY ROYALTY LTD | $0 | – | -16,000 | -100.0% | -0.01% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -193 | -100.0% | -0.01% | – |
| PWZ | Exit | INVESCO EXCHNG TRADED FD TRcalif amt mun | $0 | – | -7,743 | -100.0% | -0.01% | – |
| MDYV | Exit | SPDR SERIES TRUSTs&p 400 mdcp val | $0 | – | -3,954 | -100.0% | -0.01% | – |
| SAP | Exit | SAP SEspon adr | $0 | – | -1,483 | -100.0% | -0.01% | – |
| HBI | Exit | HANESBRANDS INC | $0 | – | -12,491 | -100.0% | -0.01% | – |
| GII | Exit | SPDR INDEX SHS FDSs&p gblinf etf | $0 | – | -3,825 | -100.0% | -0.01% | – |
| UBFO | Exit | UNITED SECURITY BANCSHARES C | $0 | – | -17,008 | -100.0% | -0.01% | – |
| PTH | Exit | INVESCO EXCHANGE TRADED FD Tdwa healthcare | $0 | – | -2,378 | -100.0% | -0.01% | – |
| PAYC | Exit | PAYCOM SOFTWARE INC | $0 | – | -939 | -100.0% | -0.01% | – |
| FOXA | Exit | FOX CORP | $0 | – | -5,507 | -100.0% | -0.01% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -705 | -100.0% | -0.01% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -7,710 | -100.0% | -0.01% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -9,337 | -100.0% | -0.01% | – |
| RHT | Exit | RED HAT INC | $0 | – | -1,157 | -100.0% | -0.01% | – |
| ZS | Exit | ZSCALER INC | $0 | – | -3,176 | -100.0% | -0.01% | – |
| DXC | Exit | DXC TECHNOLOGY CO | $0 | – | -4,325 | -100.0% | -0.01% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -9,058 | -100.0% | -0.01% | – |
| TQQQ | Exit | PROSHARES TRultrapro qqq | $0 | – | -3,864 | -100.0% | -0.01% | – |
| QQEW | Exit | FIRST TR NAS100 EQ WEIGHTED | $0 | – | -3,439 | -100.0% | -0.01% | – |
| BOTZ | Exit | GLOBAL X FDSrbtcs artfl inte | $0 | – | -11,175 | -100.0% | -0.01% | – |
| RGI | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $0 | – | -1,951 | -100.0% | -0.01% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -5,473 | -100.0% | -0.01% | – |
| AWR | Exit | AMERICAN STS WTR CO | $0 | – | -3,019 | -100.0% | -0.01% | – |
| SUSA | Exit | ISHARES TRmsci usa esg slc | $0 | – | -1,801 | -100.0% | -0.01% | – |
| MJ | Exit | ETF MANAGERS TRetfmg altr hrvst | $0 | – | -7,350 | -100.0% | -0.01% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -5,363 | -100.0% | -0.01% | – |
| APU | Exit | AMERIGAS PARTNERS L Punit l p int | $0 | – | -6,587 | -100.0% | -0.01% | – |
| LDP | Exit | COHEN & STEERS LTD DUR PFD I | $0 | – | -10,242 | -100.0% | -0.01% | – |
| PKW | Exit | INVESCO EXCHANGE TRADED FD Tbuyback achiev | $0 | – | -4,282 | -100.0% | -0.01% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD & SILVEtr unit | $0 | – | -19,734 | -100.0% | -0.01% | – |
| UPRO | Exit | PROSHARES TRultrpro s&p500 | $0 | – | -4,828 | -100.0% | -0.01% | – |
| SCHK | Exit | SCHWAB STRATEGIC TR1000 index etf | $0 | – | -9,554 | -100.0% | -0.01% | – |
| IIPR | Exit | INNOVATIVE INDL PPTYS INC | $0 | – | -2,199 | -100.0% | -0.01% | – |
| CEF | Exit | CENTRAL FD CDA LTDcl a | $0 | – | -19,734 | -100.0% | -0.01% | – |
| CMF | Exit | ISHARES TRcalif mun bd etf | $0 | – | -4,243 | -100.0% | -0.01% | – |
| CRON | Exit | CRONOS GROUP INC | $0 | – | -15,864 | -100.0% | -0.01% | – |
| PRLB | Exit | PROTO LABS INC | $0 | – | -2,193 | -100.0% | -0.01% | – |
| STAG | Exit | STAG INDL INC | $0 | – | -9,275 | -100.0% | -0.01% | – |
| QQQE | Exit | DIREXION SHS ETF TRnas100 eql wgt | $0 | – | -6,195 | -100.0% | -0.01% | – |
| LLL | Exit | L3 TECHNOLOGIES INC | $0 | – | -1,203 | -100.0% | -0.01% | – |
| CYBR | Exit | CYBERARK SOFTWARE LTD | $0 | – | -2,217 | -100.0% | -0.01% | – |
| WIRE | Exit | ENCORE WIRE CORP | $0 | – | -5,254 | -100.0% | -0.01% | – |
| AJG | Exit | GALLAGHER ARTHUR J & CO | $0 | – | -3,306 | -100.0% | -0.01% | – |
| ADSK | Exit | AUTODESK INC | $0 | – | -1,909 | -100.0% | -0.01% | – |
| HSC | Exit | HARSCO CORP | $0 | – | -11,957 | -100.0% | -0.01% | – |
| GDI | Exit | GARDNER DENVER HLDGS INC | $0 | – | -9,891 | -100.0% | -0.01% | – |
| FRI | Exit | FIRST TR S&P REIT INDEX FD | $0 | – | -13,440 | -100.0% | -0.01% | – |
| EDOW | Exit | FIRST TR EXCHANGE TRADED FDdow 30 eql wgt | $0 | – | -13,126 | -100.0% | -0.01% | – |
| DGX | Exit | QUEST DIAGNOSTICS INC | $0 | – | -3,700 | -100.0% | -0.01% | – |
| ST | Exit | SENSATA TECHNOLOGIES HLDNG P | $0 | – | -7,210 | -100.0% | -0.01% | – |
| LCI | Exit | LANNET INC | $0 | – | -62,193 | -100.0% | -0.01% | – |
| HDEF | Exit | DBX ETF TRxtrack msci eafe | $0 | – | -16,575 | -100.0% | -0.01% | – |
| RDN | Exit | RADIAN GROUP INC | $0 | – | -16,146 | -100.0% | -0.01% | – |
| IHF | Exit | ISHARES TRus hlthcr pr etf | $0 | – | -2,234 | -100.0% | -0.01% | – |
| AMPH | Exit | AMPHASTAR PHARMACEUTICALS IN | $0 | – | -19,240 | -100.0% | -0.01% | – |
| SCHB | Exit | SCHWAB STRATEGIC TRus brd mkt etf | $0 | – | -5,817 | -100.0% | -0.01% | – |
| MDC | Exit | M D C HLDGS INC | $0 | – | -13,496 | -100.0% | -0.01% | – |
| CHL | Exit | CHINA MOBILE LIMITEDsponsored adr | $0 | – | -9,320 | -100.0% | -0.01% | – |
| GEM | Exit | GOLDMAN SACHS ETF TRactivebeta eme | $0 | – | -13,309 | -100.0% | -0.01% | – |
| MED | Exit | MEDIFAST INC | $0 | – | -3,499 | -100.0% | -0.01% | – |
| WAL | Exit | WESTERN ALLIANCE BANCORP | $0 | – | -10,186 | -100.0% | -0.01% | – |
| ABB | Exit | ABB LTDsponsored adr | $0 | – | -25,269 | -100.0% | -0.02% | – |
| EOG | Exit | EOG RES INC | $0 | – | -5,528 | -100.0% | -0.02% | – |
| CPS | Exit | COOPER STD HLDGS INC | $0 | – | -10,757 | -100.0% | -0.02% | – |
| XLC | Exit | SELECT SECTOR SPDR TR | $0 | – | -11,131 | -100.0% | -0.02% | – |
| GSIE | Exit | GOLDMAN SACHS ETF TRactivebeta int | $0 | – | -20,243 | -100.0% | -0.02% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -22,854 | -100.0% | -0.02% | – |
| IXUS | Exit | ISHARES TRcore msci total | $0 | – | -10,748 | -100.0% | -0.02% | – |
| FYX | Exit | FIRST TR SML CP CORE ALPHA F | $0 | – | -11,043 | -100.0% | -0.02% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -29,545 | -100.0% | -0.02% | – |
| IUSB | Exit | ISHARES TRcore total usd | $0 | – | -15,000 | -100.0% | -0.02% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -4,473 | -100.0% | -0.02% | – |
| DYLS | Exit | WISDOMTREE TRdynamic lng eq | $0 | – | -32,516 | -100.0% | -0.03% | – |
| RNG | Exit | RINGCENTRAL INCcl a | $0 | – | -8,066 | -100.0% | -0.03% | – |
| BWX | Exit | SPDR SERIES TRUSTblomberg intl tr | $0 | – | -33,605 | -100.0% | -0.03% | – |
| TMK | Exit | TORCHMARK CORP | $0 | – | -11,550 | -100.0% | -0.03% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -9,362 | -100.0% | -0.05% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -81,145 | -100.0% | -0.12% | – |
| RDIV | Exit | INVESCO EXCHNG TRADED FD TRs&p ultra divide | $0 | – | -151,079 | -100.0% | -0.17% | – |
| FDVV | Exit | FIDELITYhigh divid etf | $0 | – | -201,708 | -100.0% | -0.18% | – |
| FQAL | Exit | FIDELITYqlty fctor etf | $0 | – | -551,160 | -100.0% | -0.57% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 28 | Q3 2023 | 19.4% |
| VANGUARD TAX-MANAGED INTL FD | 28 | Q3 2023 | 6.7% |
| APPLE INC | 28 | Q3 2023 | 3.5% |
| ISHARES TR | 28 | Q3 2023 | 3.4% |
| ISHARES TR | 28 | Q3 2023 | 3.2% |
| ISHARES TR | 28 | Q3 2023 | 3.0% |
| ISHARES TR | 28 | Q3 2023 | 10.8% |
| VANGUARD SCOTTSDALE FDS | 28 | Q3 2023 | 2.2% |
| MICROSOFT CORP | 28 | Q3 2023 | 2.4% |
| SPDR S&P 500 ETF TR | 28 | Q3 2023 | 2.1% |
View AE Wealth Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-14 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-20 |
View AE Wealth Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.