$306 Million is the total value of Vivaldi Capital Management LP's 193 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 19.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $15,667,569 | -5.2% | 311,730 | -1.7% | 5.12% | +0.6% |
| AAPL | Sell | APPLE INC | $9,682,951 | -12.0% | 56,556 | -0.2% | 3.17% | -6.6% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $5,860,185 | -8.4% | 13,646 | -4.9% | 1.92% | -2.8% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $5,756,350 | -6.6% | 13,466 | -3.2% | 1.88% | -1.0% |
| IAU | Sell | ISHARES GOLD TRishares new | $5,007,664 | -12.2% | 143,117 | -8.7% | 1.64% | -6.9% |
| SPSM | Sell | SPDR SER TRportfolio s&p600 | $4,436,715 | -5.8% | 120,236 | -0.8% | 1.45% | -0.1% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $4,186,164 | -4.1% | 44,444 | -0.4% | 1.37% | +1.8% |
| GLD | Sell | SPDR GOLD TR | $4,060,965 | -4.7% | 23,686 | -0.9% | 1.33% | +1.1% |
| ARDC | Sell | ARES DYNAMIC CR ALLOCATION F | $4,059,790 | -3.3% | 314,712 | -7.6% | 1.33% | +2.6% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $4,018,864 | -9.2% | 85,073 | -8.4% | 1.31% | -3.7% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $3,796,790 | -3.9% | 76,164 | -0.4% | 1.24% | +1.9% |
| SPTS | Sell | SPDR SER TRportfolio sh tsr | $3,690,444 | -6.8% | 128,497 | -6.5% | 1.21% | -1.1% |
| DVY | Sell | ISHARES TRselect divid etf | $3,562,236 | -14.5% | 33,094 | -10.0% | 1.16% | -9.3% |
| VOO | Sell | VANGUARD INDEX FDS | $3,503,468 | -6.8% | 8,921 | -3.3% | 1.14% | -1.2% |
| VEA | Sell | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $3,408,784 | -6.2% | 77,969 | -1.0% | 1.12% | -0.5% |
| AOMR | Sell | ANGEL OAK MORTGAGE REIT INC | $2,972,482 | -8.6% | 348,474 | -11.7% | 0.97% | -3.1% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $2,915,407 | -3.0% | 21,137 | -0.0% | 0.95% | +2.9% |
| KTF | Sell | DWS MUN INCOME TR | $2,884,999 | -12.3% | 374,675 | -1.9% | 0.94% | -7.0% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $2,706,857 | +0.6% | 226,326 | -2.3% | 0.88% | +6.8% |
| ISD | Sell | PGIM HIGH YIELD BOND FUND IN | $2,545,176 | -57.0% | 216,059 | -54.6% | 0.83% | -54.4% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $2,115,521 | -34.3% | 16,045 | -39.8% | 0.69% | -30.3% |
| SUB | Sell | ISHARES TRshrt nat mun etf | $2,069,164 | -7.7% | 20,116 | -6.6% | 0.68% | -2.0% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,044,370 | -5.6% | 9,817 | -0.2% | 0.67% | 0.0% |
| BGH | Sell | BARINGS GLOBAL SHORT DURATIO | $2,030,396 | -40.4% | 159,874 | -38.8% | 0.66% | -36.8% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $1,948,554 | -6.0% | 10,306 | -1.1% | 0.64% | -0.3% |
| FNDF | Sell | SCHWAB STRATEGIC TRschwb fdt int lg | $1,870,833 | -5.0% | 59,073 | -3.2% | 0.61% | +0.8% |
| FNDE | Sell | SCHWAB STRATEGIC TRschwb fdt emk lg | $1,459,057 | -3.8% | 55,647 | -1.8% | 0.48% | +1.9% |
| IMCV | Sell | ISHARES TRmrgstr md cp val | $1,279,851 | -7.3% | 21,123 | -2.5% | 0.42% | -1.6% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $1,251,904 | +1.7% | 2,483 | -3.0% | 0.41% | +7.9% |
| MARB | Sell | FIRST TR EXCH TRADED FD IIImerger arbitra | $1,196,312 | -68.6% | 59,400 | -68.9% | 0.39% | -66.8% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,185,892 | -5.1% | 7,632 | -0.8% | 0.39% | +0.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,124,710 | -10.4% | 2,222 | -7.7% | 0.37% | -4.9% |
| IWR | Sell | ISHARES TRrus mid cap etf | $1,006,054 | -37.0% | 14,528 | -33.5% | 0.33% | -33.1% |
| AVUV | Sell | AMERICAN CENTY ETF TRus sml cp valu | $910,446 | -2.6% | 11,680 | -3.0% | 0.30% | +3.5% |
| AVDV | Sell | AMERICAN CENTY ETF TRintl smcp vlu | $896,332 | -1.9% | 15,494 | -2.4% | 0.29% | +3.9% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $880,440 | -4.7% | 22,454 | -1.2% | 0.29% | +1.1% |
| JPM | Sell | JPMORGAN CHASE & CO | $876,646 | -4.7% | 6,045 | -4.4% | 0.29% | +1.1% |
| ABT | Sell | ABBOTT LABS | $850,383 | -12.9% | 8,780 | -1.9% | 0.28% | -7.6% |
| OEF | Sell | ISHARES TRs&p 100 etf | $841,484 | -6.1% | 4,194 | -3.1% | 0.28% | -0.4% |
| PG | Sell | PROCTER AND GAMBLE CO | $834,978 | -9.0% | 5,725 | -5.3% | 0.27% | -3.5% |
| IYW | Sell | ISHARES TRu.s. tech etf | $731,165 | -22.4% | 6,969 | -19.5% | 0.24% | -17.9% |
| PFE | Sell | PFIZER INC | $704,464 | -11.1% | 21,238 | -1.7% | 0.23% | -5.7% |
| EFA | Sell | ISHARES TRmsci eafe etf | $679,055 | -28.7% | 9,853 | -25.0% | 0.22% | -24.5% |
| WMT | Sell | WALMART INC | $679,606 | -1.4% | 4,249 | -3.1% | 0.22% | +4.2% |
| IYH | Sell | ISHARES TRus hlthcare etf | $616,300 | -32.7% | 2,282 | -30.1% | 0.20% | -28.4% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $572,067 | -31.1% | 3,768 | -28.4% | 0.19% | -27.0% |
| LAZR | Sell | LUMINAR TECHNOLOGIES INC | $568,750 | -66.9% | 125,000 | -50.0% | 0.19% | -64.9% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $527,769 | -9.8% | 64,996 | -1.1% | 0.17% | -3.9% |
| CME | Sell | CME GROUP INC | $490,539 | -4.8% | 2,450 | -11.9% | 0.16% | +0.6% |
| CEV | Sell | EATON VANCE CALIF MUN INCOMsh ben int | $468,307 | -9.1% | 51,125 | -0.9% | 0.15% | -3.8% |
| FNDX | Sell | SCHWAB STRATEGIC TRschwab fdt us lg | $440,148 | -7.7% | 7,864 | -5.0% | 0.14% | -2.0% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $421,442 | -29.6% | 8,125 | -26.2% | 0.14% | -25.4% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $401,422 | +2.1% | 4,441 | -8.4% | 0.13% | +8.3% |
| AGG | Sell | ISHARES TRcore us aggbd et | $384,718 | -10.0% | 4,091 | -6.2% | 0.13% | -4.5% |
| VCV | Sell | INVESCO CALIF VALUE MUN INCO | $382,676 | -13.4% | 45,395 | -1.6% | 0.12% | -8.1% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $309,315 | -8.5% | 1,163 | -5.3% | 0.10% | -2.9% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $301,242 | -5.4% | 1,208 | -0.8% | 0.10% | 0.0% |
| SHV | Sell | ISHARES TRshort treas bd | $286,578 | -0.4% | 2,594 | -0.5% | 0.09% | +5.6% |
| NFLX | Sell | NETFLIX INC | $243,174 | -15.3% | 644 | -1.2% | 0.08% | -10.1% |
| AAXJ | Sell | ISHARES TRmsci ac asia etf | $231,077 | -20.2% | 3,639 | -16.5% | 0.08% | -14.6% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $228,478 | -5.5% | 4,046 | -1.3% | 0.08% | 0.0% |
| ICLN | Sell | ISHARES TRgl clean ene etf | $176,522 | -20.8% | 12,074 | -0.4% | 0.06% | -15.9% |
| JRO | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -10,000 | -100.0% | -0.02% | – |
| Exit | THOMSON REUTERS CORP. | $0 | – | -1,487 | -100.0% | -0.06% | – | |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OV | $0 | – | -8,103 | -100.0% | -0.06% | – |
| GDX | Exit | VANECK ETF TRUSTgold miners etf | $0 | – | -6,931 | -100.0% | -0.06% | – |
| SCHC | Exit | SCHWAB STRATEGIC TRintl sceqt etf | $0 | – | -6,108 | -100.0% | -0.06% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -847 | -100.0% | -0.06% | – |
| EZU | Exit | ISHARES INCmsci eurzone etf | $0 | – | -4,651 | -100.0% | -0.07% | – |
| IAGG | Exit | ISHARES TRcore intl aggr | $0 | – | -4,523 | -100.0% | -0.07% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -7,292 | -100.0% | -0.08% | – |
| PGR | Exit | PROGRESSIVE CORP | $0 | – | -1,982 | -100.0% | -0.08% | – |
| FPA | Exit | FIRST TR EXCH TRD ALPHDX FDasia ex japan | $0 | – | -10,185 | -100.0% | -0.08% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -3,940 | -100.0% | -0.09% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -11,796 | -100.0% | -0.14% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -1 | -100.0% | -0.16% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GLOBAL HIG | $0 | – | -363,040 | -100.0% | -1.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.