$306 Million is the total value of Vivaldi Capital Management LP's 193 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 8.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $13,338,430 | +6.5% | 278,522 | +6.9% | 4.36% | +13.0% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $12,839,405 | +7.5% | 158,570 | +7.7% | 4.20% | +14.0% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $10,355,067 | -4.0% | 333,927 | +0.8% | 3.39% | +1.9% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $6,664,932 | +7.6% | 131,718 | +11.4% | 2.18% | +14.1% |
| TSLA | Buy | TESLA INC | $6,594,298 | -3.2% | 26,354 | +1.2% | 2.16% | +2.6% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $6,080,154 | -2.9% | 28,625 | +0.7% | 1.99% | +3.0% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $5,382,981 | +10.6% | 158,509 | +16.1% | 1.76% | +17.3% |
| MSFT | Buy | MICROSOFT CORP | $5,296,899 | -5.0% | 16,776 | +2.5% | 1.73% | +0.8% |
| GLPI | Buy | GAMING & LEISURE PPTYS INC | $5,157,468 | -5.6% | 113,227 | +0.4% | 1.69% | +0.1% |
| SPMD | Buy | SPDR SER TRportfolio s&p400 | $4,651,411 | -4.6% | 106,221 | +0.0% | 1.52% | +1.3% |
| BGB | Buy | BLACKSTONE STRATEGIC CRED 20 | $4,407,031 | +0.7% | 401,004 | +0.2% | 1.44% | +6.8% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $3,923,390 | -8.4% | 386,541 | +3.3% | 1.28% | -2.8% |
| MYD | Buy | BLACKROCK MUNIYIELD FD INC | $3,475,698 | -10.8% | 378,616 | +1.5% | 1.14% | -5.4% |
| IQI | Buy | INVESCO QUALITY MUN INCOME T | $3,457,111 | -9.9% | 412,051 | +2.7% | 1.13% | -4.5% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUN I | $3,440,518 | -11.7% | 368,364 | +1.5% | 1.12% | -6.3% |
| ACWI | Buy | ISHARES TRmsci acwi etf | $3,425,311 | -3.3% | 37,083 | +0.4% | 1.12% | +2.6% |
| MMU | Buy | WESTERN ASSET MANAGED MUNS F | $3,051,389 | -7.7% | 341,701 | +2.7% | 1.00% | -2.1% |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $2,352,229 | – | 225,525 | +100.0% | 0.77% | – |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $2,324,197 | – | 225,431 | +100.0% | 0.76% | – |
| MQY | New | BLACKROCK MUNIYILD QULT FD I | $2,299,486 | – | 224,779 | +100.0% | 0.75% | – |
| MVT | Buy | BLACKROCK MUNIVEST FD II INC | $2,283,663 | -10.6% | 245,819 | +2.3% | 0.75% | -5.1% |
| PML | Buy | PIMCO MUN INCOME FD II | $2,205,853 | -13.2% | 286,847 | +2.0% | 0.72% | -8.0% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $2,076,298 | +5.0% | 50,128 | +11.1% | 0.68% | +11.5% |
| COIN | Buy | COINBASE GLOBAL INC | $2,034,818 | +4.9% | 27,102 | +0.0% | 0.66% | +11.2% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $1,930,934 | +0.3% | 25,521 | +10.8% | 0.63% | +6.4% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $1,884,516 | +9.6% | 78,718 | +12.8% | 0.62% | +16.2% |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $1,845,064 | +7.2% | 27,262 | +12.5% | 0.60% | +13.6% |
| IEFA | Buy | ISHARES TRcore msci eafe | $1,479,566 | +0.2% | 22,992 | +5.1% | 0.48% | +6.4% |
| AMZN | Buy | AMAZON COM INC | $1,474,719 | +7.3% | 11,601 | +10.0% | 0.48% | +13.7% |
| NVDA | Buy | NVIDIA CORPORATION | $1,466,351 | +14.7% | 3,371 | +11.6% | 0.48% | +21.6% |
| ABBV | Buy | ABBVIE INC | $1,354,824 | +13.2% | 9,089 | +2.3% | 0.44% | +20.1% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,273,660 | +14.0% | 9,733 | +4.3% | 0.42% | +20.9% |
| LLY | Buy | ELI LILLY & CO | $1,227,879 | +18.3% | 2,286 | +3.3% | 0.40% | +25.3% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $1,201,558 | +62.4% | 11,999 | +61.8% | 0.39% | +72.4% |
| BA | Buy | BOEING CO | $1,172,507 | -8.6% | 6,117 | +0.7% | 0.38% | -3.0% |
| XOM | Buy | EXXON MOBIL CORP | $1,163,888 | +13.7% | 9,899 | +3.7% | 0.38% | +20.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,163,697 | +7.2% | 3,322 | +4.4% | 0.38% | +13.4% |
| PRAA | Buy | PRA GROUP INC | $1,127,281 | -15.9% | 58,682 | +0.1% | 0.37% | -10.7% |
| SCHH | New | SCHWAB STRATEGIC TRus reit etf | $1,097,266 | – | 61,818 | +100.0% | 0.36% | – |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $872,791 | -1.8% | 5,324 | +4.2% | 0.28% | +4.0% |
| ORCL | Buy | ORACLE CORP | $817,002 | -9.4% | 7,713 | +1.9% | 0.27% | -4.0% |
| Buy | GENERAL ELECTRIC CO | $770,976 | +2.5% | 6,974 | +1.9% | 0.25% | +8.6% | |
| MRK | Buy | MERCK & CO INC | $767,389 | -8.7% | 7,454 | +2.3% | 0.25% | -3.1% |
| CSCO | Buy | CISCO SYS INC | $755,973 | +6.6% | 14,062 | +2.6% | 0.25% | +12.8% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $728,474 | -0.3% | 7,818 | +3.8% | 0.24% | +5.8% |
| SPEM | Buy | SPDR INDEX SHS FDSportfolio emg mk | $716,793 | +17.7% | 21,352 | +20.5% | 0.23% | +24.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $706,877 | +17.2% | 4,539 | +24.5% | 0.23% | +24.2% |
| MSI | Buy | MOTOROLA SOLUTIONS INC | $603,556 | -6.6% | 2,217 | +0.6% | 0.20% | -1.0% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $596,493 | -4.0% | 6,323 | +1.4% | 0.20% | +1.6% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $587,522 | -13.2% | 57,096 | +0.1% | 0.19% | -8.1% |
| HD | Buy | HOME DEPOT INC | $571,385 | +2.2% | 1,891 | +5.1% | 0.19% | +8.7% |
| KO | Buy | COCA COLA CO | $557,505 | -5.2% | 9,959 | +2.0% | 0.18% | +0.6% |
| DJUN | New | FIRST TR EXCHNG TRADED FD VIcboe vest us eqt | $527,292 | – | 14,929 | +100.0% | 0.17% | – |
| FB | Buy | META PLATFORMS INCcl a | $518,763 | +12.9% | 1,728 | +7.9% | 0.17% | +19.7% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $484,188 | +13.2% | 1,167 | +20.7% | 0.16% | +19.7% |
| COST | Buy | COSTCO WHSL CORP NEW | $454,228 | +10.0% | 804 | +4.8% | 0.15% | +17.3% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $453,432 | +11.7% | 10,226 | +4.7% | 0.15% | +18.4% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $444,887 | +0.1% | 2,789 | +3.8% | 0.14% | +5.8% |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $433,054 | +30.7% | 1,842 | +36.1% | 0.14% | +39.2% |
| DHI | Buy | D R HORTON INC | $431,814 | -11.3% | 4,018 | +0.4% | 0.14% | -6.0% |
| AMGN | Buy | AMGEN INC | $428,672 | +21.5% | 1,595 | +0.4% | 0.14% | +28.4% |
| USB | Buy | US BANCORP DEL | $407,299 | +1.4% | 12,320 | +1.3% | 0.13% | +7.3% |
| FEZ | Buy | SPDR INDEX SHS FDSeuro stoxx 50 | $394,978 | +13.1% | 9,402 | +23.8% | 0.13% | +19.4% |
| MS | Buy | MORGAN STANLEY | $392,588 | -2.3% | 4,807 | +2.2% | 0.13% | +3.2% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $382,274 | -2.1% | 1,067 | +0.9% | 0.12% | +4.2% |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $372,129 | +6.6% | 1,111 | +9.5% | 0.12% | +13.0% |
| WLTW | Buy | WILLIS TOWERS WATSON PLC LTD | $372,367 | -10.9% | 1,782 | +0.5% | 0.12% | -5.4% |
| NTRS | Buy | NORTHERN TR CORP | $362,825 | -6.2% | 5,222 | +0.1% | 0.12% | 0.0% |
| XLF | Buy | SELECT SECTOR SPDR TRfinancial | $356,777 | +1.3% | 10,756 | +2.9% | 0.12% | +7.3% |
| PCK | Buy | PIMCO CALIF MUN INCOME FD II | $352,189 | -15.6% | 70,157 | +0.0% | 0.12% | -10.9% |
| MCD | Buy | MCDONALDS CORP | $347,248 | +13.1% | 1,318 | +28.1% | 0.11% | +20.0% |
| MO | Buy | ALTRIA GROUP INC | $334,970 | -1.6% | 7,966 | +6.0% | 0.11% | +4.8% |
| UNP | Buy | UNION PAC CORP | $333,342 | +2.8% | 1,637 | +3.3% | 0.11% | +9.0% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $302,536 | +40.7% | 1,111 | +46.2% | 0.10% | +50.0% |
| BR | Buy | BROADRIDGE FINL SOLUTIONS IN | $299,909 | +9.1% | 1,675 | +0.9% | 0.10% | +15.3% |
| PEP | Buy | PEPSICO INC | $297,367 | -7.1% | 1,755 | +1.5% | 0.10% | -2.0% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $297,455 | -2.0% | 5,125 | +8.0% | 0.10% | +3.2% |
| V | Buy | VISA INC | $292,343 | +6.0% | 1,271 | +9.5% | 0.10% | +12.9% |
| Buy | APOLLO GLOBAL MGMT INC | $292,079 | +17.7% | 3,254 | +0.7% | 0.10% | +23.4% | |
| Buy | DIMENSIONAL ETF TRUSTus mktwide value | $291,864 | -1.2% | 8,579 | +0.2% | 0.10% | +4.4% | |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $285,288 | +3.9% | 2,216 | +7.2% | 0.09% | +9.4% |
| DIS | Buy | DISNEY WALT CO | $278,650 | -5.4% | 3,438 | +4.2% | 0.09% | 0.0% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $276,966 | -11.8% | 28,971 | +0.1% | 0.09% | -6.2% |
| RPM | Buy | RPM INTL INC | $259,400 | +5.9% | 2,736 | +0.2% | 0.08% | +11.8% |
| XLI | Buy | SELECT SECTOR SPDR TRindl | $260,445 | +9.7% | 2,569 | +16.1% | 0.08% | +16.4% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $254,522 | -3.2% | 5,755 | +1.0% | 0.08% | +2.5% |
| CMI | Buy | CUMMINS INC | $251,078 | -5.6% | 1,099 | +1.3% | 0.08% | 0.0% |
| BK | Buy | BANK NEW YORK MELLON CORP | $248,351 | -2.6% | 5,823 | +1.7% | 0.08% | +2.5% |
| ACN | Buy | ACCENTURE PLC IRELAND | $244,767 | +8.4% | 797 | +8.9% | 0.08% | +14.3% |
| URGN | Buy | UROGEN PHARMA LTD | $230,619 | +93.8% | 16,461 | +43.1% | 0.08% | +102.7% |
| DE | Buy | DEERE & CO | $220,013 | -2.7% | 583 | +4.5% | 0.07% | +2.9% |
| BAC | Buy | BANK AMERICA CORP | $219,055 | +3.1% | 8,001 | +8.1% | 0.07% | +10.8% |
| ARKG | Buy | ARK ETF TRgenomic rev etf | $215,643 | -7.4% | 7,740 | +13.3% | 0.07% | -1.4% |
| ERTH | Buy | INVESCO EXCHANGE TRADED FD Tinvesco msci | $216,402 | -9.6% | 4,887 | +0.0% | 0.07% | -4.1% |
| MUB | Buy | ISHARES TRnational mun etf | $215,539 | +0.3% | 2,102 | +4.4% | 0.07% | +6.1% |
| VFH | New | VANGUARD WORLD FDSfinancials etf | $206,744 | – | 2,574 | +100.0% | 0.07% | – |
| BND | New | VANGUARD BD INDEX FDStotal bnd mrkt | $208,550 | – | 2,989 | +100.0% | 0.07% | – |
| SGOV | New | ISHARES TR0-3 mnth treasry | $200,889 | – | 1,996 | +100.0% | 0.07% | – |
| TGT | Buy | TARGET CORP | $202,564 | -15.4% | 1,832 | +0.9% | 0.07% | -10.8% |
| PH | Buy | PARKER-HANNIFIN CORP | $202,940 | +1.4% | 521 | +1.6% | 0.07% | +6.5% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $184,859 | -1.2% | 19,097 | +11.5% | 0.06% | +3.4% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $161,530 | +0.5% | 15,930 | +11.8% | 0.05% | +6.0% |
| SOFI | Buy | SOFI TECHNOLOGIES INC | $126,418 | -4.0% | 15,822 | +0.2% | 0.04% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.