$468 Million is the total value of Vivaldi Capital Management LP's 306 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 38.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $25,576,000 | -10.0% | 497,675 | -10.0% | 5.47% | -13.3% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $24,516,000 | -12.4% | 283,817 | -12.5% | 5.24% | -15.7% |
| FINS | Sell | ANGEL OAK FINL STRATEGIES IN | $19,169,000 | -4.3% | 1,138,277 | -3.7% | 4.10% | -7.8% |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $8,595,000 | -0.4% | 577,977 | -4.6% | 1.84% | -4.1% |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY | $8,160,000 | -0.3% | 564,676 | -5.0% | 1.74% | -4.0% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $7,860,000 | +2.2% | 20,937 | -2.2% | 1.68% | -1.6% |
| EFA | Sell | ISHARES TRmsci eafe etf | $6,626,000 | +5.0% | 90,819 | -0.1% | 1.42% | +1.1% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUN I | $6,536,000 | +0.1% | 453,239 | -4.2% | 1.40% | -3.6% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $6,285,000 | +0.4% | 32,292 | -5.4% | 1.34% | -3.3% |
| KTF | Sell | DWS MUN INCOME TR | $5,827,000 | -3.7% | 501,014 | -7.4% | 1.25% | -7.3% |
| ISD | Sell | PGIM HIGH YIELD BOND FUND IN | $5,122,000 | +2.9% | 341,488 | -3.1% | 1.10% | -1.0% |
| NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $5,079,000 | -0.9% | 330,462 | -5.4% | 1.09% | -4.7% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $5,051,000 | +3.8% | 106,986 | -2.6% | 1.08% | 0.0% |
| NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $4,983,000 | -2.4% | 330,005 | -5.5% | 1.07% | -5.9% |
| EVV | Sell | EATON VANCE LTD DURATION INC | $4,515,000 | +1.3% | 360,345 | -3.4% | 0.97% | -2.4% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $4,344,000 | +4.2% | 47,741 | -1.8% | 0.93% | +0.3% |
| VVR | Sell | INVESCO SR INCOME TR | $4,252,000 | +1.5% | 1,068,445 | -3.1% | 0.91% | -2.4% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $3,983,000 | +1.6% | 455,764 | -3.2% | 0.85% | -2.2% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $3,986,000 | -3.1% | 219,876 | -3.8% | 0.85% | -6.7% |
| GHY | Sell | PGIM GLOBAL HIGH YIELD FD FO | $3,641,000 | +3.5% | 250,590 | -4.1% | 0.78% | -0.3% |
| MSFT | Sell | MICROSOFT CORP | $3,613,000 | -1.1% | 16,243 | -3.8% | 0.77% | -4.8% |
| DVY | Sell | ISHARES TRselect divid etf | $3,236,000 | +4.1% | 33,649 | -0.6% | 0.69% | +0.3% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $2,963,000 | -1.4% | 14,329 | -7.6% | 0.63% | -4.9% |
| IIM | Sell | INVESCO CALIF MUN INCOME TR | $2,909,000 | -2.0% | 185,892 | -5.4% | 0.62% | -5.6% |
| AWF | Sell | ALLIANCEBERNSTEIN GLOBAL HIG | $2,889,000 | +6.6% | 245,415 | -3.0% | 0.62% | +2.7% |
| IQI | Sell | INVESCO QUALITY MUN INCOME T | $2,830,000 | -4.7% | 217,027 | -8.8% | 0.60% | -8.2% |
| VTA | Sell | INVESCO DYNAMIC CR OPPORTUNI | $2,793,000 | +6.4% | 260,066 | -3.3% | 0.60% | +2.4% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $2,525,000 | +2.2% | 459,137 | -3.0% | 0.54% | -1.6% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $2,527,000 | +10.6% | 12,980 | -0.4% | 0.54% | +6.5% |
| EFR | Sell | EATON VANCE SR FLTNG RTE TR | $2,083,000 | -14.1% | 163,656 | -14.2% | 0.44% | -17.3% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $2,060,000 | -6.4% | 1,176 | -5.1% | 0.44% | -9.8% |
| LYFT | Sell | LYFT INC | $1,806,000 | -33.6% | 36,764 | -49.3% | 0.39% | -36.1% |
| MLPA | Sell | GLOBAL X FDSglbl x mlp etf | $1,336,000 | -13.3% | 48,738 | -21.7% | 0.29% | -16.4% |
| VTEB | Sell | VANGUARD MUN BD FDStax exempt bd | $1,317,000 | -0.2% | 23,863 | -1.5% | 0.28% | -3.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,263,000 | -14.9% | 2,712 | -10.8% | 0.27% | -18.2% |
| SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $1,209,000 | +7.0% | 17,732 | -2.0% | 0.26% | +3.2% |
| MMM | Sell | 3M CO | $1,171,000 | +1.6% | 6,697 | -1.3% | 0.25% | -2.3% |
| ABBV | Sell | ABBVIE INC | $1,159,000 | +7.6% | 10,812 | -0.5% | 0.25% | +3.8% |
| ABT | Sell | ABBOTT LABS | $1,029,000 | -6.7% | 9,397 | -4.1% | 0.22% | -10.2% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $981,000 | -9.5% | 2,798 | -8.2% | 0.21% | -12.9% |
| OEF | Sell | ISHARES TRs&p 100 etf | $978,000 | +2.7% | 5,698 | -1.5% | 0.21% | -0.9% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $856,000 | +7.3% | 9,315 | -4.6% | 0.18% | +3.4% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $757,000 | -27.5% | 432 | -26.7% | 0.16% | -30.2% |
| AGG | Sell | ISHARES TRcore us aggbd et | $664,000 | -43.6% | 5,620 | -43.8% | 0.14% | -45.6% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $627,000 | -24.5% | 12,585 | -24.5% | 0.13% | -27.2% |
| MTCH | Sell | MATCH GROUP INC NEW | $613,000 | +8.7% | 4,054 | -5.4% | 0.13% | +4.8% |
| NEE | Sell | NEXTERA ENERGY INC | $589,000 | -5.6% | 7,640 | -5.5% | 0.13% | -9.4% |
| FGNAU | Sell | FG NEW AMER ACQUISITION CORPequity | $591,000 | -1.7% | 55,605 | -7.3% | 0.13% | -5.3% |
| NOW | Sell | SERVICENOW INC | $559,000 | +8.1% | 1,015 | -0.2% | 0.12% | +4.3% |
| V | Sell | VISA INC | $533,000 | -5.3% | 2,437 | -9.0% | 0.11% | -8.8% |
| CME | Sell | CME GROUP INC | $517,000 | -31.7% | 2,839 | -37.7% | 0.11% | -33.9% |
| T | Sell | AT&T INC | $514,000 | -11.1% | 17,863 | -10.7% | 0.11% | -14.1% |
| VPL | Sell | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $479,000 | +4.4% | 6,015 | -3.0% | 0.10% | 0.0% |
| BND | Sell | VANGUARD BD INDEX FDStotal bnd mrkt | $445,000 | -36.4% | 5,042 | -36.7% | 0.10% | -38.7% |
| IAC | Sell | IAC INTERACTIVECORP NEW | $412,000 | +22.6% | 2,176 | -12.3% | 0.09% | +17.3% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $397,000 | -9.6% | 1,506 | -24.8% | 0.08% | -12.4% |
| BAC | Sell | BK OF AMERICA CORP | $375,000 | +10.3% | 12,366 | -1.8% | 0.08% | +5.3% |
| MS | Sell | MORGAN STANLEY | $324,000 | -14.5% | 4,726 | -29.5% | 0.07% | -17.9% |
| IDV | Sell | ISHARES TRintl sel div etf | $311,000 | +4.4% | 10,538 | -2.8% | 0.07% | +1.5% |
| SCZ | Sell | ISHARES TReafe sml cp etf | $314,000 | +3.0% | 4,599 | -5.0% | 0.07% | -1.5% |
| UNP | Sell | UNION PAC CORP | $312,000 | -5.2% | 1,498 | -7.3% | 0.07% | -8.2% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $309,000 | +11.2% | 7,478 | -0.0% | 0.07% | +6.5% |
| PRU | Sell | PRUDENTIAL FINL INC | $284,000 | +1.8% | 3,639 | -4.7% | 0.06% | -1.6% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $276,000 | +2.2% | 9,361 | -6.4% | 0.06% | -1.7% |
| FDX | Sell | FEDEX CORP | $275,000 | -18.9% | 1,058 | -15.2% | 0.06% | -21.3% |
| BKNG | Sell | BOOKING HOLDINGS INC | $252,000 | +6.8% | 113 | -1.7% | 0.05% | +3.8% |
| ERESU | Sell | EAST RES ACQUISITION COequity | $219,000 | -40.8% | 20,682 | -43.6% | 0.05% | -42.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $220,000 | -2.7% | 1,745 | -9.8% | 0.05% | -6.0% |
| AXP | Sell | AMERICAN EXPRESS CO | $214,000 | -7.4% | 1,770 | -11.8% | 0.05% | -9.8% |
| CRSA | Sell | CRESCENT ACQUISITION CORPequity | $209,000 | -54.1% | 20,000 | -55.8% | 0.04% | -55.4% |
| MLACU | Sell | MALACCA STRAITS ACQUISITIONequity | $205,000 | -44.0% | 20,003 | -45.6% | 0.04% | -45.7% |
| RSF | Sell | RIVERNORTH SPECIALTY FIN COR | $196,000 | -91.9% | 11,817 | -92.7% | 0.04% | -92.1% |
| JIH | Sell | JUNIPER INDL HLDGS INCequity | $165,000 | -21.1% | 15,420 | -22.9% | 0.04% | -23.9% |
| GXGX | Sell | GX ACQUISITION CORPequity | $145,000 | -48.0% | 13,207 | -50.3% | 0.03% | -50.0% |
| DTEA | Sell | DAVIDSTEA INC | $137,000 | +44.2% | 56,700 | -30.4% | 0.03% | +38.1% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $85,000 | -40.1% | 10,000 | -46.5% | 0.02% | -43.8% |
| NAK | Exit | NORTHERN DYNASTY MINERALS LT | $0 | – | -10,000 | -100.0% | -0.00% | – |
| MUX | Exit | MCEWEN MNG INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CIICU | Exit | CIIG MERGER CORPequity | $0 | – | -10,223 | -100.0% | -0.02% | – |
| CMLFU | Exit | CM LIFE SCIENCES INCequity | $0 | – | -12,511 | -100.0% | -0.03% | – |
| THCA | Exit | TUSCAN HLDGS CORP IIequity | $0 | – | -13,972 | -100.0% | -0.03% | – |
| RBACU | Exit | REDBALL ACQUISITION CORPequity | $0 | – | -15,100 | -100.0% | -0.04% | – |
| SNPRU | Exit | TORTOISE ACQUISITION CORP IIequity | $0 | – | -15,000 | -100.0% | -0.04% | – |
| PCPLU | Exit | CC NEUBERGER PRINCIPAL HLDNGequity | $0 | – | -15,842 | -100.0% | -0.04% | – |
| NMMCU | Exit | NORTH MOUNTAIN MERGER CORPequity | $0 | – | -16,954 | -100.0% | -0.04% | – |
| FIII | Exit | FORUM MERGER III CORPequity | $0 | – | -17,300 | -100.0% | -0.04% | – |
| GIX | Exit | GIGCAPITAL2 INCequity | $0 | – | -18,352 | -100.0% | -0.04% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -10,145 | -100.0% | -0.04% | – |
| NGAU | Exit | NORTHERN GENESIS ACQUISITIONequity | $0 | – | -20,000 | -100.0% | -0.04% | – |
| CLIIU | Exit | CLIMATE CHANGE CRISIS REAL Iequity | $0 | – | -20,000 | -100.0% | -0.04% | – |
| QELLU | Exit | QELL ACQUISITION CORPequity | $0 | – | -20,000 | -100.0% | -0.04% | – |
| VSPRU | Exit | VESPER HEALTHCARE ACQSTN CORequity | $0 | – | -20,100 | -100.0% | -0.05% | – |
| SMMC | Exit | SOUTH MTN MERGER CORPequity | $0 | – | -19,970 | -100.0% | -0.05% | – |
| AMCI | Exit | AMCI ACQUISITION CORPequity | $0 | – | -20,000 | -100.0% | -0.05% | – |
| FUSEU | Exit | FUSION ACQUISITION CORPequity | $0 | – | -20,000 | -100.0% | -0.05% | – |
| APXT | Exit | APEX TECHNOLOGY ACQUISITIONequity | $0 | – | -20,000 | -100.0% | -0.05% | – |
| RMG | Exit | RMG ACQUISITION CORPequity | $0 | – | -20,000 | -100.0% | -0.05% | – |
| ACEVU | Exit | ACE CONVERGENCE ACQU CORPequity | $0 | – | -21,462 | -100.0% | -0.05% | – |
| URGN | Exit | UROGEN PHARMA LTD | $0 | – | -10,000 | -100.0% | -0.05% | – |
| IPOC | Exit | SOCIAL CAP HEDSPIA HLDG CO Iequity | $0 | – | -20,011 | -100.0% | -0.06% | – |
| ANDA | Exit | ANDINA ACQUISITION CORP IIIequity | $0 | – | -24,397 | -100.0% | -0.06% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -2,400 | -100.0% | -0.06% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INCequity | $0 | – | -5,489 | -100.0% | -0.06% | – |
| IXUS | Exit | ISHARES TRcore msci total | $0 | – | -4,932 | -100.0% | -0.07% | – |
| RST | Exit | ROSETTA STONE INCequity | $0 | – | -10,953 | -100.0% | -0.07% | – |
| MNCL | Exit | MONOCLE ACQUISITION CORPequity | $0 | – | -34,494 | -100.0% | -0.08% | – |
| IMMU | Exit | IMMUNOMEDICS INCequity | $0 | – | -4,280 | -100.0% | -0.08% | – |
| AIMT | Exit | AIMMUNE THERAPEUTICS INCequity | $0 | – | -10,556 | -100.0% | -0.08% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -2,459 | -100.0% | -0.09% | – |
| NPA | Exit | NEW PROVIDENCE ACQUISITIONequity | $0 | – | -38,961 | -100.0% | -0.09% | – |
| ACAM | Exit | ACAMAR PARTNERS ACQSITION COequity | $0 | – | -38,625 | -100.0% | -0.09% | – |
| SRAC | Exit | STABLE RD ACQUISITION CORPequity | $0 | – | -40,202 | -100.0% | -0.09% | – |
| SSPK | Exit | SILVER SPIKE ACQUISITION CORequity | $0 | – | -47,168 | -100.0% | -0.11% | – |
| ICSH | Exit | ISHARES TRultr sh trm bd | $0 | – | -12,022 | -100.0% | -0.14% | – |
| THCB | Exit | TUSCAN HLDGS CORPequity | $0 | – | -60,977 | -100.0% | -0.14% | – |
| CFFA | Exit | CF FIN ACQUISITION CORPequity | $0 | – | -68,600 | -100.0% | -0.16% | – |
| IBDL | Exit | ISHARES TRibonds dec20 etf | $0 | – | -28,568 | -100.0% | -0.16% | – |
| HYAC | Exit | HAYMAKER ACQUISITION CORP IIequity | $0 | – | -75,690 | -100.0% | -0.17% | – |
| LVGO | Exit | LIVONGO HEALTH INCequity | $0 | – | -5,508 | -100.0% | -0.17% | – |
| DSI | Exit | ISHARES TRmsci kld400 soc | $0 | – | -5,867 | -100.0% | -0.18% | – |
| SUSA | Exit | ISHARES TRmsci usa esg slc | $0 | – | -5,219 | -100.0% | -0.18% | – |
| DTF | Exit | DTF TAX-FREE INCOME INC | $0 | – | -75,243 | -100.0% | -0.24% | – |
| BYM | Exit | BLACKROCK MUN INCOME QUALITY | $0 | – | -140,051 | -100.0% | -0.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
| ISHARES TR | 27 | Q3 2023 | 1.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
| PFIZER INC COM | 27 | Q3 2023 | 1.2% |
| ISHARES TR | 27 | Q3 2023 | 2.1% |
| GOOGLE INC | 27 | Q3 2023 | 1.2% |
| PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
| CISCO SYS INC | 27 | Q3 2023 | 1.2% |
| US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
| ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 40-APP/A | 2024-02-07 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 40-APP/A | 2023-01-19 |
| 13F-HR | 2022-11-14 |
| 40-APP | 2022-08-23 |
| 13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.