Advisor Group, Inc. - Q3 2019 holdings

$13.6 Billion is the total value of Advisor Group, Inc.'s 16705 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 14.9% .

 Value Shares↓ Weighting
VGM  INVESCO TR INVT GRADE MUNS$935,000
+1.6%
72,6220.0%0.01%0.0%
QLD  PROSHARES TR$748,000
+0.8%
7,7360.0%0.01%0.0%
KNG  ETF SER SOLUTIONScboe vest s&p$353,000
+2.3%
8,0000.0%0.00%0.0%
TUSA  FIRST TR EXCHANGE TRADED FDetf$389,000
-1.3%
11,6000.0%0.00%0.0%
WSR  WHITESTONE REIT$215,000
+8.6%
15,6000.0%0.00%0.0%
ELTK  ELTEK LTD$218,000
-25.1%
66,9420.0%0.00%0.0%
RFCI  ALPS ETF TRriverfront dym$245,000
+1.2%
9,7040.0%0.00%0.0%
UAPR  INNOVATOR ETFS TRs&p 500 ultra$256,000
+1.2%
9,8450.0%0.00%0.0%
AEGN  AEGION CORP$299,000
+16.3%
14,0000.0%0.00%0.0%
PVI  INVESCO EXCHNG TRADED FD TRvrdo tax free$242,0000.0%9,7330.0%0.00%0.0%
EMDV  PROSHARES TRmsci emrg mkts$275,000
-4.5%
4,9320.0%0.00%0.0%
MAV  PIONEER MUN HIGH INCOME ADV$204,000
+1.5%
18,6630.0%0.00%0.0%
STPZ  PIMCO ETF TR1-5 us tip idx$207,000
-0.5%
3,9460.0%0.00%0.0%
IBMK  ISHARES TRibonds dec2022$205,0000.0%7,8440.0%0.00%0.0%
JHMI  JOHN HANCOCK ETF TRUSTmltfactr indls$241,000
+1.7%
6,4000.0%0.00%0.0%
NSL  NUVEEN SR INCOME FD$228,000
-2.6%
39,4710.0%0.00%0.0%
KAI  KADANT INC$245,000
-3.5%
2,7990.0%0.00%0.0%
NIM  NUVEEN SELECT MAT MUN FDsh ben int$242,0000.0%23,2650.0%0.00%0.0%
DUSA  DAVIS FUNDAMENTAL ETF TRselect us eqty$215,000
+1.9%
9,0000.0%0.00%0.0%
BKK  BLACKROCK MUN 2020 TERM TR$317,000
+0.3%
21,0040.0%0.00%0.0%
MHF  WESTERN ASSET MUN HI INCM FD$319,0000.0%42,1230.0%0.00%0.0%
SREPRB  SEMPRA ENERGY6.75% cnv pfd b$106,000
+5.0%
9050.0%0.00%0.0%
NNC  NUVEEN NORTH CAROLINA QLTY M$135,000
+0.7%
10,0300.0%0.00%0.0%
PBJ  INVESCO EXCHANGE TRADED FD Tdynmc food bev$69,000
+4.5%
1,9660.0%0.00%0.0%
NUS  NU SKIN ENTERPRISES INCcl a$69,000
-13.8%
1,6410.0%0.00%0.0%
BKT  BLACKROCK INCOME TR INC$80,0000.0%13,2520.0%0.00%0.0%
GHII  INVESCO EXCHNG TRADED FD TR$125,000
+2.5%
4,5710.0%0.00%0.0%
ONEO  SPDR SERIES TRUSTrussell momentum$79,0000.0%1,0800.0%0.00%0.0%
SPMB  SPDR SERIES TRUSTportfli mortgage$79,000
+1.3%
3,0000.0%0.00%0.0%
MQY  BLACKROCK MUNIYIELD QUALITY$134,000
+3.1%
8,9280.0%0.00%0.0%
MCY  MERCURY GENL CORP NEW$145,000
-10.5%
2,5910.0%0.00%0.0%
NCBS  NICOLET BANKSHARES INC$137,000
+7.9%
2,0560.0%0.00%0.0%
ROG  ROGERS CORP$196,000
-21.0%
1,4340.0%0.00%
-50.0%
CSWI  CSW INDUSTRIALS INC$124,000
+0.8%
1,8000.0%0.00%0.0%
IOVA  IOVANCE BIOTHERAPEUTICS INC$83,000
-25.2%
4,5610.0%0.00%0.0%
VFL  DELAWARE INVT NAT MUNI INC Fsh ben int$81,000
+1.2%
6,0390.0%0.00%0.0%
MTT  WESTERN ASSET MUN DEF OPP TR$107,0000.0%4,9230.0%0.00%0.0%
FNK  FIRST TR EXCNGE TRD ALPHADEXmid cap val fd$145,000
-2.7%
4,3090.0%0.00%0.0%
FSZ  FIRST TR EXCH TRD ALPHA FD Iswitzlnd alpha$162,000
-5.3%
3,3330.0%0.00%0.0%
IRL  NEW IRELAND FUND INC$76,000
-5.0%
8,9360.0%0.00%0.0%
FGM  FIRST TR EXCH TRD ALPHA FD Igermany alpha$141,000
-4.7%
3,5350.0%0.00%0.0%
MYI  BLACKROCK MUNIYIELD QLTY FD$141,000
+2.9%
10,4250.0%0.00%0.0%
RLJPRA  RLJ LODGING TRcum conv pfd a$108,000
+3.8%
4,0000.0%0.00%0.0%
FDNI  FIRST TR EXCHANGE TRADED FDdj intl intrnt$186,000
-3.6%
8,8310.0%0.00%0.0%
PIM  PUTNAM MASTER INTER INCOME Tsh ben int$83,0000.0%18,1470.0%0.00%0.0%
UYG  PROSHARES TRultra fncls new$91,000
+4.6%
1,9420.0%0.00%0.0%
WSOB  WATSCO INCcl b conv$119,000
+3.5%
7080.0%0.00%0.0%
FLIC  FIRST LONG IS CORP$165,000
+14.6%
7,2350.0%0.00%0.0%
VRNS  VARONIS SYS INC$70,000
-4.1%
1,1700.0%0.00%0.0%
VONE  VANGUARD SCOTTSDALE FDSvng rus1000idx$140,000
+1.4%
1,0290.0%0.00%0.0%
HNW  PIONEER DIV HIGH INCOME TRUS$88,000
+1.1%
6,0200.0%0.00%0.0%
TLI  WESTERN ASSET CORPORATE LN F$154,000
-0.6%
16,1920.0%0.00%0.0%
PYN  PIMCO NEW YORK MUN INCM FD 1$165,0000.0%17,0000.0%0.00%0.0%
MUS  BLACKROCK MUNIHOLDNGS QLTY I$132,000
+3.1%
10,3000.0%0.00%0.0%
DBD  DIEBOLD NXDF INC$139,000
+21.9%
12,4700.0%0.00%0.0%
MEN  BLACKROCK MUNIENHANCED FD IN$68,000
+1.5%
6,0000.0%0.00%0.0%
FMN  FEDERATED PREM MUN INC FD$143,000
+2.9%
10,1000.0%0.00%0.0%
CIF  MFS INTERMEDIATE HIGH INC FDsh ben int$76,000
+4.1%
28,9860.0%0.00%0.0%
 LIBERTY MEDIA CORPdeb 4.000%11/1$72,000
+1.4%
1000.0%0.00%0.0%
GOAU  ETF SER SOLUTIONSus gbl gld pre$140,000
+8.5%
9,1380.0%0.00%0.0%
MNSB  MAINSTREET BANCSHARES INC$88,000
-8.3%
4,2000.0%0.00%0.0%
ICOW  PACER FDS TRdeveloped mrkt$89,000
-2.2%
3,5300.0%0.00%0.0%
EZPW  EZCORP INCcl a non vtg$94,000
-31.4%
14,5000.0%0.00%0.0%
MHN  BLACKROCK MUNIHLDGS NY QLTY$82,000
+3.8%
6,0000.0%0.00%0.0%
IBDC  ISHARES TRibonds mar20 etf$89,0000.0%3,3890.0%0.00%0.0%
OPRX  OPTIMIZERX CORP$114,000
-10.9%
7,8970.0%0.00%0.0%
OPNT  OPIANT PHARMACEUTICALS INC$69,000
+13.1%
4,6000.0%0.00%
BNY  BLACKROCK N Y MUN INCOME TRsh ben int$186,000
+3.9%
13,1700.0%0.00%0.0%
MFSF  MUTUALFIRST FINL INC$183,000
-7.1%
5,7960.0%0.00%
-50.0%
GRIF  GRIFFIN INL RLTY INC$76,000
+7.0%
2,0000.0%0.00%0.0%
DRW  WISDOMTREE TRglb ex us rl est$91,000
-4.2%
3,1140.0%0.00%0.0%
UCFC  UNITED CMNTY FINL CORP OHIO$78,000
+13.0%
7,2530.0%0.00%0.0%
HMST  HOMESTREET INC$68,000
-8.1%
2,5000.0%0.00%0.0%
MCRI  MONARCH CASINO & RESORT INC$84,000
-2.3%
2,0250.0%0.00%0.0%
EVF  EATON VANCE SR INCOME TRsh ben int$81,000
-1.2%
13,2060.0%0.00%0.0%
TUESQ  TUESDAY MORNING CORP$70,000
-6.7%
44,3000.0%0.00%0.0%
ENFR  ALPS ETF TRalerian energy$89,000
-4.3%
4,3000.0%0.00%0.0%
EDC  DIREXION SHS ETF TRdly emg mk bl 3x$75,000
-15.7%
1,1500.0%0.00%0.0%
YORW  YORK WTR CO$74,000
+23.3%
1,6940.0%0.00%
EQCPRD  EQUITY COMWLTHcum pfd s d 6.5%$70,000
+1.4%
2,5000.0%0.00%0.0%
ICAD  ICAD INC$199,000
+7.6%
29,0230.0%0.00%0.0%
IBMM  ISHARES TRibonds dec$122,0000.0%4,6250.0%0.00%0.0%
BOSS  GLOBAL X FDSfounder run co$109,000
-5.2%
5,8100.0%0.00%0.0%
AGRX  AGILE THERAPEUTICS INC$174,000
-19.1%
147,0000.0%0.00%
-50.0%
OVLY  OAK VALLEY BANCORP OAKDALE C$70,000
-13.6%
4,1500.0%0.00%0.0%
GLV  CLOUGH GLOBAL DIVND AND INC$122,000
-2.4%
11,2000.0%0.00%0.0%
MCA  BLACKROCK MUNIYIELD CALI QLT$159,000
+1.9%
11,0000.0%0.00%0.0%
GABC  GERMAN AMERN BANCORP INC$126,000
+6.8%
3,9300.0%0.00%0.0%
NQP  NUVEEN PENNSYLVANIA QLT MUN$176,000
+2.3%
12,5890.0%0.00%0.0%
MFL  BLACKROCK MUNIHLDS INVSTM QL$141,000
+2.2%
10,3680.0%0.00%0.0%
JMLP  NUVEEN ALL CAP ENE MLP OPPO$83,000
-8.8%
14,5580.0%0.00%0.0%
HTRB  HARTFORD FDS EXCHANGE TRADEtotal rtrn etf$124,000
+1.6%
3,0000.0%0.00%0.0%
DBJP  DBX ETF TRxtrack msci japn$81,000
+5.2%
2,0270.0%0.00%0.0%
BUFF  INNOVATOR ETFS TR IIlunt low vol hig$124,000
+6.0%
3,3550.0%0.00%0.0%
SONO  SONOS INC$70,000
+16.7%
5,2520.0%0.00%
FLQG  FRANKLIN TEMPLETON ETF TRlibertyq equty$73,000
+1.4%
2,3000.0%0.00%0.0%
FLQD  FRANKLIN TEMPLETON ETF TRlibertyq gbl$103,000
-1.0%
3,5530.0%0.00%0.0%
JHMU  JOHN HANCOCK ETF TRUSTmltfactr utils$83,000
+7.8%
2,3810.0%0.00%0.0%
NHA  NUVEEN MUN 2021 TARGET TERM$98,000
+1.0%
10,0000.0%0.00%0.0%
VTN  INVESCO TR INVT GRADE NY MUN$84,0000.0%6,1650.0%0.00%0.0%
BYM  BLACKROCK MUNICIPL INC QLTY$80,000
+2.6%
5,6450.0%0.00%0.0%
IHIT  INVESCO HIGH INCOME 2023 TAR$106,0000.0%10,2000.0%0.00%0.0%
NXR  NUVEEN SELECT TAX FREE INCMsh ben int$161,000
+4.5%
10,0000.0%0.00%0.0%
NXP  NUVEEN SELECT TAX FREE INCMsh ben int$77,000
+2.7%
4,9000.0%0.00%0.0%
ACNB  ACNB CORP$15,000
-11.8%
4230.0%0.00%
ALJJ  ALJ REGIONAL HLDGS INC$44,000
-10.2%
31,5000.0%0.00%
AMAG  AMAG PHARMACEUTICALS INC$1,000500.0%0.00%
ANGI  ANGI HOMESERVICES INC$1,0000.0%800.0%0.00%
ABIO  ARCA BIOPHARMA INC$0550.0%0.00%
ATEN  A10 NETWORKS INC$0170.0%0.00%
IZRL  ARK ETF TRisrael inovate$8,0000.0%3720.0%0.00%
ATNI  ATN INTL INC$080.0%0.00%
AXTI  AXT INC$1,0000.0%2470.0%0.00%
ACTG  ACACIA RESH CORP$1,000
-50.0%
5150.0%0.00%
ACHN  ACHILLION PHARMACEUTICALS IN$0870.0%0.00%
EPAC  ACTUANT CORPcl a new$1,0000.0%590.0%0.00%
ADAP  ADAPTIMMUNE THERAPEUTICS PLCsponds adr$1,000
-50.0%
4000.0%0.00%
ATGE  ADTALEM GLOBAL ED INC$3,000
-25.0%
850.0%0.00%
DBLV  ADVISORSHARES TRdoublelin val eq$59,000
+1.7%
8500.0%0.00%
FWDB  ADVISORSHARES TRfoliobeyond smrt$16,0000.0%6190.0%0.00%
AMTX  AEMETIS INC$5,000
+25.0%
5,0000.0%0.00%
ADVM  ADVERUM BIOTECHNOLOGIES INC$11,000
-54.2%
2,0000.0%0.00%
AGEN  AGENUS INC$1,0000.0%2000.0%0.00%
AGE  AGEX THERAPEUTICS INC$0
-100.0%
2750.0%0.00%
ALRN  AILERON THERAPEUTICS INC$01500.0%0.00%
 AIR TRANSPORT SERVICES GRP Inote 1.125%10/1$49,000
-9.3%
530.0%0.00%
AKER  AKERS BIOSCIENCES INC$0130.0%0.00%
KERN  AKERNA CORP$3,000
-66.7%
4500.0%0.00%
ALG  ALAMO GROUP INC$17,000
+21.4%
1440.0%0.00%
ALSK  ALASKA COMMUNICATIONS SYS GR$1,0000.0%5750.0%0.00%
CBH  ALLIANZGI CON INCM 2024 TARG$8,0000.0%9000.0%0.00%
QMOM  ALPHA ARCHITECT ETF TRus quan momentum$6,000
-14.3%
2110.0%0.00%
AAMC  ALTISOURCE ASSET MGMT CORP$050.0%0.00%
ATHE  ALTERITY THERAPEUTICS LTDsponsored adr$3,0000.0%2,5000.0%0.00%
 ALTUS MIDSTREAM COcl a$0
-100.0%
2470.0%0.00%
 ALZA CORPsdcv 7/2$2,0000.0%10.0%0.00%
AMBC  AMBAC FINL GROUP INC$1,0000.0%750.0%0.00%
AEPPL  AMERICAN ELEC PWR CO INCunit 03/15/2022$10,000
+11.1%
1750.0%0.00%
AVD  AMERICAN VANGUARD CORP$13,000
+8.3%
8000.0%0.00%
AMKR  AMKOR TECHNOLOGY INC$1,0000.0%1550.0%0.00%
AMRX  AMNEAL PHARMACEUTICALS INC$1,000
-50.0%
3000.0%0.00%
AMPH  AMPHASTAR PHARMACEUTICALS IN$16,000
-5.9%
7950.0%0.00%
APOG  APOGEE ENTERPRISES INC$12,000
-14.3%
3130.0%0.00%
 APOLLO COML REAL EST FIN INCnote 4.750% 8/2$53,000
+1.9%
520.0%0.00%
APDN  APPLIED DNA SCIENCES INC$0
-100.0%
2,0580.0%0.00%
WTRU  AQUA AMERICA INCunit 04/30/2022$7,0000.0%1200.0%0.00%
ABUS  ARBUTUS BIOPHARMA CORP$02170.0%0.00%
RKDA  ARCADIA BIOSCIENCES INC$9,000
+50.0%
2,0000.0%0.00%
ARCB  ARCBEST CORP$18,000
+12.5%
5800.0%0.00%
FUV  ARCIMOTO INC$3,0000.0%1,0000.0%0.00%
 ARES CAP CORPnote 3.750% 2/0$10,0000.0%100.0%0.00%
 ARES CAP CORPnote 4.625% 3/0$11,000
+10.0%
100.0%0.00%
ARQL  ARQULE INC$13,000
-35.0%
1,8380.0%0.00%
ARTNA  ARTESIAN RESOURCES CORPcl a$26,0000.0%7000.0%0.00%
ASND  ASCENDIS PHARMA A Ssponsored adr$10,000
-16.7%
1000.0%0.00%
AHT  ASHFORD HOSPITALITY TR INC$48,000
+11.6%
14,4400.0%0.00%
AINC  ASHFORD INC$2,000
-33.3%
1030.0%0.00%
AIZP  ASSURANT INC6.50% conv pfd d$63,000
+12.5%
5050.0%0.00%
ASTE  ASTEC INDS INC$11,000
-8.3%
3650.0%0.00%
ATNX  ATHENEX INC$7,000
-41.7%
6000.0%0.00%
AT  ATLANTIC PWR CORP$2,0000.0%8250.0%0.00%
AUBN  AUBURN NATL BANCORP$8,000
+33.3%
1790.0%0.00%
BOLD  AUDENTES THERAPEUTICS INC$0
-100.0%
140.0%0.00%
AVNW  AVIAT NETWORKS INC$020.0%0.00%
AVID  AVID TECHNOLOGY INC$12,000
-33.3%
2,0000.0%0.00%
AWRE  AWARE INC MASS$3,0000.0%9730.0%0.00%
ACLS  AXCELIS TECHNOLOGIES INC$19,000
+18.8%
1,0920.0%0.00%
AYTU  AYTU BIOSCIENCE INC$020.0%0.00%
BCBP  BCB BANCORP INC$4,0000.0%3000.0%0.00%
BGSF  BG STAFFING INC$13,0000.0%7000.0%0.00%
DMF  BNY MELLON MUN INCOME INC$67,000
+9.8%
7,1630.0%0.00%
BCSF  BAIN CAP SPECIALTY FIN INC$21,000
+5.0%
1,1170.0%0.00%
BSBR  BANCO SANTANDER BRASIL S Aads rep 1 unit$4,000
-20.0%
4370.0%0.00%
BCV  BANCROFT FUND LTD$22,000
+10.0%
9150.0%0.00%
BAND  BANDWIDTH INC$050.0%0.00%
BMRC  BANK OF MARIN BANCORP$43,0000.0%1,0410.0%0.00%
VQT  BARCLAYS BK PLCs&p 500 veqtor$5,0000.0%280.0%0.00%
 BARCLAYS BANK PLCmtnf 9/2$50,000
+11.1%
450.0%0.00%
ATMP  BARCLAYS BK PLCetn sel mlp$6,0000.0%3010.0%0.00%
JJC  BARCLAYS BK PLCipath b copper$3,0000.0%700.0%0.00%
JO  BARCLAYS BK PLCipath b coffee$1,0000.0%280.0%0.00%
BNED  BARNES & NOBLE ED INC$0570.0%0.00%
BASX  BASIC ENERGY SVCS INC NEW$020.0%0.00%
BTEGF  BAYTEX ENERGY CORP$4,000
-20.0%
2,9230.0%0.00%
BBGI  BEASLEY BROADCAST GROUP INCcl a$3,0000.0%1,0000.0%0.00%
BHLB  BERKSHIRE HILLS BANCORP INC$20,000
-9.1%
7020.0%0.00%
BEST  BEST INCsponsored ads$11,000
-8.3%
2,1250.0%0.00%
BGFV  BIG 5 SPORTING GOODS CORP$8,000
+14.3%
3,4560.0%0.00%
BIOB  BIO RAD LABS INCcl b$010.0%0.00%
BASI  BIOANALYTICAL SYS INC$01000.0%0.00%
BCRX  BIOCRYST PHARMACEUTICALS$0500.0%0.00%
BDSI  BIODELIVERY SCIENCES INTL IN$33,000
-8.3%
7,7880.0%0.00%
 BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1$15,000
-6.2%
150.0%0.00%
BLFS  BIOLIFE SOLUTIONS INC$050.0%0.00%
BSGM  BIOSIG TECH INC$7,000
-22.2%
8900.0%0.00%
BLE  BLACKROCK MUNI INCOME TR II$51,0000.0%3,5000.0%0.00%
BQH  BLACKROCK NY MUNICIPAL BOND$3,0000.0%2250.0%0.00%
BAF  BLACKROCK MUNI INCOME INV QL$31,0000.0%2,1780.0%0.00%
MUJ  BLACKROCK MUNIHLDGS NJ QLTY$14,0000.0%1,0000.0%0.00%
APRN  BLUE APRON HLDGS INCcl a new$6,000
+20.0%
7730.0%0.00%
BKEP  BLUEKNIGHT ENERGY PARTNERS L$01000.0%0.00%
BCC  BOISE CASCADE CO DEL$12,000
+9.1%
3810.0%0.00%
BCLI  BRAINSTORM CELL THERAPEUTICS$26,0000.0%6,6000.0%0.00%
BCOV  BRIGHTCOVE INC$18,0000.0%1,7660.0%0.00%
BVSN  BROADVISION INC$080.0%0.00%
BKD  BROOKDALE SR LIVING INC$0210.0%0.00%
BFA  BROWN FORMAN CORPcl a$38,000
+8.6%
6300.0%0.00%
BSQR  BSQUARE CORP$0310.0%0.00%
BBW  BUILD A BEAR WORKSHOP$0200.0%0.00%
BY  BYLINE BANCORP INC$58,000
-6.5%
3,2450.0%0.00%
CBSA  CBS CORP NEWcl a$040.0%0.00%
CSS  CSS INDS INC$2,0000.0%5000.0%0.00%
PMTS  CPI CARD GROUP INC$0230.0%0.00%
CTIC  CTI BIOPHARMA CORP$0330.0%0.00%
 CVS HEALTH CORP CALLcall$1,0000.0%10.0%0.00%
CLBS  CALADRIUS BIOSCIENCES INC$0100.0%0.00%
CALA  CALITHERA BIOSCIENCES INC$2,000
-50.0%
7930.0%0.00%
CLXT  CALYXT INC$0280.0%0.00%
GMOM  CAMBRIA ETF TRglb moment etf$5,0000.0%2000.0%0.00%
GAA  CAMBRIA ETF TRglb asset allo$4,0000.0%1500.0%0.00%
TRTY  CAMBRIA ETF TRtrinity$4,0000.0%1500.0%0.00%
CAC  CAMDEN NATL CORP$6,000
-14.3%
1430.0%0.00%
CPHC  CANTERBURY PARK HOLDING CORP$46,0000.0%3,7700.0%0.00%
CSU  CAPITAL SR LIVING CORP$0340.0%0.00%
CPST  CAPSTONE TURBINE CORP$1,000
-50.0%
2,3750.0%0.00%
CRRTQ  CARBO CERAMICS INC$3,000
+50.0%
1,3000.0%0.00%
CECO  CAREER EDUCATION CORP$3,0000.0%1650.0%0.00%
CART  CAROLINA TR BANCSHARES INC$10,000
+25.0%
1,0000.0%0.00%
CASS  CASS INFORMATION SYS INC$42,000
+10.5%
7890.0%0.00%
SAVA  CASSAVA SCIENCES INC$03240.0%0.00%
CATO  CATO CORP NEWcl a$080.0%0.00%
CLS  CELESTICA INC$8,0000.0%1,0950.0%0.00%
CELGZ  CELGENE CORPright 12/31/2030$010.0%0.00%
CLDX  CELLDEX THERAPEUTICS INC NEW$1,0000.0%2910.0%0.00%
CLRB  CELLECTAR BIOSCIENCES INC$050.0%0.00%
CLSN  CELSION CORPORATION$0350.0%0.00%
CBMG  CELLULAR BIOMEDICINE GROUP I$1,000
-50.0%
1000.0%0.00%
CELH  CELSIUS HOLDINGS INC$2,0000.0%5500.0%0.00%
CDEV  CENTENNIAL RESOURCE DEV INCcl a$3,000
-50.0%
8250.0%0.00%
LEU  CENTRUS ENERGY CORPcl a$4,000
+33.3%
1,0000.0%0.00%
CHAPQ  CHAPARRAL ENERGY INC$2,000
-66.7%
1,3250.0%0.00%
CHRA  CHARAH SOLUTIONS INC$0
-100.0%
2000.0%0.00%
CEMI  CHEMBIO DIAGNOSTICS INC$3,0000.0%4500.0%0.00%
CHMG  CHEMUNG FINL CORP$4,000
-20.0%
1000.0%0.00%
JRJC  CHINA FIN ONLINE CO LTDsponsored adr$01000.0%0.00%
ZNH  CHINA SOUTHN AIRLS LTDspon adr cl h$1,0000.0%230.0%0.00%
CXDC  CHINA XD PLASTICS CO LTD$1,0000.0%5000.0%0.00%
CHT  CHUNGHWA TELECOM CO LTDspon adr new11$8,0000.0%2200.0%0.00%
CBB  CINCINNATI BELL INC NEW$1,0000.0%2000.0%0.00%
CZNC  CITIZENS & NORTHN CORP$14,0000.0%5420.0%0.00%
CIA  CITIZENS INCcl a$0290.0%0.00%
CZWI  CITIZENS CMNTY BANCORP INC M$9,0000.0%8250.0%0.00%
CHCO  CITY HLDG CO$6,0000.0%760.0%0.00%
CVEO  CIVEO CORP CDA$3,000
-25.0%
2,5770.0%0.00%
CIVB  CIVISTA BANCSHARES INC$4,0000.0%1810.0%0.00%
CLNE  CLEAN ENERGY FUELS CORP$5,000
-28.6%
2,5500.0%0.00%
CLFD  CLEARFIELD INC$12,000
-7.7%
1,0000.0%0.00%
CLW  CLEARWATER PAPER CORP$4,0000.0%2000.0%0.00%
CBLI  CLEVELAND BIOLABS INC$0250.0%0.00%
 CLOVIS ONCOLOGY INCnote 2.500% 9/1$2,0000.0%20.0%0.00%
CODX  CO DIAGNOSTICS INC$3,000
+50.0%
3,0000.0%0.00%
COLL  COLLEGIUM PHARMACEUTICAL INC$1,0000.0%980.0%0.00%
 COLONY CAP INCnote 5.000% 4/1$6,0000.0%60.0%0.00%
 COLONY STARWOOD HOMESnote 3.500% 1/1$11,000
+10.0%
80.0%0.00%
XCEM  COLUMBIA ETF TR IIem core ex etf$24,000
-4.0%
9540.0%0.00%
CNAT  CONATUS PHARMACEUTICALS INC$01,0000.0%0.00%
CEIX  CONSOL ENERGY INC NEW$1,000
-66.7%
1140.0%0.00%
TCS  CONTAINER STORE GROUP INC$1,0000.0%1500.0%0.00%
CBPX  CONTINENTAL BLDG PRODS INC$3,0000.0%1110.0%0.00%
CTRA  CONTURA ENERGY INC$020.0%0.00%
CRMD  CORMEDIX INC$3,000
-25.0%
4000.0%0.00%
CRVS  CORVUS PHARMACEUTICALS INC$3,000
-25.0%
1,0000.0%0.00%
BREW  CRAFT BREW ALLIANCE INC$0240.0%0.00%
CIK  CREDIT SUISSE ASSET MGMT INC$14,0000.0%4,5000.0%0.00%
CCRN  CROSS CTRY HEALTHCARE INC$6,000
+20.0%
5990.0%0.00%
CRT  CROSS TIMBERS RTY TRtr unit$7,000
-30.0%
8240.0%0.00%
CRWS  CROWN CRAFTS INC$4,000
+33.3%
6400.0%0.00%
SZC  CUSHING RENAISSANCE FD$4,0000.0%3040.0%0.00%
CBAY  CYMABAY THERAPEUTICS INC$2,000
-33.3%
3680.0%0.00%
IFIX  DBX ETF TRxtrck brcly intl$18,0000.0%3400.0%0.00%
IGVT  DBX ETF TRxtrck brcly trsy$37,000
+2.8%
6890.0%0.00%
DZSI  DASAN ZHONE SOLUTIONS INC$1,0000.0%850.0%0.00%
DBVT  DBV TECHNOLOGIES S Asponsored adr$11,0000.0%1,3580.0%0.00%
DGSE  DGSE COMPANIES INC$11,000
-8.3%
9,0000.0%0.00%
DHRPRA  DANAHER CORPORATION4.75 mnd cv pfd$10,0000.0%90.0%0.00%
DFNL  DAVIS FUNDAMENTAL ETF TRselect finl$67,000
+3.1%
2,8000.0%0.00%
DWLD  DAVIS FUNDAMENTAL ETF TRselect wrld wi$39,000
-2.5%
1,6980.0%0.00%
VCF  DELAWARE INV CO MUN INC FD I$35,0000.0%2,4000.0%0.00%
DNN  DENISON MINES CORP$1,0000.0%2,2000.0%0.00%
 DEXCOM INCnote 0.750% 5/1$3,0000.0%20.0%0.00%
DRNA  DICERNA PHARMACEUTICALS INC$3,0000.0%2000.0%0.00%
 DIFFUSION PHARMACEUTICALS IN$2,000
-33.3%
9400.0%0.00%
DRAD  DIGIRAD CORP$3,000
-25.0%
5610.0%0.00%
DISCB  DISCOVERY INC$16,000
-11.1%
5320.0%0.00%
 DISH NETWORK CORPnote 3.375% 8/1$12,000
-7.7%
130.0%0.00%
DNIF  DIVIDEND & INCOME FUND$3,0000.0%2500.0%0.00%
DFIN  DONNELLEY FINL SOLUTIONS INC$3,0000.0%2550.0%0.00%
DOVA  DOVA PHARMACEUTICALS INC$1,0000.0%500.0%0.00%
 DROPBOX INC CALLcall$4,000
-63.6%
200.0%0.00%
DUC  DUFF & PHELPS UTIL CORP BD T$5,000
+25.0%
5000.0%0.00%
DLTH  DULUTH HLDGS INC$22,000
-37.1%
2,5690.0%0.00%
 DUPONT DE NEMOURS INC CALLcall$0
-100.0%
10.0%0.00%
DRRX  DURECT CORP$0150.0%0.00%
EPRPRC  EPR PPTYSpfd c cnv 5.75%$8,0000.0%2500.0%0.00%
TCTL  ETF SER SOLUTIONSprmse cp frnt$18,0000.0%5950.0%0.00%
CNCR  ETF SER SOLUTIONSloncar cancer$25,000
-7.4%
1,3100.0%0.00%
NFLT  ETFIS SER TR Ivirtus newfleet$12,0000.0%4990.0%0.00%
UTES  ETFIS SER TR Ivirtus reaves ut$4,0000.0%1080.0%0.00%
PFFA  ETFIS SER TR Ivirtus infrcap$3,0000.0%1000.0%0.00%
EVOP  EVO PMTS INC$7,000
-12.5%
2450.0%0.00%
EBMT  EAGLE BANCORP MONT INC$53,000
+6.0%
3,0000.0%0.00%
KODK  EASTMAN KODAK CO$01000.0%0.00%
CEV  EATON VANCE CA MUNI INCOME Tsh ben int$27,000
+8.0%
2,0000.0%0.00%
EVY  EATON VANCE NY MUNI INCOME Tsh ben int$13,0000.0%1,0000.0%0.00%
 ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0$3,0000.0%30.0%0.00%
SATS  ECHOSTAR CORPcl a$1,0000.0%230.0%0.00%
EEI  ECOLOGY & ENVIRONMENT INCcl a$8,000
+60.0%
5000.0%0.00%
EPC  EDGEWELL PERS CARE CO$9,000
+12.5%
3060.0%0.00%
ESI  ELEMENT SOLUTIONS INC$1,0000.0%970.0%0.00%
EARN  ELLINGTON RESIDENTIAL MTG RE$11,0000.0%1,0000.0%0.00%
ECF  ELLSWORTH GRWTH AND INCOME L$14,0000.0%1,3330.0%0.00%
ELOX  ELOXX PHARMACEUTICALS INC$56,000
-54.5%
12,3590.0%0.00%
-100.0%
EMAN  EMAGIN CORP$01000.0%0.00%
NYNY  EMPIRE RESORTS INC$9,0000.0%9420.0%0.00%
EBF  ENNIS INC$21,0000.0%1,0490.0%0.00%
 ENSCO JERSEY FIN LTDnote 3.000% 1/3$1,0000.0%10.0%0.00%
ENTR  ENTREPRENEURSHARES SER TRUSTershares 30 etf$5,0000.0%3000.0%0.00%
EVC  ENTRAVISION COMMUNICATIONS Ccl a$13,000
+8.3%
4,0000.0%0.00%
 ENVESTNET INCnote 1.750%12/1$11,000
-8.3%
110.0%0.00%
ENZ  ENZO BIOCHEM INC$7,000
+16.7%
1,8040.0%0.00%
EPZM  EPIZYME INC$2,000
-50.0%
2710.0%0.00%
EQS  EQUUS TOTAL RETURN INC$2,0000.0%1,0680.0%0.00%
ESPR  ESPERION THERAPEUTICS INC NE$47,000
-20.3%
1,2710.0%0.00%
EVBN  EVANS BANCORP INC$3,0000.0%750.0%0.00%
 EXACT SCIENCES CORPnote 0.375% 3/1$6,000
-25.0%
60.0%0.00%
XAN  EXANTAS CAP CORP$15,0000.0%1,2730.0%0.00%
PRID  EXCHANGE LISTED FDS TRinsightshares$3,0000.0%1000.0%0.00%
EXTR  EXTREME NETWORKS INC$2,000
+100.0%
2300.0%0.00%
FSLY  FASTLY INCcl a$14,000
+16.7%
6000.0%0.00%
FATE  FATE THERAPEUTICS INC$12,000
-25.0%
8000.0%0.00%
FQAL  FIDELITY COVINGTON TRqlty fctor etf$3,0000.0%840.0%0.00%
 FINISAR CORPnote 0.500%12/1$57,000
+1.8%
570.0%0.00%
 FIREEYE INCnote 1.000% 6/0$5,0000.0%50.0%0.00%
FCBP  FIRST CHOICE BANCORP$050.0%0.00%
FCF  FIRST COMWLTH FINL CORP PA$55,000
-1.8%
4,1350.0%0.00%
FCCO  FIRST CMNTY CORP S C$10,000
+11.1%
5000.0%0.00%
FDEF  FIRST DEFIANCE FINL CORP$26,000
+4.0%
8820.0%0.00%
FNWB  FIRST NORTHWEST BANCORP$2,0000.0%1000.0%0.00%
SRCE  1ST SOURCE CORP$10,0000.0%2210.0%0.00%
CARZ  FIRST TR EXCHANGE TRADED FDauto index fd$14,0000.0%4260.0%0.00%
FPA  FIRST TR EXCH TRD ALPHA FD Iasia ex japan$5,0000.0%1720.0%0.00%
FCAN  FIRST TR EXCH TRD ALPHA FD Icanada alpha$7,0000.0%3000.0%0.00%
FKU  FIRST TR EXCH TRD ALPHA FD Iunit king alph$1,0000.0%300.0%0.00%
FID  FIRST TR EXCHANGE TRADED FDs&p intl divid$8,0000.0%4500.0%0.00%
DDIV  FIRST TR EXCHANGE TRADED FDdorseywright mom$17,000
+6.2%
6500.0%0.00%
DALI  FIRST TR EXCHANGE TRADED FDdorseywrgt etf$11,0000.0%5320.0%0.00%
FTXR  FIRST TR EXCHANGE TRADED FDnasdaq transn$3,0000.0%1400.0%0.00%
FTXD  FIRST TR EXCHANGE TRADED FDnasdaq retail$5,000
+25.0%
2000.0%0.00%
FTXH  FIRST TR EXCHANGE TRADED FDnasdq phrmtcls$18,000
-5.3%
8880.0%0.00%
FTXG  FIRST TR EXCHANGE TRADED FDnasdq fod bvrg$3,0000.0%1430.0%0.00%
FLXS  FLEXSTEEL INDS INC$44,000
-13.7%
2,9920.0%0.00%
ESGG  FLEXSHARES TRstox glb index$9,0000.0%880.0%0.00%
FLDM  FLUIDIGM CORP DEL$3,000
-57.1%
6000.0%0.00%
 FLUIDIGM CORP DELnote 2.750% 2/0$8,0000.0%80.0%0.00%
FFIC  FLUSHING FINL CORP$4,0000.0%2000.0%0.00%
FELPQ  FORESIGHT ENERGY LP$2,000
-60.0%
6,5850.0%0.00%
FOR  FORESTAR GROUP INC$9,000
-10.0%
5000.0%0.00%
FTVPRA  FORTIVE CORP5% pfd cnv ser a$11,000
-8.3%
120.0%0.00%
FRTA  FORTERRA INC$7,000
+75.0%
9000.0%0.00%
FTSV  FORTY SEVEN INC$2,000
-33.3%
3250.0%0.00%
FET  FORUM ENERGY TECHNOLOGIES IN$0
-100.0%
4380.0%0.00%
FLQH  FRANKLIN TEMPLETON ETF TRlibertyq intl$5,0000.0%2000.0%0.00%
FLQS  FRANKLIN TEMPLETON ETF TRlibertyq us sml$26,0000.0%9500.0%0.00%
FLQM  FRANKLIN TEMPLETON ETF TRlibertyq us mid$9,0000.0%2920.0%0.00%
FRD  FRIEDMAN INDS INC$3,000
-25.0%
5350.0%0.00%
RESI  FRONT YD RESIDENTIAL CORP$12,0000.0%1,0000.0%0.00%
GBL  GAMCO INVESTORS INC$1,0000.0%600.0%0.00%
GCP  GCP APPLIED TECHNOLOGIES INC$26,000
-18.8%
1,3950.0%0.00%
JOB  GEE GROUP INC$0120.0%0.00%
GNCIQ  GNC HLDGS INC$1,0003000.0%0.00%
GCEC  GS FIN CORPetn claymore37$8,0000.0%5240.0%0.00%
GMS  GMS INC$3,0000.0%1150.0%0.00%
GAIA  GAIA INC NEWcl a$20,000
-13.0%
3,0000.0%0.00%
GCI  GANNETT CO INC$11,000
+37.5%
1,0150.0%0.00%
GAM  GENERAL AMERN INVS INC$10,000
+11.1%
2660.0%0.00%
GOOD  GLADSTONE COML CORP$1,0000.0%500.0%0.00%
GSAT  GLOBALSTAR INC$6,000
-14.3%
15,0600.0%0.00%
ARGT  GLOBAL X FDSgb msci ar etf$23,000
-28.1%
1,0000.0%0.00%
ASEA  GLOBAL X FDSgbl x ftse etf$8,000
-11.1%
5250.0%0.00%
NORW  GLOBAL X FDSglbx msci norw$20,000
-9.1%
1,7200.0%0.00%
CHIC  GLOBAL X FDS$15,000
-6.2%
6870.0%0.00%
DAX  GLOBAL X FDSdax germany etf$5,0000.0%2000.0%0.00%
COPX  GLOBAL X FDSglobal x copper$2,000
-33.3%
1330.0%0.00%
GSS  GOLDEN STAR RES LTD CDA$01000.0%0.00%
GV  GOLDFIELD CORP$1,0000.0%5000.0%0.00%
GHYB  GOLDMAN SACHS ETF TRaccess hig yld$5,0000.0%1020.0%0.00%
 GOLDMAN SACHS GROUP INCmtnf 2/1$7,0000.0%70.0%0.00%
 GOLDMAN SACHS BDC INCnote 4.500% 4/0$10,0000.0%100.0%0.00%
GMZ  GOLDMAN SACHS MLP INC OPP FD$15,000
-11.8%
2,1900.0%0.00%
GRC  GORMAN RUPP CO$42,000
+7.7%
1,1990.0%0.00%
GHM  GRAHAM CORP$1,000
-50.0%
750.0%0.00%
GRAM  GRANA Y MONTERO S A Asponsored ads$0180.0%0.00%
GRVY  GRAVITY CO LTDsponsored ads ne$4,000
-33.3%
1220.0%0.00%
AJX  GREAT AJAX CORP$090.0%0.00%
GECC  GREAT ELM CAP CORP$0110.0%0.00%
GEC  GREAT ELM CAP GROUP INC$1,0000.0%2100.0%0.00%
 GREENBRIER COS INCnote 2.875% 2/0$7,0000.0%70.0%0.00%
GSKY  GREENSKY INCcl a$1,000
-66.7%
2500.0%0.00%
GEF  GREIF INCcl a$18,000
+20.0%
4630.0%0.00%
GGM  GUGGENHEIM CR ALLOCATION FD$2,0000.0%1000.0%0.00%
HCKT  HACKETT GROUP INC$13,0000.0%7780.0%0.00%
 HALLIBURTON CO CALLcall$020.0%0.00%
HBB  HAMILTON BEACH BRANDS HLDG C$1,0000.0%500.0%0.00%
HWC  HANCOCK WHITNEY CORPORATION$27,000
-3.6%
6980.0%0.00%
JHS  HANCOCK JOHN INCOME SECS TR$11,0000.0%7500.0%0.00%
HLIT  HARMONIC INC$0500.0%0.00%
HROW  HARROW HEALTH INC$3,000
-25.0%
5000.0%0.00%
HBIO  HARVARD BIOSCIENCE INC$2,000
+100.0%
6700.0%0.00%
HVT  HAVERTY FURNITURE INC$28,000
+16.7%
1,4000.0%0.00%
HLIO  HELIOS TECHNOLOGIES INC$16,000
-15.8%
3970.0%0.00%
HSDT  HELIUS MED TECHNOLOGIES INC$0200.0%0.00%
HTBK  HERITAGE COMMERCE CORP$56,000
-5.1%
4,7870.0%0.00%
 HERCULES CAPITAL INCdbcv 4.375% 2/0$6,0000.0%60.0%0.00%
HRTG  HERITAGE INS HLDGS INC$3,0000.0%1880.0%0.00%
HT  HERSHA HOSPITALITY TR$1,0000.0%700.0%0.00%
CUBA  HERZFELD CARIBBEAN BASIN FD$4,0000.0%5750.0%0.00%
HGV  HILTON GRAND VACATIONS INC$3,0000.0%1040.0%0.00%
HIFS  HINGHAM INSTN SVGS MASS$26,000
-7.1%
1380.0%0.00%
FIXX  HOMOLOGY MEDICINES INC$21,000
-8.7%
1,1470.0%0.00%
HZN  HORIZON GLOBAL CORP$19,000
+5.6%
5,0000.0%0.00%
HOSSQ  HORNBECK OFFSHORE SVCS INC N$03650.0%0.00%
HOV  HOVNANIAN ENTERPRISES INCcl a new$1,000640.0%0.00%
HY  HYSTER YALE MATLS HANDLING Icl a$3,0000.0%600.0%0.00%
IDSY  I D SYSTEMS INC$6,0000.0%1,0690.0%0.00%
IMAC  IMAC HLDGS INC$17,000
-10.5%
4,8000.0%0.00%
ICON  ICONIX BRAND GROUP INC$0600.0%0.00%
INVE  IDENTIV INC$5,0000.0%1,0000.0%0.00%
IMO  IMPERIAL OIL LTD$21,000
-4.5%
8010.0%0.00%
AGGP  INDEXIQ ETF TRiq ench cor pl$11,0000.0%5620.0%0.00%
HFXI  INDEXIQ ETF TRhdgd ftse intl$48,0000.0%2,3150.0%0.00%
GRES  INDEXIQ ETF TRiq glb res etf$25,0000.0%9400.0%0.00%
INFI  INFINITY PHARMACEUTICALS INC$15,000
-42.3%
14,1760.0%0.00%
ISIG  INSIGNIA SYS INC$4,0000.0%3,9000.0%0.00%
INSM  INSMED INC$4,000
-20.0%
2170.0%0.00%
 INPHI CORPnote 1.125%12/0$5,000
+25.0%
30.0%0.00%
 INPHI CORPnote 0.750% 9/0$14,000
+16.7%
110.0%0.00%
INMB  INMUNE BIO INC$1,000
-50.0%
2000.0%0.00%
EPRF  INNOVATOR ETFS TR IIs&p invstmnt grd$10,0000.0%4250.0%0.00%
 INSULET CORPnote 1.250% 9/1$3,000
+50.0%
10.0%0.00%
IDN  INTELLICHECK INC$2,0000.0%4280.0%0.00%
NTLA  INTELLIA THERAPEUTICS INC$44,000
-18.5%
3,2460.0%0.00%
INTG  INTERGROUP CORP$1,000
-50.0%
490.0%0.00%
IBOC  INTERNATIONAL BANCSHARES COR$28,000
+3.7%
7260.0%0.00%
IMXI  INTERNATIONAL MNY EXPRESS IN$3,0000.0%2060.0%0.00%
THM  INTERNATIONAL TOWER HILL MIN$0100.0%0.00%
PHDG  INVESCO ACTIVELY MANAGD ETFs&p500 downsid$8,0000.0%2880.0%0.00%
ADRU  INVESCO BLDRS INDEX FDS TReurope 100 adr$4,0000.0%1850.0%0.00%
FXA  INVESCO CURNCYSHS AUSTRLA DLaustralian dol$58,000
-3.3%
8520.0%0.00%
IVC  INVACARE CORP$3,000
+50.0%
4000.0%0.00%
VLT  INVESCO HIGH INCOME TR II$29,0000.0%2,0000.0%0.00%
VBF  INVESCO BD FD$16,000
+6.7%
8000.0%0.00%
ISTR  INVESTAR HLDG CORP$5,0000.0%2000.0%0.00%
IHTA  INVESCO HIGH INCOME 2024 TAR$11,000
+10.0%
1,0250.0%0.00%
PIN  INVESCO INDIA EXCHG TRED FDindia etf$25,000
-3.8%
1,0360.0%0.00%
EWRE  INVESCO EXCHANGE TRADED FD Ts&p500 eql rel$2,000
+100.0%
500.0%0.00%
EQWL  INVESCO EXCHANGE TRADED FD Ts&p 100 eql wigh$7,0000.0%1260.0%0.00%
PGJ  INVESCO EXCHANGE TRADED FD Tglobal drgn cn$15,000
-6.2%
4150.0%0.00%
PXJ  INVESCO EXCHANGE TRADED FD Tdynmc oil gas$1,0000.0%1150.0%0.00%
PEJ  INVESCO EXCHANGE TRADED FD Tdynmc leisure$32,000
-3.0%
7540.0%0.00%
XSHD  INVESCO EXCHNG TRADED FD TRs&p smlcap hig$8,0000.0%3250.0%0.00%
IDHD  INVESCO EXCHNG TRADED FD TRs&p intl dev$11,0000.0%4000.0%0.00%
SPVU  INVESCO EXCHNG TRADED FD TRs&p 500 enhncd$45,0000.0%1,2930.0%0.00%
TAO  INVESCO EXCHNG TRADED FD TRchina realeste$43,000
-14.0%
1,7350.0%0.00%
PIO  INVESCO EXCHNG TRADED FD TRglobal water$47,0000.0%1,6970.0%0.00%
HAO  INVESCO EXCHNG TRADED FD TRchina small cp$14,000
-6.7%
5860.0%0.00%
PDN  INVESCO EXCHNG TRADED FD TRftse rafi sml$10,0000.0%3270.0%0.00%
IDLB  INVESCO EXCHNG TRADED FD TRftse intl low$12,000
-7.7%
4480.0%0.00%
FRN  INVESCO EXCHNG TRADED FD TRfrontier mkts$36,000
-7.7%
2,6550.0%0.00%
PSCM  INVESCO EXCHNG TRADED FD TRs&p smlcp matl$4,0000.0%820.0%0.00%
RIDV  INVESCO EXCHNG TRADED FD TRcintl ultr dvd r$7,000
-12.5%
3250.0%0.00%
REFA  INVESCO EXCHNG TRADED FD TRinternatnl rev$53,000
-1.9%
2,1800.0%0.00%
REEM  INVESCO EXCHNG TRADED FD TRemerging mkt$4,0000.0%1700.0%0.00%
FXE  INVESCO CURRENCYSHARES EURO$5,0000.0%470.0%0.00%
IEMV  INVESCO EXCHNG TRAD SLF INDEemr mkt db vlu$21,0000.0%7890.0%0.00%
IMFP  INVESCO EXCHNG TRAD SLF INDEmlt ftr cr pls$15,000
+7.1%
5500.0%0.00%
DBS  INVESCO DB MLTI SECTR CMMTYsilver fd$6,0000.0%2600.0%0.00%
DBB  INVESCO DB MLTI SECTR CMMTYbase metals fd$3,0000.0%2000.0%0.00%
ISBC  INVESTORS BANCORP INC NEW$29,0000.0%2,5350.0%0.00%
NVIV  INVIVO THERAPEUTICS HLDGS CO$0
-100.0%
9230.0%0.00%
IO  ION GEOPHYSICAL CORP$0160.0%0.00%
EWO  ISHARES INCmsci austria etf$6,000
-14.3%
3200.0%0.00%
SLVP  ISHARES INCglb silv min etf$44,000
+2.3%
4,6350.0%0.00%
LEMB  ISHARES INCjp morgan em etf$2,0000.0%460.0%0.00%
SCJ  ISHARES INCmsci japn smcetf$030.0%0.00%
ISHG  ISHARES TR3yrtb etf$35,000
-2.8%
4500.0%0.00%
EMIF  ISHARES TRemgr mkt inf etf$3,0000.0%1000.0%0.00%
IEUS  ISHARES TRdevsmcp exna etf$34,000
-2.9%
7040.0%0.00%
EUFN  ISHARES TRmsci euro fl etf$1,0000.0%510.0%0.00%
EIRL  ISHARES TRmsci ireland etf$1,0000.0%220.0%0.00%
EFNL  ISHARES TRmsci finland etf$1,0000.0%300.0%0.00%
EDEN  ISHARES TRmsci denmark etf$1,0000.0%90.0%0.00%
EMBH  ISHARES US ETF TRint rt hd emrg$4,0000.0%1640.0%0.00%
SIZE  ISHARES TRusa size factor$35,0000.0%3830.0%0.00%
 ISIS PHARMACEUTICALS INC DELnote 1.000%11/1$11,000
-8.3%
100.0%0.00%
SDG  ISHARES TRmsci global imp$10,000
+11.1%
1640.0%0.00%
IBMN  ISHARES TRibonds dec 25$56,0000.0%2,0770.0%0.00%
ESML  ISHARES TResg msci usa sml$2,0000.0%580.0%0.00%
ITI  ITERIS INC$1,0000.0%1620.0%0.00%
JAX  J ALEXANDERS HLDGS INC$13,000
+8.3%
1,0690.0%0.00%
JAKK  JAKKS PAC INC$19,000
+18.8%
22,4550.0%0.00%
JMIA  JUMIA TECHNOLOGIES AGsponsored ads$4,000
-73.3%
5500.0%0.00%
KREF  KKR REAL ESTATE FIN TR INC$10,0000.0%4960.0%0.00%
KVHI  KVH INDS INC$3,0000.0%2860.0%0.00%
KDMN  KADMON HLDGS INC$14,000
+27.3%
5,5180.0%0.00%
KNDI  KANDI TECHNOLOGIES GROUP INC$3,0000.0%6000.0%0.00%
KRNY  KEARNY FINL CORP MD$56,000
-1.8%
4,2990.0%0.00%
KELYB  KELLY SVCS INCcl b$070.0%0.00%
KMPH  KEMPHARM INC$1,000
-75.0%
2,0000.0%0.00%
KEGX  KEY ENERGY SVCS INC DEL$030.0%0.00%
KIRK  KIRKLANDS INC$01170.0%0.00%
KEP  KOREA ELECTRIC PWRsponsored adr$2,0000.0%1810.0%0.00%
KURA  KURA ONCOLOGY INC$8,000
-11.1%
4780.0%0.00%
GNSS  LRAD CORP$16,0000.0%4,7600.0%0.00%
LXU  LSB INDS INC$53,000
+32.5%
10,1500.0%0.00%
LKSDQ  LSC COMMUNICATIONS INC$0
-100.0%
2550.0%0.00%
LTS  LADENBURG THALMAN FIN SVCS I$3,000
-25.0%
1,1180.0%0.00%
LBAI  LAKELAND BANCORP INC$7,000
-12.5%
4950.0%0.00%
LARK  LANDMARK BANCORP INC$15,000
-6.2%
6550.0%0.00%
LMRKN  LANDMARK INFRASTRUCTURE LP7% cnv pfd unt c$8,000
+14.3%
3000.0%0.00%
LCI  LANNET INC$1,0000.0%1000.0%0.00%
LOR  LAZARD WORLD DIVID & INCOME$54,000
-6.9%
5,8000.0%0.00%
LEE  LEE ENTERPRISES INC$12,000
-7.7%
6,0000.0%0.00%
INFR  LEGG MASON ETF INVESTMENT TRglobal infstru$67,000
+1.5%
2,1690.0%0.00%
-100.0%
LXRX  LEXICON PHARMACEUTICALS INC$0
-100.0%
3070.0%0.00%
 LIBERTY MEDIA CORPdeb 3.750% 2/1$23,0000.0%320.0%0.00%
LSXMB  LIBERTY MEDIA CORP DELAWARE$18,000
+12.5%
4330.0%0.00%
BATRA  LIBERTY MEDIA CORP DELAWARE$7,0000.0%2520.0%0.00%
 LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1$11,000
+10.0%
90.0%0.00%
 LIBERTY MEDIA CORP DELAWAREnote 1.000% 1/3$14,000
+7.7%
110.0%0.00%
LWAY  LIFEWAY FOODS INC$1,0000.0%3000.0%0.00%
LFVN  LIFEVANTAGE CORP$50,000
+6.4%
3,6090.0%0.00%
LSI  LIFE STORAGE INC$36,000
+9.1%
3420.0%0.00%
LLEXQ  LILIS ENERGY INC$08000.0%0.00%
LLNW  LIMELIGHT NETWORKS INC$13,000
+8.3%
4,3800.0%0.00%
LMNR  LIMONEIRA CO$18,000
-10.0%
1,0000.0%0.00%
LPCN  LIPOCINE INC NEW$3,000
+50.0%
1,1500.0%0.00%
LIVE  LIVE VENTURES INC$1,0000.0%1670.0%0.00%
LORL  LORAL SPACE & COMMUNICATNS I$050.0%0.00%
 LUMENTUM HLDGS INCnote 0.250% 3/1$34,0000.0%290.0%0.00%
 MFA FINL INCnote 6.250% 6/1$36,000
+2.9%
350.0%0.00%
MFV  MFS SPL VALUE TRsh ben int$18,0000.0%3,0500.0%0.00%
MAMS  MAM SOFTWARE GROUP INC$5,000
+25.0%
4000.0%0.00%
MGF  MFS GOVT MKTS INCOME TRsh ben int$31,0000.0%6,6650.0%0.00%
MMAC  MMA CAPITAL HOLDINGS INC$0120.0%0.00%
MRC  MRC GLOBAL INC$0
-100.0%
350.0%0.00%
MSBF  MSB FINL CORP NEW$7,0000.0%4550.0%0.00%
MTBC  MTBC INC$0
-100.0%
1000.0%0.00%
MVO  MV OIL TRtr units$1,0000.0%1000.0%0.00%
MDGL  MADRIGAL PHARMACEUTICALS INC$38,000
-19.1%
4460.0%0.00%
MX  MAGNACHIP SEMICONDUCTOR CORP$13,0000.0%1,3000.0%0.00%
MNKD  MANNKIND CORP$20,000
+25.0%
14,8810.0%0.00%
MARA  MARATHON PATENT GROUP INC$0140.0%0.00%
MRKR  MARKER THERAPEUTICS INC$0180.0%0.00%
MBII  MARRONE BIO INNOVATIONS INC$6,0000.0%4,0000.0%0.00%
MCFT  MASTERCRAFT BOAT HLDGS INC$9,000
-30.8%
6440.0%0.00%
MTNB  MATINAS BIOPHARMA HLDGS INC$3,0000.0%4,0000.0%0.00%
MXL  MAXLINEAR INC$26,000
-3.7%
1,1990.0%0.00%
MEC  MAYVILLE ENGINEERING CO INC$14,000
-6.7%
1,0800.0%0.00%
MKCV  MCCORMICK & CO INC$5,0000.0%330.0%0.00%
MEET  MEET GROUP INC$1,0000.0%2000.0%0.00%
MLNTQ  MELINTA THERAPEUTICS INC$0140.0%0.00%
EBSB  MERIDIAN BANCORP INC MD$8,0000.0%4170.0%0.00%
CXH  MFS INVT GRADE MUN TRsh ben int$12,0000.0%1,2330.0%0.00%
 MICROSOFT CORP CALLcall$34,000
+9.7%
80.0%0.00%
MSTR  MICROSTRATEGY INCcl a new$12,0000.0%880.0%0.00%
 MICROCHIP TECHNOLOGY INCnote 1.625% 2/1$18,000
+12.5%
140.0%0.00%
 MICROBOT MED INC$020.0%0.00%
MCEP  MID CON ENERGY PARTNERS LP$6,000
-14.3%
16,0000.0%0.00%
MLND  MILLENDO THERAPEUTICS INC$030.0%0.00%
MRTX  MIRATI THERAPEUTICS INC$040.0%0.00%
MKGI  MONAKER GROUP INC$23,000
-23.3%
10,0000.0%0.00%
TYPE  MONOTYPE IMAGING HOLDINGS IN$64,000
+18.5%
3,2400.0%0.00%
 MORGAN STANLEY CALLcall$14,000
-6.7%
400.0%0.00%
MLPY  MORGAN STANLEYcushng mlp etn$8,000
-11.1%
1,5000.0%0.00%
MOTS  MOTUS GI HLDGS INC$2,000
-33.3%
1,0000.0%0.00%
COOP  MR COOPER GROUP INC$1,0000.0%1070.0%0.00%
MYOK  MYOKARDIA INC$10,000
+11.1%
1890.0%0.00%
NBTB  NBT BANCORP INC$18,000
-5.3%
5160.0%0.00%
NL  NL INDS INC$0130.0%0.00%
NC  NACCO INDS INCcl a$3,0000.0%500.0%0.00%
NK  NANTKWEST INC$1,0000.0%6150.0%0.00%
NHLD  NATIONAL HOLDINGS CORP$1,0000.0%1960.0%0.00%
NPK  NATIONAL PRESTO INDS INC$3,0000.0%290.0%0.00%
NATR  NATURES SUNSHINE PRODUCTS IN$27,000
-10.0%
3,2000.0%0.00%
NTUS  NATUS MEDICAL INC$6,000
+20.0%
2000.0%0.00%
NEOS  NEOS THERAPEUTICS INC$19,000
+11.8%
13,0000.0%0.00%
UEPS  NET 1 UEPS TECHNOLOGIES INC$6,000
-14.3%
1,7100.0%0.00%
NETE  NET ELEMENT INC$14,0000.0%3,0000.0%0.00%
NHS  NEUBERGER BERMAN HGH YLD FD$6,0000.0%5000.0%0.00%
STIM  NEURONETICS INC$16,000
-33.3%
1,8900.0%0.00%
 NEW RELIC INCnote 0.500% 5/0$9,000
-18.2%
100.0%0.00%
NWS  NEWS CORP NEWcl b$26,0000.0%1,8260.0%0.00%
NXGN  NEXTGEN HEALTHCARE INC$55,000
-21.4%
3,5220.0%0.00%
-100.0%
NDLS  NOODLES & CO$1,000
-50.0%
2500.0%0.00%
NMT  NUVEEN MASSACHUSETS QLT MUN$17,000
+6.2%
1,2000.0%0.00%
NUW  NUVEEN AMT-FREE MUN VALUE FD$17,000
-5.6%
1,0500.0%0.00%
 NUVASIVE INCnote 2.250% 3/1$5,000
+25.0%
40.0%0.00%
NMS  NUVEEN MINESOTA QLT MUN INC$4,0000.0%3100.0%0.00%
NPN  NUVEEN PA MUN VALUE FD$30,000
-3.2%
2,1200.0%0.00%
NEV  NUVEEN ENHANCED MUN VALUE FD$25,0000.0%1,7500.0%0.00%
JMT  NUVEEN MTG OPPTY TERM FD 2$14,0000.0%6230.0%0.00%
JMM  NUVEEN MULTI MKT INCOME FD$4,0000.0%5330.0%0.00%
JPT  NUVEEN PFD & INCOME 2022 TER$24,0000.0%1,0000.0%0.00%
JEMD  NUVEEN EMERGING MKTS DEBT 20$9,0000.0%1,0000.0%0.00%
NXTD  NXT ID INC$2,0000.0%2,8700.0%0.00%
 OSI SYSTEMS INCnote 1.250% 9/0$7,0000.0%60.0%0.00%
OCSI  OAKTREE STRATEGIC INCOME COR$8,0000.0%1,0000.0%0.00%
 OASIS PETE INC NEWnote 2.625% 9/1$1,000
-50.0%
20.0%0.00%
OPTT  OCEAN PWR TECHNOLOGIES INC$01000.0%0.00%
OCN  OCWEN FINL CORP$02000.0%0.00%
OMEX  ODYSSEY MARINE EXPLORATION I$2,000
-33.3%
5320.0%0.00%
ODC  OIL DRI CORP AMER$9,0000.0%2500.0%0.00%
OPOF  OLD POINT FINL CORP$36,000
+9.1%
1,5120.0%0.00%
ZEUS  OLYMPIC STEEL INC$1,0000.0%650.0%0.00%
OMN  OMNOVA SOLUTIONS INC$8,000
+60.0%
7980.0%0.00%
 ON SEMICONDUCTOR CORPnote 1.000%12/0$23,0000.0%190.0%0.00%
ONCS  ONCOSEC MED INC$0650.0%0.00%
TURN  180 DEGREE CAP CORP$6,0000.0%2,9600.0%0.00%
OCX  ONCOCYTE CORPORATION$4,0000.0%1,4970.0%0.00%
FLWS  FLWS/1-800 FLOWERScl a$5,000
-16.7%
3220.0%0.00%
OSS  ONE STOP SYS INC$6,000
+100.0%
2,0000.0%0.00%
OPTN  OPTINOSE INC$2,0000.0%3250.0%0.00%
ORGS  ORGENESIS INC$9,0000.0%2,1000.0%0.00%
OSN  OSSEN INNOVATION CO LTDsponsored adr ne$54,000
+86.2%
15,0000.0%0.00%
PCSB  PCSB FINL CORP$050.0%0.00%
 PDL BIOPHARMA INCnote 2.750%12/0$8,0000.0%80.0%0.00%
NRGX  PIMCO ENRGY TACTICAL CR OPP$35,000
-10.3%
2,0000.0%0.00%
PMBC  PACIFIC MERCANTILE BANCORP$38,000
-7.3%
5,0000.0%0.00%
PHX  PANHANDLE OIL AND GAS INCcl a$62,000
+8.8%
4,4000.0%0.00%
PAR  PAR TECHNOLOGY CORP$12,000
-14.3%
5000.0%0.00%
PKBK  PARKE BANCORP INC$52,000
-7.1%
2,3390.0%0.00%
PTNR  PARTNER COMMUNICATIONS CO LTadr$3,0000.0%6800.0%0.00%
PVAC  PENN VA CORP NEW$040.0%0.00%
 PENNYMAC CORPnote 5.375% 5/0$7,0000.0%70.0%0.00%
PEBK  PEOPLES BANCORP N C INC$8,0000.0%2750.0%0.00%
PUB  PEOPLES UTAH BANCORP$42,000
-4.5%
1,5000.0%0.00%
PRT  PERMROCK ROYALTY TRUSTtr unit$2,0000.0%2000.0%0.00%
PSNL  PERSONALIS INC$1,000
-66.7%
1000.0%0.00%
PHIO  PHIO PHARMACEUTICALS CORP$030.0%0.00%
PLAB  PHOTRONICS INC$2,000
+100.0%
1790.0%0.00%
PLL  PIEDMONT LITHIUM LTDsponsored ads$2,000
-50.0%
3000.0%0.00%
PLG  PLATINUM GROUP METALS LTD$3,000
+50.0%
1,7450.0%0.00%
PTMN  PORTMAN RIDGE FIN CORP$15,0000.0%6,6750.0%0.00%
PBPB  POTBELLY CORP$1,0000.0%2000.0%0.00%
PQG  PQ GROUP HLDGS INC$080.0%0.00%
PRPO  PRECIPIO INC$020.0%0.00%
PDS  PRECISION DRILLING CORP$2,000
-50.0%
2,0000.0%0.00%
 PRICELINE GRP INCnote 0.350% 6/1$8,0000.0%60.0%0.00%
 PRICELINE GRP INCnote 0.900% 9/1$20,000
+5.3%
170.0%0.00%
CLIX  PROSHARES TRlong online shrt$5,0000.0%1000.0%0.00%
OILK  PROSHARES TRk1 fre crd oil$43,000
-4.4%
2,1500.0%0.00%
TOLZ  PROSHARES TRdj brkfld glb$15,0000.0%3430.0%0.00%
EUDV  PROSHARES TRmsci eur div$11,000
-8.3%
2750.0%0.00%
BIB  PROSHARES TR$9,000
-10.0%
2000.0%0.00%
UPW  PROSHARES TR$36,000
+16.1%
5210.0%0.00%
DIG  PROSHARES TR$25,000
-16.7%
1,0600.0%0.00%
UCC  PROSHARES TR$41,000
-2.4%
3750.0%0.00%
UGE  PROSHARES TR$24,000
+4.3%
5020.0%0.00%
SAA  PROSHARES TR$24,0000.0%2500.0%0.00%
ZSL  PROSHARES TR II$9,000
-25.0%
3200.0%0.00%
VIXM  PROSHARES TR IIvix mdtrm futr n$11,000
+10.0%
4780.0%0.00%
YCS  PROSHARES TR IIultrashort yen n$030.0%0.00%
EUO  PROSHARES TR IIultrashrt euro$14,000
+7.7%
5090.0%0.00%
HDG  PROSHARES TRhd replication$1,0000.0%160.0%0.00%
TBF  PROSHARES TRshrt 20+yr tre$4,0000.0%1950.0%0.00%
 PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1$3,0000.0%30.0%0.00%
PTVCB  PROTECTIVE INS CORPcl b$080.0%0.00%
PROV  PROVIDENT FINL HLDGS INC$20,0000.0%9420.0%0.00%
PLSE  PULSE BIOSCIENCES INC$20,000
+17.6%
1,2750.0%0.00%
PCYO  PURECYCLE CORP$4,0000.0%4000.0%0.00%
 PURE STORAGE INCnote 0.125% 4/1$5,0000.0%50.0%0.00%
QADA  QAD INCcl a$3,000
+50.0%
580.0%0.00%
 Q2 HLDGS INCnote 0.750% 2/1$4,0000.0%30.0%0.00%
 QUALCOMM INC CALLcall$27,000
-12.9%
300.0%0.00%
QBAK  QUALSTAR CORP$3,0000.0%5000.0%0.00%
QRHC  QUEST RESOURCE HLDG CORP$1,0000.0%3750.0%0.00%
QUIK  QUICKLOGIC CORP$1,000
-50.0%
3,1540.0%0.00%
QHCCQ  QUORUM HEALTH CORP$12,000
-14.3%
10,0760.0%0.00%
QTT  QUTOUTIAO INC$4,000
-20.0%
1,2000.0%0.00%
RGCO  RGC RES INC$29,000
-3.3%
9800.0%0.00%
RTIX  RTI SURGICAL HOLDINGS INC$3,000
-25.0%
1,0000.0%0.00%
RDN  RADIAN GROUP INC$58,0000.0%2,4980.0%0.00%
RLGT  RADIANT LOGISTICS INC$10,000
-16.7%
2,0000.0%0.00%
RDUS  RADIUS HEALTH INC$27,000
+12.5%
1,0130.0%0.00%
RDNT  RADNET INC$0220.0%0.00%
RYAM  RAYONIER ADVANCED MATLS INC$5,000
-44.4%
1,3390.0%0.00%
LEAD  REALITY SHS ETF TRdivcn ldrs etf$8,0000.0%2250.0%0.00%
 REDWOOD TR INCnote 4.750% 8/1$11,0000.0%110.0%0.00%
RGS  REGIS CORP MINN$0150.0%0.00%
REPL  REPLIMUNE GROUP INC$14,000
-6.7%
1,0000.0%0.00%
FRBK  REPUBLIC FIRST BANCORP INC$23,000
-14.8%
5,5000.0%0.00%
REFR  RESEARCH FRONTIERS INC$9,000
-10.0%
2,9000.0%0.00%
RESN  RESONANT INC$20,000
+25.0%
6,8000.0%0.00%
RGP  RESOURCES CONNECTION INC$1,0000.0%730.0%0.00%
HAIR  RESTORATION ROBOTICS INC$5,0000.0%8,0000.0%0.00%
REXN  REXAHN PHARMACEUTICALS INC$0230.0%0.00%
RYTM  RHYTHM PHARMACEUTICALS INC$4,0000.0%2000.0%0.00%
RBBN  RIBBON COMMUNICATIONS INC$0200.0%0.00%
RIBT  RICEBRAN TECHNOLOGIES$0300.0%0.00%
RMRM  RMR REAL ESTATE INCOME FUND$2,0000.0%1000.0%0.00%
RRTS  ROADRUNNER TRANSN SYS INC$2,0000.0%2230.0%0.00%
ROAN  ROAN RES INC$01000.0%0.00%
RMTI  ROCKWELL MED INC$4,0000.0%1,2000.0%0.00%
RCKY  ROCKY BRANDS INC$25,000
+25.0%
7500.0%0.00%
RGT  ROYCE GLOBAL VALUE TR INC$5,0000.0%4940.0%0.00%
RUBI  RUBICON PROJ INC$28,000
+33.3%
3,2500.0%0.00%
RYI  RYERSON HLDG CORP$4,0000.0%5000.0%0.00%
RLY  SSGA ACTIVE ETF TRmult ass rlrtn$1,0000.0%550.0%0.00%
GAL  SSGA ACTIVE ETF TRglobl allo etf$39,000
+2.6%
1,0000.0%0.00%
SPHY  SPDR SERIES TRUSTportfli high yld$1,0000.0%440.0%0.00%
SAFE  SAFEHOLD INC$59,0000.0%1,9500.0%0.00%
SALM  SALEM MEDIA GROUP INCcl a$7,000
-36.4%
4,5000.0%0.00%
SJT  SAN JUAN BASIN RTY TRunit ben int$26,000
-21.2%
8,6000.0%0.00%
SAND  SANDSTORM GOLD LTD$33,0000.0%5,9790.0%0.00%
SCHN  SCHNITZER STL INDScl a$4,000
-20.0%
2000.0%0.00%
SCHK  SCHWAB STRATEGIC TR1000 index etf$11,000
+10.0%
3610.0%0.00%
SCYX  SCYNEXIS INC$2,000
-33.3%
2,0000.0%0.00%
SEB  SEABOARD CORP$48,000
+4.3%
110.0%0.00%
SBCF  SEACOAST BKG CORP FLA$12,0000.0%4600.0%0.00%
EYES  SECOND SIGHT MED PRODS INC$1,0000.0%8660.0%0.00%
EYESW  SECOND SIGHT MED PRODS INC*w exp 03/06/202$03660.0%0.00%
 SELECT SECTOR SPDR TR CALLcall$11,000
-8.3%
1000.0%0.00%
SEEL  SEELOS THERAPEUTICS INC$0180.0%0.00%
SELB  SELECTA BIOSCIENCES INC$2,0000.0%1,0000.0%0.00%
SREPRA  SEMPRA ENERGY6% pfd conv a$7,0000.0%600.0%0.00%
SNES  SENESTECH INC$1,000
-50.0%
1,0000.0%0.00%
SVBI  SEVERN BANCORP ANNAPOLIS MD$24,000
-7.7%
3,0000.0%0.00%
SHSP  SHARPSPRING INC$58,000
-25.6%
6,0000.0%0.00%
-100.0%
SWAV  SHOCKWAVE MED INC$30,000
-46.4%
9850.0%0.00%
SBGL  SIBANYE STILLWATERsponsored adr$13,000
+8.3%
2,4310.0%0.00%
BSRR  SIERRA BANCORP$48,000
-2.0%
1,8000.0%0.00%
SIEN  SIENTRA INC$0310.0%0.00%
SILK  SILK ROAD MEDICAL INC$53,000
-32.1%
1,6170.0%0.00%
-100.0%
 SILVER STD RES INCnote 2.875% 2/0$3,0000.0%30.0%0.00%
SOGO  SOGOU INCadr repstg a$0500.0%0.00%
 SOLARCITY CORPnote 1.625%11/0$3,0000.0%30.0%0.00%
SLDB  SOLID BIOSCIENCES INC$4,000
+100.0%
3650.0%0.00%
SPHS  SOPHIRIS BIO INC$4,000
-20.0%
6,0000.0%0.00%
SRNE  SORRENTO THERAPEUTICS INC$0850.0%0.00%
BID  SOTHEBYS$25,000
-3.8%
4390.0%0.00%
SJIU  SOUTH JERSEY INDS INCunit 99/99/9999$10,000
-9.1%
2000.0%0.00%
SBSI  SOUTHSIDE BANCSHARES INC$51,000
+6.2%
1,4860.0%0.00%
SPKE  SPARK ENERGY INC$1,0000.0%620.0%0.00%
SPPP  SPROTT PHYSICAL PLAT PALLADunit$3,0000.0%2180.0%0.00%
 SQUARE INCnote 0.500% 5/1$11,000
-8.3%
100.0%0.00%
SWP  STANLEY BLACK & DECKER INCunit 05/15/2020$4,0000.0%430.0%0.00%
STML  STEMLINE THERAPEUTICS INC$13,000
-31.6%
1,2090.0%0.00%
STRT  STRATTEC SEC CORP$4,000
-33.3%
2220.0%0.00%
STRM  STREAMLINE HEALTH SOLUTIONS$1,000
-50.0%
1,0000.0%0.00%
SSBI  SUMMIT ST BK SANTA ROSA CALI$1,0000.0%1250.0%0.00%
SNSS  SUNESIS PHARMACEUTICALS INC$01830.0%0.00%
STG  SUNLANDS TECHNOLOGY GROUPads$2,0000.0%8400.0%0.00%
 SUNPOWER CORPdbcv 4.000% 1/1$6,0000.0%60.0%0.00%
SDPI  SUPERIOR DRILLING PRODS INC$9,000
-10.0%
9,6000.0%0.00%
SGC  SUPERIOR GRP OF COMPANIES IN$3,0000.0%1810.0%0.00%
STRO  SUTRO BIOPHARMA INC$2,0000.0%2000.0%0.00%
GRU  SWEDISH EXPT CR CORPmlcx grn etn23$1,0000.0%2500.0%0.00%
RJA  SWEDISH EXPT CR CORProg agri etn22$11,000
-8.3%
2,1470.0%0.00%
SYN  SYNTHETIC BIOLOGICS INC$04210.0%0.00%
 TPG SPECIALTY LENDING INCnote 4.500% 8/0$24,0000.0%230.0%0.00%
TRTX  TPG RE FIN TR INC$7,0000.0%3530.0%0.00%
TTMI  TTM TECHNOLOGIES INC$8,000
+14.3%
6090.0%0.00%
TLC  TAIWAN LIPOSOME CO LTDsponsored ads$3,0000.0%5000.0%0.00%
TALO  TALOS ENERGY INC$1,0000.0%420.0%0.00%
TALOWS  TALOS ENERGY INC*w exp 02/28/202$01530.0%0.00%
TRX  TANZANIAN GOLD CORP$53,000
-8.6%
67,6000.0%0.00%
TGB  TASEKO MINES LTD$2,0000.0%4,6400.0%0.00%
TCCO  TECHNICAL COMMUNICATIONS COR$3,000
-25.0%
1,0000.0%0.00%
 TENAX THERAPEUTICS INC$4,0000.0%3,0650.0%0.00%
 TERADYNE INCnote 1.250%12/1$2,0000.0%10.0%0.00%
 TESLA INCnote 1.250% 3/0$14,000
+7.7%
140.0%0.00%
 TESLA INCnote 2.000% 5/1$6,0000.0%60.0%0.00%
TDWWSA  TIDEWATER INC NEW*w exp 07/31/202$01180.0%0.00%
TDWWSB  TIDEWATER INC NEW*w exp 07/31/202$01300.0%0.00%
TDWWS  TIDEWATER INC NEW*w exp 11/24/202$0410.0%0.00%
TMST  TIMKENSTEEL CORP$4,0000.0%4740.0%0.00%
TTNP  TITAN PHARMACEUTICALS INC DE$03500.0%0.00%
TMP  TOMPKINS FINANCIAL CORPORATI$60,0000.0%7400.0%0.00%
 TRANSOCEAN INCdeb 0.500% 1/3$4,000
-20.0%
50.0%0.00%
TREC  TRECORA RES$48,000
-5.9%
5,3000.0%0.00%
TRVN  TREVENA INC$17,0000.0%17,0000.0%0.00%
TCBK  TRICO BANCSHARES$11,0000.0%3010.0%0.00%
TMQ  TRILOGY METALS INC NEW$0170.0%0.00%
TRT  TRIO TECH INTL$52,000
+23.8%
14,4330.0%0.00%
TRUE  TRUECAR INC$1,0000.0%2150.0%0.00%
TPB  TURNING PT BRANDS INC$5,000
-50.0%
2000.0%0.00%
TRQ  TURQUOISE HILL RES LTD$3,000
-57.1%
6,0000.0%0.00%
HEAR  TURTLE BEACH CORP$7,0000.0%5600.0%0.00%
VNET  21VIANET GROUP INCsponsored ads a$2,0000.0%3000.0%0.00%
TWST  TWIST BIOSCIENCE CORP$5,000
-16.7%
2000.0%0.00%
TRCB  TWO RIV BANCORP$7,000
+40.0%
3150.0%0.00%
 II VI INCnote 0.250% 9/0$44,000
-2.2%
430.0%0.00%
UFPT  UFP TECHNOLOGIES INC$18,0000.0%4440.0%0.00%
MORL  UBS AG LONDON BRHetracs mth2xre$6,0000.0%4000.0%0.00%
UMH  UMH PPTYS INC$35,000
+12.9%
2,5000.0%0.00%
UNB  UNION BANKSHARES INC$1,0000.0%250.0%0.00%
UBOH  UNITED BANCSHARES INC OHIO$28,0000.0%1,4000.0%0.00%
UBCP  UNITED BANCORP INC OHIO$14,0000.0%1,2080.0%0.00%
USEG  U S ENERGY CORP WYO$0830.0%0.00%
USL  UNITED STS 12 MONTH OIL FD Lunit ben int$0
-100.0%
240.0%0.00%
UEIC  UNIVERSAL ELECTRS INC$34,000
+21.4%
6810.0%0.00%
USAP  UNIVERSAL STAINLESS & ALLOY$6,0000.0%3700.0%0.00%
ULH  UNIVERSAL LOGISTICS HLDGS IN$5,000
+25.0%
2000.0%0.00%
ECOL  US ECOLOGY INC$53,000
+8.2%
8280.0%0.00%
VTVT  VTV THERAPEUTICS INCcl a$6,0000.0%4,0000.0%0.00%
VCNX  VACCINEX INC$6,000
+50.0%
8000.0%0.00%
LFEQ  VANECK VECTORS ETF TRndr cmg ln flt$39,0000.0%1,4000.0%0.00%
SLX  VANECK VECTORS ETF TRsteel etf$23,000
-11.5%
6800.0%0.00%
EVX  VANECK VECTORS ETF TRenvironmental sv$9,0000.0%870.0%0.00%
SMOG  VANECK VECTORS ETF TRlow carbn energy$23,0000.0%3650.0%0.00%
YMLI  VANECK VECTORS ETF TR$14,000
-12.5%
1,3750.0%0.00%
CRAK  VANECK VECTORS ETF TRoil refiners etf$6,0000.0%2250.0%0.00%
MOTI  VANECK VECTORS ETF TRmorningstar intl$17,0000.0%5440.0%0.00%
NLR  VANECK VECTORS ETF TRuranium nuclear$5,000
-16.7%
1140.0%0.00%
BRF  VANECK VECTORS ETF TRbrazil small cp$1,0000.0%370.0%0.00%
IDX  VANECK VECTORS ETF TRindonesia index$13,000
-7.1%
5850.0%0.00%
VFMF  VANGUARD WELLINGTON FDus multifactor$6,0000.0%800.0%0.00%
VECO  VEECO INSTRS INC DEL$2,0000.0%2000.0%0.00%
VEC  VECTRUS INC$1,0000.0%570.0%0.00%
VSTM  VERASTEM INC$17,000
-22.7%
14,1180.0%0.00%
VERB  VERB TECHNOLOGY CO INC$1,000
-66.7%
1,3870.0%0.00%
 VERINT SYS INCnote 1.500% 6/0$6,0000.0%60.0%0.00%
VCEL  VERICEL CORP$41,000
-18.0%
2,6520.0%0.00%
VERI  VERITONE INC$3,000
-62.5%
1,0000.0%0.00%
VRML  VERMILLION INC$5,000
-44.4%
10,0000.0%0.00%
VVI  VIAD CORP$3,0000.0%420.0%0.00%
VIA  VIACOM INC NEWcl a$3,0000.0%1030.0%0.00%
 VIAVI SOLUTIONS INCnote 1.000% 3/0$14,000
+7.7%
110.0%0.00%
VCTR  VICTORY CAP HLDGS INC$20,000
-13.0%
1,3150.0%0.00%
VTSI  VIRTRA INC$3,0000.0%1,1500.0%0.00%
VSTWSA  VISTRA ENERGY CORP*w exp 02/02/202$01220.0%0.00%
VVUSQ  VIVUS INC$1,0000.0%2500.0%0.00%
IHD  VOYA EMERGING MKTS HIGH DIVI$52,000
-7.1%
7,2000.0%0.00%
WSBF  WATERSTONE FINL INC MD$23,0000.0%1,3600.0%0.00%
WSTG  WAYSIDE TECHNOLOGY GROUP INC$2,000
+100.0%
1000.0%0.00%
WMK  WEIS MKTS INC$11,000
+10.0%
2880.0%0.00%
WTBA  WEST BANCORPORATION INCcap stk$14,0000.0%6440.0%0.00%
WABC  WESTAMERICA BANCORPORATION$5,0000.0%790.0%0.00%
MMU  WESTERN ASST MNGD MUN FD INC$21,000
+5.0%
1,4930.0%0.00%
WIA  WESTERN ASST INFLTN LKD INM$12,0000.0%1,0670.0%0.00%
IGI  WESTERN ASSET INVT GRADE DEF$5,000
+25.0%
2120.0%0.00%
WRN  WESTERN COPPER & GOLD CORP$06000.0%0.00%
WINA  WINMARK CORP$9,0000.0%540.0%0.00%
WTMF  WISDOMTREE TRfutre strat fd$17,0000.0%4450.0%0.00%
CYB  WISDOMTREE TRchinese yuan fd$15,0000.0%6090.0%0.00%
DXGE  WISDOMTREE TRgermany hedeq fd$30,0000.0%1,0000.0%0.00%
DXJS  WISDOMTREE TRjpn scap hdg eqt$4,0000.0%1000.0%0.00%
QSY  WISDOMTREE TRus qlt shrhd yld$44,000
+2.3%
5000.0%0.00%
DIM  WISDOMTREE TRintl midcap dv$49,000
-3.9%
8190.0%0.00%
DTH  WISDOMTREE TRitl high div fd$4,000
-20.0%
1140.0%0.00%
SFHY  WISDOMTREE TRus shrt trm high$8,0000.0%1590.0%0.00%
DDWM  WISDOMTREE TRcurrncy int eq$6,0000.0%1970.0%0.00%
EUSC  WISDOMTREE TReur hdg smlcap$3,0000.0%1000.0%0.00%
 WORKDAY INCnote 0.250%10/0$13,000
-13.3%
100.0%0.00%
 XILINX INC CALLcall$3,000
-86.4%
150.0%0.00%
XIN  XINYUAN REAL ESTATE CO LTDspons adr$0190.0%0.00%
YRCW  YRC WORLDWIDE INC$2,0000.0%5460.0%0.00%
ZLAB  ZAI LAB LTDadr$2,000
-33.3%
750.0%0.00%
 ZENDESK INCnote 0.250% 3/1$5,000
-16.7%
40.0%0.00%
ZSAN  ZOSANO PHARMA CORP$2,000
-50.0%
1,1000.0%0.00%
EURN  EURONAV NV ANTWERPEN$22,000
-4.3%
2,4000.0%0.00%
ARCO  ARCOS DORADOS HOLDINGS INC$8,000
-11.1%
1,1480.0%0.00%
AXGT  AXOVANT GENE THERAPIES LTD$0800.0%0.00%
CMCL  CALEDONIA MNG CORP PLC$0400.0%0.00%
CBPO  CHINA BIOLOGIC PRODS HLDGS I$11,000
+10.0%
1000.0%0.00%
GSM  FERROGLOBE PLC$0
-100.0%
6280.0%0.00%
FRO  FRONTLINE LTD$0600.0%0.00%
CO  GLOBAL CORD BLOOD CORPORATIO$1,0000.0%1300.0%0.00%
GOGL  GOLDEN OCEAN GROUP LTD$0200.0%0.00%
NBRPRA  NABORS INDUSTRIES LTD6% pfd cnv sr a$6,000
-25.0%
3750.0%0.00%
QTNT  QUOTIENT LTD$8,000
-11.1%
1,0000.0%0.00%
TBPH  THERAVANCE BIOPHARMA INC$0100.0%0.00%
TROX  TRONOX HOLDINGS PLC$1,000
-50.0%
1720.0%0.00%
TNP  TSAKOS ENERGY NAVIGATION LTD$11,000
-8.3%
3,5750.0%0.00%
CSTE  CAESARSTONE LTD$1,000310.0%0.00%
CHEK  CHECK CAP LTD$01670.0%0.00%
CGEN  COMPUGEN LTDord$5,0000.0%1,2590.0%0.00%
MDWD  MEDIWOUND LTD$2,0000.0%4030.0%0.00%
 PERION NETWORK LTD$0470.0%0.00%
RADA  RADA ELECTR INDS LTD$5,000
+66.7%
1,0000.0%0.00%
AFMD  AFFIMED N V$1,0000.0%4250.0%0.00%
FI  FRANKS INTL N V$6,000
-14.3%
1,2150.0%0.00%
SVA  SINOVAC BIOTECH LTD$01,3620.0%0.00%
MMYT  MAKEMYTRIP LIMITED MAURITIUS$0190.0%0.00%
ASC  ARDMORE SHIPPING CORP$1,0000.0%1000.0%0.00%
CPLP  CAPITAL PRODUCT PARTNERS L Ppartnershp units$6,0000.0%5590.0%0.00%
DSSI  DIAMOND S SHIPPING INC$3,000
-25.0%
2770.0%0.00%
LPG  DORIAN LPG LTD$2,0000.0%2000.0%0.00%
GIGM  GIGAMEDIA LTD$0200.0%0.00%
HMLP  HOEGH LNG PARTNERS LP$35,000
-10.3%
2,2390.0%0.00%
NVGS  NAVIGATOR HOLDINGS LTD$1,0000.0%830.0%0.00%
NNA  NAVIOS MARITIME ACQUIS CORP$1,0000.0%1210.0%0.00%
SB  SAFE BULKERS INC$1,0000.0%7000.0%0.00%
TOO  TEEKAY OFFSHORE PARTNERS L Ppartnership un$01000.0%0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2019-11-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR15Q4 20194.4%
VANGUARD INDEX FDS15Q4 20193.2%
APPLE INC15Q4 20192.3%
VANGUARD TAX MANAGED INTL FD15Q4 20192.2%
VANGUARD INDEX FDS15Q4 20191.8%
SPDR S&P 500 ETF TR15Q4 20192.3%
ISHARES TR15Q4 20192.5%
ISHARES TR15Q4 20191.6%
ISHARES TR15Q4 20191.4%
VANGUARD CHARLOTTE FDS15Q4 20191.5%

View Advisor Group, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2020-02-12
13F-HR2019-11-13
13F-HR2019-07-31
13F-HR2019-05-09
13F-HR2019-02-11
13F-HR2018-11-14
13F-HR2018-08-13
13F-HR2018-05-15
13F-HR2018-02-14
13F-HR2017-11-06

View Advisor Group, Inc.'s complete filings history.

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