Advisor Group, Inc. - Q3 2018 holdings

$9.92 Billion is the total value of Advisor Group, Inc.'s 15305 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 14.8% .

 Value Shares↓ Weighting
WFCPRL  WELLS FARGO CO NEWperp pfd cnv a$1,183,000
+2.4%
9170.0%0.01%
-25.0%
IQLT  ISHARES TRintl qlty factor$582,000
+2.6%
19,7050.0%0.01%
-25.0%
VBTX  VERITEX HLDGS INC$616,000
-9.1%
21,8090.0%0.01%
-33.3%
 PROSPECT CAPITAL CORPORATIONnote 5.875% 1/1$468,000
-1.1%
4660.0%0.01%
-28.6%
ESBA  EMPIRE ST RLTY OP L Punit ltd prtnsp$537,000
-2.4%
32,2040.0%0.01%
-37.5%
RFCI  ALPS ETF TRriverfront dym$390,000
-0.3%
16,3510.0%0.00%
-20.0%
AEGN  AEGION CORP$355,000
-1.7%
14,0100.0%0.00%
-20.0%
JDD  NUVEEN DIVERSIFIED DIV INCM$264,000
-6.7%
24,2100.0%0.00%
-25.0%
CG  CARLYLE GROUP L P$298,000
+6.0%
13,1720.0%0.00%
-25.0%
VPV  INVESCO PA VALUE MUN INCOME$339,000
-0.6%
28,4880.0%0.00%
-40.0%
BUSE  FIRST BUSEY CORP$154,000
-1.9%
4,9600.0%0.00%0.0%
DUSA  DAVIS FUNDAMENTAL ETF TRselect us eqty$228,000
+5.1%
9,0000.0%0.00%
-33.3%
ACV  ALLIANZGI DIVERS INC & CNV F$170,000
+7.6%
6,8600.0%0.00%0.0%
IQI  INVESCO QUALITY MUNI INC TRS$178,000
-2.7%
15,3570.0%0.00%
-33.3%
FISK  EMPIRE ST RLTY OP L Punit ltd prt 250$196,000
-4.4%
12,0300.0%0.00%
-33.3%
UHT  UNIVERSAL HEALTH RLTY INCM Tsh ben int$152,000
+15.2%
2,0490.0%0.00%0.0%
SPBO  SPDR SERIES TRUSTblombrg brc corp$165,000
-0.6%
5,3500.0%0.00%0.0%
JHSC  JOHN HANCOCK EXCHANGE TRADEDmultifactr sml$215,000
+3.4%
7,7000.0%0.00%
-33.3%
IRR  VOYA RISK MANAGED NAT RES FD$150,000
+0.7%
23,5280.0%0.00%0.0%
IWX  ISHARES TRrus tp200 vl etf$219,000
+4.8%
4,0950.0%0.00%
-33.3%
TWIN  TWIN DISC INC$196,000
-7.1%
8,5000.0%0.00%
-33.3%
IBMH  ISHARES TRibonds sep19 etf$174,0000.0%6,8620.0%0.00%0.0%
 FINISAR CORPnote 0.500%12/1$52,0000.0%570.0%0.00%0.0%
FDUS  FIDUS INVT CORP$69,000
+1.5%
4,7460.0%0.00%0.0%
SMM  SALIENT MIDSTREAM & MLP FDsh ben int$68,000
+3.0%
6,6400.0%0.00%0.0%
NVTRQ  NUVECTRA CORP$73,000
+7.4%
3,3140.0%0.00%0.0%
NBD  NUVEEN BUILD AMER BD OPPTNY$77,0000.0%3,5000.0%0.00%0.0%
ONEO  SPDR SER TRrussell momentum$57,000
+3.6%
7500.0%0.00%0.0%
JPMB  JP MORGAN EXCHANGE TRADED FDusd emrng mkt$71,000
+1.4%
1,5170.0%0.00%0.0%
FDMO  FIDELITYmomentum factr$128,000
+7.6%
3,6200.0%0.00%
-50.0%
 KB HOMEnote 1.375% 2/0$51,000
-5.6%
500.0%0.00%0.0%
FMAO  FARMER & MERCHANTS BANCORP I$85,000
+4.9%
2,0000.0%0.00%0.0%
MPA  BLACKROCK MUNIYIELD PA QLTY$76,000
-6.2%
5,9600.0%0.00%0.0%
MHN  BLACKROCK MUNIHLDGS NY QLTY$54,000
-3.6%
4,5000.0%0.00%0.0%
MYJ  BLACKROCK MUNIYIELD N J FD I$69,000
-5.5%
5,3110.0%0.00%0.0%
CEFS  EXCHANGE LISTED FDS TRsaba int rate$65,000
+1.6%
3,2090.0%0.00%0.0%
LGI  LAZARD GLB TTL RET&INCM FD I$81,000
-3.6%
4,5500.0%0.00%0.0%
LOR  LAZARD WORLD DIVID & INCOME$60,0000.0%5,8000.0%0.00%0.0%
MFL  BLACKROCK MUNIHLDS INVSTM QL$73,000
-2.7%
5,8000.0%0.00%0.0%
MCA  BLACKROCK MUNIYIELD CALI QLT$90,000
-3.2%
7,0000.0%0.00%0.0%
EQCPRD  EQUITY COMWLTHcum pfd s d 6.5%$65,0000.0%2,5000.0%0.00%0.0%
ALTS  PROSHARES TRmorningstar altr$57,0000.0%1,5000.0%0.00%0.0%
NCBS  NICOLET BANKSHARES INC$112,000
-0.9%
2,0560.0%0.00%
-50.0%
 PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0$57,0000.0%590.0%0.00%0.0%
MGU  MACQUARIE GLBL INFRA TOTL RE$64,000
-5.9%
3,0040.0%0.00%0.0%
VFL  DELAWARE INVT NAT MUNI INC Fsh ben int$74,000
-1.3%
6,0390.0%0.00%0.0%
BTA  BLACKROCK LONG-TERM MUNI ADV$74,0000.0%6,5000.0%0.00%0.0%
KMM  DEUTSCHE MULTI-MKT INCOME TR$82,000
+2.5%
9,1390.0%0.00%0.0%
NXR  NUVEEN SELECT TAX FREE INCMsh ben int$140,000
-3.4%
10,0000.0%0.00%
-50.0%
MCRI  MONARCH CASINO & RESORT INC$124,000
+3.3%
2,7250.0%0.00%
-50.0%
OPRX  OPTIMIZERX CORP$142,000
+73.2%
7,8970.0%0.00%0.0%
NNC  NUVEEN NORTH CAROLINA QLTY M$109,000
-2.7%
9,1040.0%0.00%
-50.0%
 APOLLO COML REAL EST FIN INCnote 4.750% 8/2$52,000
+2.0%
520.0%0.00%0.0%
COMG  GRANITESHARES ETF TRs&p gsci cm k 1$130,000
+1.6%
4,2000.0%0.00%
-50.0%
 APPLE INC CALLcall$146,000
+67.8%
150.0%0.00%0.0%
HLX  HELIX ENERGY SOLUTIONS GRP I$64,000
+18.5%
6,5000.0%0.00%0.0%
 CALAMP CORPnote 1.625% 5/1$55,0000.0%520.0%0.00%0.0%
EFF  EATON VANCE FLTG RATE INCOM$84,000
-4.5%
5,3000.0%0.00%0.0%
DGRS  WISDOMTREE TRus s cap qty div$131,000
+3.1%
3,4750.0%0.00%
-50.0%
FNG  ADVISORSHARES TRnew tech media$57,000
+5.6%
2,5500.0%0.00%0.0%
HOLD  ADVISORSHARES TRsage core etf$79,0000.0%8000.0%0.00%0.0%
DBLV  ADVISORSHARES TRwilshire buyback$57,000
+5.6%
8000.0%0.00%0.0%
GLAD  GLADSTONE CAPITAL CORP$56,000
+5.7%
5,8660.0%0.00%0.0%
SBI  WESTERN ASSET INTM MUNI FD I$55,000
-1.8%
6,5000.0%0.00%0.0%
GABC  GERMAN AMERN BANCORP INC$139,000
-1.4%
3,9300.0%0.00%
-50.0%
PPR  VOYA PRIME RATE TRsh ben int$136,000
-1.4%
27,3090.0%0.00%
-50.0%
RCD  INVESCO EXCHANGE TRADED FD Ts&p500 eql dis$72,000
+2.9%
6750.0%0.00%0.0%
ALJJ  ALJ REGIONAL HLDGS INC$56,000
-9.7%
32,5000.0%0.00%0.0%
FLQG  FRANKLIN TEMPLETON ETF TRlibertyq equty$77,000
+5.5%
2,4650.0%0.00%0.0%
KBWR  INVESCO EXCHNG TRADED FD TRkbw regl bkg$129,000
-3.0%
2,3020.0%0.00%
-50.0%
UNTY  UNITY BANCORP INC$80,000
+1.3%
3,4950.0%0.00%0.0%
 NETFLIX INC CALLcall$73,000
-7.6%
30.0%0.00%0.0%
UCFC  UNITED CMNTY FINL CORP OHIO$70,000
-12.5%
7,2530.0%0.00%0.0%
OVLY  OAK VALLEY BANCORP OAKDALE C$82,000
-13.7%
4,1500.0%0.00%0.0%
THST  TRUETT-HURST INCcl a$71,000
+12.7%
38,6000.0%0.00%0.0%
TRT  TRIO TECH INTL$66,000
+1.5%
14,4330.0%0.00%0.0%
TLTE  FLEXSHARES TRmstar emkt fac$125,000
-4.6%
2,4210.0%0.00%
-50.0%
TREC  TRECORA RES$74,000
-6.3%
5,3000.0%0.00%0.0%
TMP  TOMPKINS FINANCIAL CORPORATI$54,000
-3.6%
6610.0%0.00%0.0%
FTHI  FIRST TR EXCHANGE TRADED FDbuywrit incm etf$92,000
+2.2%
3,9530.0%0.00%0.0%
IRL  NEW IRELAND FUND INC$94,000
-9.6%
8,9360.0%0.00%0.0%
BSRR  SIERRA BANCORP$52,000
+2.0%
1,8000.0%0.00%0.0%
SHSP  SHARPSPRING INC$112,000
+60.0%
8,0000.0%0.00%0.0%
FMBI  FIRST MIDWEST BANCORP DEL$50,000
+4.2%
1,8930.0%0.00%0.0%
MEAR  ISHARES US ETF TRsht mat mun etf$70,0000.0%1,4040.0%0.00%0.0%
NUMV  NUSHARES ETF TResg mid value$98,000
+1.0%
3,4260.0%0.00%0.0%
SPNE  SEASPINE HLDGS CORP$70,000
+22.8%
4,5160.0%0.00%0.0%
SA  SEABRIDGE GOLD INC$58,000
+16.0%
4,5000.0%0.00%0.0%
AVD  AMERICAN VANGUARD CORP$59,000
-21.3%
3,2500.0%0.00%0.0%
ACNB  ACNB CORP$16,000
+14.3%
4230.0%0.00%
MITT  AG MTG INVT TR INC$21,000
-4.5%
1,1500.0%0.00%
AHC  A H BELO CORP$2,0000.0%4290.0%0.00%
SGDJ  ALPS ETF TRsprott jr gld$26,000
-18.8%
1,1000.0%0.00%
SGDM  ALPS ETF TRsprott gl mine$13,000
-18.8%
8200.0%0.00%
EQLT  ALPS ETF TRwrkplc eql prt$2,0000.0%500.0%0.00%
IZRL  ARK ETF TRisrael inovate$5,0000.0%2500.0%0.00%
ATNI  ATN INTL INC$39,000
+39.3%
5280.0%0.00%
AVHI  AV HOMES INC$4,0000.0%2000.0%0.00%
ANCX  ACCESS NATL CORP$39,000
-4.9%
1,4400.0%0.00%
-100.0%
ARAY  ACCURAY INC$5,000
+25.0%
1,0080.0%0.00%
ACHN  ACHILLION PHARMACEUTICALS IN$0870.0%0.00%
ACU  ACME UTD CORP$1,0000.0%580.0%0.00%
HDGE  ADVISORSHARES TRranger equity be$22,000
-8.3%
3,0330.0%0.00%
ADES  ADVANCED EMISSIONS SOLUTS IN$33,000
+6.5%
2,7270.0%0.00%
ADVM  ADVERUM BIOTECHNOLOGIES INC$12,000
+9.1%
2,0000.0%0.00%
 AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1$1,0000.0%10.0%0.00%
 ADVANCED MICRO DEVICES INCnote 2.125% 9/0$16,000
+100.0%
40.0%0.00%
AEZS  AETERNA ZENTARIS INC$0130.0%0.00%
AEMD  AETHLON MED INC$03880.0%0.00%
AGEN  AGENUS INC$8,0000.0%3,9000.0%0.00%
ALRN  AILERON THERAPEUTICS INC$0
-100.0%
1500.0%0.00%
 AIR LEASE CORPnote 3.875%12/0$10,000
+25.0%
60.0%0.00%
 AKAMAI TECHNOLOGIES INCdbcv 2/1$12,0000.0%120.0%0.00%
AKTX  AKARI THERAPEUTICS PLCsponsored adr$0250.0%0.00%
ALX  ALEXANDERS INC$2,000
-33.3%
70.0%0.00%
 ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0$13,000
+8.3%
120.0%0.00%
AAU  ALMADEN MINERALS LTD$06000.0%0.00%
AAMC  ALTISOURCE ASSET MGMT CORP$050.0%0.00%
 ALZA CORPsdcv 7/2$2,0000.0%10.0%0.00%
AMBC  AMBAC FINL GROUP INC$5,000
+25.0%
2160.0%0.00%
AAT  AMERICAN ASSETS TR INC$36,000
-2.7%
9560.0%0.00%
-100.0%
AMID  AMERICAN MIDSTREAM PARTNERS$5,000
-37.5%
8000.0%0.00%
AMSC  AMERICAN SUPERCONDUCTOR CORP$2,0000.0%2790.0%0.00%
AFSI  AMTRUST FINL SVCS INC$35,0000.0%2,3790.0%0.00%
AMRS  AMYRIS INC$0210.0%0.00%
ANH  ANWORTH MORTGAGE ASSET CP$23,000
-4.2%
4,9000.0%0.00%
AIF  APOLLO TACTICAL INCOME FD IN$18,0000.0%1,1150.0%0.00%
APEN  APOLLO ENDOSURGERY INC$050.0%0.00%
APDN  APPLIED DNA SCIENCES INC$3,0000.0%2,0580.0%0.00%
APRI  APRICUS BIOSCIENCES INC$05880.0%0.00%
ARDMQ  ARADIGM CORP$1,000
-50.0%
1,1000.0%0.00%
 ARES CAP CORPnote 4.375% 1/1$15,0000.0%150.0%0.00%
DWCR  ARROW INVTS TRdwa country etf$46,000
+2.2%
1,6000.0%0.00%
-100.0%
ABG  ASBURY AUTOMOTIVE GROUP INC$4,0000.0%600.0%0.00%
AST  ASTERIAS BIOTHERAPEUTICS INC$0490.0%0.00%
ATRA  ATARA BIOTHERAPEUTICS INC$16,000
+14.3%
3820.0%0.00%
ATNX  ATHENEX INC$9,000
-18.2%
6000.0%0.00%
ATHX  ATHERSYS INC$01000.0%0.00%
ATLC  ATLANTICUS HLDGS CORP$1,0002400.0%0.00%
 ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0$8,000
-11.1%
70.0%0.00%
ATOS  ATOSSA GENETICS INC$1,0000.0%4160.0%0.00%
AVNW  AVIAT NETWORKS INC$020.0%0.00%
AVGR  AVINGER INC$040.0%0.00%
AWRE  AWARE INC MASS$4,0000.0%9730.0%0.00%
BLMT  BSB BANCORP INC MD$3,0000.0%1000.0%0.00%
BANF  BANCFIRST CORP$30,0000.0%5020.0%0.00%
BACWSA  BANK AMER CORP*w exp 01/16/201$36,000
+9.1%
2,0000.0%0.00%
 BANK AMER CORP CALLcall$2,0000.0%130.0%0.00%
BMRC  BANK OF MARIN BANCORP$20,000
+11.1%
2300.0%0.00%
VQT  BARCLAYS BK PLCs&p 500 veqtor$5,0000.0%280.0%0.00%
ATMP  BARCLAYS BK PLCetn+ sel mlp$6,0000.0%3010.0%0.00%
OIL  BARCLAYS BK PLCipath ser b gsci$9,000
+12.5%
1140.0%0.00%
BASX  BASIC ENERGY SVCS INC NEW$020.0%0.00%
BXEFF  BELLATRIX EXPLORATION LTD$1,0000.0%1,0000.0%0.00%
BGFV  BIG 5 SPORTING GOODS CORP$10,000
-28.6%
1,8000.0%0.00%
BASI  BIOANALYTICAL SYS INC$01000.0%0.00%
 BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1$17,0000.0%140.0%0.00%
BTX  BIOTIME INC$8,000
+14.3%
3,2500.0%0.00%
BIOS  BIOSCRIP INC$1,0001690.0%0.00%
BLRX  BIOLINERX LTDsponsored adr$01000.0%0.00%
BIOL  BIOLASE INC$0730.0%0.00%
BKT  BLACKROCK INCOME TR INC$17,0000.0%2,9020.0%0.00%
BHV  BLACKROCK VA MUNICIPAL BOND$28,000
+3.7%
1,6090.0%0.00%
BBF  BLACKROCK MUNIC INCM INVST Tsh ben int$13,0000.0%9840.0%0.00%
BSD  BLACKROCK STRATEGIC MUN TR$24,000
-4.0%
2,0000.0%0.00%
BZM  BLACKROCK MD MUNICIPAL BOND$23,000
+4.5%
1,6540.0%0.00%
BLE  BLACKROCK MUNI INCOME TR II$12,000
-14.3%
1,0000.0%0.00%
BAF  BLACKROCK MUNI INCOME INV QL$13,000
-7.1%
1,0000.0%0.00%
MUS  BLACKROCK MUNIHOLDNGS QLTY I$28,000
-6.7%
2,4450.0%0.00%
MQT  BLACKROCK MUNIY QUALITY FD I$8,0000.0%6580.0%0.00%
MYC  BLACKROCK MUNIYIELD CALIF FD$48,000
-5.9%
3,7930.0%0.00%
-100.0%
MFT  BLACKROCK MUNIYLD INVST QLTY$35,000
-5.4%
2,8000.0%0.00%
-100.0%
MYN  BLACKROCK MUNIYIELD NY QLTY$060.0%0.00%
 BLACKSTONE MTG TR INCnote 4.375% 5/0$48,000
+2.1%
480.0%0.00%
-100.0%
BRG  BLUEROCK RESIDENTIAL GRW REI$0200.0%0.00%
BVX  BOVIE MEDICAL CORP$7,000
+75.0%
1,0000.0%0.00%
BCOV  BRIGHTCOVE INC$2,0000.0%1800.0%0.00%
BVSN  BROADVISION INC$080.0%0.00%
BKD  BROOKDALE SR LIVING INC$3,0000.0%3500.0%0.00%
BSQR  BSQUARE CORP$0310.0%0.00%
BKE  BUCKLE INC$4,000
-20.0%
1770.0%0.00%
BBW  BUILD A BEAR WORKSHOP$0200.0%0.00%
BY  BYLINE BANCORP INC$1,0000.0%500.0%0.00%
CAI  CAI INTERNATIONAL INC$4,0000.0%1770.0%0.00%
CBZ  CBIZ INC$0190.0%0.00%
CMCT  CIM COML TR CORP$8,0000.0%5370.0%0.00%
PMTS  CPI CARD GROUP INC$0230.0%0.00%
CVBF  CVB FINL CORP$46,0000.0%2,0510.0%0.00%
-100.0%
UAN  CVR PARTNERS LP$13,000
+18.2%
3,5550.0%0.00%
 CAESARS ENTMT CORPnote 5.000%10/0$13,0000.0%70.0%0.00%
CLBS  CALADRIUS BIOSCIENCES INC$0100.0%0.00%
FYLD  CAMBRIA ETF TRcambria fgn shr$4,0000.0%1750.0%0.00%
GAA  CAMBRIA ETF TRglb asset allo$4,0000.0%1500.0%0.00%
CRRTQ  CARBO CERAMICS INC$9,000
-25.0%
1,3000.0%0.00%
CRCM  CARE COM INC$28,000
+7.7%
1,2450.0%0.00%
CART  CAROLINA TR BANCSHARES INC$8,0000.0%1,0000.0%0.00%
CASI  CASI PHARMACEUTICALS INC$0
-100.0%
900.0%0.00%
ROX  CASTLE BRANDS INC$2,0000.0%1,5000.0%0.00%
CELGZ  CELGENE CORPright 12/31/2030$010.0%0.00%
CELC  CELCUITY INC$29,000
+16.0%
1,0060.0%0.00%
CLDX  CELLDEX THERAPEUTICS INC NEW$7,000
-12.5%
15,6200.0%0.00%
CELH  CELSIUS HOLDINGS INC$2,0000.0%4330.0%0.00%
EBRB  CENTRAIS ELETRICAS BRASILEIRspon adr pfd b$0140.0%0.00%
CET  CENTRAL SECS CORP$32,000
+6.7%
1,0690.0%0.00%
LEU  CENTRUS ENERGY CORPcl a$3,000
-25.0%
1,1090.0%0.00%
CCS  CENTURY CMNTYS INC$28,000
-15.2%
1,0500.0%0.00%
 CERNER CORP PUTput$0
-100.0%
600.0%0.00%
CEVA  CEVA INC$1,0000.0%290.0%0.00%
BURG  CHANTICLEER HLDGS INC$21,000
-19.2%
8,4500.0%0.00%
CEMI  CHEMBIO DIAGNOSTICS INC$9,000
-10.0%
9000.0%0.00%
CHMG  CHEMUNG FINL CORP$4,000
-20.0%
1000.0%0.00%
CHKLQ  CHESAPEAKE ENERGY CORPpfd conv$35,000
-5.4%
6500.0%0.00%
-100.0%
CSSE  CHICKEN SOUP FOR THE SOUL ENcl a$2,0000.0%2000.0%0.00%
CMRX  CHIMERIX INC$5,000
-28.6%
1,3500.0%0.00%
JRJC  CHINA FIN ONLINE CO LTDsponsored adr$01000.0%0.00%
CBKCQ  CHRISTOPHER & BANKS CORP$1,0000.0%1,0000.0%0.00%
 CITIGROUP INC CALLcall$7,000
+40.0%
30.0%0.00%
CIA  CITIZENS INCcl a$0290.0%0.00%
CZWI  CITIZENS CMNTY BANCORP INC M$12,0000.0%8250.0%0.00%
 CITRIX SYS INCnote 0.500% 4/1$18,000
+5.9%
120.0%0.00%
CBLI  CLEVELAND BIOLABS INC$0250.0%0.00%
GLV  CLOUGH GLOBAL DIVND AND INC$36,000
-2.7%
3,0000.0%0.00%
-100.0%
 CLOVIS ONCOLOGY INCnote 2.500% 9/1$2,0000.0%20.0%0.00%
ESXB  COMMUNITY BANKERS TR CORP$30,0000.0%3,3600.0%0.00%
CRK  COMSTOCK RES INC$2,0000.0%2000.0%0.00%
CNOB  CONNECTONE BANCORP INC NEW$0120.0%0.00%
TCS  CONTAINER STORE GROUP INC$2,000
+100.0%
1500.0%0.00%
CTRV  CONTRAVIR PHARMACEUTICALS IN$0350.0%0.00%
CRMD  CORMEDIX INC$2,0002,0000.0%0.00%
CEQP  CRESTWOOD EQUITY PARTNERS LPunit ltd partner$32,000
+18.5%
8600.0%0.00%
CROX  CROCS INC$1,0000.0%500.0%0.00%
CRT  CROSS TIMBERS RTY TRtr unit$12,0000.0%8240.0%0.00%
CRWS  CROWN CRAFTS INC$1,0000.0%1400.0%0.00%
 CTRIP COM INTL LTDnote 1.000% 7/0$6,0000.0%60.0%0.00%
CYBE  CYBEROPTICS CORP$5,000
+25.0%
2500.0%0.00%
CYTR  CYTRX CORP$01440.0%0.00%
DAKT  DAKTRONICS INC$21,000
-8.7%
2,6770.0%0.00%
DRIO  DARIOHEALTH CORP$3,000
-40.0%
3,5680.0%0.00%
VCF  DELAWARE INV CO MUN INC FD I$24,000
-4.0%
1,7000.0%0.00%
DENN  DENNYS CORP$30,000
-6.2%
2,0190.0%0.00%
DERM  DERMIRA INC$4,000
+33.3%
3750.0%0.00%
WMWXF  DEUTSCHE BK AG LONDONele morn ttl22$8,000
+14.3%
2360.0%0.00%
DRNA  DICERNA PHARMACEUTICALS INC$3,000
+50.0%
2000.0%0.00%
DFFN  DIFFUSION PHARMACEUTICALS IN$2,0000.0%4,3700.0%0.00%
SPUU  DIREXION SHS ETF TRdly s&p500 2xs$6,000
+20.0%
1000.0%0.00%
DISCB  DISCOVERY INC$18,000
+12.5%
5320.0%0.00%
 DISH NETWORK CORPnote 3.375% 8/1$14,000
-6.7%
150.0%0.00%
PPLC  DIREXION SHS ETF TRprtfiopls s&p500$31,000
+10.7%
7690.0%0.00%
CHAU  DIREXION SHS ETF TRcsi 300 bull2x$2,0000.0%1000.0%0.00%
DVCR  DIVERSICARE HEALTHCARE SVCS$1,0000.0%2000.0%0.00%
DCUD  DOMINION ENERGY INCunit 08/15/2019$44,000
+2.3%
9350.0%0.00%
-100.0%
DOVA  DOVA PHARMACEUTICALS INC$1,0000.0%500.0%0.00%
DPW  DPW HLDGS INC$5,000
-16.7%
11,9850.0%0.00%
DS  DRIVE SHACK INC$10,000
-23.1%
1,6750.0%0.00%
DUC  DUFF & PHELPS UTIL CORP BD T$4,0000.0%5000.0%0.00%
 DYCOM INDS INCnote 0.750% 9/1$9,0000.0%80.0%0.00%
DYSL  DYNASIL CORP AMER$8,000
-11.1%
6,0000.0%0.00%
ECTM  ECA MARCELLUS TR I$7,000
-12.5%
4,2170.0%0.00%
EDAP  EDAP TMS S Asponsored adr$1,0000.0%2000.0%0.00%
LOCO  EL POLLO LOCO HLDGS INC$4,000
+33.3%
3000.0%0.00%
EPEGQ  EP ENERGY CORPcl a$01000.0%0.00%
EPRPRC  EPR PPTYSpfd c cnv 5.75%$7,0000.0%2500.0%0.00%
RENW  ETF SER SOLUTIONSnyse pickens$7,0000.0%2720.0%0.00%
VBND  ETF SER SOLUTIONSvident core us$14,0000.0%3020.0%0.00%
GAMR  ETF MANAGERS TRvideo game tech$9,000
-10.0%
1950.0%0.00%
MIW  EATON VANCE MICH MUN BD FD$13,0000.0%1,0000.0%0.00%
NYH  EATON VANCE N Y MUN BD FD II$15,0000.0%1,4000.0%0.00%
 ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0$9,0000.0%90.0%0.00%
EGAN  EGAIN CORP$1,000
-66.7%
2000.0%0.00%
ECF  ELLSWORTH GRWTH AND INCOME L$14,000
+7.7%
1,3330.0%0.00%
EMAN  EMAGIN CORP$01000.0%0.00%
UUUU  ENERGY FUELS INC$2,000
+100.0%
5000.0%0.00%
ERII  ENERGY RECOVERY INC$1,0000.0%890.0%0.00%
 ENERGOUS CORP CALLcall$010.0%0.00%
ENLK  ENLINK MIDSTREAM PARTNERS LP$15,000
+15.4%
8090.0%0.00%
ENPH  ENPHASE ENERGY INC$9,000
-30.8%
2,0000.0%0.00%
 ENSCO JERSEY FIN LTDnote 3.000% 1/3$1,0000.0%10.0%0.00%
EVC  ENTRAVISION COMMUNICATIONS Ccl a$20,0000.0%4,0000.0%0.00%
 ENVESTNET INCnote 1.750%12/1$12,0000.0%110.0%0.00%
EPZM  EPIZYME INC$2,0000.0%1450.0%0.00%
EQS  EQUUS TOTAL RETURN INC$1,0000.0%5710.0%0.00%
 EURONET WORLDWIDE INCnote 1.500%10/0$3,000
+50.0%
20.0%0.00%
EVBN  EVANS BANCORP INC$4,000
+33.3%
750.0%0.00%
EOLS  EVOLUS INC$25,000
-30.6%
1,3000.0%0.00%
EXPR  EXPRESS INC$1,0000.0%1090.0%0.00%
EXTN  EXTERRAN CORP$5,000
+25.0%
1720.0%0.00%
FTDCQ  FTD COS INC$0500.0%0.00%
DAVE  FAMOUS DAVES AMER INC$4,0000.0%6000.0%0.00%
FMN  FEDERATED PREM MUN INC FD$24,000
-4.0%
1,9000.0%0.00%
FCSC  FIBROCELL SCIENCE INC$0540.0%0.00%
FVAL  FIDELITYvlu factor etf$18,000
+5.9%
5250.0%0.00%
LION  FIDELITY SOUTHERN CORP NEW$12,000
-7.7%
5000.0%0.00%
 FIREEYE INCnote 1.000% 6/0$5,0000.0%50.0%0.00%
FBIZ  FIRST BUS FINL SVCS INC WIS$10,000
-16.7%
4500.0%0.00%
FCCO  FIRST CMNTY CORP S C$12,000
-7.7%
5000.0%0.00%
FGBI  FIRST GTY BANCSHARES INC$2,0000.0%750.0%0.00%
FMBH  FIRST MID ILL BANCSHARES INC$7,0000.0%1720.0%0.00%
FNWB  FIRST NORTHWEST BANCORP$2,0000.0%1000.0%0.00%
FPA  FIRST TR EXCH TRD ALPHA FD Iasia ex japan$20,000
-4.8%
6370.0%0.00%
FLN  FIRST TR EXCH TRD ALPHA FD Ilatin amer alp$33,000
+6.5%
1,7800.0%0.00%
FBZ  FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex$28,0000.0%2,4500.0%0.00%
FCAN  FIRST TR EXCH TRD ALPHA FD Icanada alpha$8,0000.0%3000.0%0.00%
RFAP  FIRST TR EXCH TRADED FD IIIrivrfrnt dy asia$15,0000.0%2580.0%0.00%
HDMV  FIRST TR EXCH TRADED FD IIIhorizon mngd etf$4,0000.0%1160.0%0.00%
HUSV  FIRST TR EXCH TRADED FD IIIhorizon dmst etf$2,0000.0%1000.0%0.00%
SDVY  FIRST TR EXCHANGE TRADED FDsmid risng etf$8,000
+14.3%
3580.0%0.00%
FLC  FLAHERTY & CRUMRINE TOTAL RE$40,000
-4.8%
2,1330.0%0.00%
-100.0%
FLKS  FLEX PHARMA INC$21,000
-50.0%
45,0000.0%0.00%
-100.0%
ESGG  FLEXSHARES TRstox glb index$9,000
+12.5%
880.0%0.00%
GQRE  FLEXSHARES TRglb qlt r/e idx$46,000
-2.1%
7540.0%0.00%
-100.0%
FLNT  FLUENT INC$4,000
-20.0%
2,0000.0%0.00%
FFIC  FLUSHING FINL CORP$5,0000.0%2000.0%0.00%
FLY  FLY LEASING LTDsponsored adr$2,0000.0%1380.0%0.00%
FONR  FONAR CORP$5,0000.0%2000.0%0.00%
FOR  FORESTAR GROUP INC$1,0000.0%600.0%0.00%
FBIO  FORTRESS BIOTECH INC$0160.0%0.00%
FRTA  FORTERRA INC$5,000
-16.7%
6000.0%0.00%
FSTR  FOSTER L B CO$4,000
-20.0%
2000.0%0.00%
FTSD  FRANKLIN ETF TRliberty shrt etf$13,0000.0%1330.0%0.00%
FLQE  FRANKLIN TEMPLETON ETF TRlibertyq emerg$42,0000.0%1,3900.0%0.00%
-100.0%
FLQS  FRANKLIN TEMPLETON ETF TRlibertyq us sml$28,0000.0%9500.0%0.00%
FCEL  FUELCELL ENERGY INC$0
-100.0%
6790.0%0.00%
JOB  GEE GROUP INC$0120.0%0.00%
GWRS  GLOBAL WTR RES INC$2,0000.0%2000.0%0.00%
EMFM  GLOBAL X FDSglb x nxt emrg$30,0000.0%1,3940.0%0.00%
GURU  GLOBAL X FDSglb x guru index$15,000
+7.1%
4530.0%0.00%
GREK  GLOBAL X FDSmsci greece etf$3,000
-25.0%
4000.0%0.00%
CHIE  GLOBAL X FDSchina enrg etf$6,0000.0%4750.0%0.00%
BRSS  GLOBAL BRASS & COPPR HLDGS I$30,000
+20.0%
8070.0%0.00%
COPX  GLOBAL X FDSglobal x copper$3,0000.0%1330.0%0.00%
GLUU  GLU MOBILE INC$1,000750.0%0.00%
GSS  GOLDEN STAR RES LTD CDA$05000.0%0.00%
 GOLDMAN SACHS GROUP INCmtnf 2/1$7,000
+16.7%
70.0%0.00%
GRC  GORMAN RUPP CO$1,0000.0%320.0%0.00%
GHM  GRAHAM CORP$2,0000.0%750.0%0.00%
GEC  GREAT ELM CAP GROUP INC$1,0000.0%2100.0%0.00%
GPP  GREEN PLAINS PARTNERS LP$6,000
-14.3%
4140.0%0.00%
 GREEN PLAINS INCnote 4.125% 9/0$25,000
-3.8%
260.0%0.00%
 GREENBRIER COS INCnote 2.875% 2/0$13,0000.0%110.0%0.00%
GHL  GREENHILL & CO INC$8,000
-11.1%
3000.0%0.00%
SIM  GRUPO SIMEC S A B DE C Vadr$9,0000.0%1,0000.0%0.00%
GBAB  GUGGENHEIM TAXABLE MUN MNGD$8,000
-11.1%
3950.0%0.00%
GGM  GUGGENHEIM CR ALLOCATION FD$22,0000.0%1,0000.0%0.00%
GLFWS  GULFMARK OFFSHORE INC*w exp 11/14/202$0520.0%0.00%
HCI  HCI GROUP INC$22,000
+4.8%
5000.0%0.00%
 HCI GROUP INCnote 4.250% 3/0$48,000
+2.1%
480.0%0.00%
-100.0%
HBB  HAMILTON BEACH BRANDS HLDG C$1,0000.0%500.0%0.00%
JHS  HANCOCK JOHN INCOME SECS TR$7,0000.0%5000.0%0.00%
 HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0$12,0000.0%120.0%0.00%
HONE  HARBORONE BANCORP INC$17,0000.0%9000.0%0.00%
HLIT  HARMONIC INC$0500.0%0.00%
HSII  HEIDRICK & STRUGGLES INTL IN$7,0000.0%2060.0%0.00%
HEB  HEMISPHERX BIOPHARMA INC$02500.0%0.00%
 HERBALIFE LTDnote 2.000% 8/1$3,0000.0%20.0%0.00%
HRI  HERC HLDGS INC$9,000
-10.0%
1730.0%0.00%
 HERCULES CAPITAL INCdbcv 4.375% 2/0$6,0000.0%60.0%0.00%
HESPRA  HESS CORPdep pdf sr a$10,0000.0%1250.0%0.00%
HIFS  HINGHAM INSTN SVGS MASS$36,0000.0%1620.0%0.00%
HSGX  HISTOGENICS CORP$01000.0%0.00%
HTBI  HOMETRUST BANCSHARES INC$17,0000.0%5960.0%0.00%
HFBC  HOPFED BANCORP INC$6,0000.0%3500.0%0.00%
HBNC  HORIZON BANCORP INC$39,000
-4.9%
1,9630.0%0.00%
-100.0%
HRZN  HORIZON TECHNOLOGY FIN CORP$6,000
+20.0%
5250.0%0.00%
 HORIZON GLOBAL CORPnote 2.750% 7/0$43,000
+4.9%
580.0%0.00%
-100.0%
DAX  HORIZONS ETF TR Ihorizons dax ger$6,0000.0%2000.0%0.00%
TWNK  HOSTESS BRANDS INCcl a$1,0000.0%1040.0%0.00%
HOV  HOVNANIAN ENTERPRISES INCcl a$3,0000.0%1,6150.0%0.00%
HMI  HUAMI CORPsponsored ads$3,000
+50.0%
2340.0%0.00%
HUBG  HUB GROUP INCcl a$22,000
-8.3%
4850.0%0.00%
HURC  HURCO COMPANIES INC$5,000
+25.0%
1000.0%0.00%
IDT  IDT CORPcl b new$1,0000.0%1050.0%0.00%
ICAD  ICAD INC$0230.0%0.00%
IRS  IRSA INVERSIONES Y REP S Aglobl dep rcpt$1,0000.0%510.0%0.00%
INVE  IDENTIV INC$6,000
+50.0%
1,0000.0%0.00%
 ILLUMINA INCnote 0.500% 6/1$26,000
+18.2%
170.0%0.00%
IMO  IMPERIAL OIL LTD$24,000
-4.0%
7500.0%0.00%
IMMY  IMPRIMIS PHARMACEUTICALS INC$3,0000.0%1,2000.0%0.00%
CPI  INDEXIQ ETF TRiq real rtn etf$9,0000.0%3190.0%0.00%
GRES  INDEXIQ ETF TRiq glb res etf$4,0000.0%1520.0%0.00%
INFI  INFINITY PHARMACEUTICALS INC$38,000
+40.7%
14,1760.0%0.00%
INSM  INSMED INC$1,0000.0%450.0%0.00%
IOSP  INNOSPEC INC$23,0000.0%3000.0%0.00%
 INPHI CORPnote 1.125%12/0$3,0000.0%30.0%0.00%
IHT  INNSUITES HOSPITALITY TRsh ben int$1,0003070.0%0.00%
 INTEL CORPsdcv 3.250% 8/0$23,000
-4.2%
100.0%0.00%
IDN  INTELLICHECK INC$0500.0%0.00%
INTG  INTERGROUP CORP$2,000
+100.0%
490.0%0.00%
IMI  INTERMOLECULAR INC$02000.0%0.00%
INAPQ  INTERNAP CORP$2,0000.0%1780.0%0.00%
THM  INTERNATIONAL TOWER HILL MIN$0100.0%0.00%
LALT  INVESCO ACTIVELY MANAGD ETFmlt strgy alte$4,0000.0%1770.0%0.00%
ADRU  INVESCO BLDRS INDEX FDS TReurope 100 adr$15,0000.0%6800.0%0.00%
INTL  INTL FCSTONE INC$1,0000.0%250.0%0.00%
VBF  INVESCO BD FD$14,0000.0%8000.0%0.00%
ISTR  INVESTAR HLDG CORP$5,000
-16.7%
2000.0%0.00%
PBW  INVESCO EXCHANGE TRADED FD Twilderhil clan$7,0000.0%2800.0%0.00%
EWSC  INVESCO EXCHANGE TRADED FD Ts&p sml 600 eq$33,0000.0%5500.0%0.00%
OEW  INVESCO EXCHANGE TRADED FD Ts&p100 eql wgt$2,0000.0%700.0%0.00%
EQWL  INVESCO EXCHANGE TRADED FD Trussel 200 eql$6,000
+20.0%
1000.0%0.00%
PBS  INVESCO EXCHANGE TRADED FD Tdynmc media$16,000
+6.7%
4750.0%0.00%
WREI  INVESCO EXCHANGE TRADED FD Twilshire reit$10,0000.0%2210.0%0.00%
PLW  INVESCO EXCHNG TRADED FD TR1 30 lader tre$33,000
-2.9%
1,0700.0%0.00%
GHII  INVESCO EXCHNG TRADED FD TR$4,0000.0%1500.0%0.00%
EQAL  INVESCO EXCHNG TRADED FD TRrusel 1000 eql$39,000
+2.6%
1,1860.0%0.00%
-100.0%
PZT  INVESCO EXCHNG TRADED FD TRny amt fre mun$5,0000.0%2000.0%0.00%
TAO  INVESCO EXCHNG TRADED FD TRchina realeste$47,000
-6.0%
1,7750.0%0.00%
-100.0%
DEF  INVESCO EXCH TRD SLF IDX FDdefensive eqty$13,000
+8.3%
2600.0%0.00%
DBS  INVESCO DB MLTI SECTR CMMTYsilver fd$6,0000.0%2600.0%0.00%
IO  ION GEOPHYSICAL CORP$0160.0%0.00%
 IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1$3,0000.0%20.0%0.00%
DVYA  ISHARES INCasia/pac div etf$10,0000.0%2190.0%0.00%
SLVP  ISHARES INCglb silv min etf$15,000
-16.7%
1,7950.0%0.00%
EEMA  ISHARES INCmsci em asia etf$24,0000.0%3500.0%0.00%
LEMB  ISHARES INCjp morgan em etf$2,0000.0%460.0%0.00%
EMIF  ISHARES TRemgr mkt inf etf$24,0000.0%8320.0%0.00%
IFGL  ISHARES TRintl dev re etf$14,0000.0%4930.0%0.00%
GNMA  ISHARES TRgnma bond etf$29,0000.0%6040.0%0.00%
IGBH  ISHARES US ETF TRint rt hd long$20,000
+5.3%
7480.0%0.00%
SIZE  ISHARES TRusa size factor$4,0000.0%430.0%0.00%
ERUS  ISHARES INCmsci russia etf$060.0%0.00%
AGT  ISHARES TRmsci argentina$2,0000.0%1000.0%0.00%
IBML  ISHARES TRibonds dec2023$45,000
-2.2%
1,8270.0%0.00%
-100.0%
IDEV  ISHARES TRcore msci intl$26,000
+4.0%
4500.0%0.00%
IVLU  ISHARES TRintl value factr$2,0000.0%860.0%0.00%
IGRO  ISHARES TRintl div grwth$20,000
+5.3%
3560.0%0.00%
IBMK  ISHARES TRibonds dec2022$23,0000.0%9000.0%0.00%
IBMM  ISHARES TRibonds dec$45,000
-2.2%
1,8140.0%0.00%
-100.0%
IFRA  ISHARES TRus infrastruc$5,0000.0%1900.0%0.00%
ISRL  ISRAMCO INC$1,0000.0%90.0%0.00%
ITI  ITERIS INC$6,0000.0%1,1620.0%0.00%
JPME  JP MORGAN EXCHANGE TRADED FDdiversfed rtrn$47,000
+2.2%
7050.0%0.00%
-100.0%
ORG  JANUS DETROIT STR TRorganics etf$32,000
-3.0%
1,0000.0%0.00%
KBR  KBR INC$6,000
+20.0%
3000.0%0.00%
KDMN  KADMON HLDGS INC$14,000
-17.6%
4,2000.0%0.00%
KNDI  KANDI TECHNOLOGIES GROUP INC$10,000
+11.1%
2,0000.0%0.00%
KPTI  KARYOPHARM THERAPEUTICS INC$7,0000.0%3750.0%0.00%
KELYB  KELLY SVCS INCcl b$070.0%0.00%
KMPH  KEMPHARM INC$5,000
-28.6%
1,0000.0%0.00%
KEGX  KEY ENERGY SVCS INC DEL$030.0%0.00%
KIRK  KIRKLANDS INC$1,0000.0%1170.0%0.00%
KOPN  KOPIN CORP$3,0000.0%1,1000.0%0.00%
KARS  KRANESHARES TRelec veh futur$37,000
-2.6%
1,7000.0%0.00%
-100.0%
LTS  LADENBURG THALMAN FIN SVCS I$3,000
-25.0%
1,1180.0%0.00%
LBAI  LAKELAND BANCORP INC$9,000
-10.0%
4830.0%0.00%
LARK  LANDMARK BANCORP INC$18,0000.0%6240.0%0.00%
RORE  LATTICE STRATEGIES TRhartfrd reit etf$29,000
-3.3%
1,9000.0%0.00%
CACG  LEGG MASON ETF INVT TRclrbrg gwt etf$16,000
+6.7%
5000.0%0.00%
YLDE  LEGG MASON ETF INVT TRclearbridge di$11,0000.0%3860.0%0.00%
LEXEB  LIBERTY EXPEDIA HOLDINGS$10,000
-9.1%
2520.0%0.00%
 LIBERTY MEDIA CORPdeb 4.000%11/1$2,0000.0%30.0%0.00%
 LIBERTY MEDIA CORPdeb 3.750% 2/1$5,0000.0%70.0%0.00%
LSXMB  LIBERTY MEDIA CORP DELAWARE$19,0000.0%4330.0%0.00%
 LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1$11,0000.0%90.0%0.00%
LWAY  LIFEWAY FOODS INC$1,000
-50.0%
3000.0%0.00%
LLEXQ  LILIS ENERGY INC$1,000
-50.0%
3000.0%0.00%
LMB  LIMBACH HLDGS INC$3,0000.0%2300.0%0.00%
LMNR  LIMONEIRA CO$26,000
+4.0%
1,0000.0%0.00%
LKM  LINK MOTION INCsponsrd ads cl a$1,0000.0%1,2500.0%0.00%
LPCN  LIPOCINE INC NEW$2,000
+100.0%
1,1500.0%0.00%
 LIVE NATION ENTERTAINMENT INnote 2.500% 5/1$7,000
+40.0%
40.0%0.00%
LIVE  LIVE VENTURES INC$2,0000.0%1670.0%0.00%
LOOP  LOOP INDS INC$1,0000.0%690.0%0.00%
 LUMENTUM HLDGS INCnote 0.250% 3/1$6,0000.0%50.0%0.00%
MFV  MFS SPL VALUE TRsh ben int$17,0000.0%3,0500.0%0.00%
MAMS  MAM SOFTWARE GROUP INC$4,000
-20.0%
5500.0%0.00%
MGF  MFS GOVT MKTS INCOME TRsh ben int$30,0000.0%6,6650.0%0.00%
MMAC  MMA CAP MGMT LLC$0120.0%0.00%
MRC  MRC GLOBAL INC$1,0000.0%350.0%0.00%
MVO  MV OIL TRtr units$1,0000.0%1000.0%0.00%
MCBC  MACATAWA BK CORP$1,0000.0%1000.0%0.00%
 MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1$6,0000.0%60.0%0.00%
 MACYS INC CALLcall$6,000
-71.4%
500.0%0.00%
MMD  MAINSTAY MACKAY DEFINDTRM MU$20,000
+5.3%
1,0000.0%0.00%
MARA  MARATHON PATENT GROUP INC$07500.0%0.00%
MXWL  MAXWELL TECHNOLOGIES INC$1,0000.0%1520.0%0.00%
MKCV  MCCORMICK & CO INC$4,0000.0%330.0%0.00%
MDLY  MEDLEY MGMT INC$7,000
+40.0%
1,2700.0%0.00%
MEET  MEET GROUP INC$1,0000.0%2000.0%0.00%
CXE  MFS HIGH INCOME MUN TRsh ben int$5,0000.0%1,0000.0%0.00%
MVIS  MICROVISION INC DEL$5,000
+25.0%
4,2770.0%0.00%
 MICROCHIP TECHNOLOGY INCnote 1.625% 2/1$10,0000.0%60.0%0.00%
 MICROCHIP TECHNOLOGY INCnote 1.625% 2/1$15,000
-6.2%
140.0%0.00%
 MICRON TECHNOLOGY INCnote 3.000%11/1$6,000
-14.3%
40.0%0.00%
MTEM  MOLECULAR TEMPLATES INC$11,000
+10.0%
2,0000.0%0.00%
MSF  MORGAN STANLEY EMER MKTS FD$030.0%0.00%
CNY  MORGAN STANLEYrenmin/usd etn$4,0000.0%1000.0%0.00%
MLPY  MORGAN STANLEYcushng mlp etn$10,0000.0%1,5000.0%0.00%
MYE  MYERS INDS INC$8,000
+33.3%
3300.0%0.00%
NC  NACCO INDS INCcl a$2,0000.0%500.0%0.00%
NK  NANTKWEST INC$2,000
+100.0%
4170.0%0.00%
NHC  NATIONAL HEALTHCARE CORP$41,000
+5.1%
5460.0%0.00%
-100.0%
NAV  NAVISTAR INTL CORP NEW$1,000
-50.0%
480.0%0.00%
 NAVISTAR INTL CORP NEWnote 4.750% 4/1$3,0000.0%30.0%0.00%
NAVB  NAVIDEA BIOPHARMACEUTICALS I$02,0000.0%0.00%
NPTN  NEOPHOTONICS CORP$4,000
+33.3%
5000.0%0.00%
NETE  NET ELEMENT INC$11,000
-26.7%
2,0000.0%0.00%
CUR  NEURALSTEM INC$01330.0%0.00%
NYMTO  NEW YORK MTG TR INCpfd-c conv$12,0000.0%5000.0%0.00%
NLNK  NEWLINK GENETICS CORP$42,000
-49.4%
17,4820.0%0.00%
-100.0%
NEEPRR  NEXTERA ENERGY INCunit 09/01/2019$48,0000.0%8500.0%0.00%
-100.0%
NDLS  NOODLES & CO$5,0000.0%3850.0%0.00%
NTC  NUVEEN CONNECTICUT QLTY MUN$8,0000.0%7090.0%0.00%
NMY  NUVEEN MARYLAND QLT MUN INC$12,0000.0%1,0000.0%0.00%
NXP  NUVEEN SELECT TAX FREE INCMsh ben int$16,0000.0%1,1250.0%0.00%
NAN  NUVEEN NEW YORK QLT MUN INC$26,0000.0%2,1300.0%0.00%
NMZ  NUVEEN MUN HIGH INCOME OPP F$44,000
-2.2%
3,5000.0%0.00%
-100.0%
 NUVASIVE INCnote 2.250% 3/1$15,000
+15.4%
120.0%0.00%
NPN  NUVEEN PA MUN VALUE FD$29,000
-6.5%
2,2700.0%0.00%
JMF  NUVEEN ENERGY MLP TOTL RTRNF$25,0000.0%2,2750.0%0.00%
JMLP  NUVEEN ALL CAP ENE MLP OPPO$42,000
-4.5%
5,2580.0%0.00%
-100.0%
JPT  NUVEEN PFD & INCOME 2022 TER$23,000
-4.2%
1,0000.0%0.00%
JEMD  NUVEEN EMERGING MKTS DEBT 20$8,000
-11.1%
1,0000.0%0.00%
OCSI  OAKTREE STRATEGIC INCOME COR$9,0000.0%1,0000.0%0.00%
 OASIS PETE INC NEWnote 2.625% 9/1$3,0000.0%20.0%0.00%
OCN  OCWEN FINL CORP$3,0000.0%6190.0%0.00%
OMEX  ODYSSEY MARINE EXPLORATION I$4,0000.0%5320.0%0.00%
ODC  OIL DRI CORP AMER$10,000
-9.1%
2500.0%0.00%
OPOF  OLD POINT FINL CORP$45,000
+2.3%
1,5120.0%0.00%
-100.0%
OMN  OMNOVA SOLUTIONS INC$8,0000.0%7980.0%0.00%
 ON SEMICONDUCTOR CORPnote 1.000%12/0$22,000
-12.0%
190.0%0.00%
ONCS  ONCOSEC MED INC$1,0000.0%6580.0%0.00%
TURN  180 DEGREE CAP CORP$3,000
-25.0%
1,5600.0%0.00%
OCX  ONCOCYTE CORPORATION$0120.0%0.00%
OSPN  ONESPAN INC$14,000
-6.7%
7500.0%0.00%
ORMP  ORAMED PHARM INC$5,000
-28.6%
1,0000.0%0.00%
OPTN  OPTINOSE INC$2,000
-66.7%
2000.0%0.00%
ORBC  ORBCOMM INC$2,0000.0%2240.0%0.00%
ORN  ORION GROUP HOLDINGS INC$4,0000.0%5000.0%0.00%
OSN  OSSEN INNOVATION CO LTDsponsored adr ne$32,000
-22.0%
15,0000.0%0.00%
-100.0%
OVAS  OVASCIENCE INC$0520.0%0.00%
PICO  PICO HLDGS INC$1,0000.0%1000.0%0.00%
PTCT  PTC THERAPEUTICS INC$24,000
+41.2%
5000.0%0.00%
PTN  PALATIN TECHNOLOGIES INC$3,0000.0%2,7650.0%0.00%
 PALO ALTO NETWORKS INCnote 7/0$10,0000.0%50.0%0.00%
FRSH  PAPA MURPHYS HLDGS INC$5,000
-16.7%
1,0000.0%0.00%
PARR  PAR PACIFIC HOLDINGS INC$2,000
+100.0%
800.0%0.00%
TEUM  PARETEUM CORP$17,000
+13.3%
5,6330.0%0.00%
PTNR  PARTNER COMMUNICATIONS CO LTadr$4,000
+33.3%
6800.0%0.00%
PFSI  PENNYMAC FINL SVCS INCcl a$17,000
+6.2%
8000.0%0.00%
PEBO  PEOPLES BANCORP INC$2,0000.0%530.0%0.00%
PEBK  PEOPLES BANCORP N C INC$8,000
-11.1%
2750.0%0.00%
PTXTQ  PERNIX THERAPEUTICS HLDGS IN$01770.0%0.00%
PGLC  PERSHING GOLD CORP$1,0000.0%5550.0%0.00%
PLL  PIEDMONT LITHIUM LTDsponsored adr$3,000
-25.0%
3000.0%0.00%
PCK  PIMCO CALIF MUN INCOME FD II$6,0000.0%7310.0%0.00%
MAV  PIONEER MUN HIGH INCOME ADV$16,0000.0%1,4910.0%0.00%
PCOM  POINTS INTL LTD$18,000
-14.3%
1,3000.0%0.00%
PRAN  PRANA BIOTECHNOLOGY LTDspon adr new$5,0000.0%2,5120.0%0.00%
PRPO  PRECIPIO INC$0330.0%0.00%
 PRICELINE GRP INCnote 0.350% 6/1$10,0000.0%60.0%0.00%
 PRICELINE GRP INCnote 0.900% 9/1$23,0000.0%190.0%0.00%
PGNX  PROGENICS PHARMACEUTICALS IN$3,000
-25.0%
4930.0%0.00%
OILK  PROSHARES TRk1 fre crd oil$25,000
+4.2%
9000.0%0.00%
SJB  PROSHARES TRshrt hgh yield$4,0000.0%1750.0%0.00%
BIB  PROSHARES TR$14,000
+27.3%
2000.0%0.00%
ZSL  PROSHARES TR II$13,000
+18.2%
3200.0%0.00%
RALS  PROSHARES TRrafi lg sht fd$1,0000.0%150.0%0.00%
DUG  PROSHARES TRulshoil&gasnew13$17,0000.0%5750.0%0.00%
PEX  PROSHARES TRpriv eqty-lstd$6,0000.0%1780.0%0.00%
PMD  PSYCHEMEDICS CORP$6,0000.0%3000.0%0.00%
PLSE  PULSE BIOSCIENCES INC$38,000
-5.0%
2,6620.0%0.00%
-100.0%
QRHC  QUEST RESOURCE HLDG CORP$1,0000.0%3750.0%0.00%
QHCCQ  QUORUM HEALTH CORP$0760.0%0.00%
RGCO  RGC RES INC$27,000
-10.0%
1,0160.0%0.00%
RXII  RXI PHARMACEUTICALS CORP NEW$0190.0%0.00%
RDUS  RADIUS HEALTH INC$11,000
-38.9%
6020.0%0.00%
RFL  RAFAEL HLDGS INC$0520.0%0.00%
RMBS  RAMBUS INC DEL$11,000
-15.4%
9900.0%0.00%
 REDWOOD TR INCnote 4.750% 8/1$11,0000.0%110.0%0.00%
REIS  REIS INC$040.0%0.00%
RNST  RENASANT CORP$21,000
-12.5%
5200.0%0.00%
RVP  RETRACTABLE TECHNOLOGIES INC$01300.0%0.00%
HAIR  RESTORATION ROBOTICS INC$23,000
-17.9%
8,0000.0%0.00%
RBBN  RIBBON COMMUNICATIONS INC$0200.0%0.00%
RIBT  RICEBRAN TECHNOLOGIES$0300.0%0.00%
RIOT  RIOT BLOCKCHAIN INC$0650.0%0.00%
RMRM  RMR REAL ESTATE INCOME FUND$12,0000.0%6400.0%0.00%
RRTS  ROADRUNNER TRNSN SVCS HLDG I$5,000
-58.3%
5,5770.0%0.00%
 ROYAL GOLD INCnote 2.875% 6/1$6,0000.0%60.0%0.00%
RGT  ROYCE GLOBAL VALUE TR INC$5,0000.0%4950.0%0.00%
 RYLAND GROUP INCnote 0.250% 6/0$3,0000.0%30.0%0.00%
SPEU  SPDR INDEX SHS FDSstoxx eur 50 etf$10,0000.0%2860.0%0.00%
SPGM  SPDR INDEX SHS FDSmsci acwi etf$3,0000.0%430.0%0.00%
SPMB  SPDR SERIES TRUSTblombrg brc mrtg$13,0000.0%5260.0%0.00%
DGT  SPDR SERIES TRUSTglb dow etf$12,0000.0%1400.0%0.00%
RLY  SSGA ACTIVE ETF TRmult ass rlrtn$1,0000.0%550.0%0.00%
GAL  SSGA ACTIVE ETF TRglobl allo etf$15,0000.0%3900.0%0.00%
SAFE  SAFETY INCOME & GROWTH INC$29,0000.0%1,5500.0%0.00%
JOE  ST JOE CO$4,0000.0%2250.0%0.00%
SCHN  SCHNITZER STL INDScl a$20,000
-20.0%
7400.0%0.00%
SCHL  SCHOLASTIC CORP$28,000
+7.7%
5940.0%0.00%
SCYX  SCYNEXIS INC$2,000
-33.3%
2,0000.0%0.00%
SEB  SEABOARD CORP$4,0000.0%10.0%0.00%
CKH  SEACOR HOLDINGS INC$1,0000.0%230.0%0.00%
SHOS  SEARS HOMETOWN & OUTLET STOR$2,0000.0%8170.0%0.00%
WTTR  SELECT ENERGY SVCS INC$4,0000.0%3000.0%0.00%
SLS  SELLAS LIFE SCIENCES GROUP I$010.0%0.00%
SMICY  SEMICONDUCTOR MFG INTL CORPsponsored adr$0440.0%0.00%
SREPRA  SEMPRA ENERGY6% pfd conv a$6,0000.0%600.0%0.00%
SENS  SENSEONICS HLDGS INC$15,000
+25.0%
3,0000.0%0.00%
 SILVER STD RES INCnote 2.875% 2/0$3,0000.0%30.0%0.00%
SVM  SILVERCORP METALS INC$26,000
-10.3%
10,5780.0%0.00%
 SOLARCITY CORPnote 1.625%11/0$3,0000.0%30.0%0.00%
SAH  SONIC AUTOMOTIVE INCcl a$7,0000.0%3500.0%0.00%
SPPP  SPROTT PHYSICAL PLAT PALLADunit$2,0000.0%2180.0%0.00%
 STARWOOD PPTY TR INCnote 4.375% 4/0$12,0000.0%120.0%0.00%
 STARWOOD WAYPOINT RESIDENTLnote 3.000% 7/0$11,000
-8.3%
90.0%0.00%
SBOT  STELLAR BIOTECHNOLOGIES INC$2,0000.0%1,1400.0%0.00%
STRL  STERLING CONSTRUCTION CO INC$23,000
+9.5%
1,6000.0%0.00%
STC  STEWART INFORMATION SVCS COR$6,0000.0%1400.0%0.00%
STRT  STRATTEC SEC CORP$1,0000.0%220.0%0.00%
STRM  STREAMLINE HEALTH SOLUTIONS$1,0000.0%1,0000.0%0.00%
SXCP  SUNCOKE ENERGY PARTNERS L P$13,0000.0%8360.0%0.00%
 SUNPOWER CORPdbcv 4.000% 1/1$6,0000.0%60.0%0.00%
SUP  SUPERIOR INDS INTL INC$3,0000.0%1750.0%0.00%
GRU  SWEDISH EXPT CR CORPmlcx grn etn23$1,0000.0%2500.0%0.00%
RJA  SWEDISH EXPT CR CORProg agri etn22$7,0000.0%1,2000.0%0.00%
SYRS  SYROS PHARMACEUTICALS INC$12,000
+20.0%
1,0000.0%0.00%
TAHO  TAHOE RES INC$1,0000.0%3000.0%0.00%
TPIV  TAPIMMUNE INC$3,0000.0%2790.0%0.00%
TGB  TASEKO MINES LTD$3,0000.0%3,1470.0%0.00%
 TENAX THERAPEUTICS INC$0650.0%0.00%
TNC  TENNANT CO$1,0000.0%150.0%0.00%
 TERADYNE INCnote 1.250%12/1$1,0000.0%10.0%0.00%
 TESLA INCnote 0.250% 3/0$3,0000.0%30.0%0.00%
 THERAVANCE INCnote 2.125% 1/1$6,0000.0%60.0%0.00%
TDWWSA  TIDEWATER INC NEW*w exp 07/31/202$01080.0%0.00%
TDWWSB  TIDEWATER INC NEW*w exp 07/31/202$01190.0%0.00%
TMST  TIMKENSTEEL CORP$4,0000.0%2960.0%0.00%
TTNP  TITAN PHARMACEUTICALS INC DE$0
-100.0%
2,1000.0%0.00%
TVTY  TIVITY HEALTH INC$8,000
-11.1%
2460.0%0.00%
TA  TRAVELCENTERS AMER LLC$0670.0%0.00%
TCBK  TRICO BANCSHARES$12,000
+9.1%
3010.0%0.00%
TTAC  TRIMTABS ETF TRall cap us free$29,000
+7.4%
7500.0%0.00%
TRVG  TRIVAGO N V$9,000
+28.6%
1,5000.0%0.00%
 TUTOR PERINI CORPnote 2.875% 6/1$48,000
+2.1%
470.0%0.00%
-100.0%
 TWITTER INCnote 1.000% 9/1$23,000
-4.2%
250.0%0.00%
TRCB  TWO RIV BANCORP$5,000
-16.7%
3150.0%0.00%
UFPT  UFP TECHNOLOGIES INC$3,0000.0%860.0%0.00%
USDP  USD PARTNERS LP$2,0000.0%2100.0%0.00%
USEG  U S ENERGY CORP WYO$0830.0%0.00%
USL  UNITED STS 12 MONTH OIL FD Lunit ben int$1,0000.0%240.0%0.00%
UEIC  UNIVERSAL ELECTRS INC$31,000
+19.2%
7750.0%0.00%
UTMD  UTAH MED PRODS INC$7,000
-12.5%
760.0%0.00%
VOC  VOC ENERGY TRtr unit$1,0000.0%2120.0%0.00%
VTVT  VTV THERAPEUTICS INCcl a$1,000
-50.0%
1,2000.0%0.00%
VNDA  VANDA PHARMACEUTICALS INC$40,000
+21.2%
1,7550.0%0.00%
LFEQ  VANECK VECTORS ETF TRndr cmg ln flt$40,000
+8.1%
1,4000.0%0.00%
-100.0%
YMLI  VANECK VECTORS ETF TR$15,0000.0%1,1750.0%0.00%
ISRA  VANECK VECTORS ETF TRisrael etf$34,000
+6.2%
1,0200.0%0.00%
RTH  VANECK VECTORS ETF TRretail etf$10,000
+11.1%
910.0%0.00%
GLIN  VANECK VECTORS ETF TRindia small cap$6,000
-14.3%
1570.0%0.00%
IDX  VANECK VECTORS ETF TRindonesia index$1,0000.0%400.0%0.00%
AFK  VANECK VECTORS ETF TRafrica index etf$2,0000.0%1040.0%0.00%
 VEECO INSTRS INC DELnote 2.700% 1/1$28,000
-3.4%
330.0%0.00%
VEC  VECTRUS INC$0250.0%0.00%
VCEL  VERICEL CORP$21,000
+50.0%
1,4580.0%0.00%
VIA  VIACOM INC NEWcl a$4,0000.0%990.0%0.00%
 VIPSHOP HLDGS LTDnote 1.500% 3/1$2,0000.0%20.0%0.00%
VIVE  VIVEVE MED INC$1,0000.0%5000.0%0.00%
VNRX  VOLITIONRX LTD$25,000
+25.0%
9,7700.0%0.00%
IID  VOYA INTL HIGH DIVID EQTY IN$13,0000.0%2,0000.0%0.00%
WSBF  WATERSTONE FINL INC MD$17,0000.0%1,0000.0%0.00%
 WEATHERFORD INTL LTDnote 5.875% 7/0$3,0000.0%30.0%0.00%
 WELLS FARGO & COmtnf 6/0$20,000
-4.8%
120.0%0.00%
IGI  WESTERN ASSET INVT GRADE DEF$4,0000.0%2120.0%0.00%
WMLPQ  WESTMORELAND RESOURCE PARTNE$0710.0%0.00%
WHG  WESTWOOD HLDGS GROUP INC$22,000
-12.0%
4270.0%0.00%
WHLRW  WHEELER REAL ESTATE INVT TR*w exp 04/29/201$02,1000.0%0.00%
WHLRP  WHEELER REAL ESTATE INVT TRcv pfd ser b$25,000
+13.6%
1,3400.0%0.00%
WOW  WIDEOPENWEST INC$0200.0%0.00%
WYY  WIDEPOINT CORP$4,0000.0%8,0000.0%0.00%
USDU  WISDOMTREE TRblmbg us bull$3,0000.0%1000.0%0.00%
QSY  WISDOMTREE TRus qlt shrhd yld$44,000
+7.3%
5000.0%0.00%
-100.0%
DEW  WISDOMTREE TRglb high div fd$12,000
+9.1%
2500.0%0.00%
DDWM  WISDOMTREE TRcurrncy int eq$6,0000.0%1970.0%0.00%
EDOM  WISDOMTREE TReur domst eco fd$20,000
-4.8%
7500.0%0.00%
EUSC  WISDOMTREE TReur hdg smlcap$3,0000.0%1000.0%0.00%
IHDG  WISDOMTREE TRitl hdg qtly div$21,0000.0%6530.0%0.00%
WKHS  WORKHORSE GROUP INC$11,000
-45.0%
11,1060.0%0.00%
XIN  XINYUAN REAL ESTATE CO LTDspons adr$17,0000.0%3,7640.0%0.00%
XOMA  XOMA CORP DEL$39,000
-15.2%
2,2260.0%0.00%
-100.0%
 YAHOO INCnote 12/0$21,000
-4.5%
160.0%0.00%
YORW  YORK WTR CO$15,0000.0%4680.0%0.00%
YGYI  YOUNGEVITY INTL INC$4,000
+33.3%
6250.0%0.00%
ZDGE  ZEDGE INCcl b$0
-100.0%
2000.0%0.00%
ZGNX  ZOGENIX INC$11,000
+22.2%
2210.0%0.00%
ZOES  ZOES KITCHEN INC$1,0000.0%800.0%0.00%
ZYNE  ZYNERBA PHARMACEUTICALS INC$8,000
-20.0%
1,0310.0%0.00%
EURN  EURONAV NV ANTWERPEN$21,000
-4.5%
2,4000.0%0.00%
CMCL  CALEDONIA MNG CORP PLC$0400.0%0.00%
CBPO  CHINA BIOLOGIC PRODS HLDGS I$8,000
-20.0%
1000.0%0.00%
CZZ  COSAN LTD$2,0000.0%2890.0%0.00%
FRO  FRONTLINE LTD$1,0000.0%3590.0%0.00%
MHLD  MAIDEN HOLDINGS LTD$4,000
-66.7%
1,5000.0%0.00%
PRTA  PROTHENA CORP PLC$020.0%0.00%
QTNT  QUOTIENT LTD$8,0000.0%1,0000.0%0.00%
TPRE  THIRD PT REINS LTD$22,000
+4.8%
1,6920.0%0.00%
AGRO  ADECOAGRO S A$4,0000.0%5000.0%0.00%
ASPS  ALTISOURCE PORTFOLIO SOLNS S$2,0000.0%550.0%0.00%
NEXA  NEXA RES S A$2,0000.0%1550.0%0.00%
ATTU  ATTUNITY LTD$12,000
+50.0%
6500.0%0.00%
CSTE  CAESARSTONE LTD$1,000310.0%0.00%
CHEK  CHECK CAP LTD$1,0000.0%1670.0%0.00%
RADA  RADA ELECTR INDS LTD$3,0000.0%1,0000.0%0.00%
TARO  TARO PHARMACEUTICAL INDS LTD$14,000
-12.5%
1420.0%0.00%
TATT  TAT TECHNOLOGIES LTDord new$1,000
-50.0%
2000.0%0.00%
OTIVF  ON TRACK INNOVATION LTD$01000.0%0.00%
CPA  COPA HOLDINGS SAcl a$32,000
-13.5%
3990.0%0.00%
-100.0%
AZRE  AZURE PWR GLOBAL LTD$1,0000.0%730.0%0.00%
MMYT  MAKEMYTRIP LIMITED MAURITIUS$1,0000.0%190.0%0.00%
ASC  ARDMORE SHIPPING CORP$1,0000.0%1000.0%0.00%
DHT  DHT HOLDINGS INC$080.0%0.00%
LPG  DORIAN LPG LTD$2,0000.0%2000.0%0.00%
GIGM  GIGAMEDIA LTD$0200.0%0.00%
STNG  SCORPIO TANKERS INC$3,000
-25.0%
1,6060.0%0.00%
SDLP  SEADRILL PARTNERS LLC$8,0000.0%2,2650.0%0.00%
SBLK  STAR BULK CARRIERS CORP$8,000
+14.3%
5800.0%0.00%
TK  TEEKAY CORPORATION$5,000
-28.6%
8230.0%0.00%
TOO  TEEKAY OFFSHORE PARTNERS L Ppartnership un$01000.0%0.00%
AACH  AAC HLDGS INC$4,000
-20.0%
5000.0%0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2018-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR15Q4 20194.4%
VANGUARD INDEX FDS15Q4 20193.2%
APPLE INC15Q4 20192.3%
VANGUARD TAX MANAGED INTL FD15Q4 20192.2%
VANGUARD INDEX FDS15Q4 20191.8%
SPDR S&P 500 ETF TR15Q4 20192.3%
ISHARES TR15Q4 20192.5%
ISHARES TR15Q4 20191.6%
ISHARES TR15Q4 20191.4%
VANGUARD CHARLOTTE FDS15Q4 20191.5%

View Advisor Group, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2020-02-12
13F-HR2019-11-13
13F-HR2019-07-31
13F-HR2019-05-09
13F-HR2019-02-11
13F-HR2018-11-14
13F-HR2018-08-13
13F-HR2018-05-15
13F-HR2018-02-14
13F-HR2017-11-06

View Advisor Group, Inc.'s complete filings history.

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