$43.8 Billion is the total value of OSAIC HOLDINGS, INC.'s 35410 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 125.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NTUS | Exit | NATUS MED INC DEL | $0 | – | -704 | -100.0% | 0.00% | – |
| EPZM | Exit | EPIZYME INC | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | ZOOMINFO TECHNOLOGIES INC CALLcall | $0 | – | -3 | -100.0% | 0.00% | – | |
| HNP | Exit | HUANENG PWR INTL INC | $0 | – | -879 | -100.0% | 0.00% | – |
| POLY | Exit | PLANTRONICS INC NEW | $0 | – | -348 | -100.0% | 0.00% | – |
| ITHXU | Exit | ITHAX ACQUISITION CORPunit 12/31/2027 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RDI | Exit | READING INTL INCcl a | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RCKY | Exit | ROCKY BRANDS INC | $0 | – | -250 | -100.0% | 0.00% | – |
| ALFA | Exit | ETF SER SOLUTIONSalpclone alter | $0 | – | -1,529 | -100.0% | 0.00% | – |
| HDG | Exit | PROSHARES TRhd replication | $0 | – | -80 | -100.0% | 0.00% | – |
| IEFN | Exit | ISHARES U S ETF TRevolved finls | $0 | – | -722 | -100.0% | 0.00% | – |
| SB | Exit | SAFE BULKERS INC | $0 | – | -1,450 | -100.0% | 0.00% | – |
| TAC | Exit | TRANSALTA CORP | $0 | – | -1,785 | -100.0% | 0.00% | – |
| RDUS | Exit | RADIUS HEALTH INC | $0 | – | -90 | -100.0% | 0.00% | – |
| XIN | Exit | XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | -154 | -100.0% | 0.00% | – |
| IEIH | Exit | ISHARES U S ETF TRinovativ hltcr | $0 | – | -2,284 | -100.0% | 0.00% | – |
| CRU | Exit | CRUCIBLE ACQUISITION CORP | $0 | – | -999 | -100.0% | 0.00% | – |
| BLUA | Exit | BLUERIVER ACQUISITION CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| ENDP | Exit | ENDO INTL PLC | $0 | – | -8,687 | -100.0% | 0.00% | – |
| LABP | Exit | LANDOS BIOPHARMA INC | $0 | – | -418 | -100.0% | 0.00% | – |
| MSTB | Exit | ETF SER SOLUTIONSlha mkt st tactl | $0 | – | -319 | -100.0% | 0.00% | – |
| DGLY | Exit | DIGITAL ALLY INC | $0 | – | -2,137 | -100.0% | 0.00% | – |
| ADTX | Exit | ADITXT INC | $0 | – | -19,500 | -100.0% | 0.00% | – |
| VII | Exit | 7GC & CO HOLDINGS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | EVOKE PHARMA INC | $0 | – | -41 | -100.0% | 0.00% | – | |
| NWG | Exit | NATWEST GROUP PLCspons adr 2 ord | $0 | – | -11,874 | -100.0% | 0.00% | – |
| XELA | Exit | EXELA TECHNOLOGIES INC | $0 | – | -4,415 | -100.0% | 0.00% | – |
| Exit | APOLLO COML REAL ESTATE FINnote 4.750% 8/2 | $0 | – | -35,000 | -100.0% | 0.00% | – | |
| Exit | COLOR STAR TECHNOLOGY CO LTD | $0 | – | -10,500 | -100.0% | 0.00% | – | |
| AVDG | Exit | NEW AGE ALPHA TRavdr us lrgcp es | $0 | – | -31 | -100.0% | 0.00% | – |
| MILE | Exit | METROMILE INC | $0 | – | -7,315 | -100.0% | 0.00% | – |
| SLCRU | Exit | SILVER CREST ACQUISITION CORunit 12/15/2025 | $0 | – | -2,000 | -100.0% | 0.00% | – |
| UEVM | Exit | VICTORY PORTFOLIOS II | $0 | – | -86 | -100.0% | 0.00% | – |
| BSMX | Exit | BANCO SANTANDER MEXICO SAsponsored ads b | $0 | – | -204 | -100.0% | 0.00% | – |
| GPL | Exit | GREAT PANTHER MNG LTD | $0 | – | -16,000 | -100.0% | 0.00% | – |
| WMC | Exit | WESTERN ASSET MTG CAP CORP | $0 | – | -31,025 | -100.0% | 0.00% | – |
| LFC | Exit | CHINA LIFE INS CO LTDspon adr rep h | $0 | – | -8,888 | -100.0% | 0.00% | – |
| GSIT | Exit | GSI TECHNOLOGY INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MNMD | Exit | MIND MEDICINE MINDMED INC | $0 | – | -20,501 | -100.0% | 0.00% | – |
| Exit | MARRIOTT VACATIONS WORLDWIDEnote 1.500% 9/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| ATC | Exit | ATOTECH LTD | $0 | – | -150 | -100.0% | 0.00% | – |
| FOA | Exit | FINANCE OF AMERICA COMPAN | $0 | – | -3,000 | -100.0% | 0.00% | – |
| AUTO | Exit | AUTOWEB INC | $0 | – | -1,225 | -100.0% | 0.00% | – |
| RMNI | Exit | RIMINI STR INC DEL | $0 | – | -5,800 | -100.0% | 0.00% | – |
| LU | Exit | LUFAX HOLDING LTD | $0 | – | -811 | -100.0% | 0.00% | – |
| MIDF | Exit | ISHARES TRmsci usa mid cp | $0 | – | -391 | -100.0% | 0.00% | – |
| LBPS | Exit | 4D PHARMA PLCsponsored ads | $0 | – | -4,799 | -100.0% | 0.00% | – |
| MTOR | Exit | MERITOR INC | $0 | – | -4,640 | -100.0% | 0.00% | – |
| VSEC | Exit | VSE CORP | $0 | – | -20 | -100.0% | 0.00% | – |
| MIC | Exit | MACQUARIE INFRASTR HOLD LLC | $0 | – | -9,588 | -100.0% | 0.00% | – |
| AFSM | Exit | FIRST TR EXCHNG TRADED FD VIactv fctr smcp | $0 | – | -50 | -100.0% | 0.00% | – |
| Exit | WISDOMTREE TRbattery vl chain | $0 | – | -100 | -100.0% | 0.00% | – | |
| Exit | NEOVASC INC | $0 | – | -101 | -100.0% | 0.00% | – | |
| GNLN | Exit | GREENLANE HLDGS INCcl a | $0 | – | -3,062 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAP CORPnote 4.950% 7/1 | $0 | – | -3 | -100.0% | 0.00% | – | |
| Exit | JANUS DETROIT STR TRnet zero trans | $0 | – | -600 | -100.0% | 0.00% | – | |
| DPST | Exit | DIREXION SHS ETF TRdaily rgnal bull | $0 | – | -400 | -100.0% | 0.00% | – |
| Exit | LYTUS TECHNOLOGS HLDGS PTV L | $0 | – | -15,987 | -100.0% | 0.00% | – | |
| MUX | Exit | MCEWEN MNG INC | $0 | – | -38,838 | -100.0% | 0.00% | – |
| WARRWS | Exit | WARRIOR TECHNOLOGIES ACQUI C*w exp 03/31/202 | $0 | – | -250 | -100.0% | 0.00% | – |
| MOTO | Exit | GUINNESS ATKINSON FDSsmartetf trasp | $0 | – | -352 | -100.0% | 0.00% | – |
| INM | Exit | INMED PHARMACEUTICALS INC | $0 | – | -1,185 | -100.0% | 0.00% | – |
| CONXU | Exit | CONX CORPunit 10/30/2027 | $0 | – | -793 | -100.0% | 0.00% | – |
| NE | Exit | NOBLE CORP NEW | $0 | – | -466 | -100.0% | 0.00% | – |
| PSTX | Exit | POSEIDA THERAPEUTICS INC | $0 | – | -251 | -100.0% | 0.00% | – |
| Exit | US WELL SERVICES INCcl a new | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| MBT | Exit | MOBILE TELESYSTEMS PUB JT STsponsored adr | $0 | – | -46,344 | -100.0% | 0.00% | – |
| IIVIP | Exit | II-VI INC6% conv pfd a | $0 | – | -122 | -100.0% | 0.00% | – |
| Exit | ETF SER SOLUTIONSnationwide dow j | $0 | – | -2,542 | -100.0% | 0.00% | – | |
| Exit | CEMEX SAB DE CV CALLcall | $0 | – | -50 | -100.0% | 0.00% | – | |
| Exit | SIXTH STREET SPECIALTY LENDInote 4.500% 8/0 | $0 | – | -22,000 | -100.0% | 0.00% | – | |
| EAR | Exit | EARGO INC | $0 | – | -41 | -100.0% | 0.00% | – |
| VIIAW | Exit | 7GC & CO HOLDINGS INC*w exp 12/23/202 | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | CLARUS THERAPEUTICS HLDNGS I | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | STARBOARD INVT TRrh hedged multi | $0 | – | -417 | -100.0% | 0.00% | – | |
| NSRXD | Exit | NOMAD ROYALTY COMPANY LTD | $0 | – | -70 | -100.0% | 0.00% | – |
| Exit | FIELD TRIP HEALTH LTD | $0 | – | -500 | -100.0% | 0.00% | – | |
| DWSN | Exit | DAWSON GEOPHYSICAL CO NEW | $0 | – | -600 | -100.0% | 0.00% | – |
| NIFE | Exit | DIREXION SHS ETF TRfallen knives | $0 | – | -173 | -100.0% | 0.00% | – |
| Exit | SIDUS SPACE INC | $0 | – | -1 | -100.0% | 0.00% | – | |
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS INC | $0 | – | -441 | -100.0% | 0.00% | – |
| Exit | EMBARK TECHNOLOGY INC | $0 | – | -6,805 | -100.0% | 0.00% | – | |
| Exit | PROSHARES TRultsht finls new | $0 | – | -50 | -100.0% | 0.00% | – | |
| Exit | HIPPO HLDGS INC | $0 | – | -14,900 | -100.0% | 0.00% | – | |
| GBDV | Exit | GLOBAL BETA ETF TR | $0 | – | -341 | -100.0% | 0.00% | – |
| Exit | AIRBNB INC PUTput | $0 | – | -1 | -100.0% | 0.00% | – | |
| EMBH | Exit | ISHARES U S ETF TRint rt hd emrg | $0 | – | -1,180 | -100.0% | 0.00% | – |
| USAP | Exit | UNIVERSAL STAINLESS & ALLOY | $0 | – | -4,000 | -100.0% | 0.00% | – |
| FTFT | Exit | FUTURE FINTECH GROUP INC | $0 | – | -385 | -100.0% | 0.00% | – |
| ERX | Exit | DIREXION SHS ETF TRdly enrgy bull2x | $0 | – | -600 | -100.0% | 0.00% | – |
| BLHY | Exit | VIRTUS ETF TR IInewfleet hig yld | $0 | – | -3 | -100.0% | 0.00% | – |
| UIVM | Exit | VICTORY PORTFOLIOS II | $0 | – | -128 | -100.0% | 0.00% | – |
| ITRM | Exit | ITERUM THERAPEUTICS PLC | $0 | – | -1,280 | -100.0% | 0.00% | – |
| Exit | NABRIVA THERAPEUTICS PLC | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| LJPC | Exit | LA JOLLA PHARMACEUTICAL CO | $0 | – | -1,400 | -100.0% | 0.00% | – |
| MUDS | Exit | MUDRICK CAPITAL ACQU CORP II | $0 | – | -1,010 | -100.0% | 0.00% | – |
| ZNTL | Exit | ZENTALIS PHARMACEUTICALS INC | $0 | – | -962 | -100.0% | 0.00% | – |
| ABEO | Exit | ABEONA THERAPEUTICS INC | $0 | – | -37,448 | -100.0% | 0.00% | – |
| Exit | RANI THERAPEUTICS HLDGS INC | $0 | – | -19,012 | -100.0% | 0.00% | – | |
| Exit | SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| RMGC | Exit | RMG ACQUISITION CORP III | $0 | – | -1,500 | -100.0% | 0.00% | – |
| LOMA | Exit | LOMA NEGRA C I A S A MTN 14sponsored ads | $0 | – | -36,498 | -100.0% | 0.00% | – |
| SOTK | Exit | SONO TEK CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| TPTX | Exit | TURNING POINT THERAPEUTICS I | $0 | – | -447 | -100.0% | 0.00% | – |
| PBIP | Exit | PRUDENTIAL BANCORP INC NEW | $0 | – | -3,000 | -100.0% | 0.00% | – |
| CAAP | Exit | CORPORACION AMER ARPTS S A | $0 | – | -2,200 | -100.0% | 0.00% | – |
| LBPH | Exit | LONGBOARD PHARMACEUTICALS IN | $0 | – | -1 | -100.0% | 0.00% | – |
| MOTS | Exit | MOTUS GI HLDGS INC | $0 | – | -78,600 | -100.0% | 0.00% | – |
| Exit | OSI SYSTEMS INCnote 1.250% 9/0 | $0 | – | -7 | -100.0% | 0.00% | – | |
| Exit | LAM RESEARCH CORP CALLcall | $0 | – | -1 | -100.0% | 0.00% | – | |
| FPXE | Exit | FIRST TR EXCHANGE TRADED FDipox europe eq | $0 | – | -5,611 | -100.0% | 0.00% | – |
| BCAC | Exit | BROOKLINE CAP ACQUISITION CO | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | TYSON FOODS INC CALLcall | $0 | – | -13 | -100.0% | 0.00% | – | |
| Exit | TDCX INCads | $0 | – | -391 | -100.0% | 0.00% | – | |
| PSTI | Exit | PLURISTEM THERAPEUTICS INC | $0 | – | -5,291 | -100.0% | 0.00% | – |
| RBAC | Exit | REDBALL ACQUISITION CORP | $0 | – | -770 | -100.0% | 0.00% | – |
| ABOS | Exit | ACUMEN PHARMACEUTICALS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| AEZS | Exit | AETERNA ZENTARIS INC | $0 | – | -5,853 | -100.0% | 0.00% | – |
| RAMMW | Exit | ARIES I ACQUISITION CORP*w exp 03/18/202 | $0 | – | -3,710 | -100.0% | 0.00% | – |
| Exit | EXCHANGE LISTED FDS TRcabana aggressiv | $0 | – | -4,502 | -100.0% | 0.00% | – | |
| EB | Exit | EVENTBRITE INC | $0 | – | -1,187 | -100.0% | 0.00% | – |
| KALV | Exit | KALVISTA PHARMACEUTICALS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | PROSHARES TR | $0 | – | -286 | -100.0% | 0.00% | – | |
| LNFAWS | Exit | L&F ACQUISITION CORP*w exp 05/23/202 | $0 | – | -800 | -100.0% | 0.00% | – |
| GRTX | Exit | GALERA THERAPEUTICS INC | $0 | – | -107 | -100.0% | 0.00% | – |
| DWAW | Exit | ADVISORSHARES TRdorsy fsm alcp | $0 | – | -133 | -100.0% | 0.00% | – |
| Exit | AUTOSCOPE TECHNOLOGIES CORP | $0 | – | -1,300 | -100.0% | 0.00% | – | |
| PACX | Exit | PIONEER MERGER CORP | $0 | – | -250 | -100.0% | 0.00% | – |
| SBEV | Exit | SPLASH BEVERAGE GROUP INC | $0 | – | -1,750 | -100.0% | 0.00% | – |
| CRUWS | Exit | CRUCIBLE ACQUISITION CORP*w exp 12/26/202 | $0 | – | -433 | -100.0% | 0.00% | – |
| Exit | TARGA RES CORP CALLcall | $0 | – | -10 | -100.0% | 0.00% | – | |
| CWBR | Exit | COHBAR INC | $0 | – | -6,312 | -100.0% | 0.00% | – |
| Exit | II-VI INCnote 0.250% 9/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| HFFG | Exit | HF FOODS GROUP INC | $0 | – | -81 | -100.0% | 0.00% | – |
| NMG | Exit | NOUVEAU MONDE GRAPHITE INC | $0 | – | -162 | -100.0% | 0.00% | – |
| AACU | Exit | ARES ACQUISITION CORPORATIONunit 99/99/9999 | $0 | – | -1,020 | -100.0% | 0.00% | – |
| SOS | Exit | SOS LIMITEDspnsord ads new | $0 | – | -14,735 | -100.0% | 0.00% | – |
| Exit | TYRA BIOSCIENCES INC | $0 | – | -1 | -100.0% | 0.00% | – | |
| BPRN | Exit | BANK PRINCETON NEW JERSEY | $0 | – | -141 | -100.0% | 0.00% | – |
| AGQ | Exit | PROSHARES TR IIultra silver new | $0 | – | -5 | -100.0% | 0.00% | – |
| SPAK | Exit | ETF SER SOLUTIONSdefiance nxt gn | $0 | – | -894 | -100.0% | 0.00% | – |
| IMTE | Exit | INTEGRATED MEDIA TECHNLOGY L | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | TARENA INTL INCsponsored ads | $0 | – | -1 | -100.0% | 0.00% | – | |
| GSV | Exit | GOLD STD VENTURES CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| Exit | UPSTART HLDGS INC PUTput | $0 | – | -15 | -100.0% | 0.00% | – | |
| ALXO | Exit | ALX ONCOLOGY HLDGS INC | $0 | – | -130 | -100.0% | 0.00% | – |
| Exit | MANDIANT INCnote 1.625% 6/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| ONCS | Exit | ONCOSEC MED INC | $0 | – | -65 | -100.0% | 0.00% | – |
| VINC | Exit | VINCERX PHARMA INC | $0 | – | -291 | -100.0% | 0.00% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -9,764 | -100.0% | 0.00% | – |
| USAK | Exit | USA TRUCK INC | $0 | – | -1,484 | -100.0% | 0.00% | – |
| AAME | Exit | ATLANTIC AMERN CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | WEAVE COMMUNICATIONS INC | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| VXZ | Exit | BARCLAYS BANK PLCipath b mid trm | $0 | – | -4 | -100.0% | 0.00% | – |
| Exit | URANIUM ENERGY CORP CALLcall | $0 | – | -10 | -100.0% | 0.00% | – | |
| Exit | INVESCO EXCH TRADED FD TR IIalerian glxy blk | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| RWGV | Exit | DIREXION SHS ETF TRrusell1000 gwt | $0 | – | -63 | -100.0% | 0.00% | – |
| PSY | Exit | ETF SER SOLUTIONSdefiance next | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | AIR TRANS SVCS GROUP INCnote 1.125%10/1 | $0 | – | -16,000 | -100.0% | 0.00% | – | |
| EXN | Exit | EXCELLON RES INC | $0 | – | -60 | -100.0% | 0.00% | – |
| Exit | REDBOX ENTERTAINMENT INC | $0 | – | -25 | -100.0% | 0.00% | – | |
| JCIC | Exit | JACK CREEK INVESTMENT CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| KTCC | Exit | KEY TRONIC CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | MERITOR INCnote 3.250%10/1 | $0 | – | -43 | -100.0% | 0.00% | – | |
| Exit | HF SINCLAIR CORP CALLcall | $0 | – | -10 | -100.0% | 0.00% | – | |
| BGI | Exit | BIRKS GROUP INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| MTR | Exit | MESA RTY TRunit ben int | $0 | – | -1 | -100.0% | 0.00% | – |
| MBII | Exit | MARRONE BIO INNOVATIONS INC | $0 | – | -6,031 | -100.0% | 0.00% | – |
| IDMO | Exit | INVESCO EXCH TRADED FD TR IIs&p intl momnt | $0 | – | -265 | -100.0% | 0.00% | – |
| Exit | KIORA PHARMACEUTICALS INC | $0 | – | -1,468 | -100.0% | 0.00% | – | |
| Exit | EROS MEDIA WORLD PLC | $0 | – | -25,338 | -100.0% | 0.00% | – | |
| ADTN | Exit | ADTRAN INC | $0 | – | -4,434 | -100.0% | 0.00% | – |
| NEEPRO | Exit | NEXTERA ENERGY INCunit 09/01/2022s | $0 | – | -83 | -100.0% | 0.00% | – |
| BENE | Exit | BENESSERE CAPITAL ACQUSTN CO | $0 | – | -1,000 | -100.0% | 0.00% | – |
| IPVA | Exit | INTERPRIVATE II ACQUISITION | $0 | – | -258 | -100.0% | 0.00% | – |
| RTLR | Exit | RATTLER MIDSTREAM LP | $0 | – | -4,478 | -100.0% | 0.00% | – |
| CTEK | Exit | CYNERGISTEK INC | $0 | – | -6,567 | -100.0% | 0.00% | – |
| Exit | NORTHERN LTS FD TR IVsterling cap div | $0 | – | -500 | -100.0% | 0.00% | – | |
| Exit | CS DISCO INC | $0 | – | -15 | -100.0% | 0.00% | – | |
| Exit | CONSTELLATION ENERGY CORP CALLcall | $0 | – | -20 | -100.0% | 0.00% | – | |
| Exit | 3-D SYS CORP DEL CALLcall | $0 | – | -2 | -100.0% | 0.00% | – | |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -78 | -100.0% | 0.00% | – |
| CANG | Exit | CANGO INCads | $0 | – | -500 | -100.0% | 0.00% | – |
| ERESU | Exit | EAST RES ACQUISITION COunit 07/01/2027 | $0 | – | -738 | -100.0% | 0.00% | – |
| SYRS | Exit | SYROS PHARMACEUTICALS INC | $0 | – | -6,430 | -100.0% | 0.00% | – |
| SND | Exit | SMART SAND INC | $0 | – | -16,000 | -100.0% | 0.00% | – |
| SLCR | Exit | SILVER CREST ACQUISITION COR | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | TDH HLDGS INC | $0 | – | -17,327 | -100.0% | 0.00% | – | |
| ARBG | Exit | AEQUI ACQUISITION CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| TDSE | Exit | EXCHANGE LISTED FDS TRcabana target 16 | $0 | – | -7,296 | -100.0% | 0.00% | – |
| MYO | Exit | MYOMO INC | $0 | – | -33 | -100.0% | 0.00% | – |
| CLBS | Exit | CALADRIUS BIOSCIENCES INC | $0 | – | -5,306 | -100.0% | 0.00% | – |
| LMPX | Exit | LMP AUTOMOTIVE HLDGS INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| TESS | Exit | TESSCO TECHNOLOGIES INC | $0 | – | -283 | -100.0% | 0.00% | – |
| ASAQ | Exit | ATLANTIC AVE ACQUISITION COR | $0 | – | -200 | -100.0% | 0.00% | – |
| HLPRB | Exit | HECLA MNG COpfd cv ser b | $0 | – | -100 | -100.0% | 0.00% | – |
| EUM | Exit | PROSHARES TR | $0 | – | -500 | -100.0% | 0.00% | – |
| NATR | Exit | NATURES SUNSHINE PRODS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| METC | Exit | RAMACO RES INC | $0 | – | -808 | -100.0% | 0.00% | – |
| BSVN | Exit | BANK7 CORP | $0 | – | -187 | -100.0% | 0.00% | – |
| AIIQ | Exit | ETF SER SOLUTIONSai pwd intl eqty | $0 | – | -200 | -100.0% | 0.00% | – |
| PTR | Exit | PETROCHINA CO LTDsponsored adr | $0 | – | -4,399 | -100.0% | 0.00% | – |
| QMOM | Exit | EA SERIES TRUSTus quan momentum | $0 | – | -76 | -100.0% | 0.00% | – |
| Exit | EVOFEM BIOSCIENCES INC | $0 | – | -7,566 | -100.0% | 0.00% | – | |
| Exit | PAYPAL HLDGS INC PUTput | $0 | – | -2 | -100.0% | 0.00% | – | |
| KBNT | Exit | KUBIENT INC | $0 | – | -18,000 | -100.0% | 0.00% | – |
| Exit | OFFERPAD SOLUTIONS INC*w exp 09/01/202 | $0 | – | -500 | -100.0% | 0.00% | – | |
| DRAYU | Exit | MACONDRAY CAP ACQUISITN CORPunit 05/31/2028 | $0 | – | -950 | -100.0% | 0.00% | – |
| ISLEW | Exit | ISLEWORTH HEALTHCARE ACQU CO*w exp 08/02/202 | $0 | – | -4,250 | -100.0% | 0.00% | – |
| Exit | MOLECULAR DATA INCsponsord ads new | $0 | – | -8 | -100.0% | 0.00% | – | |
| BOACU | Exit | BLUESCAPE OPPORTUNITIES ACQUunit 99/99/9999 | $0 | – | -250 | -100.0% | 0.00% | – |
| Exit | WORKDAY INCnote 0.250%10/0 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| ALNA | Exit | ALLENA PHARMACEUTICALS | $0 | – | -33,000 | -100.0% | 0.00% | – |
| VIXM | Exit | PROSHARES TR IIvix mdtrm futr n | $0 | – | -127 | -100.0% | 0.00% | – |
| ROOT | Exit | ROOT INC | $0 | – | -24,170 | -100.0% | 0.00% | – |
| PPBT | Exit | PURPLE BIOTECH LTDsponsored ads | $0 | – | -5 | -100.0% | 0.00% | – |
| EYESW | Exit | SECOND SIGHT MED PRODS INC*w exp 03/14/202 | $0 | – | -45 | -100.0% | 0.00% | – |
| SYN | Exit | SYNTHETIC BIOLOGICS INC | $0 | – | -479 | -100.0% | 0.00% | – |
| Exit | STRONGHOLD DIGITAL MINING IN | $0 | – | -5,080 | -100.0% | 0.00% | – | |
| Exit | SHOPIFY INCnote 0.125%11/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| LJAQU | Exit | LIGHTJUMP ACQUISITION CORPunit 01/06/2026 | $0 | – | -1,000 | -100.0% | 0.00% | – |
| TUYA | Exit | TUYA INCsponsered ads | $0 | – | -612 | -100.0% | 0.00% | – |
| AMEH | Exit | APOLLO MED HLDGS INC | $0 | – | -600 | -100.0% | 0.00% | – |
| ACH | Exit | ALUMINUM CORP CHINA LIMITED | $0 | – | -594 | -100.0% | 0.00% | – |
| AGLE | Exit | AEGLEA BIOTHERAPEUTICS INC | $0 | – | -470 | -100.0% | 0.00% | – |
| EXTN | Exit | EXTERRAN CORP | $0 | – | -113 | -100.0% | 0.00% | – |
| TOMZ | Exit | TOMI ENVIRONMENTAL SOLUTIONS | $0 | – | -344 | -100.0% | 0.00% | – |
| Exit | TOP SHIPS INC | $0 | – | -1,240 | -100.0% | 0.00% | – | |
| NEXT | Exit | NEXTDECADE CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| HCM | Exit | HUTCHMED CHINA LTDsponsored ads | $0 | – | -679 | -100.0% | 0.00% | – |
| MYFW | Exit | FIRST WESTN FINL INC | $0 | – | -4,805 | -100.0% | 0.00% | – |
| CCMP | Exit | CMC MATERIALS INC | $0 | – | -1,110 | -100.0% | 0.00% | – |
| GRNQ | Exit | GREENPRO CAP CORP | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | SIMPLIFY EXCHANGE TRADED FUNconvexity etf | $0 | – | -414 | -100.0% | 0.00% | – | |
| DAWN | Exit | DAY ONE BIOPHARMACEUTICALS I | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | COLLABORATIVE INVESTMNT SERtuttle cap short | $0 | – | -220 | -100.0% | 0.00% | – | |
| PIXY | Exit | SHIFTPIXY INC | $0 | – | -1,800 | -100.0% | 0.00% | – |
| FLTW | Exit | FRANKLIN TEMPLETON ETF TRftse taiwan | $0 | – | -26 | -100.0% | 0.00% | – |
| PVL | Exit | PERMIANVILLE RTY TRtr unit | $0 | – | -2 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAP CORPnote 4.950% 7/1 | $0 | – | -185,000 | -100.0% | 0.00% | – | |
| Exit | MELI KASZEK PIONEER CORPclass a ord | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | DEVON ENERGY CORP NEW CALLcall | $0 | – | -11 | -100.0% | 0.00% | – | |
| Exit | ARCHER DANIELS MIDLAND CO CALLcall | $0 | – | -10 | -100.0% | 0.00% | – | |
| AXU | Exit | ALEXCO RESOURCE CORP | $0 | – | -248,651 | -100.0% | 0.00% | – |
| TYME | Exit | TYME TECHNOLOGIES INC | $0 | – | -2,200 | -100.0% | 0.00% | – |
| SLNO | Exit | SOLENO THERAPEUTICS INC | $0 | – | -1,120 | -100.0% | 0.00% | – |
| Exit | SIMPLIFY EXCHANGE TRADED FUNtail risk strat | $0 | – | -199 | -100.0% | 0.00% | – | |
| CLRB | Exit | CELLECTAR BIOSCIENCES INC | $0 | – | -5,000 | -100.0% | 0.00% | – |
| AEACU | Exit | AUTHENTIC EQUITY ACQUISTN COunit 10/31/2027 | $0 | – | -1,200 | -100.0% | 0.00% | – |
| NPTN | Exit | NEOPHOTONICS CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| SQZ | Exit | SQZ BIOTECHNOLOGIES CO | $0 | – | -256 | -100.0% | 0.00% | – |
| ATHX | Exit | ATHERSYS INC NEW | $0 | – | -156,139 | -100.0% | 0.00% | – |
| VHI | Exit | VALHI INC NEW | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | MANDIANT INCnote 1.000% 6/0 | $0 | – | -5 | -100.0% | 0.00% | – | |
| RIBT | Exit | RICEBRAN TECHNOLOGIES | $0 | – | -6,200 | -100.0% | 0.00% | – |
| HRTH | Exit | HARTE HANKS INC | $0 | – | -4,163 | -100.0% | 0.00% | – |
| PCB | Exit | PCB BANCORP | $0 | – | -582 | -100.0% | 0.00% | – |
| Exit | SELECT SECTOR SPDR TR PUTput | $0 | – | -7 | -100.0% | 0.00% | – | |
| UDOW | Exit | PROSHARES TRultrpro dow30 | $0 | – | -320 | -100.0% | 0.00% | – |
| HNGR | Exit | HANGER INC | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | ZILLOW GROUP INC CALLcall | $0 | – | -3 | -100.0% | 0.00% | – | |
| OSG | Exit | OVERSEAS SHIPHOLDING GROUP Icl a new | $0 | – | -7,033 | -100.0% | 0.00% | – |
| NBEV | Exit | NEWAGE INC | $0 | – | -36,376 | -100.0% | 0.00% | – |
| JRSH | Exit | JERASH HLDGS US INC | $0 | – | -3,579 | -100.0% | 0.00% | – |
| ERUS | Exit | ISHARES INCmsci russia etf | $0 | – | -1,674 | -100.0% | 0.00% | – |
| ALTUU | Exit | ALTITUDE ACQUISITION CORPunit 11/30/2027 | $0 | – | -1,100 | -100.0% | 0.00% | – |
| YJ | Exit | YUNJI INCads rp cl a | $0 | – | -602 | -100.0% | 0.00% | – |
| FVT | Exit | FORTRESS VALUE ACQUIS CORP I | $0 | – | -1,000 | -100.0% | 0.00% | – |
| COHR | Exit | COHERENT INC | $0 | – | -323 | -100.0% | 0.00% | – |
| PGRWU | Exit | PROGRESS ACQUISITION CORPunit 12/25/2025 | $0 | – | -1,520 | -100.0% | 0.00% | – |
| EYES | Exit | SECOND SIGHT MED PRODS INC | $0 | – | -1,602 | -100.0% | 0.00% | – |
| ULVM | Exit | VICTORY PORTFOLIOS II | $0 | – | -90 | -100.0% | 0.00% | – |
| THCA | Exit | TUSCAN HLDGS CORP II | $0 | – | -500 | -100.0% | 0.00% | – |
| BBQ | Exit | BBQ HLDGS INC | $0 | – | -1,372 | -100.0% | 0.00% | – |
| APTX | Exit | APTINYX INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | AMMO INC CALLcall | $0 | – | -80 | -100.0% | 0.00% | – | |
| Exit | DOCEBO INC CALLcall | $0 | – | -1 | -100.0% | 0.00% | – | |
| HMLP | Exit | HOEGH LNG PARTNERS LP | $0 | – | -6,625 | -100.0% | 0.00% | – |
| Exit | FREEPORT-MCMORAN INC CALLcall | $0 | – | -7 | -100.0% | 0.00% | – | |
| SMED | Exit | SHARPS COMPLIANCE CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| QPFF | Exit | AMERICAN CENTY ETF TRquality prefer | $0 | – | -135 | -100.0% | 0.00% | – |
| PSTHWS | Exit | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $0 | – | -2,156 | -100.0% | 0.00% | – |
| Exit | HIRERIGHT HOLDINGS CORPORATI | $0 | – | -750 | -100.0% | 0.00% | – | |
| EFNL | Exit | ISHARES TRmsci finland etf | $0 | – | -83 | -100.0% | 0.00% | – |
| FFIU | Exit | SPINNAKER ETF SERIESuva unconstraind | $0 | – | -84 | -100.0% | 0.00% | – |
| IEME | Exit | ISHARES U S ETF TRmedia entrnmnt | $0 | – | -300 | -100.0% | 0.00% | – |
| HTGM | Exit | HTG MOLECULAR DIAGNOSTICS IN | $0 | – | -13 | -100.0% | 0.00% | – |
| Exit | SIMPLIFY EXCHANGE TRADED FUNconvexity etf | $0 | – | -80 | -100.0% | 0.00% | – | |
| ISTR | Exit | INVESTAR HLDG CORP | $0 | – | -908 | -100.0% | 0.00% | – |
| Exit | SUNRUN INC CALLcall | $0 | – | -2 | -100.0% | 0.00% | – | |
| TUFN | Exit | TUFIN SOFTWARE TECHNOLOGIE | $0 | – | -3 | -100.0% | 0.00% | – |
| Exit | COMPOSECURE INC | $0 | – | -68 | -100.0% | 0.00% | – | |
| ACEV | Exit | ACE CONVERGENCE ACQU CORPcl a | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HMTV | Exit | HEMISPHERE MEDIA GROUP INCcl a | $0 | – | -79 | -100.0% | 0.00% | – |
| ARL | Exit | AMERICAN RLTY INVS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| BCACW | Exit | BROOKLINE CAP ACQUISITION CO*w exp 08/31/202 | $0 | – | -100 | -100.0% | 0.00% | – |
| IEHS | Exit | ISHARES U S ETF TRhealthcare | $0 | – | -3,476 | -100.0% | 0.00% | – |
| SNDL | Exit | SUNDIAL GROWERS INC | $0 | – | -83,929 | -100.0% | 0.00% | – |
| LHC | Exit | LEO HLDGS CORP II | $0 | – | -3,900 | -100.0% | 0.00% | – |
| SAIL | Exit | SAILPOINT TECHNOLOGIES HLDGS | $0 | – | -1,555 | -100.0% | 0.00% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FDsh ben int | $0 | – | -4,398 | -100.0% | 0.00% | – |
| MNTK | Exit | MONTAUK RENEWABLES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | AMAZON COM INC CALLcall | $0 | – | -20 | -100.0% | 0.00% | – | |
| Exit | AVALO THERAPEUTICS INC | $0 | – | -500 | -100.0% | 0.00% | – | |
| ALJJ | Exit | ALJ REGL HLDGS INC | $0 | – | -39,600 | -100.0% | 0.00% | – |
| PTN | Exit | PALATIN TECHNOLOGIES INC | $0 | – | -14,667 | -100.0% | 0.00% | – |
| SOLN | Exit | SOUTHERN COunit 08/01/2022 | $0 | – | -715 | -100.0% | 0.00% | – |
| NP | Exit | NEENAH INC | $0 | – | -329 | -100.0% | 0.00% | – |
| SNP | Exit | CHINA PETROLEUM & CHEMICAL C | $0 | – | -88 | -100.0% | 0.00% | – |
| TRYP | Exit | TIDAL ETF TRsonicshares air | $0 | – | -1,875 | -100.0% | 0.00% | – |
| IIVI | Exit | II-VI INC | $0 | – | -7,271 | -100.0% | -0.00% | – |
| MANT | Exit | MANTECH INTERNATIONAL CORPcl a | $0 | – | -5,820 | -100.0% | -0.00% | – |
| ACC | Exit | AMERICAN CAMPUS CMNTYS INC | $0 | – | -7,479 | -100.0% | -0.00% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -26,114 | -100.0% | -0.00% | – |
| CTT | Exit | CATCHMARK TIMBER TR INCcl a | $0 | – | -42,319 | -100.0% | -0.00% | – |
| AVDR | Exit | NEW AGE ALPHA TRavdr us lrgcp le | $0 | – | -13,603 | -100.0% | -0.00% | – |
| CDEV | Exit | CENTENNIAL RESOURCE DEV INCcl a | $0 | – | -54,309 | -100.0% | -0.00% | – |
| SAFM | Exit | SANDERSON FARMS INC | $0 | – | -3,104 | -100.0% | -0.00% | – |
| PSB | Exit | PS BUSINESS PKS INC CALIF | $0 | – | -1,344 | -100.0% | -0.00% | – |
| USOI | Exit | CREDIT SUISSE NASSAU BRANCHxlink crd etn37 | $0 | – | -104,901 | -100.0% | -0.00% | – |
| BRPM | Exit | B RILEY PRINCIPAL 150 MERGER | $0 | – | -57,800 | -100.0% | -0.00% | – |
| DBRG | Exit | DIGITALBRIDGE GROUP INC | $0 | – | -103,530 | -100.0% | -0.00% | – |
| GCP | Exit | GCP APPLIED TECHNOLOGIES INC | $0 | – | -9,574 | -100.0% | -0.00% | – |
| CFVI | Exit | CF ACQUISITION CORP VI | $0 | – | -40,906 | -100.0% | -0.00% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -4,397 | -100.0% | -0.00% | – |
| IECS | Exit | ISHARES U S ETF TRconsumer stpls | $0 | – | -20,250 | -100.0% | -0.00% | – |
| HIL | Exit | HILL INTL INC | $0 | – | -147,500 | -100.0% | -0.00% | – |
| Exit | MANDIANT INC | $0 | – | -18,954 | -100.0% | -0.00% | – | |
| WBT | Exit | WELBILT INC | $0 | – | -19,077 | -100.0% | -0.00% | – |
| SLVO | Exit | CREDIT SUISSE AG NASSAU BRHx link silver | $0 | – | -65,352 | -100.0% | -0.00% | – |
| HR | Exit | HEALTHCARE RLTY TR | $0 | – | -11,673 | -100.0% | -0.00% | – |
| DYFN | Exit | ANGEL OAK DYNAMIC FINL STRAT | $0 | – | -43,271 | -100.0% | -0.00% | – |
| JDIV | Exit | J P MORGAN EXCHANGE TRADED Fus dividend | $0 | – | -32,601 | -100.0% | -0.00% | – |
| ORC | Exit | ORCHID IS CAP INC | $0 | – | -359,522 | -100.0% | -0.00% | – |
| SPXC | Exit | SPX CORP | $0 | – | -14,778 | -100.0% | -0.00% | – |
| AVGOP | Exit | BROADCOM INC8% mcnv pfd sr a | $0 | – | -488 | -100.0% | -0.00% | – |
| UCIB | Exit | UBS AG LONDON BRANCHetracs ubs bloom | $0 | – | -43,893 | -100.0% | -0.00% | – |
| JMIN | Exit | J P MORGAN EXCHANGE TRADED Fus minmum volt | $0 | – | -41,902 | -100.0% | -0.00% | – |
| SZK | Exit | PROSHARES TR | $0 | – | -77,693 | -100.0% | -0.00% | – |
| CDK | Exit | CDK GLOBAL INC | $0 | – | -22,342 | -100.0% | -0.00% | – |
| GLDI | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -229,137 | -100.0% | -0.00% | – |
| J | Exit | JACOBS ENGR GROUP INC | $0 | – | -38,978 | -100.0% | -0.01% | – |
| HTA | Exit | HEALTHCARE TR AMER INCcl a new | $0 | – | -355,296 | -100.0% | -0.02% | – |
| NLY | Exit | ANNALY CAPITAL MANAGEMENT IN | $0 | – | -1,801,682 | -100.0% | -0.02% | – |
| GSK | Exit | GSK PLCsponsored adr | $0 | – | -417,524 | -100.0% | -0.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- ROYAL ALLIANCE ASSOCIATES, INC. #1
- SAGEPOINT FINANCIAL, INC. #2
- FSC SECURITES, INC. #6
- WOODBURY FINANCIAL SERVICES, INC. #8
- VISION2020 WEALTH MANAGEMENT CORP. #99
- SECURITIES AMERICA ADVISORS INC #11
- LADENBURG THALMANN ASSET MANAGEMENT #12
- ARBOR POINT ADVISORS, LLC #14
- TRIAD HYBRID SOLUTIONS, LLC #16
- TRIAD ADVISORS, LLC #17
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 15 | Q3 2023 | 4.0% |
| APPLE INC | 15 | Q3 2023 | 3.4% |
| VANGUARD INDEX FDS | 15 | Q3 2023 | 1.8% |
| MICROSOFT CORP | 15 | Q3 2023 | 1.6% |
| INVESCO QQQ TR | 15 | Q3 2023 | 1.7% |
| Vanguard Total Stock Market ETF | 15 | Q3 2023 | 1.4% |
| AMAZON COM INC | 15 | Q3 2023 | 1.6% |
| VANGUARD TAX-MANAGED INTL FD | 15 | Q3 2023 | 1.4% |
| Vanguard Short-Term Bond ETF | 15 | Q3 2023 | 1.7% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 1.3% |
View OSAIC HOLDINGS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LADENBURG THALMANN FINANCIAL SERVICES INC. | February 19, 2020 | 100 | 100.0% |
View OSAIC HOLDINGS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-21 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-04 |
View OSAIC HOLDINGS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.