$52.8 Billion is the total value of OSAIC HOLDINGS, INC.'s 34761 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 116.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MLP | Exit | MAUI LD & PINEAPPLE INC | $0 | – | -200 | -100.0% | 0.00% | – |
| LIFE | Exit | ATYR PHARMA INC | $0 | – | -1 | -100.0% | 0.00% | – |
| FNGU | Exit | BANK OF MONTREALmicrosectors idx | $0 | – | -100 | -100.0% | 0.00% | – |
| SCR | Exit | SCORE MEDIA & GAMING INC | $0 | – | -3,094 | -100.0% | 0.00% | – |
| BEDU | Exit | BRIGHT SCHOLAR ED HLDGS LTDsponsored ads | $0 | – | -41 | -100.0% | 0.00% | – |
| LGO | Exit | LARGO RES LTD | $0 | – | -4,770 | -100.0% | 0.00% | – |
| Exit | ZOOMINFO TECHNOLOGIES INC CALLcall | $0 | – | -27 | -100.0% | 0.00% | – | |
| ID | Exit | PARTS ID INC | $0 | – | -5,275 | -100.0% | 0.00% | – |
| TECS | Exit | DIREXION SHS ETF TRdaily technology | $0 | – | -11 | -100.0% | 0.00% | – |
| SQLV | Exit | LEGG MASON ETF INVT TRsml cap qulity | $0 | – | -4,523 | -100.0% | 0.00% | – |
| ESXB | Exit | COMMUNITY BANKERS TR CORP | $0 | – | -46 | -100.0% | 0.00% | – |
| DPW | Exit | AULT GLOBAL HOLDINGS INC | $0 | – | -2,913 | -100.0% | 0.00% | – |
| CATO | Exit | CATO CORP NEWcl a | $0 | – | -66 | -100.0% | 0.00% | – |
| ECHO | Exit | ECHO GLOBAL LOGISTICS INC | $0 | – | -4,444 | -100.0% | 0.00% | – |
| RCMT | Exit | RCM TECHNOLOGIES INC | $0 | – | -1,865 | -100.0% | 0.00% | – |
| SWBK | Exit | SWITCHBACK II CORPORATION | $0 | – | -1,500 | -100.0% | 0.00% | – |
| Exit | MACQUARIE INFRASTR HOLD LLCnote 2.000%10/0 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| JTA | Exit | NUVEEN TX ADV TOTAL RET STRG | $0 | – | -13,649 | -100.0% | 0.00% | – |
| ZIXI | Exit | ZIX CORP | $0 | – | -13,684 | -100.0% | 0.00% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -930 | -100.0% | 0.00% | – |
| Exit | BARRICK GOLD CORP CALLcall | $0 | – | -50 | -100.0% | 0.00% | – | |
| Exit | RIVERNORTH DOUBLELINE STRATEright 10/01/2021 | $0 | – | -51,957 | -100.0% | 0.00% | – | |
| LGACU | Exit | LAZARD GROWTH ACQUISITION COunit 99/99/9999 | $0 | – | -500 | -100.0% | 0.00% | – |
| CSOD | Exit | CORNERSTONE ONDEMAND INC | $0 | – | -333 | -100.0% | 0.00% | – |
| DMYI | Exit | DMY TECHNOLOGY GROUP INC III | $0 | – | -1,200 | -100.0% | 0.00% | – |
| Exit | INTERNATIONAL BUSINESS MACHS PUTput | $0 | – | -3 | -100.0% | 0.00% | – | |
| NORW | Exit | GLOBAL X FDSglbx msci norw | $0 | – | -1,673 | -100.0% | 0.00% | – |
| Exit | SUNDIAL GROWERS INC CALLcall | $0 | – | -14 | -100.0% | 0.00% | – | |
| ASPU | Exit | ASPEN GROUP INC | $0 | – | -403 | -100.0% | 0.00% | – |
| AGCUU | Exit | ALTIMETER GROWTH CORPunit 99/99/9999 | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NGABU | Exit | NORTHERN GENESIS ACQUISITIONunit 99/99/9999 | $0 | – | -2,700 | -100.0% | 0.00% | – |
| GDP | Exit | GOODRICH PETE CORP | $0 | – | -3,126 | -100.0% | 0.00% | – |
| COW | Exit | BARCLAYS BANK PLCetn lkd 48 | $0 | – | -1,354 | -100.0% | 0.00% | – |
| FUSB | Exit | FIRST US BANCSHARES INC | $0 | – | -1,110 | -100.0% | 0.00% | – |
| Exit | ASTRIA THERAPEUTICS INC | $0 | – | -93 | -100.0% | 0.00% | – | |
| CHMG | Exit | CHEMUNG FINL CORP | $0 | – | -478 | -100.0% | 0.00% | – |
| XERS | Exit | XERIS PHARMACEUTICALS INC | $0 | – | -28,076 | -100.0% | 0.00% | – |
| Exit | ULTRA CLEAN HLDGS INC CALLcall | $0 | – | -20 | -100.0% | 0.00% | – | |
| LOKB | Exit | LIVE OAK ACQUISITION CORP II | $0 | – | -4,060 | -100.0% | 0.00% | – |
| TYO | Exit | DIREXION SHS ETF TR7 10yr tres bear | $0 | – | -2,250 | -100.0% | 0.00% | – |
| FULC | Exit | FULCRUM THERAPEUTICS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| SANA | Exit | SANA BIOTECHNOLOGY INC | $0 | – | -22 | -100.0% | 0.00% | – |
| EMMF | Exit | WISDOMTREE TRemgring mkts | $0 | – | -500 | -100.0% | 0.00% | – |
| HOFV | Exit | HALL OF FAME RESORT & ENTMT | $0 | – | -2,624 | -100.0% | 0.00% | – |
| EYEG | Exit | EYEGATE PHARMACEUTICALS INC | $0 | – | -1,468 | -100.0% | 0.00% | – |
| MDLA | Exit | MEDALLIA INC | $0 | – | -2,468 | -100.0% | 0.00% | – |
| SWBKU | Exit | SWITCHBACK II CORPORATIONunit 99/99/9999 | $0 | – | -2,406 | -100.0% | 0.00% | – |
| FLGB | Exit | FRANKLIN TEMPLETON ETF TRftse untd kgdm | $0 | – | -89 | -100.0% | 0.00% | – |
| NAKD | Exit | NAKED BRAND GROUP LIMITED | $0 | – | -43,524 | -100.0% | 0.00% | – |
| LEGO | Exit | LEGATO MERGER CORP | $0 | – | -300 | -100.0% | 0.00% | – |
| LIIIWS | Exit | LEO HOLDINGS III CORP*w exp 03/02/202 | $0 | – | -100 | -100.0% | 0.00% | – |
| THMAU | Exit | THIMBLE POINT ACQUISITION COunit 99/99/9999 | $0 | – | -400 | -100.0% | 0.00% | – |
| OPAWS | Exit | MAGNUM OPUS ACQUISITION LTD*w exp 03/06/202 | $0 | – | -250 | -100.0% | 0.00% | – |
| GPX | Exit | GP STRATEGIES CORP | $0 | – | -1,500 | -100.0% | 0.00% | – |
| Exit | ARES CAPITAL CORPnote 3.750% 2/0 | $0 | – | -6,000 | -100.0% | 0.00% | – | |
| Exit | ISHARES TR PUTput | $0 | – | -12 | -100.0% | 0.00% | – | |
| GSIT | Exit | GSI TECHNOLOGY INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CADE | Exit | CADENCE BANCORPORATIONcl a | $0 | – | -1,654 | -100.0% | 0.00% | – |
| CBAH | Exit | CBRE ACQUISITION HLDGS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| RMRM | Exit | RMR MORTGAGE TR | $0 | – | -2,459 | -100.0% | 0.00% | – |
| AFI | Exit | ARMSTRONG FLOORING INC | $0 | – | -75 | -100.0% | 0.00% | – |
| NNA | Exit | NAVIOS MARITIME ACQUIS CORP | $0 | – | -13,935 | -100.0% | 0.00% | – |
| Exit | MORGAN STANLEY PUTput | $0 | – | -21 | -100.0% | 0.00% | – | |
| CMLTW | Exit | CM LIFE SCIENCES III INC*w exp 04/30/202 | $0 | – | -1,363 | -100.0% | 0.00% | – |
| GIGGW | Exit | GIGCAPITAL4 INC*w exp 02/08/202 | $0 | – | -334 | -100.0% | 0.00% | – |
| CHIL | Exit | GLOBAL X FDSmsci china lrg | $0 | – | -50 | -100.0% | 0.00% | – |
| Exit | CARRIER GLOBAL CORPORATION PUTput | $0 | – | -6 | -100.0% | 0.00% | – | |
| TRMT | Exit | TREMONT MTG TR | $0 | – | -2,500 | -100.0% | 0.00% | – |
| ESCR | Exit | DBX ETF TRxtckrs blmbrg us | $0 | – | -1,314 | -100.0% | 0.00% | – |
| YANG | Exit | DIREXION SHS ETF TRdaily ftse china | $0 | – | -500 | -100.0% | 0.00% | – |
| ETTX | Exit | ENTASIS THERAPEUTICS HLDGS I | $0 | – | -2,100 | -100.0% | 0.00% | – |
| FSTR | Exit | FOSTER L B CO | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | COMCAST CORP NEW PUTput | $0 | – | -25 | -100.0% | 0.00% | – | |
| KRON | Exit | KRONOS BIO INC | $0 | – | -20 | -100.0% | 0.00% | – |
| SHCR | Exit | SHARECARE INC | $0 | – | -400 | -100.0% | 0.00% | – |
| YPF | Exit | YPF SOCIEDAD ANONIMAspon adr cl d | $0 | – | -57 | -100.0% | 0.00% | – |
| SVBI | Exit | SEVERN BANCORP INC ANNAPOLIS | $0 | – | -3,493 | -100.0% | 0.00% | – |
| DUG | Exit | PROSHARES TRulshoil&gasnew13 | $0 | – | -620 | -100.0% | 0.00% | – |
| LOKBWS | Exit | LIVE OAK ACQUISITION CORP II*w exp 12/07/202 | $0 | – | -800 | -100.0% | 0.00% | – |
| MCF | Exit | CONTANGO OIL & GAS CO | $0 | – | -7,844 | -100.0% | 0.00% | – |
| Exit | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCOMsh ben int | $0 | – | -14,566 | -100.0% | 0.00% | – |
| OCG | Exit | ORIENTAL CULTURE HOLDING LTD | $0 | – | -600 | -100.0% | 0.00% | – |
| RTPYW | Exit | REINVENT TECHNOLOGY PARTNERS*w exp 03/12/202 | $0 | – | -923 | -100.0% | 0.00% | – |
| Exit | TELIGENT INC NEW | $0 | – | -5,870 | -100.0% | 0.00% | – | |
| GRAY | Exit | GRAYBUG VISION INC | $0 | – | -4,250 | -100.0% | 0.00% | – |
| SUBZ | Exit | LISTED FD TRroundhill stream | $0 | – | -905 | -100.0% | 0.00% | – |
| Exit | MPLX LP PUTput | $0 | – | -5 | -100.0% | 0.00% | – | |
| Exit | ANGEL OAK FINL STRATEGIES INright 10/14/2021 | $0 | – | -1,494 | -100.0% | 0.00% | – | |
| OCA | Exit | OMNICHANNEL ACQUISITION CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| JFIN | Exit | JIAYIN GROUP INCsponsored ads | $0 | – | -13,462 | -100.0% | 0.00% | – |
| BBI | Exit | BRICKELL BIOTECH INC | $0 | – | -9,000 | -100.0% | 0.00% | – |
| FXB | Exit | INVESCO CURRENCYSHARES BRITbrit poun strl | $0 | – | -75 | -100.0% | 0.00% | – |
| Exit | ALLIANCEBERNSTEIN HLDG L P PUTput | $0 | – | -32 | -100.0% | 0.00% | – | |
| KRBP | Exit | KIROMIC BIOPHARMA INC | $0 | – | -2,789 | -100.0% | 0.00% | – |
| TFFP | Exit | TFF PHARMACEUTICALS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LYTS | Exit | LSI INDS INC OHIO | $0 | – | -345 | -100.0% | 0.00% | – |
| POWL | Exit | POWELL INDS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| SNMP | Exit | EVOLVE TRANSITION INFRASTRU | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | EXACT SCIENCES CORP CALLcall | $0 | – | -3 | -100.0% | 0.00% | – | |
| Exit | AIRBNB INC PUTput | $0 | – | -1 | -100.0% | 0.00% | – | |
| BOWX | Exit | BOWX ACQUISITION CORPcl a | $0 | – | -4,070 | -100.0% | 0.00% | – |
| HJLI | Exit | HANCOCK JAFFE LABORATORIES I | $0 | – | -3,855 | -100.0% | 0.00% | – |
| UONE | Exit | URBAN ONE INCcl a | $0 | – | -5,805 | -100.0% | 0.00% | – |
| QADA | Exit | QAD INCcl a | $0 | – | -580 | -100.0% | 0.00% | – |
| Exit | ALIBABA GROUP HLDG LTD PUTput | $0 | – | -1 | -100.0% | 0.00% | – | |
| GAIA | Exit | GAIA INC NEWcl a | $0 | – | -181 | -100.0% | 0.00% | – |
| BWMX | Exit | BETTERWARE DE MXC S A B DE C | $0 | – | -530 | -100.0% | 0.00% | – |
| Exit | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| XPL | Exit | SOLITARIO ZINC CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| MACQU | Exit | MCAP ACQUISITION CORPunit 02/18/2030 | $0 | – | -501 | -100.0% | 0.00% | – |
| Exit | ABBVIE INC PUTput | $0 | – | -25 | -100.0% | 0.00% | – | |
| NXTD | Exit | NXT-ID INC | $0 | – | -124,313 | -100.0% | 0.00% | – |
| NFH | Exit | NEW FRONTIER HEALTH CORP | $0 | – | -7,600 | -100.0% | 0.00% | – |
| BSKY | Exit | BIG SKY GROWTH PARTNERS INC | $0 | – | -250 | -100.0% | 0.00% | – |
| TEO | Exit | TELECOM ARGENTINA S Aspon adr rep b | $0 | – | -617 | -100.0% | 0.00% | – |
| Exit | ANTHEM INCnote 2.750%10/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| STLV | Exit | ISHARES TRfactors us val | $0 | – | -70 | -100.0% | 0.00% | – |
| ENBL | Exit | ENABLE MIDSTREAM PARTNERS LP | $0 | – | -6,677 | -100.0% | 0.00% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -147 | -100.0% | 0.00% | – |
| OIS | Exit | OIL STS INTL INC | $0 | – | -133 | -100.0% | 0.00% | – |
| SDOW | Exit | PROSHARES TRultrashrt dow 30 | $0 | – | -300 | -100.0% | 0.00% | – |
| BOAC | Exit | BLUESCAPE OPPORTUNITIES ACQU | $0 | – | -650 | -100.0% | 0.00% | – |
| BSML | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -7,903 | -100.0% | 0.00% | – |
| AFIB | Exit | ACUTUS MED INC | $0 | – | -687 | -100.0% | 0.00% | – |
| PPD | Exit | PPD INC | $0 | – | -99 | -100.0% | 0.00% | – |
| HAPP | Exit | HAPPINESS BIOTECH GROUP LTD | $0 | – | -2,500 | -100.0% | 0.00% | – |
| CHIM | Exit | GLOBAL X FDSmsci china matrl | $0 | – | -1,498 | -100.0% | 0.00% | – |
| KDMN | Exit | KADMON HLDGS INC | $0 | – | -1,155 | -100.0% | 0.00% | – |
| DBDR | Exit | ROMAN DBDR TECH ACQUISITION | $0 | – | -100 | -100.0% | 0.00% | – |
| KCAC | Exit | KENSINGTON CAPITAL ACQUISITI | $0 | – | -3,315 | -100.0% | 0.00% | – |
| RENN | Exit | RENREN INCsponsored ads | $0 | – | -13 | -100.0% | 0.00% | – |
| RAVN | Exit | RAVEN INDS INC | $0 | – | -1,751 | -100.0% | 0.00% | – |
| CLDB | Exit | CORTLAND BANCORP | $0 | – | -4,441 | -100.0% | 0.00% | – |
| EJFAU | Exit | EJF ACQUISITION CORPunit 03/10/2026 | $0 | – | -1,500 | -100.0% | 0.00% | – |
| QQC | Exit | SIMPLIFY EXCHANGE TRADED FUNnasdaq 100 cnvx | $0 | – | -364 | -100.0% | 0.00% | – |
| RBACWS | Exit | REDBALL ACQUISITION CORP*w exp 08/17/202 | $0 | – | -4,300 | -100.0% | 0.00% | – |
| ESCA | Exit | ESCALADE INC | $0 | – | -175 | -100.0% | 0.00% | – |
| EMAG | Exit | VANECK ETF TRUSTemerging mkts ag | $0 | – | -85 | -100.0% | 0.00% | – |
| Exit | SMITH & WESSON BRANDS INC PUTput | $0 | – | -4 | -100.0% | 0.00% | – | |
| CLDR | Exit | CLOUDERA INC | $0 | – | -7,916 | -100.0% | 0.00% | – |
| PMBC | Exit | PACIFIC MERCANTILE BANCORP | $0 | – | -12 | -100.0% | 0.00% | – |
| DALN | Exit | DALLASNEWS CORPORATION | $0 | – | -750 | -100.0% | 0.00% | – |
| VYNT | Exit | VYANT BIO INC | $0 | – | -400 | -100.0% | 0.00% | – |
| CHNA | Exit | ETF SER SOLUTIONSloncar china bio | $0 | – | -830 | -100.0% | 0.00% | – |
| FKWL | Exit | FRANKLIN WIRELESS CORP | $0 | – | -600 | -100.0% | 0.00% | – |
| INDF | Exit | EXCHANGE TRADED CONCEPTS TRnifty india fina | $0 | – | -70 | -100.0% | 0.00% | – |
| DLA | Exit | DELTA APPAREL INC | $0 | – | -3,705 | -100.0% | 0.00% | – |
| TDSD | Exit | EXCHANGE LISTED FDS TRcabana target 13 | $0 | – | -1,644 | -100.0% | 0.00% | – |
| VRCA | Exit | VERRICA PHARMACEUTICALS INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| INVZW | Exit | INNOVIZ TECHNOLOGIES LTD*w exp 04/05/202 | $0 | – | -750 | -100.0% | 0.00% | – |
| IBHA | Exit | ISHARES TRibonds 21 trm hg | $0 | – | -6,103 | -100.0% | 0.00% | – |
| CAI | Exit | CAI INTERNATIONAL INC | $0 | – | -137 | -100.0% | 0.00% | – |
| Exit | FAT BRANDS INC | $0 | – | -30 | -100.0% | 0.00% | – | |
| IBBQ | Exit | INVESCO EXCH TRADED FD TR IInasdaq biotech | $0 | – | -200 | -100.0% | 0.00% | – |
| RMCF | Exit | ROCKY MTN CHOCOLATE FACTORY | $0 | – | -2,293 | -100.0% | 0.00% | – |
| HUIZ | Exit | HUIZE HLDG LTDsponsored ads | $0 | – | -3,000 | -100.0% | 0.00% | – |
| VIH | Exit | VPC IMPACT ACQUISITION HLDNG | $0 | – | -1,800 | -100.0% | 0.00% | – |
| Exit | SELECT SECTOR SPDR TR PUTput | $0 | – | -1 | -100.0% | 0.00% | – | |
| THMO | Exit | THERMOGENESIS HLDGS INC | $0 | – | -27 | -100.0% | 0.00% | – |
| Exit | MPLX LP CALLcall | $0 | – | -10 | -100.0% | 0.00% | – | |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -12,000 | -100.0% | 0.00% | – | |
| SIC | Exit | SELECT INTERIOR CONCEPTS INCcl a | $0 | – | -100 | -100.0% | 0.00% | – |
| IBTA | Exit | ISHARES TRibonds 21 trm ts | $0 | – | -1,947 | -100.0% | 0.00% | – |
| HGSH | Exit | CHINA HGS REAL ESTATE INC | $0 | – | -25 | -100.0% | 0.00% | – |
| OPTN | Exit | OPTINOSE INC | $0 | – | -1,700 | -100.0% | 0.00% | – |
| FLBL | Exit | FRANKLIN TEMPLETON ETF TRliberty sr ln | $0 | – | -200 | -100.0% | 0.00% | – |
| DDMXU | Exit | DD3 ACQUISITION CORP IIunit 99/99/9999 | $0 | – | -4,000 | -100.0% | 0.00% | – |
| CUTR | Exit | CUTERA INC | $0 | – | -470 | -100.0% | 0.00% | – |
| AESR | Exit | TWO RDS SHARED TRanfield us equ | $0 | – | -640 | -100.0% | 0.00% | – |
| MOTN | Exit | MOTION ACQUISITION CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| Exit | ABBOTT LABS PUTput | $0 | – | -20 | -100.0% | 0.00% | – | |
| AGC | Exit | ALTIMETER GROWTH CORPcl a | $0 | – | -8,095 | -100.0% | 0.00% | – |
| Exit | VISLINK TECHNOLOGIES INC | $0 | – | -67 | -100.0% | 0.00% | – | |
| Exit | TERADYNE INC CALLcall | $0 | – | -4 | -100.0% | 0.00% | – | |
| Exit | OZON HLDGS PLC PUTput | $0 | – | -4 | -100.0% | 0.00% | – | |
| SBBP | Exit | STRONGBRIDGE BIOPHARMA PLC | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | KOPIN CORP CALLcall | $0 | – | -25 | -100.0% | 0.00% | – | |
| SOFIW | Exit | SOFI TECHNOLOGIES INC*w exp 05/28/202 | $0 | – | -50 | -100.0% | 0.00% | – |
| STWO | Exit | ACON S2 ACQUISITION CORP | $0 | – | -503 | -100.0% | 0.00% | – |
| TRUE | Exit | TRUECAR INC | $0 | – | -1,551 | -100.0% | 0.00% | – |
| SVOK | Exit | SEVEN OAKS ACQUISITION CORP | $0 | – | -30 | -100.0% | 0.00% | – |
| GSAHWS | Exit | GS ACQUISITION HLDGS CORP II*w exp 06/30/202 | $0 | – | -704 | -100.0% | 0.00% | – |
| GLBL | Exit | CARTESIAN GROWTH CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SNFCA | Exit | SECURITY NATL FINL CORPcl a new | $0 | – | -1,443 | -100.0% | 0.00% | – |
| AEI | Exit | ALSET EHOME INTERNATIONAL IN | $0 | – | -200 | -100.0% | 0.00% | – |
| GLTO | Exit | GALECTO INC | $0 | – | -400 | -100.0% | 0.00% | – |
| BSN | Exit | BROADSTONE ACQUISITION CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| QID | Exit | PROSHARES TRultshrt qqq | $0 | – | -409 | -100.0% | 0.00% | – |
| HEPS | Exit | D MARKET ELECTR SVCS & TRADIsponsored ads | $0 | – | -14,197 | -100.0% | 0.00% | – |
| ALKT | Exit | ALKAMI TECHNOLOGY INC | $0 | – | -409 | -100.0% | 0.00% | – |
| EVGOW | Exit | EVGO INC*w exp 09/15/202 | $0 | – | -500 | -100.0% | 0.00% | – |
| STRR | Exit | STAR EQUITY HOLDINGS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | WELLS FARGO CO NEW CALLcall | $0 | – | -5 | -100.0% | 0.00% | – | |
| METC | Exit | RAMACO RES INC | $0 | – | -3,320 | -100.0% | 0.00% | – |
| USWS | Exit | US WELL SERVICES INCcl a | $0 | – | -5 | -100.0% | 0.00% | – |
| ADMS | Exit | ADAMAS PHARMACEUTICALS INC | $0 | – | -4,200 | -100.0% | 0.00% | – |
| GIG | Exit | GIGCAPITAL4 INC | $0 | – | -1,002 | -100.0% | 0.00% | – |
| KVSB | Exit | KHOSLA VENTURES ACQUSTN CO I | $0 | – | -20,400 | -100.0% | 0.00% | – |
| UXIN | Exit | UXIN LTDads | $0 | – | -3,000 | -100.0% | 0.00% | – |
| ESGC | Exit | EROS STX GLOBAL CORPORATION | $0 | – | -13,924 | -100.0% | 0.00% | – |
| Exit | SOUTHERN CO PUTput | $0 | – | -14 | -100.0% | 0.00% | – | |
| DGNS | Exit | DRAGONEER GROWTH OPPTY CORP | $0 | – | -3,500 | -100.0% | 0.00% | – |
| IBBJ | Exit | ETF SER SOLUTIONSdfianc nq jr bt | $0 | – | -202 | -100.0% | 0.00% | – |
| ADXS | Exit | ADVAXIS INC | $0 | – | -79,954 | -100.0% | 0.00% | – |
| LDL | Exit | LYDALL INC | $0 | – | -1,564 | -100.0% | 0.00% | – |
| CMLT | Exit | CM LIFE SCIENCES III INC | $0 | – | -6,818 | -100.0% | 0.00% | – |
| Exit | AGNICO EAGLE MINES LTD CALLcall | $0 | – | -15 | -100.0% | 0.00% | – | |
| ITMR | Exit | ITAMAR MED LTDsponsored ads | $0 | – | -50 | -100.0% | 0.00% | – |
| TOKE | Exit | CAMBRIA ETF TRcannabis etf | $0 | – | -200 | -100.0% | 0.00% | – |
| SOLY | Exit | SOLITON INC | $0 | – | -6,100 | -100.0% | 0.00% | – |
| SECO | Exit | SECOO HLDG LTDadr | $0 | – | -165 | -100.0% | 0.00% | – |
| ADFI | Exit | TWO RDS SHARED TRanfield dynamic | $0 | – | -154 | -100.0% | 0.00% | – |
| Exit | PAYSAFE LIMITED CALLcall | $0 | – | -30 | -100.0% | 0.00% | – | |
| Exit | SILVERCORP METALS INC CALLcall | $0 | – | -10 | -100.0% | 0.00% | – | |
| NXUU | Exit | NOVUS CAPITAL CORPORATION IIunit 99/99/9999 | $0 | – | -1,200 | -100.0% | 0.00% | – |
| RTPY | Exit | REINVENT TECHNOLOGY PARTNERS | $0 | – | -8,640 | -100.0% | 0.00% | – |
| HSON | Exit | HUDSON GLOBAL INC | $0 | – | -3,300 | -100.0% | 0.00% | – |
| ALTU | Exit | ALTITUDE ACQUISITION CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SLGL | Exit | SOL GEL TECHNOLOGIES | $0 | – | -200 | -100.0% | 0.00% | – |
| KNSA | Exit | KINIKSA PHARMACEUTICALS LTD | $0 | – | -269 | -100.0% | 0.00% | – |
| ETACU | Exit | E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025 | $0 | – | -200 | -100.0% | 0.00% | – |
| ACH | Exit | ALUMINUM CORP CHINA LIMITED | $0 | – | -260 | -100.0% | 0.00% | – |
| VNET | Exit | 21VIANET GROUP INCsponsored ads a | $0 | – | -583 | -100.0% | 0.00% | – |
| Exit | BK OF AMERICA CORP PUTput | $0 | – | -44 | -100.0% | 0.00% | – | |
| GMBTU | Exit | QUEENS GAMBIT GROWTH CAPITALunit 01/19/2026 | $0 | – | -900 | -100.0% | 0.00% | – |
| ROKT | Exit | SPDR SER TRs&p kensho final | $0 | – | -371 | -100.0% | 0.00% | – |
| DCRC | Exit | DECARBONIZATION PLUS ACQU II | $0 | – | -1,450 | -100.0% | 0.00% | – |
| ITAC | Exit | INDUSTRIAL TECH ACQU INC | $0 | – | -600 | -100.0% | 0.00% | – |
| Exit | SENESTECH INC | $0 | – | -120 | -100.0% | 0.00% | – | |
| CTHR | Exit | CHARLES & COLVARD LTD | $0 | – | -29 | -100.0% | 0.00% | – |
| Exit | ENGAGESMART INC | $0 | – | -695 | -100.0% | 0.00% | – | |
| VVPR | Exit | VIVOPOWER INTERNATIONAL PLC | $0 | – | -70 | -100.0% | 0.00% | – |
| ZH | Exit | ZHIHU INCads | $0 | – | -9,877 | -100.0% | 0.00% | – |
| Exit | STMICROELECTRONICS N V CALLcall | $0 | – | -50 | -100.0% | 0.00% | – | |
| CNBKA | Exit | CENTURY BANCORPORATION INCcl a non vtg | $0 | – | -21 | -100.0% | 0.00% | – |
| BGIO | Exit | BLACKROCK 2022 GBL INCM OPP | $0 | – | -10,973 | -100.0% | 0.00% | – |
| MJJ | Exit | BANK OF MONTREALnt lkd 39 | $0 | – | -170 | -100.0% | 0.00% | – |
| BORR | Exit | BORR DRILLING LTD | $0 | – | -3,500 | -100.0% | 0.00% | – |
| Exit | PROCTER AND GAMBLE CO PUTput | $0 | – | -15 | -100.0% | 0.00% | – | |
| NETE | Exit | NET ELEMENT INC | $0 | – | -302 | -100.0% | 0.00% | – |
| LCNB | Exit | LCNB CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DRNA | Exit | DICERNA PHARMACEUTICALS INC | $0 | – | -3,392 | -100.0% | 0.00% | – |
| CPAC | Exit | CEMENTOS PACASMAYO S A Asponsored adr | $0 | – | -500 | -100.0% | 0.00% | – |
| VHI | Exit | VALHI INC NEW | $0 | – | -24 | -100.0% | 0.00% | – |
| IMUX | Exit | IMMUNIC INC | $0 | – | -250 | -100.0% | 0.00% | – |
| KCACU | Exit | KENSINGTON CAPITAL ACQUISITIunit 99/99/9999 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| BRPMU | Exit | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $0 | – | -2,814 | -100.0% | 0.00% | – |
| Exit | DIGITAL RLTY TR INC PUTput | $0 | – | -2 | -100.0% | 0.00% | – | |
| ARTL | Exit | ARTELO BIOSCIENCES INC | $0 | – | -35 | -100.0% | 0.00% | – |
| SLCT | Exit | SELECT BANCORP INC NEW | $0 | – | -10 | -100.0% | 0.00% | – |
| FRAK | Exit | VANECK ETF TRUSTuncvtl oil gas | $0 | – | -393 | -100.0% | 0.00% | – |
| DECZ | Exit | LISTED FD TRtrueshares dec | $0 | – | -6,206 | -100.0% | 0.00% | – |
| BSAE | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -3,204 | -100.0% | 0.00% | – |
| SMSI | Exit | SMITH MICRO SOFTWARE INC | $0 | – | -129 | -100.0% | 0.00% | – |
| NXR | Exit | NUVEEN SELECT TAX FREE INCOMsh ben int | $0 | – | -3,000 | -100.0% | 0.00% | – |
| DDMX | Exit | DD3 ACQUISITION CORP II | $0 | – | -1,300 | -100.0% | 0.00% | – |
| PHIOW | Exit | PHIO PHARMACEUTICALS CORP*w exp 12/21/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | MEDTRONIC PLC PUTput | $0 | – | -6 | -100.0% | 0.00% | – | |
| Exit | STRYVE FOODS INC | $0 | – | -485 | -100.0% | 0.00% | – | |
| LGHL | Exit | LION GROUP HOLDING LTDads | $0 | – | -3,000 | -100.0% | 0.00% | – |
| Exit | PROCEPT BIOROBOTICS CORP | $0 | – | -400 | -100.0% | 0.00% | – | |
| DBGI | Exit | DIGITAL BRANDS GROUP INC | $0 | – | -55 | -100.0% | 0.00% | – |
| Exit | BLACKSTONE INC PUTput | $0 | – | -35 | -100.0% | 0.00% | – | |
| Exit | APPLIED MATLS INC PUTput | $0 | – | -3 | -100.0% | 0.00% | – | |
| EUSGU | Exit | EUROPEAN SUSTAINABLE GROWTHunit 01/18/2024 | $0 | – | -300 | -100.0% | 0.00% | – |
| TDAC | Exit | TRIDENT ACQUISITIONS CORP | $0 | – | -3,425 | -100.0% | 0.00% | – |
| QADB | Exit | QAD INCcl b | $0 | – | -6 | -100.0% | 0.00% | – |
| SOHU | Exit | SOHU COM LTDsponsored ads | $0 | – | -796 | -100.0% | 0.00% | – |
| Exit | CYTOSORBENTS CORP CALLcall | $0 | – | -25 | -100.0% | 0.00% | – | |
| FLRT | Exit | PACIFIC GLOBAL ETF TRglobal sr ln etf | $0 | – | -600 | -100.0% | 0.00% | – |
| EFIX | Exit | FIRST TR EXCHNG TRADED FD VItcw emerging mkt | $0 | – | -440 | -100.0% | 0.00% | – |
| ARAV | Exit | ARAVIVE INC | $0 | – | -2,269 | -100.0% | 0.00% | – |
| RBND | Exit | SPDR SER TRbbg sasb crpt es | $0 | – | -1,418 | -100.0% | 0.00% | – |
| Exit | ISHARES TR PUTput | $0 | – | -20 | -100.0% | 0.00% | – | |
| ELTK | Exit | ELTEK LTD | $0 | – | -2,000 | -100.0% | 0.00% | – |
| Exit | ALIMERA SCIENCES INC | $0 | – | -15 | -100.0% | 0.00% | – | |
| EFNL | Exit | ISHARES TRmsci finland etf | $0 | – | -3,411 | -100.0% | 0.00% | – |
| DSPG | Exit | DSP GROUPS INC | $0 | – | -334 | -100.0% | 0.00% | – |
| RKDA | Exit | ARCADIA BIOSCIENCES INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ALTA | Exit | ALTABANCORP | $0 | – | -7 | -100.0% | 0.00% | – |
| LIVX | Exit | LIVEXLIVE MEDIA INC | $0 | – | -2,002 | -100.0% | 0.00% | – |
| RIVE | Exit | RIVERVIEW FINL CORP NEW | $0 | – | -6,216 | -100.0% | 0.00% | – |
| GNCA | Exit | GENOCEA BIOSCIENCES INC | $0 | – | -800 | -100.0% | 0.00% | – |
| FLXN | Exit | FLEXION THERAPEUTICS INC | $0 | – | -7,805 | -100.0% | 0.00% | – |
| Exit | VANECK ETF TRUST CALLcall | $0 | – | -1 | -100.0% | 0.00% | – | |
| NESR | Exit | NATIONAL ENERGY SERVICES REU | $0 | – | -602 | -100.0% | 0.00% | – |
| ADF | Exit | ALDEL FINANCIAL INC | $0 | – | -200 | -100.0% | 0.00% | – |
| JEQ | Exit | ABERDEEN JAPAN EQUITY FD INC | $0 | – | -53 | -100.0% | 0.00% | – |
| TURN | Exit | 180 DEGREE CAP CORP | $0 | – | -3,382 | -100.0% | 0.00% | – |
| Exit | HOME DEPOT INC PUTput | $0 | – | -2 | -100.0% | 0.00% | – | |
| LNDC | Exit | LANDEC CORP | $0 | – | -334 | -100.0% | 0.00% | – |
| ITRG | Exit | INTEGRA RES CORP | $0 | – | -3,751 | -100.0% | 0.00% | – |
| GSAH | Exit | GS ACQUISITION HLDGS CORP II | $0 | – | -411 | -100.0% | 0.00% | – |
| Exit | HOME DEPOT INC CALLcall | $0 | – | -1 | -100.0% | 0.00% | – | |
| TTT | Exit | PROSHARES TRulsh 20yrtre new | $0 | – | -200 | -100.0% | 0.00% | – |
| NRACU | Exit | NOBLE ROCK ACQUISITION CORPunit 01/31/2028 | $0 | – | -300 | -100.0% | 0.00% | – |
| CRWS | Exit | CROWN CRAFTS INC | $0 | – | 0 | +100.0% | 0.00% | – |
| Exit | LUCID GROUP INC*w exp 07/23/202 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | APPLE INC PUTput | $0 | – | -6 | -100.0% | 0.00% | – | |
| IMNM | Exit | IMMUNOME INC | $0 | – | -100 | -100.0% | 0.00% | – |
| JHB | Exit | NUVEEN CORPORATE INCM NOVEME | $0 | – | -26,611 | -100.0% | -0.00% | – |
| IEC | Exit | IEC ELECTRS CORP NEW | $0 | – | -15,918 | -100.0% | -0.00% | – |
| BUFF | Exit | INNOVATOR ETFS TR IIladrd fd us eqt | $0 | – | -13,883 | -100.0% | -0.00% | – |
| FCFS | Exit | FIRSTCASH INC | $0 | – | -8,175 | -100.0% | -0.00% | – |
| WGLD | Exit | WILSHIRE WSHARES ENHNCD GLDunits fractional | $0 | – | -13,875 | -100.0% | -0.00% | – |
| ENOR | Exit | ISHARES TRmsci norway etf | $0 | – | -11,500 | -100.0% | -0.00% | – |
| LMRK | Exit | LANDMARK INFRASTRCTUR PARTR | $0 | – | -28,076 | -100.0% | -0.00% | – |
| BXS | Exit | BANCORPSOUTH BK TUPELO MISS | $0 | – | -10,551 | -100.0% | -0.00% | – |
| Exit | CREDIT SUISSE AG NASSAU BRHlg cap grth enh | $0 | – | -359 | -100.0% | -0.00% | – | |
| CNR | Exit | CORNERSTONE BLDG BRANDS INC | $0 | – | -34,218 | -100.0% | -0.00% | – |
| SKM | Exit | SK TELECOM LTDsponsored adr | $0 | – | -21,854 | -100.0% | -0.00% | – |
| FIV | Exit | FIRST TR SR FLOATING RATE 20 | $0 | – | -56,916 | -100.0% | -0.00% | – |
| RXN | Exit | REXNORD CORP | $0 | – | -6,429 | -100.0% | -0.00% | – |
| OLD | Exit | JANUS DETROIT STR TRlong term care | $0 | – | -13,090 | -100.0% | -0.00% | – |
| EBSB | Exit | MERIDIAN BANCORP INC MD | $0 | – | -21,928 | -100.0% | -0.00% | – |
| IBMJ | Exit | ISHARES TRibonds dec2021 | $0 | – | -23,136 | -100.0% | -0.00% | – |
| TSE | Exit | TRINSEO S A | $0 | – | -6,694 | -100.0% | -0.00% | – |
| INOV | Exit | INOVALON HLDGS INC | $0 | – | -11,919 | -100.0% | -0.00% | – |
| LORL | Exit | LORAL SPACE & COM INC | $0 | – | -7,953 | -100.0% | -0.00% | – |
| ICBK | Exit | COUNTY BANCORP INC | $0 | – | -15,976 | -100.0% | -0.00% | – |
| HRC | Exit | HILL-ROM HLDGS INC | $0 | – | -4,032 | -100.0% | -0.00% | – |
| RFUN | Exit | ALPS ETF TRriverfront unc | $0 | – | -30,647 | -100.0% | -0.00% | – |
| CMO | Exit | CAPSTEAD MTG CORP | $0 | – | -134,547 | -100.0% | -0.00% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -48,253 | -100.0% | -0.00% | – |
| STMP | Exit | STAMPS COM INC | $0 | – | -2,547 | -100.0% | -0.00% | – |
| BCEI | Exit | BONANZA CREEK ENERGY INC | $0 | – | -17,897 | -100.0% | -0.00% | – |
| XONE | Exit | EXONE CO | $0 | – | -36,498 | -100.0% | -0.00% | – |
| Exit | TRILLIUM THERAPEUTICS INC | $0 | – | -53,572 | -100.0% | -0.00% | – | |
| GPM | Exit | GUGGENHEIM ENHANCED EQT INCM | $0 | – | -119,550 | -100.0% | -0.00% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIVID & I | $0 | – | -89,624 | -100.0% | -0.00% | – |
| COR | Exit | CORESITE RLTY CORP | $0 | – | -7,402 | -100.0% | -0.00% | – |
| RPAI | Exit | RETAIL PPTYS AMER INCcl a | $0 | – | -118,644 | -100.0% | -0.00% | – |
| XLRN | Exit | ACCELERON PHARMA INC | $0 | – | -8,075 | -100.0% | -0.00% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -6,130 | -100.0% | -0.00% | – |
| CXP | Exit | COLUMBIA PPTY TR INC | $0 | – | -108,339 | -100.0% | -0.00% | – |
| MDP | Exit | MEREDITH CORP | $0 | – | -36,939 | -100.0% | -0.00% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPPORTUNI | $0 | – | -181,232 | -100.0% | -0.00% | – |
| CREE | Exit | CREE INC | $0 | – | -21,121 | -100.0% | -0.00% | – |
| CVA | Exit | COVANTA HLDG CORP | $0 | – | -89,170 | -100.0% | -0.00% | – |
| PKO | Exit | PIMCO INCOME OPPORTUNITY FD | $0 | – | -107,144 | -100.0% | -0.01% | – |
| JTD | Exit | NUVEEN TAX-ADVANTAGED DIVID | $0 | – | -151,769 | -100.0% | -0.01% | – |
| GGM | Exit | GUGGENHEIM CR ALLOCATION FD | $0 | – | -112,411 | -100.0% | -0.01% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -34,135 | -100.0% | -0.01% | – |
| TFIV | Exit | GLOBAL X FDStrgtincm 5 etf | $0 | – | -115,475 | -100.0% | -0.01% | – |
| TFLT | Exit | GLOBAL X FDStrgtinm 2 etf | $0 | – | -147,725 | -100.0% | -0.01% | – |
| EPRF | Exit | INNOVATOR ETFS TR IIs&p invstmnt grd | $0 | – | -163,123 | -100.0% | -0.01% | – |
| IBDM | Exit | ISHARES TRibonds dec21 etf | $0 | – | -184,498 | -100.0% | -0.01% | – |
| VER | Exit | VEREIT INC | $0 | – | -185,920 | -100.0% | -0.02% | – |
| BSJL | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -383,930 | -100.0% | -0.02% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -466,328 | -100.0% | -0.02% | – |
| BSCL | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -515,270 | -100.0% | -0.02% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- ROYAL ALLIANCE ASSOCIATES, INC. #1
- SAGEPOINT FINANCIAL, INC. #2
- FSC SECURITES, INC. #6
- WOODBURY FINANCIAL SERVICES, INC. #8
- SECURITIES AMERICA ADVISORS INC #11
- LADENBURG THALMANN ASSET MANAGEMENT #12
- ARBOR POINT ADVISORS, LLC #14
- TRIAD HYBRID SOLUTIONS, LLC #16
- TRIAD ADVISORS, LLC #17
- VISION2020 WEALTH MANAGEMENT CORP. #99
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 15 | Q3 2023 | 4.0% |
| APPLE INC | 15 | Q3 2023 | 3.4% |
| VANGUARD INDEX FDS | 15 | Q3 2023 | 1.8% |
| MICROSOFT CORP | 15 | Q3 2023 | 1.6% |
| INVESCO QQQ TR | 15 | Q3 2023 | 1.7% |
| Vanguard Total Stock Market ETF | 15 | Q3 2023 | 1.4% |
| AMAZON COM INC | 15 | Q3 2023 | 1.6% |
| VANGUARD TAX-MANAGED INTL FD | 15 | Q3 2023 | 1.4% |
| Vanguard Short-Term Bond ETF | 15 | Q3 2023 | 1.7% |
| SPDR S&P 500 ETF TR | 15 | Q3 2023 | 1.3% |
View OSAIC HOLDINGS, INC.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| LADENBURG THALMANN FINANCIAL SERVICES INC. | February 19, 2020 | 100 | 100.0% |
View OSAIC HOLDINGS, INC.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-10 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-21 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-10 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-04 |
View OSAIC HOLDINGS, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.