Matisse Capital - Q1 2020 holdings

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$254 Million is the total value of Matisse Capital's 254 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 152.5% .

All

			Value		Shares		↓ Weighting
HFRO	Buy	HIGHLAND INCOME FD	$11,986,000	+175.4%	1,405,200	+301.4%	4.72%	+53.0%
FAX	Buy	ABERDEEN ASIA-PACIFIC INCOME	$8,813,000	+175.1%	2,607,370	+245.9%	3.47%	+52.8%
NHF	Buy	NEXPOINT STRATEGIC OPORTUNT	$7,172,000	+43.2%	868,183	+207.1%	2.82%	-20.4%
EDD	New	MORGAN STANLEY EMERGING MKTS	$7,048,000	–	1,352,962	+100.0%	2.77%	–
VTA	Buy	INVESCO DYNAMIC CR OPPORTUNI	$6,471,000	+47.8%	810,965	+110.3%	2.55%	-17.9%
RSF	Buy	RIVERNORTH MARKETPLACE LENDI	$6,013,000	+263.5%	372,071	+309.8%	2.37%	+101.9%
HYD	New	VANECK VECTORS ETF TRhigh yld mun etf	$5,441,000	–	104,116	+100.0%	2.14%	–
VCIF	Buy	VERTICAL CAP INCOME FD	$5,325,000	+59.6%	635,500	+98.3%	2.10%	-11.3%
TEI	Buy	TEMPLETON EMERGING MKTS INCO	$4,663,000	+133.4%	623,386	+186.8%	1.84%	+29.6%
ADX	New	ADAMS DIVERSIFIED EQUITY FD	$4,596,000	–	365,049	+100.0%	1.81%	–
PCEF	New	INVESCO EXCHANGE-TRADED FD T	$4,318,000	–	246,733	+100.0%	1.70%	–
VVR	Buy	INVESCO SR INCOME TR	$4,240,000	+55.4%	1,316,992	+107.1%	1.67%	-13.7%
CET	Buy	CENTRAL SECS CORP	$4,145,000	+648.2%	160,522	+859.5%	1.63%	+315.0%
DGRO	Buy	ISHARES TRcore div grwth	$4,108,000	+4.7%	126,036	+35.2%	1.62%	-41.8%
ARDC	Buy	ARES DYNAMIC CR ALLOCATION F	$4,086,000	+149.8%	378,666	+255.2%	1.61%	+38.7%
CAF	New	MORGAN STANLEY CHINA A SH FD	$4,004,000	–	220,948	+100.0%	1.58%	–
NRGX	New	PIMCO ENRGY TACTICAL CR OPP	$3,970,000	–	739,297	+100.0%	1.56%	–
CPZ	New	CALAMOS LNG SHR EQT DYNAMIC	$3,903,000	–	270,268	+100.0%	1.54%	–
WIW	Buy	WESTERN AST INFL LKD OPP & I	$3,844,000	+81.1%	402,057	+118.6%	1.51%	+0.6%
JSD	Buy	NUVEEN SHT DUR CR OPP FD	$3,589,000	+40.8%	329,828	+96.6%	1.41%	-21.8%
NUO	New	NUVEEN OHIO QLTY MUN INCOME	$3,481,000	–	236,303	+100.0%	1.37%	–
TEAF	New	TORTOISE ESSENTIAL ASSETS IN	$3,345,000	–	331,170	+100.0%	1.32%	–
RMRM	Buy	RMR REAL ESTATE INCOME FD	$3,319,000	-37.4%	327,073	+24.6%	1.31%	-65.2%
KMF	Buy	KAYNE ANDERSON MDSTM ENERGY	$3,267,000	+94.0%	981,112	+513.2%	1.29%	+7.8%
HGLB	Buy	HIGHLAND GLOBAL ALLOCATION F	$3,196,000	+54.6%	734,700	+232.0%	1.26%	-14.1%
BCX	Buy	BLACKROCK RES & COMMODITIES	$3,170,000	+849.1%	629,069	+1419.3%	1.25%	+426.6%
BGB	New	BLACKSTONE GSO STRATEGIC CR	$3,092,000	–	297,061	+100.0%	1.22%	–
AIF	New	APOLLO TACTICAL INCOME FD IN	$3,027,000	–	267,218	+100.0%	1.19%	–
BIF	Buy	BOULDER GROWTH & INCOME FD I	$2,998,000	+54.1%	325,811	+97.5%	1.18%	-14.4%
GDL	Buy	GDL FD	$2,926,000	+22.9%	373,322	+45.9%	1.15%	-31.7%
HQL	New	TEKLA LIFE SCIENCES INVSsh ben int	$2,906,000	–	194,031	+100.0%	1.14%	–
IIF	Buy	MORGAN STANLEY INDIA INVS FD	$2,832,000	+24.4%	221,148	+93.3%	1.12%	-30.9%
MSFT	Buy	MICROSOFT CORP	$2,762,000	+0.2%	17,512	+0.2%	1.09%	-44.3%
FTF	New	FRANKLIN LTD DURATION INCOME	$2,607,000	–	332,174	+100.0%	1.03%	–
KYN	New	KAYNE ANDERSN MLP MIDS INVT	$2,477,000	–	682,374	+100.0%	0.98%	–
AIO	New	ALLIANZGI ARTIFICIAL INTELLI	$2,402,000	–	150,146	+100.0%	0.94%	–
JOF	New	JAPAN SMALLER CAPITALIZATION	$2,394,000	–	339,611	+100.0%	0.94%	–
SWZ	Buy	SWISS HELVETIA FD INC	$2,343,000	+104.5%	337,200	+147.5%	0.92%	+13.5%
HYB	New	NEW AMER HIGH INCOME FD INC	$2,125,000	–	306,251	+100.0%	0.84%	–
TSLF	Buy	THL CR SR LN FD	$2,067,000	+96.9%	178,835	+158.3%	0.81%	+9.3%
CEM	New	CLEARBRIDGE MLP AND MIDSTRM	$2,058,000	–	1,124,670	+100.0%	0.81%	–
SMM	Buy	SALIENT MIDSTREAM & MLP FDsh ben int	$2,003,000	+1.2%	575,500	+126.4%	0.79%	-43.8%
MPA	New	BLACKROCK MUNIYIELD PA QLTY	$1,886,000	–	140,488	+100.0%	0.74%	–
JEQ	Buy	ABERDEEN JAPAN EQUITY FD INC	$1,798,000	+55.3%	287,761	+93.3%	0.71%	-13.7%
HIX	Buy	WESTERN ASSET HIGH INCM FD I	$1,683,000	+38.5%	336,020	+86.4%	0.66%	-23.1%
GLQ	New	CLOUGH GLOBAL EQUITY FD	$1,628,000	–	183,933	+100.0%	0.64%	–
JQC	New	NUVEEN CR STRATEGIES INCOME	$1,595,000	–	281,294	+100.0%	0.63%	–
PGZ	New	PRINCIPAL REAL ESTATE INCOME	$1,575,000	–	130,048	+100.0%	0.62%	–
ACV	New	ALLIANZGI DIVERSIFIED INCOME	$1,567,000	–	87,091	+100.0%	0.62%	–
TWN	Buy	TAIWAN FD INC	$1,500,000	+39.0%	91,208	+74.1%	0.59%	-22.9%
GGZ	Buy	GABELLI GLB SML & MD CP VAL	$1,492,000	-33.2%	205,214	+8.8%	0.59%	-62.9%
GLO	New	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$1,419,000	–	197,922	+100.0%	0.56%	–
ASND	Buy	ASCENDIS PHARMA A Ssponsored adr	$1,369,000	-10.2%	12,160	+10.9%	0.54%	-50.1%
AFT	Buy	APOLLO SR FLOATING RATE FD I	$1,347,000	-14.3%	115,982	+11.7%	0.53%	-52.4%
USB	Buy	US BANCORP DEL	$1,284,000	-41.1%	37,266	+1.4%	0.50%	-67.3%
AMZN	Buy	AMAZON COM INC	$1,281,000	+7.1%	657	+1.5%	0.50%	-40.5%
EVF	Buy	EATON VANCE SR INCOME TRsh ben int	$1,202,000	+869.4%	260,558	+1243.1%	0.47%	+437.5%
SHYD	New	VANECK VECTORS ETF TRshort high yield	$1,177,000	–	52,267	+100.0%	0.46%	–
JFR	New	NUVEEN FLOATING RATE INCOME	$1,170,000	–	155,025	+100.0%	0.46%	–
HQH	New	TEKLA HEALTHCARE INVSsh ben int	$1,149,000	–	64,538	+100.0%	0.45%	–
IDE	Buy	VOYA INFRASTRUCTURE INDLS &	$1,146,000	+712.8%	140,942	+1047.5%	0.45%	+351.0%
EMD	New	WESTERN ASSET EMERGING MKTS	$1,105,000	–	104,938	+100.0%	0.44%	–
IRR	Buy	VOYA NAT RES EQUITY INCOME F	$1,095,000	-32.0%	507,200	+29.7%	0.43%	-62.2%
RA	New	BROOKFIELD REAL ASSETS INCOM	$1,057,000	–	71,975	+100.0%	0.42%	–
EMO	New	CLEARBRIDGE ENERGY MIDSTRM O	$1,054,000	–	810,565	+100.0%	0.42%	–
IRL	Buy	NEW IRELAND FD INC	$1,016,000	-31.6%	164,600	+9.8%	0.40%	-62.0%
CEE	Buy	THE CENTRAL AND EASTERN EU I	$1,007,000	+236.8%	57,398	+444.1%	0.40%	+86.8%
NML	New	NEUBERGER BERMAN MLP AND ENR	$1,000,000	–	528,923	+100.0%	0.39%	–
GIM	New	TEMPLETON GLOBAL INCOME FD	$958,000	–	179,072	+100.0%	0.38%	–
GOOGL	New	ALPHABET INCcap stk cl a	$925,000	–	796	+100.0%	0.36%	–
AWF	New	ALLIANCEBERNSTEIN GLOBAL HIG	$925,000	–	99,905	+100.0%	0.36%	–
INTC	Buy	INTEL CORP	$913,000	+4.1%	16,874	+15.2%	0.36%	-42.2%
RNP	New	COHEN & STEERS REIT & PFD &I	$903,000	–	55,989	+100.0%	0.36%	–
BGX	New	BLACKSTONE GSO LNG SHRT CR I	$867,000	–	82,298	+100.0%	0.34%	–
NCZ	New	ALLIANZGI CONV INCOME FD II	$841,000	–	252,650	+100.0%	0.33%	–
CHN	New	CHINA FD INC	$773,000	–	41,851	+100.0%	0.30%	–
YYY	New	AMPLIFY ETF TR	$728,000	–	57,059	+100.0%	0.29%	–
KALA	Buy	KALA PHARMACEUTICALS INC	$713,000	+254.7%	81,100	+48.8%	0.28%	+97.9%
IVH	New	IVY HIGH INCOME OPPORTUNITIE	$708,000	–	68,092	+100.0%	0.28%	–
PEO	Buy	ADAM NAT RES FD INC	$697,000	+46.4%	84,093	+190.6%	0.27%	-18.7%
CTR	New	CLEARBRIDGE MLP AND MIDSTRM	$679,000	–	492,221	+100.0%	0.27%	–
WVE	Buy	WAVE LIFE SCIENCES LTD	$665,000	+20.7%	70,991	+3.3%	0.26%	-32.8%
JDD	New	NUVEEN DIVERSIFIED DIVID & I	$660,000	–	93,813	+100.0%	0.26%	–
IGD	New	VOYA GLBL EQTY DIV & PREM OP	$660,000	–	144,737	+100.0%	0.26%	–
XLU	New	SELECT SECTOR SPDR TRsbi int-utils	$657,000	–	11,853	+100.0%	0.26%	–
GAM	Buy	GENERAL AMERN INVS INC	$653,000	+30.1%	23,796	+79.0%	0.26%	-27.8%
DHF	Buy	BNY MELLON HIGH YIELD STRATEsh ben int	$622,000	+440.9%	274,083	+638.8%	0.24%	+202.5%
XFLT	New	XAI OCTAGON FLOATNG RATE ALT	$612,000	–	136,186	+100.0%	0.24%	–
XMPT	New	VANECK VECTORS ETF TR	$610,000	–	23,960	+100.0%	0.24%	–
LRCX	Buy	LAM RESEARCH CORP	$608,000	+2.9%	2,535	+25.5%	0.24%	-43.0%
ETW	New	EATON VANCE TXMGD GL BUYWR O	$554,000	–	74,221	+100.0%	0.22%	–
RQI	New	COHEN & STEERS QUALITY INCOM	$519,000	–	57,360	+100.0%	0.20%	–
ANTM	Buy	ANTHEM INC	$516,000	+18.1%	2,272	+57.0%	0.20%	-34.5%
JRI	New	NUVEEN REAL ASSET INCOME & G	$510,000	–	51,646	+100.0%	0.20%	–
TYG	New	TORTOISE ENERGY INFRA CORP	$508,000	–	198,552	+100.0%	0.20%	–
EFR	New	EATON VANCE SR FLTNG RTE TR	$496,000	–	50,208	+100.0%	0.20%	–
VGI	New	VIRTUS GLOBAL MULTI-SEC INC	$471,000	–	48,878	+100.0%	0.18%	–
RMT	New	ROYCE MICRO-CAP TR INC	$465,000	–	83,653	+100.0%	0.18%	–
DHY	New	CREDIT SUISSE HIGH YLD BND Fsh ben int	$462,000	–	252,849	+100.0%	0.18%	–
GF	New	NEW GERMANY FD INC	$446,000	–	38,424	+100.0%	0.18%	–
GRX	New	GABELLI HLTHCARE & WELLNESS	$436,000	–	50,277	+100.0%	0.17%	–
NAZ	Buy	NUVEEN ARIZONA QLTY MUN INC	$434,000	-5.9%	35,000	+2.3%	0.17%	-47.7%
HUM	Buy	HUMANA INC	$431,000	+29.4%	1,374	+51.2%	0.17%	-28.0%
FCT	Buy	FIRST TR SR FLG RTE INCM FD	$433,000	+28.5%	45,588	+69.5%	0.17%	-28.9%
MXF	Buy	MEXICO FD INC	$422,000	+133.1%	50,759	+283.5%	0.17%	+29.7%
CUBA	New	HERZFELD CARIBBEAN BASIN FD	$409,000	–	117,719	+100.0%	0.16%	–
PHD	New	PIONEER FLOATING RATE TR	$406,000	–	52,968	+100.0%	0.16%	–
NJV	New	NUVEEN NEW JERSEY MUN VALUE	$400,000	–	31,302	+100.0%	0.16%	–
WIA	New	WESTERN ASST INFLTN LKD INM	$400,000	–	38,045	+100.0%	0.16%	–
IGR	Buy	CBRE CLARION GLOBAL REAL EST	$396,000	-22.0%	75,557	+19.4%	0.16%	-56.7%
MHI	New	PIONEER MUN HIGH INCOME TR	$395,000	–	34,918	+100.0%	0.16%	–
GDV	New	GABELLI DIVID & INCOME TR	$367,000	–	24,781	+100.0%	0.14%	–
NTG	New	TORTOISE MIDSTRM ENERGY FD I	$354,000	–	414,753	+100.0%	0.14%	–
EMF	New	TEMPLETON EMERGING MKTS FD I	$353,000	–	31,642	+100.0%	0.14%	–
FINS	New	ANGEL OAK FINL STRATEGIES IN	$341,000	–	19,952	+100.0%	0.13%	–
ECF	New	ELLSWORTH GROWTH & INCOME FD	$337,000	–	39,317	+100.0%	0.13%	–
GNT	New	GAMCO NAT RES GOLD & INCOMEsh ben int	$339,000	–	87,436	+100.0%	0.13%	–
VSTM	New	VERASTEM INC	$322,000	–	122,000	+100.0%	0.13%	–
DLS	Buy	WISDOMTREE TRintl smcap div	$321,000	-32.0%	6,672	+0.6%	0.13%	-62.3%
KF	New	KOREA FD	$319,000	–	14,254	+100.0%	0.13%	–
BCV	New	BANCROFT FD LTD	$307,000	–	15,798	+100.0%	0.12%	–
FEO	New	FIRST TR/ABERDEEN EMERG OPT	$294,000	–	29,629	+100.0%	0.12%	–
ORTX	Buy	ORCHARD THERAPEUTICS PLCads	$288,000	-43.4%	38,275	+3.4%	0.11%	-68.7%
FOF	New	COHEN & STEERS CLOSED END OP	$281,000	–	29,220	+100.0%	0.11%	–
FMO	New	FIDUCIARY CLAYMORE ENGRY INF	$269,000	–	213,204	+100.0%	0.11%	–
ACP	New	ABERDEEN INCOME CR STRATEGIE	$269,000	–	36,618	+100.0%	0.11%	–
BFZ	New	BLACKROCK CALIF MUN INCOME Tsh ben int	$257,000	–	20,240	+100.0%	0.10%	–
MED	Buy	MEDIFAST INC	$252,000	-38.4%	4,033	+8.0%	0.10%	-65.9%
PCF	New	HIGH INCOME SECS FD	$251,000	–	38,511	+100.0%	0.10%	–
AEF	Buy	ABERDEEN EMRG MRKTS EQT INM	$248,000	+57.0%	48,047	+131.9%	0.10%	-12.5%
IFN	New	INDIA FD INC	$235,000	–	17,286	+100.0%	0.09%	–
SCPH	Buy	SCPHARMACEUTICALS INC	$205,000	+147.0%	27,685	+88.5%	0.08%	+37.3%
EMLC	Buy	VANECK VECTORS ETF TRjp morgan mkts	$206,000	-15.2%	7,242	+1.5%	0.08%	-52.9%
MMM	Buy	3M CO	$202,000	-15.8%	1,480	+8.8%	0.08%	-53.5%
THQ	New	TEKLA HEALTHCARE OPPORTUNITI	$170,000	–	11,100	+100.0%	0.07%	–
BLW	New	BLACKROCK LTD DURATION INC T	$171,000	–	13,542	+100.0%	0.07%	–
SZC	New	CUSHING RENAISSANCE FD	$170,000	–	28,028	+100.0%	0.07%	–
HTY	New	HANCOCK JOHN INVT TRtax adv glb sh	$159,000	–	31,670	+100.0%	0.06%	–
TPZ	New	TORTOISE PWR & ENERGY INFRAS	$155,000	–	22,212	+100.0%	0.06%	–
NYV	New	NUVEEN NEW YORK MUN VALUE FD	$153,000	–	11,229	+100.0%	0.06%	–
VAM	New	VIVALDI OPPORTUNITIES FD	$153,000	–	13,819	+100.0%	0.06%	–
ORBC	Buy	ORBCOMM INC	$152,000	-36.1%	62,148	+10.0%	0.06%	-64.5%
EEA	New	EUROPEAN EQUITY FUND	$149,000	–	21,119	+100.0%	0.06%	–
DEX	New	DELAWARE ENHANCED GBL DIV &	$147,000	–	19,711	+100.0%	0.06%	–
GHG	New	GREENTREE HOSPITALTY GROUP Lsponsored ads	$110,000	–	10,000	+100.0%	0.04%	–
SOLY	New	SOLITON INC	$108,000	–	13,324	+100.0%	0.04%	–
TSI	New	TCW STRATEGIC INCOME FD INC	$99,000	–	19,077	+100.0%	0.04%	–
NSL	New	NUVEEN SR INCOME FD	$68,000	–	15,544	+100.0%	0.03%	–
LPTH	Buy	LIGHTPATH TECHNOLOGIES INC	$37,000	+48.0%	34,826	+0.1%	0.02%	-16.7%

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-05-07

Signatures

The EDGAR filing(s) were signed by:

Eric Boughton — Portfolio Manager

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
APPLE INC COM	32	Q3 2023	5.9%
MICROSOFT CORP COM	32	Q3 2023	5.0%
US BANCORP DEL COM NEW	32	Q3 2023	2.5%
AMAZON INC	32	Q3 2023	2.9%
INTEL CORP COM	32	Q3 2023	1.1%
ENERGY FUELS INC COM NEW	32	Q3 2023	0.1%
WAL-MART STORES INC COM	31	Q3 2023	0.5%
THE CENTRAL AND EASTERN EU I	30	Q3 2023	2.4%
BERKSHIRE HATHAWAY INC DEL CL B NEW	30	Q2 2023	0.7%
LOCKHEED MARTIN CORP COM	30	Q2 2023	0.8%

View Matisse Capital's complete holdings history.

Latest significant ownerships (13-D/G)

Matisse Capital Q1 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ROYCE GLOBAL VALUE TRUST, INC.	January 30, 2018	294,055	2.9%
TURKISH INVESTMENT FUND, INC.^{Sold out}	January 30, 2018	0	0.0%

View Matisse Capital's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-04-30
SCHEDULE 13G	2024-02-14
13F-HR	2024-02-08
13F-HR	2023-10-13
13F-HR	2023-08-02
13F-HR	2023-04-27
13F-HR/A	2023-01-24
13F-HR	2023-01-20
13F-HR	2022-11-08
13F-HR	2022-07-28

View Matisse Capital's complete filings history.

All filings

View complete filings history.

Compare quarters

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