$1.1 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 459 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 11.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NVDA | Buy | NVIDIA CORPORATION | $51,884,485 | +34.6% | 119,277 | +30.9% | 4.70% | +44.7% |
| Buy | LISTED FD TRdividend perfmrs | $15,244,326 | -2.0% | 1,006,658 | +3.0% | 1.38% | +5.3% | |
| MRK | Buy | MERCK & CO INC | $14,529,273 | +14.2% | 141,129 | +28.0% | 1.32% | +22.9% |
| PG | Buy | PROCTER AND GAMBLE CO | $10,723,953 | +42.1% | 73,522 | +47.8% | 0.97% | +52.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $10,196,487 | +11.7% | 77,919 | +2.2% | 0.92% | +20.0% |
| QCOM | Buy | QUALCOMM INC | $8,034,133 | -6.7% | 72,340 | +0.0% | 0.73% | +0.3% |
| CVX | Buy | CHEVRON CORP NEW | $7,591,578 | +40.8% | 45,022 | +31.4% | 0.69% | +51.3% |
| OKE | Buy | ONEOK INC NEW | $7,253,246 | +11.8% | 114,350 | +8.8% | 0.66% | +20.3% |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $7,157,766 | +3.3% | 21,370 | +6.1% | 0.65% | +11.1% |
| BRKA | Buy | BERKSHIRE HATHAWAY INC DELcl a | $6,909,201 | +2.6% | 1,300 | +9900.0% | 0.63% | +10.4% |
| ALSN | New | ALLISON TRANSMISSION HLDGS I | $6,332,473 | – | 107,221 | +100.0% | 0.57% | – |
| PPG | New | PPG INDS INC | $6,029,782 | – | 46,454 | +100.0% | 0.55% | – |
| CVS | Buy | CVS HEALTH CORP | $5,699,677 | +1.8% | 81,634 | +0.8% | 0.52% | +9.6% |
| CME | Buy | CME GROUP INC | $4,175,857 | +8.2% | 20,856 | +0.1% | 0.38% | +16.3% |
| NFLX | Buy | NETFLIX INC | $3,970,464 | -14.1% | 10,515 | +0.2% | 0.36% | -7.7% |
| IIPR | Buy | INNOVATIVE INDL PPTYS INC | $3,800,197 | +4.3% | 50,227 | +0.6% | 0.34% | +12.1% |
| TGT | Buy | TARGET CORP | $3,599,821 | -15.4% | 32,557 | +1.0% | 0.33% | -8.9% |
| TRV | Buy | TRAVELERS COMPANIES INC | $3,480,647 | -4.0% | 21,313 | +2.1% | 0.32% | +3.3% |
| INTC | Buy | INTEL CORP | $3,227,391 | +33.7% | 90,785 | +25.8% | 0.29% | +43.8% |
| MCD | Buy | MCDONALDS CORP | $3,217,886 | -10.9% | 12,215 | +0.9% | 0.29% | -4.3% |
| FMC | Buy | FMC CORP | $3,185,763 | -34.8% | 47,570 | +1.6% | 0.29% | -29.9% |
| PFE | Buy | PFIZER INC | $2,673,083 | -8.0% | 80,587 | +1.8% | 0.24% | -1.2% |
| DIS | Buy | DISNEY WALT CO | $2,608,096 | -8.0% | 32,179 | +1.4% | 0.24% | -1.3% |
| MRVL | Buy | MARVELL TECHNOLOGY INC | $2,468,274 | -3.4% | 45,599 | +6.7% | 0.22% | +3.7% |
| VOO | Buy | VANGUARD INDEX FDS | $2,402,736 | +0.5% | 6,119 | +4.3% | 0.22% | +8.5% |
| SPG | Buy | SIMON PPTY GROUP INC NEW | $2,080,388 | -6.2% | 19,258 | +0.2% | 0.19% | +0.5% |
| AXP | Buy | AMERICAN EXPRESS CO | $2,033,984 | -14.4% | 13,634 | +0.0% | 0.18% | -8.0% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $2,020,554 | -4.5% | 29,115 | +0.3% | 0.18% | +2.8% |
| SO | Buy | SOUTHERN CO | $1,979,497 | -7.2% | 30,586 | +0.7% | 0.18% | -0.6% |
| WELL | Buy | WELLTOWER INC | $1,727,939 | +233.3% | 21,093 | +229.1% | 0.16% | +254.5% |
| EME | New | EMCOR GROUP INC | $1,527,642 | – | 7,261 | +100.0% | 0.14% | – |
| INTU | Buy | INTUIT | $1,503,620 | +11.7% | 2,943 | +0.2% | 0.14% | +20.4% |
| ADBE | Buy | ADOBE INC | $1,475,651 | +8.7% | 2,894 | +4.3% | 0.13% | +17.5% |
| O | Buy | REALTY INCOME CORP | $1,457,762 | -14.9% | 29,190 | +1.9% | 0.13% | -8.3% |
| EXP | New | EAGLE MATLS INC | $1,424,413 | – | 8,554 | +100.0% | 0.13% | – |
| HSY | Buy | HERSHEY CO | $1,380,474 | -19.8% | 6,900 | +0.1% | 0.12% | -13.8% |
| CELH | Buy | CELSIUS HLDGS INC | $1,299,527 | +30.1% | 7,573 | +13.1% | 0.12% | +40.5% |
| CROX | Buy | CROCS INC | $1,294,070 | -20.9% | 14,667 | +0.8% | 0.12% | -15.2% |
| NVDA | Buy | NVIDIA CORPORATIONcall | $1,261,471 | +14.7% | 2,900 | +11.5% | 0.11% | +22.6% |
| ET | Buy | ENERGY TRANSFER L P | $1,235,286 | +15.7% | 88,046 | +4.7% | 0.11% | +24.4% |
| PXD | Buy | PIONEER NAT RES CO | $1,170,272 | +14.5% | 5,098 | +3.3% | 0.11% | +23.3% |
| New | JACOBS SOLUTIONS INC | $1,168,440 | – | 8,560 | +100.0% | 0.11% | – | |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $1,162,095 | +9.5% | 4,830 | +0.1% | 0.10% | +18.0% |
| Buy | GENERAL ELECTRIC CO | $1,135,909 | +9.3% | 10,275 | +8.6% | 0.10% | +18.4% | |
| EXLS | Buy | EXLSERVICE HOLDINGS INC | $1,121,488 | -6.0% | 39,996 | +406.3% | 0.10% | +2.0% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ IN | $1,079,479 | -4.3% | 10,784 | +8.6% | 0.10% | +3.2% |
| ABT | Buy | ABBOTT LABS | $1,066,456 | -10.0% | 11,011 | +1.3% | 0.10% | -3.0% |
| MDT | Buy | MEDTRONIC PLC | $1,020,194 | -10.9% | 13,019 | +0.1% | 0.09% | -4.2% |
| WM | Buy | WASTE MGMT INC DEL | $1,010,528 | -10.5% | 6,629 | +1.9% | 0.09% | -4.2% |
| KMB | Buy | KIMBERLY-CLARK CORP | $956,830 | -12.2% | 7,917 | +0.3% | 0.09% | -5.4% |
| SSO | Buy | PROSHARES TR | $925,236 | -7.8% | 17,333 | +0.5% | 0.08% | 0.0% |
| HUM | Buy | HUMANA INC | $912,823 | +8.9% | 1,876 | +0.1% | 0.08% | +16.9% |
| DOC | Buy | PHYSICIANS RLTY TR | $881,977 | -12.8% | 72,353 | +0.0% | 0.08% | -5.9% |
| INMD | Buy | INMODE LTD | $851,357 | -8.3% | 27,950 | +12.5% | 0.08% | -1.3% |
| AMGN | Buy | AMGEN INC | $829,238 | +21.3% | 3,085 | +0.2% | 0.08% | +29.3% |
| QLD | Buy | PROSHARES TR | $831,494 | -7.2% | 14,010 | +0.6% | 0.08% | 0.0% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $812,701 | -1.1% | 4,153 | +2.5% | 0.07% | +7.2% |
| AMAT | Buy | APPLIED MATLS INC | $753,943 | +26.3% | 5,446 | +31.9% | 0.07% | +36.0% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $727,926 | -21.8% | 32,730 | +0.2% | 0.07% | -15.4% |
| TTD | Buy | THE TRADE DESK INC | $714,448 | +5.5% | 9,142 | +4.2% | 0.06% | +14.0% |
| Buy | PROSHARES TRultrapro sht qqq | $717,256 | +8.3% | 35,091 | +0.2% | 0.06% | +16.1% | |
| SHOP | Buy | SHOPIFY INCcl a | $694,677 | +33.5% | 12,730 | +58.0% | 0.06% | +43.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $689,510 | +22.7% | 2,532 | +27.5% | 0.06% | +31.9% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $689,757 | +9.6% | 7,952 | +5.3% | 0.06% | +17.0% |
| AXON | Buy | AXON ENTERPRISE INC | $677,959 | +2.8% | 3,407 | +0.8% | 0.06% | +8.9% |
| MAIN | Buy | MAIN STR CAP CORP | $674,198 | +8.2% | 16,594 | +6.6% | 0.06% | +17.3% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $614,955 | -0.5% | 5,009 | +2.0% | 0.06% | +7.7% |
| PFF | Buy | ISHARES TRpfd and incm sec | $614,220 | -2.4% | 20,372 | +0.1% | 0.06% | +5.7% |
| ZS | Buy | ZSCALER INC | $603,845 | +198.9% | 3,881 | +181.0% | 0.06% | +223.5% |
| MPLX | Buy | MPLX LP | $608,195 | +9.3% | 17,099 | +4.3% | 0.06% | +17.0% |
| MGC | Buy | VANGUARD WORLD FDmega cap index | $599,431 | -0.0% | 3,947 | +3.0% | 0.05% | +8.0% |
| CL | Buy | COLGATE PALMOLIVE CO | $581,828 | -7.7% | 8,182 | +0.0% | 0.05% | 0.0% |
| CLF | Buy | CLEVELAND-CLIFFS INC NEW | $589,642 | -6.7% | 37,725 | +0.0% | 0.05% | 0.0% |
| MAR | Buy | MARRIOTT INTL INC NEWcl a | $588,706 | +7.4% | 2,995 | +0.3% | 0.05% | +15.2% |
| WYNN | New | WYNN RESORTS LTD | $525,867 | – | 5,691 | +100.0% | 0.05% | – |
| ENB | Buy | ENBRIDGE INC | $530,096 | -8.1% | 15,805 | +1.8% | 0.05% | -2.0% |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $516,535 | +14.9% | 3,086 | +0.8% | 0.05% | +23.7% |
| ZTS | Buy | ZOETIS INCcl a | $518,461 | +3.8% | 2,980 | +2.8% | 0.05% | +11.9% |
| SCHW | Buy | SCHWAB CHARLES CORP | $499,096 | +24.2% | 9,091 | +28.2% | 0.04% | +32.4% |
| EXG | Buy | EATON VANCE TAX-MANAGED GLOB | $500,488 | -4.4% | 67,909 | +2.7% | 0.04% | +2.3% |
| DOV | New | DOVER CORP | $467,359 | – | 3,350 | +100.0% | 0.04% | – |
| BBY | Buy | BEST BUY INC | $453,500 | -15.2% | 6,528 | +0.0% | 0.04% | -8.9% |
| Buy | J P MORGAN EXCHANGE TRADED Fnasdaq eqt prem | $444,017 | +16.2% | 9,461 | +19.8% | 0.04% | +25.0% | |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $426,629 | +11.2% | 4,557 | +0.2% | 0.04% | +21.9% |
| WEC | Buy | WEC ENERGY GROUP INC | $425,458 | -8.5% | 5,282 | +0.3% | 0.04% | 0.0% |
| UNG | Buy | UNITED STS NAT GAS FD LPunit par | $411,508 | -7.9% | 60,250 | +0.0% | 0.04% | -2.6% |
| AGNC | Buy | AGNC INVT CORP | $372,862 | -5.7% | 39,498 | +1.1% | 0.03% | +3.0% |
| BLK | Buy | BLACKROCK INC | $355,570 | +25.5% | 550 | +34.1% | 0.03% | +33.3% |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $341,674 | +1.8% | 36,041 | +1.5% | 0.03% | +10.7% |
| LEN | Buy | LENNAR CORPcl a | $335,680 | -6.7% | 2,991 | +4.2% | 0.03% | 0.0% |
| IP | Buy | INTERNATIONAL PAPER CO | $333,870 | +20.6% | 9,413 | +8.2% | 0.03% | +30.4% |
| Buy | PHILLIPS EDISON & CO INC | $327,931 | -1.4% | 9,777 | +0.2% | 0.03% | +7.1% | |
| DHI | Buy | D R HORTON INC | $324,990 | -11.5% | 3,024 | +0.2% | 0.03% | -6.5% |
| NOW | Buy | SERVICENOW INC | $318,272 | -0.0% | 569 | +0.5% | 0.03% | +7.4% |
| DVN | Buy | DEVON ENERGY CORP NEW | $317,301 | +6.4% | 6,652 | +7.8% | 0.03% | +16.0% |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $307,748 | -6.6% | 168 | +9.1% | 0.03% | 0.0% |
| Buy | GE HEALTHCARE TECHNOLOGIES I | $312,266 | +9.2% | 4,589 | +30.4% | 0.03% | +16.7% | |
| EXPE | New | EXPEDIA GROUP INC | $309,210 | – | 3,000 | +100.0% | 0.03% | – |
| CEIX | New | CONSOL ENERGY INC NEW | $305,289 | – | 2,910 | +100.0% | 0.03% | – |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $308,742 | -7.3% | 4,081 | +2.4% | 0.03% | 0.0% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $314,010 | -0.7% | 903 | +0.4% | 0.03% | +3.7% |
| Buy | ANNALY CAPITAL MANAGEMENT IN | $296,352 | -0.2% | 15,755 | +6.1% | 0.03% | +8.0% | |
| COG | Buy | COTERRA ENERGY INC | $284,941 | +7.9% | 10,534 | +0.9% | 0.03% | +18.2% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $287,919 | -2.6% | 3,090 | +1.3% | 0.03% | +4.0% |
| PEY | Buy | INVESCO EXCHANGE TRADED FD Thig yld eq div | $281,234 | +1.4% | 14,655 | +1.5% | 0.02% | +8.7% |
| TD | Buy | TORONTO DOMINION BK ONT | $281,263 | -2.1% | 4,667 | +0.8% | 0.02% | +4.2% |
| BAX | Buy | BAXTER INTL INC | $280,792 | -16.7% | 7,440 | +0.5% | 0.02% | -10.7% |
| CCL | Buy | CARNIVAL CORP | $280,520 | -3.6% | 20,446 | +32.3% | 0.02% | 0.0% |
| PBA | Buy | PEMBINA PIPELINE CORP | $249,693 | -4.0% | 8,306 | +0.4% | 0.02% | +4.5% |
| EXAS | Buy | EXACT SCIENCES CORP | $254,802 | -25.3% | 3,735 | +2.8% | 0.02% | -20.7% |
| AAPL | Buy | APPLE INCcall | $256,815 | +10.3% | 1,500 | +25.0% | 0.02% | +15.0% |
| LUV | Buy | SOUTHWEST AIRLS CO | $255,433 | -19.3% | 9,436 | +8.0% | 0.02% | -14.8% |
| SNOW | Buy | SNOWFLAKE INCcl a | $239,391 | -10.7% | 1,567 | +2.9% | 0.02% | -4.3% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $238,817 | -7.4% | 1,065 | +0.3% | 0.02% | 0.0% |
| New | TIDAL ETF TR IItsla option incm | $232,440 | – | 16,991 | +100.0% | 0.02% | – | |
| XLRE | Buy | SELECT SECTOR SPDR TRrl est sel sec | $236,510 | -9.6% | 6,942 | +0.0% | 0.02% | -4.5% |
| New | ATLASSIAN CORPORATIONcl a | $228,311 | – | 1,133 | +100.0% | 0.02% | – | |
| BBDC | Buy | BARINGS BDC INC | $233,496 | +13.7% | 26,206 | +0.0% | 0.02% | +23.5% |
| ETSY | New | ETSY INC | $224,674 | – | 3,479 | +100.0% | 0.02% | – |
| NRZ | Buy | RITHM CAPITAL CORP | $218,583 | -0.2% | 23,529 | +0.4% | 0.02% | +11.1% |
| OPCH | Buy | OPTION CARE HEALTH INC | $217,554 | +0.3% | 6,725 | +0.7% | 0.02% | +11.1% |
| BTI | Buy | BRITISH AMERN TOB PLCsponsored adr | $207,226 | -4.9% | 6,597 | +0.5% | 0.02% | +5.6% |
| EOI | Buy | EATON VANCE ENHANCED EQUITY | $214,678 | -3.8% | 13,544 | +0.1% | 0.02% | 0.0% |
| SONO | Buy | SONOS INC | $156,005 | -20.9% | 12,084 | +0.0% | 0.01% | -17.6% |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $124,945 | -2.8% | 15,521 | +1.1% | 0.01% | 0.0% |
| DNP | Buy | DNP SELECT INCOME FD INC | $103,257 | -9.1% | 10,846 | +0.1% | 0.01% | -10.0% |
| NCV | Buy | VIRTUS CONVERTIBLE & INCOME | $84,310 | -8.8% | 27,109 | +2.0% | 0.01% | 0.0% |
| CIF | Buy | MFS INTER HIGH INCOME FDsh ben int | $45,413 | +5.0% | 28,925 | +9.0% | 0.00% | 0.0% |
| SACH | Buy | SACHEM CAP CORP | $41,104 | +2.0% | 11,644 | +0.9% | 0.00% | +33.3% |
| New | TRX GOLD CORPORATION | $3,660 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.