$1.09 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 516 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INCcall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| SRTS | Exit | SENSUS HEALTHCARE INCcall | $0 | – | -2,000 | -100.0% | -0.00% | – |
| GOOGL | Exit | ALPHABET INCcall | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | UPSTART HLDGS INCnote 0.250% 8/1 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| ET | Exit | ENERGY TRANSFER L Pcall | $0 | – | -2,000 | -100.0% | -0.00% | – |
| NOK | Exit | NOKIA CORPcall | $0 | – | -4,500 | -100.0% | -0.00% | – |
| GLW | Exit | CORNING INCcall | $0 | – | -500 | -100.0% | -0.00% | – |
| NKLA | Exit | NIKOLA CORP | $0 | – | -13,575 | -100.0% | -0.00% | – |
| POWW | Exit | AMMO INC | $0 | – | -20,000 | -100.0% | -0.00% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -200 | -100.0% | -0.01% | – |
| NYMT | Exit | NEW YORK MTG TR INC | $0 | – | -20,825 | -100.0% | -0.01% | – |
| YUMC | Exit | YUM CHINA HLDGS INCcall | $0 | – | -1,100 | -100.0% | -0.01% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -700 | -100.0% | -0.01% | – |
| JCI | Exit | JOHNSON CTLS INTL PLCput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| RSX | Exit | VANECK ETF TRUSTvaneck russia et | $0 | – | -10,000 | -100.0% | -0.01% | – |
| CLF | Exit | CLEVELAND-CLIFFS INC NEWcall | $0 | – | -5,000 | -100.0% | -0.01% | – |
| Exit | GENERAL ELECTRIC COcall | $0 | – | -1,000 | -100.0% | -0.01% | – | |
| C | Exit | CITIGROUP INCcall | $0 | – | -2,000 | -100.0% | -0.01% | – |
| FDX | Exit | FEDEX CORPcall | $0 | – | -500 | -100.0% | -0.01% | – |
| GOOG | Exit | ALPHABET INCput | $0 | – | -1,100 | -100.0% | -0.01% | – |
| UVXY | Exit | PROSHARES TR IIultra vix short | $0 | – | -14,530 | -100.0% | -0.01% | – |
| HTGC | Exit | HERCULES CAPITAL INC | $0 | – | -10,216 | -100.0% | -0.01% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -1,721 | -100.0% | -0.02% | – |
| SUN | Exit | SUNOCO LP/SUNOCO FIN CORP | $0 | – | -4,665 | -100.0% | -0.02% | – |
| FDL | Exit | FIRST TR MORNINGSTAR DIVID L | $0 | – | -5,528 | -100.0% | -0.02% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -5,504 | -100.0% | -0.02% | – |
| NDAQ | Exit | NASDAQ INC | $0 | – | -3,602 | -100.0% | -0.02% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -22,668 | -100.0% | -0.02% | – |
| RILY | Exit | B. RILEY FINANCIAL INC | $0 | – | -6,830 | -100.0% | -0.02% | – |
| TPL | Exit | TEXAS PACIFIC LAND CORPORATI | $0 | – | -100 | -100.0% | -0.02% | – |
| LIN | Exit | LINDE PLC | $0 | – | -734 | -100.0% | -0.02% | – |
| HALO | Exit | HALOZYME THERAPEUTICS INC | $0 | – | -4,620 | -100.0% | -0.03% | – |
| SLQD | Exit | ISHARES TR0-5yr invt gr cp | $0 | – | -6,000 | -100.0% | -0.03% | – |
| HDV | Exit | ISHARES TRcore high dv etf | $0 | – | -2,881 | -100.0% | -0.03% | – |
| WRB | Exit | BERKLEY W R CORP | $0 | – | -4,133 | -100.0% | -0.03% | – |
| CMA | Exit | COMERICA INC | $0 | – | -4,778 | -100.0% | -0.03% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -7,444 | -100.0% | -0.03% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB L | $0 | – | -4,535 | -100.0% | -0.05% | – |
| PHM | Exit | PULTE GROUP INC | $0 | – | -11,500 | -100.0% | -0.05% | – |
| OXY | Exit | OCCIDENTAL PETE CORPcall | $0 | – | -10,000 | -100.0% | -0.06% | – |
| AMX | Exit | AMERICA MOVIL SAB DE CV | $0 | – | -39,558 | -100.0% | -0.07% | – |
| WAL | Exit | WESTERN ALLIANCE BANCORP | $0 | – | -14,752 | -100.0% | -0.09% | – |
| PRFT | Exit | PERFICIENT INC | $0 | – | -14,926 | -100.0% | -0.10% | – |
| TQQQ | Exit | PROSHARES TRultrapro qqq | $0 | – | -82,252 | -100.0% | -0.14% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.