$1.09 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 516 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 25.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $119,500,941 | +8.8% | 291,900 | +1.6% | 10.99% | +1.5% |
| MSFT | Buy | MICROSOFT CORP | $22,164,728 | +21.3% | 76,881 | +0.9% | 2.04% | +13.1% |
| NVDA | Buy | NVIDIA CORPORATION | $22,049,194 | +93.0% | 79,379 | +1.5% | 2.03% | +79.9% |
| CSCO | Buy | CISCO SYS INC | $15,853,320 | +11.2% | 303,268 | +1.4% | 1.46% | +3.8% |
| LLY | Buy | LILLY ELI & CO | $15,139,765 | -5.4% | 44,085 | +0.8% | 1.39% | -11.8% |
| JPM | Buy | JPMORGAN CHASE & CO | $13,585,058 | +32.1% | 104,252 | +35.9% | 1.25% | +23.2% |
| ORCL | Buy | ORACLE CORP | $12,437,177 | +17.6% | 133,848 | +3.5% | 1.14% | +9.8% |
| HD | Buy | HOME DEPOT INC | $12,378,093 | -6.5% | 41,943 | +0.1% | 1.14% | -12.8% |
| MRK | Buy | MERCK & CO INC | $11,868,579 | -2.1% | 111,557 | +2.1% | 1.09% | -8.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $11,550,394 | -10.3% | 74,519 | +2.2% | 1.06% | -16.4% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $9,793,495 | +12.2% | 50,485 | +0.6% | 0.90% | +4.8% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $9,568,399 | +25.9% | 29,815 | +4.5% | 0.88% | +17.5% |
| LMT | Buy | LOCKHEED MARTIN CORP | $9,500,932 | -2.3% | 20,098 | +0.5% | 0.87% | -8.9% |
| TXN | Buy | TEXAS INSTRS INC | $9,450,438 | +13.2% | 50,806 | +0.6% | 0.87% | +5.6% |
| IRM | Buy | IRON MTN INC DEL | $9,297,406 | +6.3% | 175,721 | +0.2% | 0.86% | -0.8% |
| QCOM | Buy | QUALCOMM INC | $9,219,704 | +16.8% | 72,266 | +0.6% | 0.85% | +9.0% |
| ACN | Buy | ACCENTURE PLC IRELAND | $8,793,193 | +248.4% | 30,766 | +225.3% | 0.81% | +224.9% |
| AVGO | Buy | BROADCOM INC | $8,527,853 | +15.8% | 13,293 | +0.9% | 0.78% | +8.0% |
| PEP | Buy | PEPSICO INC | $8,186,538 | +3.2% | 44,907 | +2.3% | 0.75% | -3.7% |
| HUBB | Buy | HUBBELL INC | $7,697,904 | +3.9% | 31,638 | +0.2% | 0.71% | -3.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,698,303 | +7.9% | 18,804 | +0.8% | 0.71% | +0.7% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $7,511,493 | -9.0% | 15,894 | +2.0% | 0.69% | -15.1% |
| PG | Buy | PROCTER AND GAMBLE CO | $7,464,933 | -0.7% | 50,205 | +1.2% | 0.69% | -7.4% |
| CMI | Buy | CUMMINS INC | $7,281,604 | -0.6% | 30,482 | +0.8% | 0.67% | -7.2% |
| PH | Buy | PARKER-HANNIFIN CORP | $7,192,099 | +16.0% | 21,398 | +0.4% | 0.66% | +8.2% |
| TSLA | Buy | TESLA INC | $6,744,629 | +188.1% | 32,511 | +71.1% | 0.62% | +168.4% |
| DFS | Buy | DISCOVER FINL SVCS | $6,678,079 | +3.2% | 67,565 | +2.2% | 0.61% | -3.8% |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $6,607,856 | +3.6% | 19,866 | +3.2% | 0.61% | -3.3% |
| ALL | Buy | ALLSTATE CORP | $6,489,149 | -17.9% | 58,561 | +0.5% | 0.60% | -23.4% |
| CVS | Buy | CVS HEALTH CORP | $6,136,263 | -19.9% | 82,577 | +0.4% | 0.56% | -25.3% |
| GL | Buy | GLOBE LIFE INC | $6,099,702 | -5.9% | 55,442 | +3.1% | 0.56% | -12.2% |
| TGT | Buy | TARGET CORP | $6,086,103 | +11.9% | 36,745 | +0.7% | 0.56% | +4.5% |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $6,052,800 | – | 13 | +100.0% | 0.56% | – |
| KR | Buy | KROGER CO | $5,908,580 | +12.2% | 119,680 | +1.3% | 0.54% | +4.6% |
| FMC | New | FMC CORP | $5,748,660 | – | 47,070 | +100.0% | 0.53% | – |
| AFG | Buy | AMERICAN FINL GROUP INC OHIO | $5,492,512 | -10.4% | 45,206 | +1.2% | 0.50% | -16.4% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $5,060,432 | +19.1% | 48,658 | +1.6% | 0.46% | +11.0% |
| PM | Buy | PHILIP MORRIS INTL INC | $4,305,692 | -3.5% | 44,274 | +0.4% | 0.40% | -10.0% |
| HON | Buy | HONEYWELL INTL INC | $4,091,332 | -8.3% | 21,407 | +2.8% | 0.38% | -14.5% |
| AMGN | Buy | AMGEN INC | $4,053,740 | -4.8% | 16,768 | +3.4% | 0.37% | -11.2% |
| CME | Buy | CME GROUP INC | $3,989,362 | +14.5% | 20,830 | +0.6% | 0.37% | +7.0% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $3,891,143 | +66.9% | 39,701 | +10.3% | 0.36% | +55.7% |
| BAC | Buy | BANK AMERICA CORP | $3,841,847 | -12.0% | 134,330 | +2.0% | 0.35% | -17.9% |
| TRV | Buy | TRAVELERS COMPANIES INC | $3,790,668 | -5.7% | 22,115 | +3.2% | 0.35% | -11.9% |
| KO | Buy | COCA COLA CO | $3,792,144 | +0.1% | 61,134 | +2.6% | 0.35% | -6.7% |
| NFLX | Buy | NETFLIX INC | $3,624,777 | +17.5% | 10,492 | +0.3% | 0.33% | +9.5% |
| SIRI | Buy | SIRIUS XM HOLDINGS INC | $3,614,515 | -29.7% | 910,457 | +3.5% | 0.33% | -34.5% |
| IIPR | Buy | INNOVATIVE INDL PPTYS INC | $3,560,692 | -22.5% | 46,857 | +3.4% | 0.33% | -27.8% |
| MO | Buy | ALTRIA GROUP INC | $3,471,480 | -1.8% | 77,801 | +0.6% | 0.32% | -8.6% |
| WMT | Buy | WALMART INC | $3,241,992 | +4.5% | 21,987 | +0.5% | 0.30% | -2.6% |
| CRM | Buy | SALESFORCE INC | $3,127,756 | +210.1% | 15,656 | +105.8% | 0.29% | +190.9% |
| LOW | Buy | LOWES COS INC | $2,901,127 | +1.1% | 14,508 | +0.8% | 0.27% | -5.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,644,988 | -1.2% | 68,012 | +0.1% | 0.24% | -8.0% |
| PLD | Buy | PROLOGIS INC. | $2,508,510 | +10.9% | 20,105 | +0.2% | 0.23% | +3.6% |
| ANET | Buy | ARISTA NETWORKS INC | $2,358,769 | +40.3% | 14,052 | +1.4% | 0.22% | +30.7% |
| INTC | Buy | INTEL CORP | $2,356,032 | +23.7% | 72,116 | +0.1% | 0.22% | +15.4% |
| VOO | Buy | VANGUARD INDEX FDS | $2,296,098 | +18.7% | 6,106 | +11.0% | 0.21% | +10.5% |
| AXP | Buy | AMERICAN EXPRESS CO | $2,248,623 | +13.4% | 13,632 | +1.5% | 0.21% | +5.6% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $2,245,410 | +8.9% | 362,163 | +0.1% | 0.21% | +1.5% |
| SPG | Buy | SIMON PPTY GROUP INC NEW | $2,166,788 | -4.4% | 19,352 | +0.3% | 0.20% | -10.8% |
| SO | Buy | SOUTHERN CO | $2,149,402 | -2.5% | 30,891 | +0.1% | 0.20% | -8.8% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $2,016,207 | +5.0% | 28,919 | +0.3% | 0.18% | -2.1% |
| O | Buy | REALTY INCOME CORP | $1,809,247 | +2.8% | 28,573 | +3.0% | 0.17% | -4.6% |
| BA | Buy | BOEING COcall | $1,805,655 | +1795.8% | 8,500 | +1600.0% | 0.17% | +1744.4% |
| HSY | Buy | HERSHEY CO | $1,770,500 | +9.9% | 6,959 | +0.0% | 0.16% | +2.5% |
| DHR | Buy | DANAHER CORPORATION | $1,560,849 | -3.4% | 6,193 | +1.8% | 0.14% | -9.4% |
| GTY | Buy | GETTY RLTY CORP NEW | $1,549,507 | +6.8% | 43,006 | +0.3% | 0.14% | -0.7% |
| GPC | Buy | GENUINE PARTS CO | $1,532,099 | -3.3% | 9,157 | +0.3% | 0.14% | -9.6% |
| LECO | New | LINCOLN ELEC HLDGS INC | $1,532,554 | – | 9,063 | +100.0% | 0.14% | – |
| AMAT | Buy | APPLIED MATLS INC | $1,527,722 | +26.1% | 12,438 | +0.0% | 0.14% | +17.6% |
| BLD | Buy | TOPBUILD CORP | $1,520,047 | +33.7% | 7,303 | +0.5% | 0.14% | +25.0% |
| DLR | Buy | DIGITAL RLTY TR INC | $1,489,138 | -1.7% | 15,147 | +0.2% | 0.14% | -8.1% |
| OXY | Buy | OCCIDENTAL PETE CORP | $1,463,268 | +73.6% | 23,439 | +75.2% | 0.14% | +62.7% |
| BIL | Buy | SPDR SER TRbloomberg 1-3 mo | $1,438,820 | +16.3% | 15,670 | +15.8% | 0.13% | +8.2% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $1,429,085 | +6.2% | 6,994 | +10.1% | 0.13% | -1.5% |
| IDXX | Buy | IDEXX LABS INC | $1,397,724 | +24.6% | 2,795 | +1.7% | 0.13% | +16.2% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $1,406,423 | -1.2% | 19,224 | +2.1% | 0.13% | -7.9% |
| ET | Buy | ENERGY TRANSFER L P | $1,390,124 | +13.2% | 111,477 | +7.8% | 0.13% | +5.8% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $1,383,599 | -1.3% | 50,478 | +0.6% | 0.13% | -8.0% |
| PSA | Buy | PUBLIC STORAGE | $1,360,220 | +8.4% | 4,502 | +0.5% | 0.12% | +0.8% |
| DUK | Buy | DUKE ENERGY CORP NEW | $1,337,834 | -6.1% | 13,868 | +0.3% | 0.12% | -12.1% |
| INTU | Buy | INTUIT | $1,307,881 | +14.8% | 2,934 | +0.2% | 0.12% | +7.1% |
| EXLS | Buy | EXLSERVICE HOLDINGS INC | $1,267,129 | -2.0% | 7,830 | +2.6% | 0.12% | -7.9% |
| EGP | Buy | EASTGROUP PPTYS INC | $1,272,386 | +11.8% | 7,697 | +0.1% | 0.12% | +4.5% |
| UBA | Buy | URSTADT BIDDLE PPTYS INCcl a | $1,258,733 | -6.8% | 71,641 | +0.5% | 0.12% | -12.8% |
| ABT | Buy | ABBOTT LABS | $1,251,839 | -7.7% | 12,363 | +0.1% | 0.12% | -14.2% |
| VLO | Buy | VALERO ENERGY CORP | $1,226,452 | +11.9% | 8,785 | +1.7% | 0.11% | +4.6% |
| BC | Buy | BRUNSWICK CORP | $1,219,642 | +16.8% | 14,874 | +2.7% | 0.11% | +8.7% |
| CSL | Buy | CARLISLE COS INC | $1,210,969 | -3.4% | 5,357 | +0.7% | 0.11% | -10.5% |
| ADSK | Buy | AUTODESK INC | $1,185,680 | +13.1% | 5,696 | +1.5% | 0.11% | +5.8% |
| MEDP | New | MEDPACE HLDGS INC | $1,171,176 | – | 6,228 | +100.0% | 0.11% | – |
| MAA | Buy | MID-AMER APT CMNTYS INC | $1,166,331 | -3.0% | 7,722 | +0.8% | 0.11% | -10.1% |
| ZBRA | Buy | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,147,980 | +27.7% | 3,610 | +3.0% | 0.11% | +19.1% |
| UDR | Buy | UDR INC | $1,136,788 | +6.7% | 27,686 | +0.6% | 0.10% | 0.0% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $1,134,282 | -7.0% | 32,802 | +0.5% | 0.10% | -13.3% |
| MU | Buy | MICRON TECHNOLOGY INC | $1,133,912 | +46.3% | 18,792 | +21.2% | 0.10% | +36.8% |
| OFC | Buy | CORPORATE OFFICE PPTYS TRsh ben int | $1,115,319 | -8.0% | 47,040 | +0.6% | 0.10% | -14.2% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $1,112,564 | +18.0% | 2,887 | +3.1% | 0.10% | +9.7% |
| NEE | Buy | NEXTERA ENERGY INC | $1,092,658 | -7.8% | 14,176 | +0.0% | 0.10% | -14.5% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $1,073,871 | -6.7% | 4,824 | +0.1% | 0.10% | -13.2% |
| DOC | Buy | PHYSICIANS RLTY TR | $1,073,833 | +3.9% | 71,925 | +0.7% | 0.10% | -2.9% |
| EMR | Buy | EMERSON ELEC CO | $1,080,455 | -2.2% | 12,399 | +7.8% | 0.10% | -9.2% |
| MS | Buy | MORGAN STANLEY | $1,049,974 | +5.9% | 11,959 | +2.6% | 0.10% | -1.0% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $1,049,892 | +0.8% | 7,551 | +5.8% | 0.10% | -5.8% |
| WM | Buy | WASTE MGMT INC DEL | $1,058,826 | +4.3% | 6,489 | +0.3% | 0.10% | -3.0% |
| AVB | Buy | AVALONBAY CMNTYS INC | $1,023,066 | +5.0% | 6,088 | +0.9% | 0.09% | -2.1% |
| PEAK | Buy | HEALTHPEAK PROPERTIES INC | $1,024,517 | -11.4% | 46,633 | +1.1% | 0.09% | -17.5% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ IN | $1,004,972 | -13.2% | 8,002 | +0.7% | 0.09% | -19.3% |
| LEN | Buy | LENNAR CORPcl a | $1,000,332 | +275.5% | 9,517 | +223.3% | 0.09% | +253.8% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $996,684 | -6.1% | 14,302 | +2.1% | 0.09% | -12.4% |
| C | Buy | CITIGROUP INC | $996,125 | +4.7% | 21,244 | +1.0% | 0.09% | -2.1% |
| PXD | Buy | PIONEER NAT RES CO | $956,610 | +12.8% | 4,684 | +26.2% | 0.09% | +4.8% |
| RF | Buy | REGIONS FINANCIAL CORP NEW | $953,149 | -12.2% | 51,355 | +2.0% | 0.09% | -17.8% |
| WFC | Buy | WELLS FARGO CO NEW | $935,814 | -8.9% | 25,035 | +0.7% | 0.09% | -14.9% |
| ARCC | Buy | ARES CAPITAL CORP | $937,796 | +0.1% | 51,316 | +1.2% | 0.09% | -6.5% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $933,970 | +3.6% | 9,537 | +6.8% | 0.09% | -3.4% |
| Buy | GENERAL ELECTRIC CO | $921,318 | +16.4% | 9,637 | +2.0% | 0.08% | +9.0% | |
| HUM | Buy | HUMANA INC | $907,042 | -5.0% | 1,868 | +0.3% | 0.08% | -11.7% |
| DOW | Buy | DOW INC | $887,161 | +10.5% | 16,183 | +1.5% | 0.08% | +3.8% |
| MPC | Buy | MARATHON PETE CORP | $886,643 | +19.4% | 6,576 | +3.1% | 0.08% | +12.3% |
| KHC | Buy | KRAFT HEINZ CO | $863,622 | -4.3% | 22,333 | +0.8% | 0.08% | -11.2% |
| INMD | Buy | INMODE LTD | $845,342 | +12.2% | 26,450 | +25.4% | 0.08% | +5.4% |
| New | AMERICA MOVIL SAB DE CVspon ads rp cl b | $832,696 | – | 39,558 | +100.0% | 0.08% | – | |
| CELH | Buy | CELSIUS HLDGS INC | $798,913 | +31.4% | 8,596 | +47.0% | 0.07% | +21.7% |
| CLF | Buy | CLEVELAND-CLIFFS INC NEW | $779,264 | +26.3% | 42,513 | +11.0% | 0.07% | +18.0% |
| AVGO | New | BROADCOM INCput | $769,848 | – | 1,200 | +100.0% | 0.07% | – |
| WPC | Buy | WP CAREY INC | $763,404 | +0.6% | 9,857 | +1.5% | 0.07% | -6.7% |
| CL | Buy | COLGATE PALMOLIVE CO | $738,319 | +2.0% | 9,825 | +6.9% | 0.07% | -4.2% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $714,443 | +103.2% | 6,992 | +75.2% | 0.07% | +88.6% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $669,941 | -2.6% | 8,410 | +13.5% | 0.06% | -8.8% |
| BX | Buy | BLACKSTONE INC | $673,158 | +19.4% | 7,663 | +0.8% | 0.06% | +10.7% |
| ZTS | New | ZOETIS INCcl a | $678,243 | – | 4,075 | +100.0% | 0.06% | – |
| HAL | Buy | HALLIBURTON CO | $659,847 | +152.2% | 20,855 | +213.7% | 0.06% | +134.6% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $661,127 | +2.4% | 3,706 | +0.1% | 0.06% | -4.7% |
| JCI | Buy | JOHNSON CTLS INTL PLC | $648,147 | +22.6% | 10,763 | +30.3% | 0.06% | +15.4% |
| SCHW | Buy | SCHWAB CHARLES CORP | $646,055 | +19.9% | 12,334 | +90.7% | 0.06% | +11.3% |
| ENB | Buy | ENBRIDGE INC | $632,975 | -2.3% | 16,592 | +0.2% | 0.06% | -9.4% |
| YUM | Buy | YUM BRANDS INC | $623,105 | +3.3% | 4,718 | +0.1% | 0.06% | -3.4% |
| EW | Buy | EDWARDS LIFESCIENCES CORP | $620,288 | +12.4% | 7,498 | +1.4% | 0.06% | +5.6% |
| MAIN | Buy | MAIN STR CAP CORP | $613,111 | +7.7% | 15,538 | +0.8% | 0.06% | 0.0% |
| MMC | New | MARSH & MCLENNAN COS INC | $611,779 | – | 3,673 | +100.0% | 0.06% | – |
| BP | Buy | BP PLCsponsored adr | $606,577 | +8.8% | 15,988 | +0.2% | 0.06% | +1.8% |
| ASML | Buy | ASML HOLDING N V | $595,047 | +30.6% | 874 | +4.8% | 0.06% | +22.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $599,075 | +10.1% | 34,213 | +13.7% | 0.06% | +1.9% |
| TTD | Buy | THE TRADE DESK INC | $576,940 | +37.3% | 9,472 | +1.1% | 0.05% | +29.3% |
| WMB | Buy | WILLIAMS COS INC | $579,560 | +0.4% | 19,409 | +10.6% | 0.05% | -7.0% |
| USB | Buy | US BANCORP DEL | $572,047 | -17.3% | 15,868 | +0.1% | 0.05% | -22.1% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $565,825 | +0.6% | 8,628 | +1.3% | 0.05% | -5.5% |
| LMT | New | LOCKHEED MARTIN CORPcall | $567,276 | – | 1,200 | +100.0% | 0.05% | – |
| NFLX | New | NETFLIX INCput | $552,768 | – | 1,600 | +100.0% | 0.05% | – |
| FL | Buy | FOOT LOCKER INC | $555,581 | +8.1% | 13,998 | +2.9% | 0.05% | 0.0% |
| PSEC | Buy | PROSPECT CAP CORP | $548,017 | -0.4% | 78,738 | +0.0% | 0.05% | -7.4% |
| MPLX | Buy | MPLX LP | $546,486 | +8.4% | 15,863 | +3.3% | 0.05% | 0.0% |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $537,922 | +44.8% | 3,919 | +11.1% | 0.05% | +32.4% |
| BBY | Buy | BEST BUY INC | $510,709 | -2.4% | 6,525 | +0.0% | 0.05% | -9.6% |
| EXG | Buy | EATON VANCE TAX-MANAGED GLOB | $516,450 | +3.5% | 66,127 | +0.0% | 0.05% | -4.1% |
| WEC | Buy | WEC ENERGY GROUP INC | $497,629 | +1.4% | 5,250 | +0.3% | 0.05% | -4.2% |
| ABNB | Buy | AIRBNB INC | $492,002 | +49.3% | 3,955 | +2.6% | 0.04% | +40.6% |
| AFL | Buy | AFLAC INC | $473,856 | -5.0% | 7,344 | +5.9% | 0.04% | -10.2% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $474,802 | +9.6% | 11,606 | +1.8% | 0.04% | +2.3% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $480,178 | +25.9% | 1,925 | +7.6% | 0.04% | +15.8% |
| BOIL | New | PROSHARES TR IIultra bloomberg | $469,300 | – | 130,000 | +100.0% | 0.04% | – |
| Buy | SHELL PLCspon ads | $455,379 | +4.9% | 7,914 | +3.9% | 0.04% | -2.3% | |
| New | PROSHARES TRultrapro sht qqq | $440,733 | – | 15,011 | +100.0% | 0.04% | – | |
| CMCSA | Buy | COMCAST CORP NEWcl a | $426,115 | +8.4% | 11,240 | +0.0% | 0.04% | 0.0% |
| BMY | Buy | BRISTOL-MYERS SQUIBB COcall | $415,860 | +478.0% | 6,000 | +500.0% | 0.04% | +442.9% |
| TSLA | New | TESLA INCcall | $414,920 | – | 2,000 | +100.0% | 0.04% | – |
| UNG | New | UNITED STS NAT GAS FD LPunit par | $417,997 | – | 60,230 | +100.0% | 0.04% | – |
| TTE | Buy | TOTALENERGIES SEsponsored ads | $417,316 | -4.3% | 7,067 | +0.6% | 0.04% | -11.6% |
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $414,134 | +0.5% | 3,925 | +3.1% | 0.04% | -7.3% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $398,388 | +3.0% | 3,820 | +1.3% | 0.04% | -2.6% |
| PSX | Buy | PHILLIPS 66 | $407,528 | +6.3% | 4,020 | +9.1% | 0.04% | -2.6% |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $396,849 | +9.3% | 35,946 | +0.2% | 0.04% | 0.0% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $379,290 | +6.4% | 2,623 | +4.0% | 0.04% | 0.0% |
| SPGI | Buy | S&P GLOBAL INC | $379,064 | +3.2% | 1,099 | +0.2% | 0.04% | -2.8% |
| AGNC | Buy | AGNC INVT CORP | $360,256 | +10.8% | 35,740 | +13.7% | 0.03% | +3.1% |
| NTR | Buy | NUTRIEN LTD | $353,520 | +4.4% | 4,787 | +3.2% | 0.03% | 0.0% |
| DAL | Buy | DELTA AIR LINES INC DEL | $362,772 | +15.8% | 10,389 | +9.0% | 0.03% | +6.5% |
| Buy | PHILLIPS EDISON & CO INC | $350,056 | +2.7% | 10,731 | +0.2% | 0.03% | -5.9% | |
| AEP | Buy | AMERICAN ELEC PWR CO INC | $334,289 | -3.6% | 3,674 | +0.5% | 0.03% | -8.8% |
| DGRO | Buy | ISHARES TRcore div grwth | $330,022 | +7.8% | 6,602 | +7.8% | 0.03% | 0.0% |
| STX | Buy | SEAGATE TECHNOLOGY HLDNGS PL | $315,018 | +28.4% | 4,764 | +2.1% | 0.03% | +20.8% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $317,240 | -18.4% | 28,325 | +2.7% | 0.03% | -23.7% |
| OXLC | New | OXFORD LANE CAP CORP | $319,030 | – | 61,000 | +100.0% | 0.03% | – |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $314,874 | +12.3% | 18,360 | +4.1% | 0.03% | +3.6% |
| ELF | New | E L F BEAUTY INC | $307,578 | – | 3,735 | +100.0% | 0.03% | – |
| LUV | Buy | SOUTHWEST AIRLS CO | $302,167 | +7.2% | 9,286 | +10.9% | 0.03% | 0.0% |
| HD | New | HOME DEPOT INCcall | $295,120 | – | 1,000 | +100.0% | 0.03% | – |
| EFV | New | ISHARES TReafe value etf | $294,869 | – | 6,076 | +100.0% | 0.03% | – |
| OAS | Buy | CHORD ENERGY CORPORATION | $279,200 | +17.8% | 2,074 | +19.7% | 0.03% | +13.0% |
| ETW | Buy | EATON VANCE TAX-MANAGED GLOB | $277,621 | +4.2% | 34,359 | +0.0% | 0.03% | 0.0% |
| AB | Buy | ALLIANCEBERNSTEIN HLDG L Punit ltd partn | $282,608 | +10.6% | 7,730 | +4.0% | 0.03% | +4.0% |
| EOG | Buy | EOG RES INC | $284,645 | +30.3% | 2,483 | +47.2% | 0.03% | +18.2% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $271,605 | +9.0% | 2,949 | +2.0% | 0.02% | 0.0% |
| PANW | New | PALO ALTO NETWORKS INC | $275,042 | – | 1,377 | +100.0% | 0.02% | – |
| RIV | Buy | RIVERNORTH OPPORTUNITIES FD | $266,960 | +6.0% | 23,500 | +14.6% | 0.02% | 0.0% |
| PBA | Buy | PEMBINA PIPELINE CORP | $266,813 | -4.4% | 8,235 | +0.1% | 0.02% | -10.7% |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $267,202 | – | 2,600 | +100.0% | 0.02% | – |
| TD | Buy | TORONTO DOMINION BK ONT | $275,107 | -6.8% | 4,593 | +0.7% | 0.02% | -13.8% |
| New | LINDE PLC | $261,141 | – | 735 | +100.0% | 0.02% | – | |
| CMG | New | CHIPOTLE MEXICAN GRILL INC | $259,661 | – | 152 | +100.0% | 0.02% | – |
| New | GE HEALTHCARE TECHNOLOGIES I | $259,133 | – | 3,159 | +100.0% | 0.02% | – | |
| SMCI | New | SUPER MICRO COMPUTER INC | $262,007 | – | 2,459 | +100.0% | 0.02% | – |
| EAD | Buy | ALLSPRING INCOME OPPORTUNITinc oppty fd | $266,270 | -0.9% | 42,065 | +0.0% | 0.02% | -7.7% |
| EXAS | New | EXACT SCIENCES CORP | $246,490 | – | 3,635 | +100.0% | 0.02% | – |
| GLD | Buy | SPDR GOLD TR | $247,018 | +19.8% | 1,348 | +10.9% | 0.02% | +15.0% |
| OLED | New | UNIVERSAL DISPLAY CORP | $240,452 | – | 1,550 | +100.0% | 0.02% | – |
| SNOW | Buy | SNOWFLAKE INCcl a | $234,984 | +15.0% | 1,523 | +7.0% | 0.02% | +10.0% |
| VHT | New | VANGUARD WORLD FDShealth car etf | $237,507 | – | 996 | +100.0% | 0.02% | – |
| STK | New | COLUMBIA SELIGM PREM TECH GR | $224,597 | – | 8,070 | +100.0% | 0.02% | – |
| DX | Buy | DYNEX CAP INC | $225,129 | -2.7% | 18,575 | +2.2% | 0.02% | -8.7% |
| MSFT | Buy | MICROSOFT CORPput | $230,640 | +140.4% | 800 | +100.0% | 0.02% | +133.3% |
| IEP | New | ICAHN ENTERPRISES LPdepositary unit | $226,883 | – | 4,388 | +100.0% | 0.02% | – |
| OPCH | New | OPTION CARE HEALTH INC | $216,831 | – | 6,825 | +100.0% | 0.02% | – |
| TW | New | TRADEWEB MKTS INCcl a | $214,856 | – | 2,719 | +100.0% | 0.02% | – |
| ABR | Buy | ARBOR REALTY TRUST INC | $218,634 | -10.1% | 19,028 | +3.2% | 0.02% | -16.7% |
| KMX | New | CARMAX INC | $206,018 | – | 3,205 | +100.0% | 0.02% | – |
| LIT | New | GLOBAL X FDSlithium btry etf | $203,996 | – | 3,210 | +100.0% | 0.02% | – |
| SRTS | Buy | SENSUS HEALTHCARE INC | $210,484 | -27.3% | 40,400 | +3.6% | 0.02% | -34.5% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $211,552 | – | 5,236 | +100.0% | 0.02% | – |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $206,799 | -19.4% | 25,158 | +9.3% | 0.02% | -24.0% |
| SWKS | New | SKYWORKS SOLUTIONS INC | $201,800 | – | 1,710 | +100.0% | 0.02% | – |
| SQ | New | BLOCK INCcl a | $210,619 | – | 3,068 | +100.0% | 0.02% | – |
| YUMC | Buy | YUM CHINA HLDGS INC | $205,244 | +37.3% | 3,238 | +18.4% | 0.02% | +26.7% |
| EOI | Buy | EATON VANCE ENHANCED EQUITY | $205,501 | +2.3% | 13,502 | +0.3% | 0.02% | -5.0% |
| BBDC | Buy | BARINGS BDC INC | $208,036 | -2.6% | 26,201 | +0.0% | 0.02% | -9.5% |
| ASO | New | ACADEMY SPORTS & OUTDOORS IN | $201,166 | – | 3,083 | +100.0% | 0.02% | – |
| New | DRAFTKINGS INC NEW | $196,504 | – | 10,150 | +100.0% | 0.02% | – | |
| ICLR | New | ICON PLC | $200,775 | – | 940 | +100.0% | 0.02% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $200,637 | – | 1,058 | +100.0% | 0.02% | – |
| NRZ | Buy | RITHM CAPITAL CORP | $186,053 | +2.0% | 23,257 | +4.2% | 0.02% | -5.6% |
| VALE | Buy | VALE S Asponsored ads | $180,839 | +1.9% | 11,460 | +9.6% | 0.02% | -5.6% |
| ZTR | Buy | VIRTUS TOTAL RETURN FD INC | $183,334 | -1.0% | 28,314 | +0.1% | 0.02% | -5.6% |
| MHI | Buy | PIONEER MUNICIPAL HIGH INCOM | $169,510 | +3.9% | 19,067 | +0.3% | 0.02% | 0.0% |
| GAIN | Buy | GLADSTONE INVT CORP | $178,875 | +22.6% | 13,500 | +19.5% | 0.02% | +14.3% |
| CPRX | New | CATALYST PHARMACEUTICALS INC | $174,538 | – | 10,527 | +100.0% | 0.02% | – |
| ETB | Buy | EATON VANCE TAX MNGED BUY WR | $164,561 | -0.7% | 12,610 | +0.1% | 0.02% | -6.2% |
| CCL | Buy | CARNIVAL CORP | $158,838 | +26.7% | 15,649 | +0.6% | 0.02% | +25.0% |
| REI | Buy | RING ENERGY INC | $128,630 | -18.8% | 67,700 | +5.1% | 0.01% | -25.0% |
| DNP | Buy | DNP SELECT INCOME FD INC | $119,416 | -1.9% | 10,836 | +0.2% | 0.01% | -8.3% |
| CIM | Buy | CHIMERA INVT CORP | $109,085 | +2.6% | 19,341 | +0.1% | 0.01% | 0.0% |
| NCV | Buy | VIRTUS CONVERTIBLE & INCOME | $87,814 | +1.5% | 26,135 | +2.7% | 0.01% | -11.1% |
| LABU | New | DIREXION SHS ETF TRsp biotch bl new | $81,506 | – | 16,600 | +100.0% | 0.01% | – |
| EPSN | New | EPSILON ENERGY LTD | $62,687 | – | 11,739 | +100.0% | 0.01% | – |
| LABU | New | DIREXION SHS ETF TRcall | $49,100 | – | 10,000 | +100.0% | 0.01% | – |
| SACH | New | SACHEM CAP CORP | $42,600 | – | 11,452 | +100.0% | 0.00% | – |
| LIACF | New | AMERICAN LITHIUM CORP | $34,650 | – | 15,000 | +100.0% | 0.00% | – |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $35,400 | +112.5% | 47,200 | +4.4% | 0.00% | +50.0% |
| New | TRX GOLD CORPORATION | $24,110 | – | 50,000 | +100.0% | 0.00% | – | |
| SDC | New | SMILEDIRECTCLUB INC | $13,019 | – | 30,276 | +100.0% | 0.00% | – |
| New | UPSTART HLDGS INCnote 0.250% 8/1 | $5,795 | – | 10,000 | +100.0% | 0.00% | – | |
| HGEN | New | HUMANIGEN INCcall | $1,435 | – | 10,000 | +100.0% | 0.00% | – |
| HGEN | New | HUMANIGEN INC | $5,166 | – | 36,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.