$1.01 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 509 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 102.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AKBA | Exit | AKEBIA THERAPEUTICS INCcall | $0 | – | -14,000 | -100.0% | 0.00% | – |
| Exit | BLACKROCK CORPOR HI YLD FD Iright 10/13/2022 | $0 | – | -14,768 | -100.0% | 0.00% | – | |
| AMPE | Exit | AMPIO PHARMACEUTICALS INC | $0 | – | -57,000 | -100.0% | 0.00% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INCcall | $0 | – | -11,000 | -100.0% | -0.00% | – |
| OCSL | Exit | OAKTREE SPECIALTY LENDING CO | $0 | – | -10,450 | -100.0% | -0.01% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -10,300 | -100.0% | -0.01% | – |
| ERC | Exit | ALLSPRING MULTI SECTOR INCOM | $0 | – | -10,350 | -100.0% | -0.01% | – |
| Exit | PROSHARES TRbitcoin strate | $0 | – | -10,000 | -100.0% | -0.01% | – | |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -10,699 | -100.0% | -0.01% | – |
| SPGSU | Exit | SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999 | $0 | – | -14,000 | -100.0% | -0.02% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | -17,784 | -100.0% | -0.02% | – |
| WIW | Exit | WESTERN AST INFL LKD OPP & I | $0 | – | -18,500 | -100.0% | -0.02% | – |
| CII | Exit | BLACKROCK ENHANCD CAP & INM | $0 | – | -10,926 | -100.0% | -0.02% | – |
| FB | Exit | META PLATFORMS INCput | $0 | – | -1,500 | -100.0% | -0.02% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -6,359 | -100.0% | -0.02% | – |
| OPCH | Exit | OPTION CARE HEALTH INC | $0 | – | -6,533 | -100.0% | -0.02% | – |
| GNRC | Exit | GENERAC HLDGS INC | $0 | – | -1,213 | -100.0% | -0.02% | – |
| KMX | Exit | CARMAX INC | $0 | – | -3,205 | -100.0% | -0.02% | – |
| LIT | Exit | GLOBAL X FDSlithium btry etf | $0 | – | -3,210 | -100.0% | -0.02% | – |
| ITOT | Exit | ISHARES TRcore s&p ttl stk | $0 | – | -2,729 | -100.0% | -0.02% | – |
| ALB | Exit | ALBEMARLE CORP | $0 | – | -850 | -100.0% | -0.02% | – |
| BXMX | Exit | NUVEEN S&P 500 BUY-WRITE INC | $0 | – | -19,396 | -100.0% | -0.02% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -1,133 | -100.0% | -0.03% | – |
| FDIS | Exit | FIDELITY COVINGTON TRUSTmsci consm dis | $0 | – | -4,000 | -100.0% | -0.03% | – |
| ZS | Exit | ZSCALER INC | $0 | – | -1,551 | -100.0% | -0.03% | – |
| NVDA | Exit | NVIDIA CORPORATIONcall | $0 | – | -2,300 | -100.0% | -0.03% | – |
| ZBH | Exit | ZIMMER BIOMET HOLDINGS INC | $0 | – | -2,848 | -100.0% | -0.03% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC | $0 | – | -3,610 | -100.0% | -0.03% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -4,000 | -100.0% | -0.06% | – |
| TRMB | Exit | TRIMBLE INC | $0 | – | -10,300 | -100.0% | -0.06% | – |
| OXY | Exit | OCCIDENTAL PETE CORPcall | $0 | – | -10,000 | -100.0% | -0.07% | – |
| MSFT | Exit | MICROSOFT CORPcall | $0 | – | -3,400 | -100.0% | -0.08% | – |
| AVTR | Exit | AVANTOR INC | $0 | – | -40,734 | -100.0% | -0.09% | – |
| Exit | SL GREEN RLTY CORP | $0 | – | -21,247 | -100.0% | -0.09% | – | |
| DRE | Exit | DUKE REALTY CORP | $0 | – | -18,094 | -100.0% | -0.09% | – |
| ENTG | Exit | ENTEGRIS INC | $0 | – | -14,629 | -100.0% | -0.13% | – |
| WSM | Exit | WILLIAMS SONOMA INC | $0 | – | -38,853 | -100.0% | -0.49% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -299,700 | -100.0% | -11.50% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.