$931 Million is the total value of Sheaff Brock Investment Advisors, LLC's 496 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 17.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMZN | Buy | AMAZON COM INC | $17,383,000 | +13.2% | 153,835 | +6.4% | 1.87% | +45.6% |
| CSCO | Buy | CISCO SYS INC | $11,633,000 | -5.5% | 290,834 | +0.7% | 1.25% | +21.6% |
| ABBV | Buy | ABBVIE INC | $11,240,000 | -8.4% | 83,752 | +4.5% | 1.21% | +17.8% |
| APA | Buy | APA CORPORATION | $8,761,000 | +592.6% | 256,238 | +607.1% | 0.94% | +787.7% |
| Buy | LISTED FD TRpreferred plus | $8,150,000 | -1.1% | 888,850 | +5.4% | 0.88% | +27.3% | |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $7,592,000 | +0.1% | 28,406 | +4.9% | 0.82% | +28.7% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $7,502,000 | -22.2% | 78,019 | +1669.1% | 0.81% | +0.1% |
| ALL | Buy | ALLSTATE CORP | $7,237,000 | -1.1% | 58,118 | +0.7% | 0.78% | +27.2% |
| DOW | Buy | DOW INC | $7,150,000 | +34.4% | 162,769 | +57.9% | 0.77% | +73.0% |
| DIS | Buy | DISNEY WALT CO | $6,706,000 | +1.5% | 71,094 | +1.6% | 0.72% | +30.4% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $6,335,000 | -10.7% | 66,227 | +1933.4% | 0.68% | +14.8% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $6,083,000 | -4.6% | 17,029 | +0.7% | 0.65% | +22.7% |
| TSLA | Buy | TESLA INC | $5,974,000 | +19.0% | 22,521 | +202.0% | 0.64% | +53.2% |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $5,443,000 | -3.6% | 18,945 | +3.3% | 0.58% | +24.2% |
| AFG | New | AMERICAN FINL GROUP INC OHIO | $5,445,000 | – | 44,290 | +100.0% | 0.58% | – |
| TGT | Buy | TARGET CORP | $5,418,000 | +6.8% | 36,514 | +1.7% | 0.58% | +37.3% |
| OKE | Buy | ONEOK INC NEW | $5,386,000 | -7.6% | 105,119 | +0.1% | 0.58% | +18.9% |
| KR | New | KROGER CO | $5,076,000 | – | 116,025 | +100.0% | 0.54% | – |
| SIRI | Buy | SIRIUS XM HOLDINGS INC | $5,024,000 | -5.2% | 879,867 | +1.8% | 0.54% | +22.2% |
| IIPR | Buy | INNOVATIVE INDL PPTYS INC | $3,805,000 | -18.2% | 42,996 | +1.6% | 0.41% | +5.4% |
| PM | Buy | PHILIP MORRIS INTL INC | $3,641,000 | -15.3% | 43,862 | +0.7% | 0.39% | +8.9% |
| PFE | Buy | PFIZER INC | $3,572,000 | -15.7% | 81,618 | +1.0% | 0.38% | +8.5% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $3,530,000 | -25.1% | 120,348 | +0.3% | 0.38% | -3.6% |
| F | Buy | FORD MTR CO DEL | $3,473,000 | +1.1% | 310,061 | +0.5% | 0.37% | +30.0% |
| HON | Buy | HONEYWELL INTL INC | $3,453,000 | +447.2% | 20,681 | +469.9% | 0.37% | +600.0% |
| MO | Buy | ALTRIA GROUP INC | $3,114,000 | -3.2% | 77,112 | +0.1% | 0.34% | +24.5% |
| MMM | Buy | 3M CO | $2,978,000 | +451.5% | 26,954 | +546.1% | 0.32% | +611.1% |
| MCD | Buy | MCDONALDS CORP | $2,967,000 | -5.7% | 12,860 | +0.9% | 0.32% | +21.3% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $2,951,000 | -5.9% | 41,507 | +1.9% | 0.32% | +21.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,847,000 | -24.9% | 74,976 | +0.4% | 0.31% | -3.2% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $2,476,000 | -1.8% | 13,794 | +3.2% | 0.27% | +26.1% |
| DE | Buy | DEERE & CO | $2,315,000 | +12.3% | 6,934 | +0.8% | 0.25% | +44.8% |
| LOW | Buy | LOWES COS INC | $2,309,000 | +16.1% | 12,297 | +8.0% | 0.25% | +49.4% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $2,233,000 | -14.2% | 35,242 | +3.6% | 0.24% | +10.6% |
| PEP | Buy | PEPSICO INC | $2,069,000 | -1.3% | 12,673 | +0.8% | 0.22% | +26.9% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $2,000,000 | -7.7% | 361,663 | +4.9% | 0.22% | +18.8% |
| INTC | Buy | INTEL CORP | $1,827,000 | -27.1% | 70,902 | +5.9% | 0.20% | -6.2% |
| VOO | Buy | VANGUARD INDEX FDS | $1,785,000 | -5.4% | 5,438 | +0.0% | 0.19% | +22.3% |
| SPG | Buy | SIMON PPTY GROUP INC NEW | $1,722,000 | -2.3% | 19,182 | +3.3% | 0.18% | +25.9% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,618,000 | -2.2% | 68,052 | +0.2% | 0.17% | +26.1% |
| GWW | Buy | GRAINGER W W INC | $1,576,000 | +8.1% | 3,222 | +0.4% | 0.17% | +38.5% |
| HSY | New | HERSHEY CO | $1,512,000 | – | 6,857 | +100.0% | 0.16% | – |
| CSL | New | CARLISLE COS INC | $1,453,000 | – | 5,181 | +100.0% | 0.16% | – |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $1,436,000 | +5.6% | 48,710 | +1.0% | 0.15% | +35.1% |
| GPC | New | GENUINE PARTS CO | $1,364,000 | – | 9,136 | +100.0% | 0.15% | – |
| CAT | Buy | CATERPILLAR INC | $1,353,000 | -5.8% | 8,247 | +2.7% | 0.14% | +20.8% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $1,330,000 | -14.7% | 6,197 | +1.6% | 0.14% | +10.0% |
| VICI | Buy | VICI PPTYS INC | $1,323,000 | +1.4% | 44,325 | +1.2% | 0.14% | +30.3% |
| PSA | Buy | PUBLIC STORAGE | $1,297,000 | -5.6% | 4,428 | +0.8% | 0.14% | +20.9% |
| PYPL | Buy | PAYPAL HLDGS INC | $1,265,000 | +23.7% | 14,703 | +0.3% | 0.14% | +60.0% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $1,202,000 | -7.0% | 18,091 | +0.2% | 0.13% | +19.4% |
| CSX | Buy | CSX CORP | $1,171,000 | -8.2% | 43,959 | +0.2% | 0.13% | +17.8% |
| MAA | Buy | MID-AMER APT CMNTYS INC | $1,159,000 | -8.6% | 7,473 | +2.9% | 0.12% | +17.9% |
| PLD | Buy | PROLOGIS INC. | $1,143,000 | -11.6% | 11,248 | +2.4% | 0.12% | +13.9% |
| GTY | Buy | GETTY RLTY CORP NEW | $1,132,000 | +3.6% | 42,108 | +2.1% | 0.12% | +34.1% |
| INTU | Buy | INTUIT | $1,132,000 | +0.6% | 2,923 | +0.2% | 0.12% | +29.8% |
| UDR | New | UDR INC | $1,123,000 | – | 26,924 | +100.0% | 0.12% | – |
| ET | Buy | ENERGY TRANSFER L P | $1,107,000 | +17.5% | 100,386 | +6.3% | 0.12% | +50.6% |
| CROX | Buy | CROCS INC | $1,100,000 | +45.1% | 16,023 | +2.9% | 0.12% | +87.3% |
| UBA | Buy | URSTADT BIDDLE PPTYS INCcl a | $1,087,000 | -2.2% | 70,058 | +2.1% | 0.12% | +25.8% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ IN | $1,092,000 | -1.2% | 7,786 | +2.2% | 0.12% | +27.2% |
| EGP | Buy | EASTGROUP PPTYS INC | $1,089,000 | -4.9% | 7,547 | +1.7% | 0.12% | +21.9% |
| MDT | Buy | MEDTRONIC PLC | $1,085,000 | +7.1% | 13,435 | +19.1% | 0.12% | +37.6% |
| AVB | Buy | AVALONBAY CMNTYS INC | $1,086,000 | -3.2% | 5,897 | +2.1% | 0.12% | +24.5% |
| OFC | Buy | CORPORATE OFFICE PPTYS TRsh ben int | $1,065,000 | -9.3% | 45,857 | +2.3% | 0.11% | +16.3% |
| DOC | Buy | PHYSICIANS RLTY TR | $1,050,000 | -11.8% | 69,830 | +2.3% | 0.11% | +14.1% |
| PEAK | Buy | HEALTHPEAK PROPERTIES INC | $1,035,000 | -9.5% | 45,151 | +2.3% | 0.11% | +15.6% |
| CRM | Buy | SALESFORCE INC | $1,034,000 | -9.1% | 7,187 | +4.3% | 0.11% | +16.8% |
| WM | Buy | WASTE MGMT INC DEL | $1,033,000 | +5.0% | 6,450 | +0.3% | 0.11% | +35.4% |
| RF | Buy | REGIONS FINANCIAL CORP NEW | $1,011,000 | +7.3% | 50,355 | +0.2% | 0.11% | +38.0% |
| WFC | Buy | WELLS FARGO CO NEW | $1,004,000 | +3.1% | 24,955 | +0.4% | 0.11% | +33.3% |
| KMB | Buy | KIMBERLY-CLARK CORP | $921,000 | -16.0% | 8,181 | +0.8% | 0.10% | +7.6% |
| BIL | Buy | SPDR SER TRbloomberg 1-3 mo | $889,000 | +203.4% | 9,700 | +203.1% | 0.10% | +300.0% |
| C | Buy | CITIGROUP INC | $878,000 | -8.2% | 21,075 | +1.4% | 0.09% | +17.5% |
| IDXX | Buy | IDEXX LABS INC | $862,000 | -7.0% | 2,646 | +0.1% | 0.09% | +20.8% |
| SBUX | Buy | STARBUCKS CORP | $853,000 | +15.4% | 10,119 | +4.6% | 0.09% | +48.4% |
| Buy | SL GREEN RLTY CORP | $853,000 | -10.5% | 21,247 | +2.9% | 0.09% | +15.0% | |
| ARCC | Buy | ARES CAPITAL CORP | $853,000 | -4.8% | 50,533 | +1.1% | 0.09% | +22.7% |
| MU | Buy | MICRON TECHNOLOGY INC | $838,000 | -4.3% | 16,724 | +5.6% | 0.09% | +23.3% |
| AMGN | Buy | AMGEN INC | $841,000 | -6.6% | 3,732 | +0.9% | 0.09% | +20.0% |
| PXD | Buy | PIONEER NAT RES CO | $839,000 | +68.1% | 3,877 | +73.5% | 0.09% | +114.3% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $810,000 | -0.1% | 8,189 | +0.0% | 0.09% | +27.9% |
| ERX | Buy | DIREXION SHS ETF TRdly enrgy bull2x | $803,000 | +11.1% | 17,400 | +13.0% | 0.09% | +43.3% |
| DVY | Buy | ISHARES TRselect divid etf | $799,000 | -7.8% | 7,449 | +1.1% | 0.09% | +19.4% |
| TJX | Buy | TJX COS INC NEW | $788,000 | +14.0% | 12,687 | +2.5% | 0.08% | +46.6% |
| PRU | Buy | PRUDENTIAL FINL INC | $774,000 | +0.9% | 9,029 | +12.7% | 0.08% | +29.7% |
| KHC | Buy | KRAFT HEINZ CO | $734,000 | -11.8% | 21,997 | +0.9% | 0.08% | +14.5% |
| UNP | Buy | UNION PAC CORP | $714,000 | -8.2% | 3,663 | +0.4% | 0.08% | +18.5% |
| PFF | Buy | ISHARES TRpfd and incm sec | $648,000 | -3.6% | 20,453 | +0.1% | 0.07% | +25.0% |
| MPC | Buy | MARATHON PETE CORP | $636,000 | +21.6% | 6,406 | +0.6% | 0.07% | +54.5% |
| INMD | Buy | INMODE LTD | $626,000 | +54.6% | 21,500 | +19.0% | 0.07% | +97.1% |
| ENB | Buy | ENBRIDGE INC | $614,000 | -12.2% | 16,558 | +0.2% | 0.07% | +13.8% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $597,000 | +2.1% | 8,285 | +1.3% | 0.06% | +30.6% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $583,000 | -4.6% | 3,103 | +0.0% | 0.06% | +23.5% |
| TTD | Buy | THE TRADE DESK INC | $558,000 | +46.1% | 9,340 | +2.3% | 0.06% | +87.5% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $515,000 | -6.0% | 8,798 | +0.3% | 0.06% | +19.6% |
| CLF | Buy | CLEVELAND-CLIFFS INC NEW | $513,000 | +17.9% | 38,115 | +34.7% | 0.06% | +52.8% |
| WMB | Buy | WILLIAMS COS INC | $502,000 | -6.3% | 17,539 | +2.2% | 0.05% | +20.0% |
| YUM | Buy | YUM BRANDS INC | $500,000 | -6.2% | 4,705 | +0.1% | 0.05% | +20.0% |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $506,000 | +4.5% | 3,069 | +7.0% | 0.05% | +35.0% |
| MAIN | Buy | MAIN STR CAP CORP | $488,000 | -12.5% | 14,519 | +0.2% | 0.05% | +10.6% |
| CNC | Buy | CENTENE CORP DEL | $486,000 | -7.4% | 6,242 | +0.7% | 0.05% | +18.2% |
| EXG | Buy | EATON VANCE TAX-MANAGED GLOB | $481,000 | -5.9% | 66,352 | +0.0% | 0.05% | +20.9% |
| STLD | Buy | STEEL DYNAMICS INC | $453,000 | +7.6% | 6,388 | +0.4% | 0.05% | +40.0% |
| PSEC | Buy | PROSPECT CAP CORP | $453,000 | -7.0% | 73,102 | +4.9% | 0.05% | +19.5% |
| FSLR | New | FIRST SOLAR INC | $440,000 | – | 3,325 | +100.0% | 0.05% | – |
| CTVA | Buy | CORTEVA INC | $432,000 | +6.4% | 7,551 | +0.6% | 0.05% | +35.3% |
| FL | Buy | FOOT LOCKER INC | $423,000 | +23.7% | 13,598 | +0.3% | 0.04% | +55.2% |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $407,000 | -18.3% | 35,879 | +12.2% | 0.04% | +4.8% |
| TWLO | Buy | TWILIO INCcl a | $387,000 | -15.5% | 5,592 | +2.4% | 0.04% | +10.5% |
| BHP | New | BHP GROUP LTDsponsored ads | $393,000 | – | 7,850 | +100.0% | 0.04% | – |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $393,000 | -3.2% | 2,911 | +2.9% | 0.04% | +23.5% |
| NTR | New | NUTRIEN LTD | $377,000 | – | 4,519 | +100.0% | 0.04% | – |
| ENPH | New | ENPHASE ENERGY INC | $366,000 | – | 1,319 | +100.0% | 0.04% | – |
| LNG | Buy | CHENIERE ENERGY INC | $361,000 | +55.6% | 2,175 | +24.6% | 0.04% | +105.3% |
| NOC | Buy | NORTHROP GRUMMAN CORP | $361,000 | +0.8% | 768 | +2.7% | 0.04% | +30.0% |
| BMY | New | BRISTOL-MYERS SQUIBB COcall | $355,000 | – | 5,000 | +100.0% | 0.04% | – |
| Buy | SHELL PLCspon ads | $353,000 | +46.5% | 7,097 | +53.8% | 0.04% | +90.0% | |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $349,000 | +0.6% | 1,521 | +2.0% | 0.04% | +27.6% |
| ROKU | Buy | ROKU INC | $340,000 | -27.0% | 6,023 | +6.2% | 0.04% | -5.1% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $340,000 | -3.4% | 28,650 | +0.5% | 0.04% | +27.6% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $344,000 | -6.3% | 679 | +0.6% | 0.04% | +19.4% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $341,000 | +0.3% | 3,770 | +4.1% | 0.04% | +32.1% |
| D | Buy | DOMINION ENERGY INC | $331,000 | -13.4% | 4,790 | +0.1% | 0.04% | +12.5% |
| IP | Buy | INTERNATIONAL PAPER CO | $323,000 | -22.5% | 10,189 | +2.1% | 0.04% | 0.0% |
| SPGI | Buy | S&P GLOBAL INC | $329,000 | -9.1% | 1,078 | +0.3% | 0.04% | +16.7% |
| PEY | Buy | INVESCO EXCHANGE TRADED FD Thig yld eq div | $312,000 | -9.6% | 16,796 | +0.0% | 0.03% | +17.2% |
| DHI | Buy | D R HORTON INC | $314,000 | +3.3% | 4,665 | +1.6% | 0.03% | +36.0% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $307,000 | -11.5% | 3,825 | +0.3% | 0.03% | +13.8% |
| SWKS | New | SKYWORKS SOLUTIONS INC | $308,000 | – | 3,610 | +100.0% | 0.03% | – |
| AEP | Buy | AMERICAN ELEC PWR CO INC | $309,000 | -5.5% | 3,579 | +5.1% | 0.03% | +22.2% |
| CI | Buy | CIGNA CORP NEW | $306,000 | +7.0% | 1,103 | +1.5% | 0.03% | +37.5% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $303,000 | +3.4% | 1,048 | +0.8% | 0.03% | +37.5% |
| FTNT | Buy | FORTINET INC | $309,000 | -12.2% | 6,282 | +0.9% | 0.03% | +13.8% |
| TNK | New | TEEKAY TANKERS LTDcl a | $308,000 | – | 11,192 | +100.0% | 0.03% | – |
| LUV | Buy | SOUTHWEST AIRLS CO | $295,000 | -6.6% | 9,567 | +9.5% | 0.03% | +23.1% |
| ZBH | New | ZIMMER BIOMET HOLDINGS INC | $298,000 | – | 2,848 | +100.0% | 0.03% | – |
| COG | Buy | COTERRA ENERGY INC | $291,000 | +1.4% | 11,142 | +0.1% | 0.03% | +29.2% |
| DVN | Buy | DEVON ENERGY CORP NEW | $275,000 | +31.6% | 4,567 | +20.3% | 0.03% | +76.5% |
| TD | Buy | TORONTO DOMINION BK ONT | $278,000 | -5.8% | 4,527 | +0.7% | 0.03% | +20.0% |
| QYLD | Buy | GLOBAL X FDSnasdaq 100 cover | $268,000 | +30.7% | 17,130 | +46.0% | 0.03% | +70.6% |
| DGRO | Buy | ISHARES TRcore div grwth | $272,000 | -5.2% | 6,125 | +1.7% | 0.03% | +20.8% |
| ETW | Buy | EATON VANCE TAX-MANAGED GLOB | $260,000 | -6.5% | 34,319 | +2.6% | 0.03% | +21.7% |
| HDV | Buy | ISHARES TRcore high dv etf | $265,000 | -8.3% | 2,902 | +0.7% | 0.03% | +16.7% |
| AB | Buy | ALLIANCEBERNSTEIN HLDG L Punit ltd partn | $256,000 | -13.2% | 7,291 | +2.7% | 0.03% | +12.0% |
| EAD | Buy | ALLSPRING INCOME OPPORTUNITinc oppty fd | $260,000 | -4.8% | 42,015 | +0.0% | 0.03% | +21.7% |
| New | ANNALY CAPITAL MANAGEMENT IN | $263,000 | – | 15,317 | +100.0% | 0.03% | – | |
| AGNC | Buy | AGNC INVT CORP | $260,000 | -18.2% | 30,836 | +7.3% | 0.03% | +3.7% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $258,000 | -5.1% | 2,962 | +0.7% | 0.03% | +21.7% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $253,000 | +4.1% | 705 | +10.0% | 0.03% | +35.0% |
| PBA | Buy | PEMBINA PIPELINE CORP | $249,000 | -13.5% | 8,190 | +0.4% | 0.03% | +12.5% |
| ZS | Buy | ZSCALER INC | $255,000 | +15.4% | 1,551 | +4.7% | 0.03% | +50.0% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $240,000 | -17.2% | 20,213 | +6.3% | 0.03% | +8.3% |
| NDAQ | Buy | NASDAQ INC | $230,000 | +11.1% | 4,050 | +197.8% | 0.02% | +47.1% |
| OAS | New | CHORD ENERGY CORPORATION | $237,000 | – | 1,732 | +100.0% | 0.02% | – |
| ALB | New | ALBEMARLE CORP | $225,000 | – | 850 | +100.0% | 0.02% | – |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $228,000 | -7.3% | 2,886 | +0.1% | 0.02% | +14.3% |
| AVXL | Buy | ANAVEX LIFE SCIENCES CORP | $224,000 | +13.1% | 21,750 | +10.1% | 0.02% | +41.2% |
| MSI | New | MOTOROLA SOLUTIONS INC | $213,000 | – | 951 | +100.0% | 0.02% | – |
| ABR | Buy | ARBOR REALTY TRUST INC | $212,000 | +35.0% | 18,438 | +54.4% | 0.02% | +76.9% |
| LIT | New | GLOBAL X FDSlithium btry etf | $212,000 | – | 3,210 | +100.0% | 0.02% | – |
| SHOP | Buy | SHOPIFY INCcl a | $217,000 | -11.8% | 8,050 | +2.0% | 0.02% | +9.5% |
| LHX | Buy | L3HARRIS TECHNOLOGIES INC | $214,000 | -4.9% | 1,029 | +10.8% | 0.02% | +21.1% |
| GNRC | Buy | GENERAC HLDGS INC | $216,000 | -11.1% | 1,213 | +5.3% | 0.02% | +15.0% |
| OPCH | New | OPTION CARE HEALTH INC | $206,000 | – | 6,533 | +100.0% | 0.02% | – |
| FB | New | META PLATFORMS INCput | $204,000 | – | 1,500 | +100.0% | 0.02% | – |
| CCL | Buy | CARNIVAL CORP | $193,000 | +20.6% | 27,384 | +48.3% | 0.02% | +61.5% |
| DX | New | DYNEX CAP INC | $188,000 | – | 16,163 | +100.0% | 0.02% | – |
| CHI | Buy | CALAMOS CONV OPPORTUNITIES &sh ben int | $179,000 | +1.7% | 18,526 | +12.8% | 0.02% | +26.7% |
| DIAX | Buy | NUVEEN DOW 30 DYNMC OVERWRT | $181,000 | -11.7% | 13,405 | +0.0% | 0.02% | +11.8% |
| ZTR | Buy | VIRTUS TOTAL RETURN FD INC | $176,000 | -9.3% | 28,244 | +18.1% | 0.02% | +18.8% |
| CII | New | BLACKROCK ENHANCD CAP & INM | $180,000 | – | 10,926 | +100.0% | 0.02% | – |
| ETB | Buy | EATON VANCE TAX MNGED BUY WR | $166,000 | -12.2% | 12,575 | +0.1% | 0.02% | +12.5% |
| EOI | Buy | EATON VANCE ENHANCED EQUITY | $168,000 | -2.9% | 11,928 | +2.0% | 0.02% | +28.6% |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $170,000 | -6.1% | 27,162 | +8.5% | 0.02% | +20.0% |
| DSU | Buy | BLACKROCK DEBT STRATEGIES FD | $159,000 | +0.6% | 17,784 | +2.9% | 0.02% | +30.8% |
| HIO | Buy | WESTERN ASSET HIGH INCOME OP | $160,000 | -4.8% | 43,544 | +2.4% | 0.02% | +21.4% |
| NRZ | Buy | RITHM CAPITAL CORP | $160,000 | -16.2% | 21,896 | +6.7% | 0.02% | +6.2% |
| REI | Buy | RING ENERGY INC | $149,000 | -5.7% | 64,400 | +8.4% | 0.02% | +23.1% |
| VALE | Buy | VALE S Asponsored ads | $153,000 | -2.5% | 11,460 | +6.5% | 0.02% | +23.1% |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $130,000 | +31.3% | 20,045 | +37.9% | 0.01% | +75.0% |
| DNP | Buy | DNP SELECT INCOME FD INC | $112,000 | -4.3% | 10,786 | +0.3% | 0.01% | +20.0% |
| CIM | Buy | CHIMERA INVT CORP | $101,000 | -34.0% | 19,321 | +11.6% | 0.01% | -15.4% |
| BKD | Buy | BROOKDALE SR LIVING INC | $97,000 | +2.1% | 22,800 | +8.6% | 0.01% | +25.0% |
| JPS | Buy | NUVEEN PFD & INCOME SECS FD | $92,000 | -2.1% | 13,953 | +7.2% | 0.01% | +25.0% |
| NCV | Buy | VIRTUS CONVERTIBLE & INCOME | $81,000 | -11.0% | 25,231 | +1.8% | 0.01% | +12.5% |
| FEI | Buy | FIRST TR MLP & ENERGY INCOM | $82,000 | -3.5% | 11,500 | +4.5% | 0.01% | +28.6% |
| MCN | New | MADISON COVERED CALL & EQUIT | $86,000 | – | 13,380 | +100.0% | 0.01% | – |
| DHT | New | DHT HOLDINGS INC | $79,000 | – | 10,459 | +100.0% | 0.01% | – |
| Buy | MATTERPORT INC | $68,000 | +9.7% | 18,006 | +5.9% | 0.01% | +40.0% | |
| UAA | New | UNDER ARMOUR INCcl a | $68,000 | – | 10,300 | +100.0% | 0.01% | – |
| NKLA | Buy | NIKOLA CORP | $53,000 | -23.2% | 15,075 | +3.4% | 0.01% | 0.0% |
| CDZI | Buy | CADIZ INC | $49,000 | +4.3% | 26,000 | +30.0% | 0.01% | +25.0% |
| SPPI | Buy | SPECTRUM PHARMACEUTICALS INC | $16,000 | -20.0% | 37,200 | +42.0% | 0.00% | 0.0% |
| IMAC | New | IMAC HLDGS INC | $7,000 | – | 19,021 | +100.0% | 0.00% | – |
| SPPI | New | SPECTRUM PHARMACEUTICALS INCcall | $5,000 | – | 11,000 | +100.0% | 0.00% | – |
| New | BLACKROCK CORPOR HI YLD FD Iright 10/13/2022 | $0 | – | 14,768 | +100.0% | 0.00% | – | |
| AKBA | New | AKEBIA THERAPEUTICS INCcall | $4,000 | – | 14,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.