$1.49 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 543 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $5,858,000 | +9.5% | 13 | 0.0% | 0.39% | -0.3% | |
| TCBK | TRICO BANCSHARES | $4,643,000 | -1.0% | 108,079 | 0.0% | 0.31% | -9.9% | |
| AME | AMETEK INC | $2,884,000 | +18.6% | 19,612 | 0.0% | 0.19% | +7.8% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $2,105,000 | +9.9% | 21,041 | 0.0% | 0.14% | 0.0% | |
| AJG | GALLAGHER ARTHUR J & CO | $2,053,000 | +14.1% | 12,100 | 0.0% | 0.14% | +3.8% | |
| BMI | BADGER METER INC | $2,025,000 | +5.4% | 19,000 | 0.0% | 0.14% | -3.5% | |
| LH | LABORATORY CORP AMER HLDGS | $1,646,000 | +11.6% | 5,239 | 0.0% | 0.11% | +1.9% | |
| ES | EVERSOURCE ENERGY | $1,437,000 | +11.3% | 15,799 | 0.0% | 0.10% | +1.1% | |
| SSO | PROSHARES TR | $1,224,000 | +22.2% | 8,366 | 0.0% | 0.08% | +10.8% | |
| CINF | CINCINNATI FINL CORP | $991,000 | -0.3% | 8,700 | 0.0% | 0.07% | -9.6% | |
| PB | PROSPERITY BANCSHARES INC | $964,000 | +1.6% | 13,345 | 0.0% | 0.06% | -7.1% | |
| AMX | AMERICA MOVIL SAB DE CV | $836,000 | +19.6% | 39,558 | 0.0% | 0.06% | +9.8% | |
| NSC | NORFOLK SOUTHN CORP | $750,000 | +24.4% | 2,518 | 0.0% | 0.05% | +13.6% | |
| SCHX | SCHWAB STRATEGIC TRus lrg cap etf | $717,000 | +9.5% | 6,300 | 0.0% | 0.05% | 0.0% | |
| DVY | ISHARES TRselect divid etf | $716,000 | +6.9% | 5,847 | 0.0% | 0.05% | -2.0% | |
| WELL | WELLTOWER INC | $677,000 | +4.2% | 7,894 | 0.0% | 0.04% | -6.2% | |
| FRA | BLACKROCK FLOATING RATE INCO | $672,000 | +0.6% | 50,000 | 0.0% | 0.04% | -8.2% | |
| TOWN | TOWNEBANK PORTSMOUTH VA | $632,000 | +1.6% | 20,000 | 0.0% | 0.04% | -8.7% | |
| MIDD | MIDDLEBY CORP | $618,000 | +15.5% | 3,140 | 0.0% | 0.04% | +5.1% | |
| MTB | M & T BK CORP | $614,000 | +2.8% | 4,000 | 0.0% | 0.04% | -6.8% | |
| ADM | ARCHER DANIELS MIDLAND CO | $585,000 | +12.7% | 8,652 | 0.0% | 0.04% | +2.6% | |
| PDCE | PDC ENERGY INC | $562,000 | +2.9% | 11,522 | 0.0% | 0.04% | -5.0% | |
| FUSB | FIRST US BANCSHARES INC | $565,000 | -1.2% | 53,416 | 0.0% | 0.04% | -9.5% | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $562,000 | -1.2% | 6,910 | 0.0% | 0.04% | -9.5% | |
| CNC | CENTENE CORP DEL | $511,000 | +32.4% | 6,200 | 0.0% | 0.03% | +21.4% | |
| ITW | ILLINOIS TOOL WKS INC | $508,000 | +19.5% | 2,060 | 0.0% | 0.03% | +9.7% | |
| AEE | AMEREN CORP | $491,000 | +9.8% | 5,518 | 0.0% | 0.03% | 0.0% | |
| VYM | VANGUARD WHITEHALL FDShigh div yld | $492,000 | +8.4% | 4,391 | 0.0% | 0.03% | 0.0% | |
| ICE | INTERCONTINENTAL EXCHANGE IN | $500,000 | +19.0% | 3,659 | 0.0% | 0.03% | +6.5% | |
| BKNG | BOOKING HOLDINGS INC | $480,000 | +1.3% | 200 | 0.0% | 0.03% | -8.6% | |
| MGK | VANGUARD WORLD FDmega grwth ind | $473,000 | +11.0% | 1,813 | 0.0% | 0.03% | +3.2% | |
| APD | AIR PRODS & CHEMS INC | $460,000 | +18.9% | 1,511 | 0.0% | 0.03% | +10.7% | |
| SMH | VANECK ETF TRUSTsemiconductr etf | $463,000 | +20.6% | 1,498 | 0.0% | 0.03% | +10.7% | |
| AFL | AFLAC INC | $428,000 | +11.7% | 7,333 | 0.0% | 0.03% | +3.6% | |
| ERX | DIREXION SHS ETF TRdly enrgy bull2x | $430,000 | +13.5% | 14,500 | 0.0% | 0.03% | +3.6% | |
| KMX | CARMAX INC | $417,000 | +1.5% | 3,205 | 0.0% | 0.03% | -6.7% | |
| SRE | SEMPRA | $411,000 | +4.6% | 3,110 | 0.0% | 0.03% | -3.4% | |
| HBAN | HUNTINGTON BANCSHARES INC | $374,000 | -0.5% | 24,272 | 0.0% | 0.02% | -10.7% | |
| LQD | ISHARES TRiboxx inv cp etf | $379,000 | -0.3% | 2,857 | 0.0% | 0.02% | -10.7% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $355,000 | +1.1% | 28,768 | 0.0% | 0.02% | -7.7% | |
| FDIS | FIDELITY COVINGTON TRUSTmsci consm dis | $353,000 | +10.0% | 4,000 | 0.0% | 0.02% | 0.0% | |
| FBHS | FORTUNE BRANDS HOME & SEC IN | $340,000 | +19.7% | 3,183 | 0.0% | 0.02% | +9.5% | |
| GRX | GABELLI HLTHCARE & WELLNESS | $324,000 | +2.9% | 23,868 | 0.0% | 0.02% | -4.3% | |
| DTE | DTE ENERGY CO | $311,000 | +6.9% | 2,604 | 0.0% | 0.02% | 0.0% | |
| BFK | BLACKROCK MUN INCOME TRsh ben int | $315,000 | +5.0% | 20,248 | 0.0% | 0.02% | -4.5% | |
| VHT | VANGUARD WORLD FDShealth car etf | $318,000 | +7.8% | 1,196 | 0.0% | 0.02% | -4.5% | |
| AGG | ISHARES TRcore us aggbd et | $308,000 | -0.6% | 2,698 | 0.0% | 0.02% | -8.7% | |
| PSP | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $303,000 | +3.4% | 19,573 | 0.0% | 0.02% | -9.1% | |
| SLQD | ISHARES TR0-5yr invt gr cp | $306,000 | -1.3% | 6,000 | 0.0% | 0.02% | -13.0% | |
| ISTB | ISHARES TRcore 1 5 yr usd | $303,000 | -1.0% | 6,000 | 0.0% | 0.02% | -9.1% | |
| IVV | ISHARES TRcore s&p500 etf | $294,000 | +10.5% | 617 | 0.0% | 0.02% | 0.0% | |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | $304,000 | +9.7% | 4,548 | 0.0% | 0.02% | 0.0% | |
| GGG | GRACO INC | $292,000 | +15.0% | 3,625 | 0.0% | 0.02% | +5.3% | |
| XLI | SELECT SECTOR SPDR TRsbi int-inds | $298,000 | +8.0% | 2,817 | 0.0% | 0.02% | 0.0% | |
| CHI | CALAMOS CONV OPPORTUNITIES &sh ben int | $306,000 | +1.0% | 20,226 | 0.0% | 0.02% | -9.1% | |
| ED | CONSOLIDATED EDISON INC | $283,000 | +17.4% | 3,322 | 0.0% | 0.02% | +5.6% | |
| GIS | GENERAL MLS INC | $285,000 | +13.1% | 4,226 | 0.0% | 0.02% | 0.0% | |
| BLE | BLACKROCK MUNI INCOME TR II | $280,000 | 0.0% | 18,465 | 0.0% | 0.02% | -9.5% | |
| IWO | ISHARES TRrus 2000 grw etf | $283,000 | -0.4% | 967 | 0.0% | 0.02% | -9.5% | |
| PFBC | PREFERRED BK LOS ANGELES CA | $287,000 | +7.5% | 4,000 | 0.0% | 0.02% | -5.0% | |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $277,000 | +13.1% | 4,589 | 0.0% | 0.02% | +5.6% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $285,000 | +2.9% | 19,484 | 0.0% | 0.02% | -5.0% | |
| ORLY | OREILLY AUTOMOTIVE INC | $288,000 | +15.7% | 408 | 0.0% | 0.02% | +5.6% | |
| BNTX | BIONTECH SEsponsored ads | $291,000 | -5.5% | 1,129 | 0.0% | 0.02% | -17.4% | |
| PKW | INVESCO EXCHANGE TRADED FD Tbuyback achiev | $275,000 | +7.0% | 2,851 | 0.0% | 0.02% | -5.3% | |
| STWD | STARWOOD PPTY TR INC | $274,000 | -0.4% | 11,250 | 0.0% | 0.02% | -10.0% | |
| GWW | GRAINGER W W INC | $272,000 | +32.0% | 525 | 0.0% | 0.02% | +20.0% | |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $262,000 | -3.0% | 66,272 | 0.0% | 0.02% | -10.0% | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $264,000 | +4.3% | 14,728 | 0.0% | 0.02% | -5.3% | |
| EXAS | EXACT SCIENCES CORP | $275,000 | -18.4% | 3,535 | 0.0% | 0.02% | -28.0% | |
| EPAM | EPAM SYS INC | $271,000 | +16.8% | 406 | 0.0% | 0.02% | +5.9% | |
| RPG | INVESCO EXCHANGE TRADED FD Ts&p500 pur gwt | $257,000 | +9.4% | 1,218 | 0.0% | 0.02% | 0.0% | |
| WIW | WESTERN AST INFL LKD OPP & I | $251,000 | +2.0% | 18,500 | 0.0% | 0.02% | -5.6% | |
| BK | BANK NEW YORK MELLON CORP | $259,000 | +11.6% | 4,460 | 0.0% | 0.02% | 0.0% | |
| KRG | KITE RLTY GROUP TR | $254,000 | +7.2% | 11,643 | 0.0% | 0.02% | 0.0% | |
| MSI | MOTOROLA SOLUTIONS INC | $258,000 | +16.7% | 951 | 0.0% | 0.02% | +6.2% | |
| CHDN | CHURCHILL DOWNS INC | $247,000 | +0.4% | 1,025 | 0.0% | 0.02% | -5.6% | |
| NEAR | ISHARES U S ETF TRblackrock st mat | $250,000 | -0.4% | 5,000 | 0.0% | 0.02% | -5.6% | |
| FLO | FLOWERS FOODS INC | $251,000 | +16.7% | 9,124 | 0.0% | 0.02% | +6.2% | |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $240,000 | -2.4% | 37,500 | 0.0% | 0.02% | -11.1% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $244,000 | +15.1% | 1,375 | 0.0% | 0.02% | 0.0% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $234,000 | +3.1% | 14,533 | 0.0% | 0.02% | -5.9% | |
| NKSH | NATIONAL BANKSHARES INC VA | $232,000 | -1.3% | 6,464 | 0.0% | 0.02% | -5.9% | |
| DEO | DIAGEO PLCspon adr new | $229,000 | +13.9% | 1,043 | 0.0% | 0.02% | 0.0% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $219,000 | -6.4% | 51,176 | 0.0% | 0.02% | -11.8% | |
| CLM | CORNERSTONE STRATEGIC VALUE | $219,000 | +11.7% | 15,346 | 0.0% | 0.02% | +7.1% | |
| GHY | PGIM GLOBAL HIGH YIELD FD FO | $211,000 | -2.3% | 14,000 | 0.0% | 0.01% | -12.5% | |
| TMP | TOMPKINS FINL CORP | $209,000 | +3.5% | 2,500 | 0.0% | 0.01% | -6.7% | |
| DSU | BLACKROCK DEBT STRATEGIES FD | $202,000 | +1.5% | 17,284 | 0.0% | 0.01% | -6.7% | |
| NS | NUSTAR ENERGY LP | $202,000 | +1.0% | 12,705 | 0.0% | 0.01% | -6.7% | |
| XMPT | VANECK ETF TRUST | $207,000 | +0.5% | 7,000 | 0.0% | 0.01% | -6.7% | |
| AOD | ABERDEEN TOTAL DYNAMIC DIVD | $199,000 | +4.7% | 19,480 | 0.0% | 0.01% | -7.1% | |
| HIO | WESTERN ASSET HIGH INCOME OP | $196,000 | 0.0% | 37,767 | 0.0% | 0.01% | -7.1% | |
| ASG | LIBERTY ALL-STAR GROWTH FD I | $186,000 | +3.9% | 20,661 | 0.0% | 0.01% | -7.7% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $174,000 | +3.0% | 11,141 | 0.0% | 0.01% | 0.0% | |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $173,000 | +5.5% | 12,000 | 0.0% | 0.01% | 0.0% | |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $183,000 | -2.1% | 11,498 | 0.0% | 0.01% | -14.3% | |
| BIZD | VANECK ETF TRUST | $181,000 | +0.6% | 10,500 | 0.0% | 0.01% | -7.7% | |
| HYI | WESTERN ASSET HIGH YIELD DEF | $173,000 | -1.1% | 11,000 | 0.0% | 0.01% | -7.7% | |
| ERC | ALLSPRING MULTI SECTOR INCOM | $145,000 | -2.7% | 11,000 | 0.0% | 0.01% | -9.1% | |
| MFIN | MEDALLION FINL CORP | $139,000 | -26.1% | 24,000 | 0.0% | 0.01% | -35.7% | |
| SPGSU | SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999 | $139,000 | 0.0% | 14,000 | 0.0% | 0.01% | -10.0% | |
| CRF | CORNERSTONE TOTAL RETURN FD | $138,000 | +10.4% | 10,042 | 0.0% | 0.01% | 0.0% | |
| STNG | SCORPIO TANKERS INC | $128,000 | -30.8% | 10,000 | 0.0% | 0.01% | -35.7% | |
| FEN | FIRST TR ENERGY INCOME & GRO | $138,000 | +1.5% | 10,000 | 0.0% | 0.01% | -10.0% | |
| CHW | CALAMOS GBL DYN INCOME FUND | $136,000 | +4.6% | 13,635 | 0.0% | 0.01% | -10.0% | |
| ETJ | EATON VANCE RISK-MANAGED DIV | $114,000 | 0.0% | 10,625 | 0.0% | 0.01% | 0.0% | |
| OSUR | ORASURE TECHNOLOGIES INC | $105,000 | -22.8% | 12,033 | 0.0% | 0.01% | -30.0% | |
| EMX | EMX RTY CORP | $97,000 | -11.0% | 42,732 | 0.0% | 0.01% | -25.0% | |
| OCSL | OAKTREE SPECIALTY LENDING CO | $78,000 | +5.4% | 10,450 | 0.0% | 0.01% | 0.0% | |
| UUUU | ENERGY FUELS INC | $78,000 | +8.3% | 10,263 | 0.0% | 0.01% | 0.0% | |
| NYMT | NEW YORK MTG TR INC | $78,000 | -12.4% | 20,825 | 0.0% | 0.01% | -28.6% | |
| OIA | INVESCO MUNI INCOME OPP TRST | $80,000 | 0.0% | 10,000 | 0.0% | 0.01% | -16.7% | |
| JMM | NUVEEN MULTI-MKT INCOME FD | $76,000 | +1.3% | 10,000 | 0.0% | 0.01% | -16.7% | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $66,000 | -2.9% | 13,000 | 0.0% | 0.00% | -20.0% | |
| SENESTECH INC | $44,000 | -34.3% | 44,500 | 0.0% | 0.00% | -40.0% | ||
| AAIC | ARLINGTON ASSET INVST CORPcl a new | $41,000 | -4.7% | 11,445 | 0.0% | 0.00% | 0.0% | |
| DHY | CREDIT SUISSE HIGH YIELD BDsh ben int | $30,000 | 0.0% | 12,000 | 0.0% | 0.00% | 0.0% | |
| ORGANIGRAM HLDGS INC | $21,000 | -25.0% | 12,214 | 0.0% | 0.00% | -50.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2022-06-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.