$1.39 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 523 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GS | GOLDMAN SACHS GROUP INC | $7,307,000 | +16.1% | 19,251 | 0.0% | 0.53% | +6.0% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $5,442,000 | +8.5% | 13 | 0.0% | 0.39% | -0.8% | |
| GL | GLOBE LIFE INC | $5,184,000 | -1.4% | 54,426 | 0.0% | 0.37% | -9.9% | |
| TCBK | TRICO BANCSHARES | $4,602,000 | -10.1% | 108,079 | 0.0% | 0.33% | -17.9% | |
| AME | AMETEK INC | $2,618,000 | +4.5% | 19,612 | 0.0% | 0.19% | -4.6% | |
| GMED | GLOBUS MED INCcl a | $2,438,000 | +25.7% | 31,449 | 0.0% | 0.18% | +14.4% | |
| TNA | DIREXION SHS ETF TRdly smcap bull3x | $1,959,000 | +9.4% | 20,011 | 0.0% | 0.14% | 0.0% | |
| BMI | BADGER METER INC | $1,864,000 | +5.4% | 19,000 | 0.0% | 0.13% | -3.6% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $1,821,000 | +11.0% | 21,041 | 0.0% | 0.13% | +1.6% | |
| LH | LABORATORY CORP AMER HLDGS | $1,445,000 | +8.2% | 5,239 | 0.0% | 0.10% | -1.0% | |
| ES | EVERSOURCE ENERGY | $1,268,000 | -7.3% | 15,799 | 0.0% | 0.09% | -15.7% | |
| TFC | TRUIST FINL CORP | $1,267,000 | -4.8% | 22,817 | 0.0% | 0.09% | -13.3% | |
| SSO | PROSHARES TR | $1,017,000 | +16.6% | 8,519 | 0.0% | 0.07% | +5.8% | |
| PB | PROSPERITY BANCSHARES INC | $958,000 | -4.2% | 13,345 | 0.0% | 0.07% | -12.7% | |
| FL | FOOT LOCKER INC | $812,000 | +9.6% | 13,173 | 0.0% | 0.06% | 0.0% | |
| SYK | STRYKER CORPORATION | $811,000 | +6.7% | 3,121 | 0.0% | 0.06% | -3.3% | |
| TJX | TJX COS INC NEW | $788,000 | +1.9% | 11,686 | 0.0% | 0.06% | -6.6% | |
| ORI | OLD REP INTL CORP | $764,000 | +13.9% | 30,690 | 0.0% | 0.06% | +3.8% | |
| FISV | FISERV INC | $747,000 | -10.2% | 6,989 | 0.0% | 0.05% | -18.2% | |
| PNC | PNC FINL SVCS GROUP INC | $698,000 | +8.7% | 3,659 | 0.0% | 0.05% | -2.0% | |
| DVY | ISHARES TRselect divid etf | $682,000 | +2.1% | 5,847 | 0.0% | 0.05% | -7.5% | |
| PHM | PULTE GROUP INC | $676,000 | +4.0% | 12,400 | 0.0% | 0.05% | -3.9% | |
| ISRG | INTUITIVE SURGICAL INC | $667,000 | +24.4% | 725 | 0.0% | 0.05% | +14.3% | |
| WELL | WELLTOWER INC | $667,000 | +16.0% | 8,029 | 0.0% | 0.05% | +6.7% | |
| TOWN | TOWNEBANK PORTSMOUTH VA | $608,000 | 0.0% | 20,000 | 0.0% | 0.04% | -8.3% | |
| CODI | COMPASS DIVERSIFIEDsh ben int | $602,000 | +10.3% | 23,600 | 0.0% | 0.04% | 0.0% | |
| TY | TRI CONTL CORP | $592,000 | +5.3% | 17,350 | 0.0% | 0.04% | -2.3% | |
| MTB | M & T BK CORP | $581,000 | -4.1% | 4,000 | 0.0% | 0.04% | -12.5% | |
| FUSB | FIRST US BANCSHARES INC | $585,000 | +17.7% | 53,416 | 0.0% | 0.04% | +7.7% | |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $572,000 | +0.4% | 6,910 | 0.0% | 0.04% | -8.9% | |
| IJT | ISHARES TRs&p sml 600 gwt | $576,000 | +3.4% | 4,340 | 0.0% | 0.04% | -6.8% | |
| MIDD | MIDDLEBY CORP | $544,000 | +4.6% | 3,140 | 0.0% | 0.04% | -4.9% | |
| TRTN | TRITON INTL LTDcl a | $539,000 | -4.8% | 10,293 | 0.0% | 0.04% | -13.3% | |
| PDCE | PDC ENERGY INC | $528,000 | +33.3% | 11,522 | 0.0% | 0.04% | +22.6% | |
| ADM | ARCHER DANIELS MIDLAND CO | $524,000 | +6.1% | 8,652 | 0.0% | 0.04% | -2.6% | |
| USB | US BANCORP DEL | $509,000 | +3.0% | 8,935 | 0.0% | 0.04% | -5.1% | |
| JHB | NUVEEN CORPORATE INCM NOVEME | $464,000 | +0.9% | 49,167 | 0.0% | 0.03% | -8.3% | |
| CNC | CENTENE CORP DEL | $452,000 | +14.1% | 6,200 | 0.0% | 0.03% | +6.5% | |
| VYM | VANGUARD WHITEHALL FDShigh div yld | $464,000 | +3.6% | 4,434 | 0.0% | 0.03% | -5.7% | |
| VO | VANGUARD INDEX FDSmid cap etf | $464,000 | +7.4% | 1,952 | 0.0% | 0.03% | -2.9% | |
| MELI | MERCADOLIBRE INC | $445,000 | +5.7% | 286 | 0.0% | 0.03% | -3.0% | |
| IJK | ISHARES TRs&p mc 400gr etf | $447,000 | +3.2% | 5,524 | 0.0% | 0.03% | -5.9% | |
| APD | AIR PRODS & CHEMS INC | $440,000 | +2.1% | 1,531 | 0.0% | 0.03% | -5.9% | |
| BKNG | BOOKING HOLDINGS INC | $438,000 | -6.0% | 200 | 0.0% | 0.03% | -13.5% | |
| CI | CIGNA CORP NEW | $440,000 | -1.8% | 1,853 | 0.0% | 0.03% | -8.6% | |
| EXAS | EXACT SCIENCES CORP | $440,000 | -5.6% | 3,535 | 0.0% | 0.03% | -13.5% | |
| ICE | INTERCONTINENTAL EXCHANGE IN | $434,000 | +6.1% | 3,659 | 0.0% | 0.03% | -3.1% | |
| AEE | AMEREN CORP | $433,000 | -1.8% | 5,415 | 0.0% | 0.03% | -11.4% | |
| AFL | AFLAC INC | $415,000 | +4.8% | 7,733 | 0.0% | 0.03% | -3.2% | |
| KMX | CARMAX INC | $414,000 | -2.6% | 3,205 | 0.0% | 0.03% | -9.1% | |
| ERX | DIREXION SHS ETF TRdly enrgy bull2x | $410,000 | +19.5% | 14,500 | 0.0% | 0.03% | +11.1% | |
| SRE | SEMPRA ENERGY | $412,000 | 0.0% | 3,110 | 0.0% | 0.03% | -6.2% | |
| AN | AUTONATION INC | $405,000 | +1.8% | 4,268 | 0.0% | 0.03% | -6.5% | |
| MPC | MARATHON PETE CORP | $386,000 | +12.9% | 6,387 | 0.0% | 0.03% | +3.7% | |
| WORK | SLACK TECHNOLOGIES INC | $383,000 | +8.8% | 8,645 | 0.0% | 0.03% | 0.0% | |
| YUM | YUM BRANDS INC | $388,000 | +6.3% | 3,373 | 0.0% | 0.03% | -3.4% | |
| LQD | ISHARES TRiboxx inv cp etf | $384,000 | +3.2% | 2,857 | 0.0% | 0.03% | -3.4% | |
| AMD | ADVANCED MICRO DEVICES INCcall | $376,000 | +19.4% | 4,000 | 0.0% | 0.03% | +8.0% | |
| IJH | ISHARES TRcore s&p mcp etf | $361,000 | +3.1% | 1,344 | 0.0% | 0.03% | -7.1% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $355,000 | +5.0% | 28,768 | 0.0% | 0.03% | -3.7% | |
| GIS | GENERAL MLS INC | $367,000 | -0.5% | 6,026 | 0.0% | 0.03% | -10.3% | |
| IJR | ISHARES TRcore s&p scp etf | $350,000 | +4.2% | 3,099 | 0.0% | 0.02% | -3.8% | |
| SPXX | NUVEEN S&P 500 DYNAMIC OVERW | $346,000 | +9.1% | 19,132 | 0.0% | 0.02% | 0.0% | |
| HBAN | HUNTINGTON BANCSHARES INC | $346,000 | -9.4% | 24,272 | 0.0% | 0.02% | -16.7% | |
| OLED | UNIVERSAL DISPLAY CORP | $333,000 | -6.2% | 1,500 | 0.0% | 0.02% | -14.3% | |
| DTE | DTE ENERGY CO | $338,000 | -2.9% | 2,609 | 0.0% | 0.02% | -11.1% | |
| BEAM | BEAM THERAPEUTICS INC | $322,000 | +61.0% | 2,500 | 0.0% | 0.02% | +43.8% | |
| NVDA | NVIDIA CORPORATIONcall | $320,000 | +50.2% | 400 | 0.0% | 0.02% | +35.3% | |
| FBHS | FORTUNE BRANDS HOME & SEC IN | $317,000 | +3.9% | 3,183 | 0.0% | 0.02% | -4.2% | |
| FFC | FLAHERTY & CRUMRINE PFD SECS | $317,000 | -2.8% | 13,925 | 0.0% | 0.02% | -11.5% | |
| FDIS | FIDELITY COVINGTON TRUSTmsci consm dis | $324,000 | +6.2% | 4,000 | 0.0% | 0.02% | -4.2% | |
| VXF | VANGUARD INDEX FDSextend mkt etf | $321,000 | +6.6% | 1,700 | 0.0% | 0.02% | -4.2% | |
| BFK | BLACKROCK MUN INCOME TRsh ben int | $313,000 | +3.0% | 20,248 | 0.0% | 0.02% | -4.2% | |
| SLQD | ISHARES TR0-5yr invt gr cp | $311,000 | 0.0% | 6,000 | 0.0% | 0.02% | -12.0% | |
| KRG | KITE RLTY GROUP TR | $300,000 | +14.1% | 13,643 | 0.0% | 0.02% | +4.8% | |
| ISTB | ISHARES TRcore 1 5 yr usd | $308,000 | 0.0% | 6,000 | 0.0% | 0.02% | -8.3% | |
| VHT | VANGUARD WORLD FDShealth car etf | $300,000 | +7.9% | 1,216 | 0.0% | 0.02% | 0.0% | |
| CHI | CALAMOS CONV OPPORTUNITIES &sh ben int | $307,000 | +6.6% | 20,226 | 0.0% | 0.02% | -4.3% | |
| PSP | INVESCO EXCHANGE TRADED FD Tgbl listed pvt | $299,000 | +5.3% | 19,547 | 0.0% | 0.02% | 0.0% | |
| NOC | NORTHROP GRUMMAN CORP | $289,000 | +12.0% | 796 | 0.0% | 0.02% | +5.0% | |
| TGTX | TG THERAPEUTICS INC | $291,000 | -19.6% | 7,500 | 0.0% | 0.02% | -27.6% | |
| STWD | STARWOOD PPTY TR INC | $275,000 | +5.8% | 10,500 | 0.0% | 0.02% | 0.0% | |
| PEG | PUBLIC SVC ENTERPRISE GRP IN | $272,000 | -0.7% | 4,548 | 0.0% | 0.02% | -9.1% | |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $278,000 | -2.8% | 66,272 | 0.0% | 0.02% | -13.0% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $280,000 | +6.5% | 19,514 | 0.0% | 0.02% | -4.8% | |
| GGG | GRACO INC | $274,000 | +5.4% | 3,625 | 0.0% | 0.02% | 0.0% | |
| PFXF | VANECK VECTORS ETF TRpfd secs ex finl | $277,000 | +2.6% | 13,000 | 0.0% | 0.02% | -4.8% | |
| SCHC | SCHWAB STRATEGIC TRintl sceqt etf | $262,000 | +5.2% | 6,300 | 0.0% | 0.02% | -5.0% | |
| VOE | VANGUARD INDEX FDSmcap vl idxvip | $261,000 | +4.0% | 1,863 | 0.0% | 0.02% | -5.0% | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $263,000 | +5.6% | 14,728 | 0.0% | 0.02% | -5.0% | |
| XSOE | WISDOMTREE TRem ex st-owned | $261,000 | +3.2% | 6,200 | 0.0% | 0.02% | -5.0% | |
| PHK | PIMCO HIGH INCOME FD | $265,000 | +1.5% | 38,793 | 0.0% | 0.02% | -9.5% | |
| MSFT | MICROSOFT CORPcall | $244,000 | +15.1% | 900 | 0.0% | 0.02% | +5.9% | |
| PFBC | PREFERRED BK LOS ANGELES CA | $253,000 | -0.8% | 4,000 | 0.0% | 0.02% | -10.0% | |
| STK | COLUMBIA SELIGM PREM TECH GR | $251,000 | +13.6% | 7,062 | 0.0% | 0.02% | +5.9% | |
| CPB | CAMPBELL SOUP CO | $247,000 | -9.5% | 5,425 | 0.0% | 0.02% | -18.2% | |
| RPV | INVESCO EXCHANGE TRADED FD Ts&p500 pur val | $233,000 | +4.5% | 3,017 | 0.0% | 0.02% | -5.6% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $238,000 | -4.4% | 51,176 | 0.0% | 0.02% | -15.0% | |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $234,000 | -3.7% | 37,500 | 0.0% | 0.02% | -10.5% | |
| ED | CONSOLIDATED EDISON INC | $239,000 | -3.6% | 3,322 | 0.0% | 0.02% | -15.0% | |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $232,000 | +14.3% | 4,556 | 0.0% | 0.02% | +6.2% | |
| ORLY | OREILLY AUTOMOTIVE INC | $231,000 | +11.6% | 408 | 0.0% | 0.02% | +6.2% | |
| IJJ | ISHARES TRs&p mc 400vl etf | $235,000 | +3.1% | 2,233 | 0.0% | 0.02% | -5.6% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $233,000 | +5.4% | 14,533 | 0.0% | 0.02% | 0.0% | |
| IIIV | I3 VERTICALS INC | $232,000 | -2.9% | 7,692 | 0.0% | 0.02% | -10.5% | |
| GHY | PGIM GLOBAL HIGH YIELD FD FO | $223,000 | +6.7% | 14,000 | 0.0% | 0.02% | 0.0% | |
| NS | NUSTAR ENERGY LP | $229,000 | +5.5% | 12,705 | 0.0% | 0.02% | -5.9% | |
| EEM | ISHARES TRmsci emg mkt etf | $224,000 | +3.7% | 4,047 | 0.0% | 0.02% | -5.9% | |
| NKSH | NATIONAL BANKSHARES INC VA | $226,000 | -1.7% | 6,464 | 0.0% | 0.02% | -11.1% | |
| GWW | GRAINGER W W INC | $229,000 | +9.0% | 525 | 0.0% | 0.02% | -5.9% | |
| WIW | WESTERN AST INFL LKD OPP & I | $229,000 | +7.5% | 17,500 | 0.0% | 0.02% | -5.9% | |
| EOI | EATON VANCE ENHANCED EQUITY | $216,000 | +10.2% | 11,639 | 0.0% | 0.02% | +6.7% | |
| NEM | NEWMONT CORP | $217,000 | +5.3% | 3,422 | 0.0% | 0.02% | 0.0% | |
| MFIN | MEDALLION FINL CORP | $213,000 | +26.0% | 24,000 | 0.0% | 0.02% | +15.4% | |
| C | CITIGROUP INCcall | $213,000 | -2.7% | 3,000 | 0.0% | 0.02% | -11.8% | |
| XMPT | VANECK VECTORS ETF TR | $211,000 | +5.5% | 7,000 | 0.0% | 0.02% | -6.2% | |
| DSU | BLACKROCK DEBT STRATEGIES FD | $198,000 | +4.2% | 17,284 | 0.0% | 0.01% | -6.7% | |
| HIO | WESTERN ASSET HIGH INCOME OP | $200,000 | +4.2% | 37,830 | 0.0% | 0.01% | -6.7% | |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $199,000 | +20.6% | 11,498 | 0.0% | 0.01% | +7.7% | |
| RQI | COHEN & STEERS QUALITY INCOM | $179,000 | +13.3% | 11,370 | 0.0% | 0.01% | +8.3% | |
| RAD | RITE AID CORP | $178,000 | -20.5% | 10,927 | 0.0% | 0.01% | -27.8% | |
| CLM | CORNERSTONE STRATEGIC VALUE | $178,000 | -14.0% | 15,346 | 0.0% | 0.01% | -18.8% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $175,000 | +6.1% | 11,141 | 0.0% | 0.01% | 0.0% | |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $170,000 | +5.6% | 12,000 | 0.0% | 0.01% | -7.7% | |
| PFLT | PENNANTPARK FLOATING RATE CA | $162,000 | +7.3% | 12,730 | 0.0% | 0.01% | 0.0% | |
| BKD | BROOKDALE SR LIVING INC | $162,000 | +30.6% | 20,500 | 0.0% | 0.01% | +20.0% | |
| CHW | CALAMOS GBL DYN INCOME FUND | $149,000 | +7.2% | 13,635 | 0.0% | 0.01% | 0.0% | |
| SPGSU | SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999 | $141,000 | 0.0% | 14,000 | 0.0% | 0.01% | -9.1% | |
| FEN | FIRST TR ENERGY INCOME & GRO | $145,000 | +8.2% | 10,000 | 0.0% | 0.01% | -9.1% | |
| ERC | WELLS FARGO ADV MULTI SCTR I | $141,000 | +2.2% | 11,000 | 0.0% | 0.01% | -9.1% | |
| HYB | NEW AMER HIGH INCOME FD INC | $121,000 | +1.7% | 13,096 | 0.0% | 0.01% | 0.0% | |
| CHMI | CHERRY HILL MTG INVT CORP | $120,000 | +6.2% | 12,126 | 0.0% | 0.01% | 0.0% | |
| ETJ | EATON VANCE RISK-MANAGED DIV | $122,000 | +6.1% | 10,625 | 0.0% | 0.01% | 0.0% | |
| EMX | EMX RTY CORP | $127,000 | +0.8% | 42,732 | 0.0% | 0.01% | -10.0% | |
| OSUR | ORASURE TECHNOLOGIES INC | $122,000 | -12.9% | 12,033 | 0.0% | 0.01% | -18.2% | |
| CRF | CORNERSTONE TOTAL RETURN FD | $114,000 | -14.3% | 10,042 | 0.0% | 0.01% | -20.0% | |
| NYMT | NEW YORK MTG TR INC | $93,000 | 0.0% | 20,825 | 0.0% | 0.01% | 0.0% | |
| CRON | CRONOS GROUP INC | $92,000 | -9.8% | 10,760 | 0.0% | 0.01% | -12.5% | |
| OIA | INVESCO MUNI INCOME OPP TRST | $83,000 | +5.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| GPM | GUGGENHEIM ENHANCED EQT INCM | $86,000 | +19.4% | 10,000 | 0.0% | 0.01% | 0.0% | |
| SRTS | SENSUS HEALTHCARE INC | $64,000 | 0.0% | 16,714 | 0.0% | 0.01% | 0.0% | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $69,000 | +4.5% | 13,000 | 0.0% | 0.01% | 0.0% | |
| SENESTECH INC | $72,000 | -2.7% | 44,500 | 0.0% | 0.01% | -16.7% | ||
| JMM | NUVEEN MULTI-MKT INCOME FD | $75,000 | +2.7% | 10,000 | 0.0% | 0.01% | -16.7% | |
| OCSL | OAKTREE SPECIALTY LENDING CO | $70,000 | +7.7% | 10,450 | 0.0% | 0.01% | 0.0% | |
| AAIC | ARLINGTON ASSET INVST CORPcl a new | $46,000 | 0.0% | 11,445 | 0.0% | 0.00% | -25.0% | |
| ORGANIGRAM HLDGS INC | $35,000 | -18.6% | 12,214 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2022-06-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 35 | Q2 2024 | 13.6% |
| AMAZON COM INC | 35 | Q2 2024 | 4.4% |
| EXXON MOBIL CORP | 35 | Q2 2024 | 3.6% |
| MICROSOFT CORP | 35 | Q2 2024 | 2.7% |
| CISCO SYS INC | 35 | Q2 2024 | 2.4% |
| HOME DEPOT INC | 35 | Q2 2024 | 1.7% |
| JPMORGAN CHASE & CO. | 35 | Q2 2024 | 1.7% |
| META PLATFORMS INC | 35 | Q2 2024 | 2.3% |
| UNITED PARCEL SERVICE INC | 35 | Q2 2024 | 2.0% |
| ABBVIE INC | 35 | Q2 2024 | 1.6% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-07-30 |
| N-PX | 2024-07-30 |
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.