$1.39 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 523 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -10,590 | -100.0% | -0.01% | – |
| ENBL | Exit | ENABLE MIDSTREAM PARTNERS LP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| SND | Exit | SMART SAND INC | $0 | – | -33,700 | -100.0% | -0.01% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -10,572 | -100.0% | -0.01% | – |
| UVXY | Exit | PROSHARES TR IIultra vix short | $0 | – | -33,700 | -100.0% | -0.02% | – |
| BBF | Exit | BLACKROCK MUN INCOME INVT TR | $0 | – | -13,292 | -100.0% | -0.02% | – |
| ETSY | Exit | ETSY INC | $0 | – | -1,000 | -100.0% | -0.02% | – |
| NVTA | Exit | INVITAE CORP | $0 | – | -5,380 | -100.0% | -0.02% | – |
| TMP | Exit | TOMPKINS FINL CORP | $0 | – | -2,500 | -100.0% | -0.02% | – |
| CNI | Exit | CANADIAN NATL RY CO | $0 | – | -1,828 | -100.0% | -0.02% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -4,173 | -100.0% | -0.02% | – |
| VUZI | Exit | VUZIX CORP | $0 | – | -9,000 | -100.0% | -0.02% | – |
| NVDA | Exit | NVIDIA CORPORATIONput | $0 | – | -500 | -100.0% | -0.02% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -4,500 | -100.0% | -0.02% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDcall | $0 | – | -2,500 | -100.0% | -0.02% | – |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p500 br 3x | $0 | – | -10,000 | -100.0% | -0.02% | – |
| NIO | Exit | NIO INCcall | $0 | – | -8,000 | -100.0% | -0.02% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -1,000 | -100.0% | -0.02% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -1,000 | -100.0% | -0.02% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -8,975 | -100.0% | -0.03% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -5,329 | -100.0% | -0.04% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -7,441 | -100.0% | -0.04% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -7,862 | -100.0% | -0.05% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -15,000 | -100.0% | -0.06% | – |
| VER | Exit | VEREIT INC | $0 | – | -22,713 | -100.0% | -0.07% | – |
| TTGT | Exit | TECHTARGET INC | $0 | – | -12,776 | -100.0% | -0.07% | – |
| VIVO | Exit | MERIDIAN BIOSCIENCE INC | $0 | – | -41,454 | -100.0% | -0.09% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -8,664 | -100.0% | -0.09% | – |
| FORM | Exit | FORMFACTOR INC | $0 | – | -27,569 | -100.0% | -0.10% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -40,199 | -100.0% | -0.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2022-06-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.