$1.39 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 523 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 21.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $339,409,000 | +3.2% | 792,900 | -4.5% | 24.42% | -5.8% |
| FB | Sell | FACEBOOK INCcl a | $11,550,000 | +16.4% | 33,216 | -1.4% | 0.83% | +6.3% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $9,820,000 | +16.5% | 47,222 | -4.8% | 0.71% | +6.5% |
| MMM | Sell | 3M CO | $9,586,000 | +1.4% | 48,259 | -1.6% | 0.69% | -7.3% |
| HD | Sell | HOME DEPOT INC | $9,365,000 | -23.2% | 29,369 | -26.5% | 0.67% | -29.9% |
| TGT | Sell | TARGET CORP | $9,032,000 | +17.8% | 37,361 | -3.5% | 0.65% | +7.6% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $8,715,000 | +5.6% | 130,425 | -0.2% | 0.63% | -3.5% |
| XOM | Sell | EXXON MOBIL CORP | $8,088,000 | -17.4% | 128,229 | -26.9% | 0.58% | -24.6% |
| WMT | Sell | WALMART INC | $7,931,000 | -24.4% | 56,242 | -27.2% | 0.57% | -31.0% |
| IRM | Sell | IRON MTN INC NEW | $7,923,000 | +7.9% | 187,212 | -5.7% | 0.57% | -1.6% |
| GLW | Sell | CORNING INC | $7,494,000 | -11.8% | 183,229 | -6.2% | 0.54% | -19.4% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $7,433,000 | +6.8% | 18,562 | -0.8% | 0.54% | -2.4% |
| ALL | Sell | ALLSTATE CORP | $7,311,000 | +2.2% | 56,059 | -10.0% | 0.53% | -6.7% |
| DFS | Sell | DISCOVER FINL SVCS | $7,038,000 | +22.3% | 59,497 | -1.8% | 0.51% | +11.7% |
| NFLX | Sell | NETFLIX INC | $6,149,000 | +0.6% | 11,642 | -0.7% | 0.44% | -8.3% |
| F | Sell | FORD MTR CO DEL | $5,692,000 | +19.1% | 383,013 | -1.8% | 0.41% | +9.0% |
| TSLA | Sell | TESLA INC | $5,120,000 | -18.3% | 7,533 | -19.7% | 0.37% | -25.5% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $4,735,000 | -49.8% | 84,512 | -47.9% | 0.34% | -54.2% |
| BA | Sell | BOEING CO | $4,570,000 | -6.2% | 19,077 | -0.2% | 0.33% | -14.3% |
| CME | Sell | CME GROUP INC | $4,439,000 | +3.0% | 20,872 | -1.1% | 0.32% | -5.9% |
| ORCL | Sell | ORACLE CORP | $4,098,000 | +9.0% | 52,646 | -1.8% | 0.30% | -0.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $4,003,000 | +3.5% | 14,401 | -4.9% | 0.29% | -5.6% |
| KO | Sell | COCA COLA CO | $3,790,000 | +2.1% | 70,048 | -0.5% | 0.27% | -6.5% |
| T | Sell | AT&T INC | $3,615,000 | -21.6% | 125,608 | -17.6% | 0.26% | -28.4% |
| PFE | Sell | PFIZER INC | $3,575,000 | +7.9% | 91,296 | -0.1% | 0.26% | -1.5% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $2,733,000 | -3.0% | 7,486 | -5.4% | 0.20% | -11.3% |
| MRK | Sell | MERCK & CO INC | $2,692,000 | -52.1% | 34,621 | -52.5% | 0.19% | -56.2% |
| NKE | Sell | NIKE INCcl b | $2,270,000 | +15.1% | 14,695 | -0.9% | 0.16% | +5.2% |
| LOW | Sell | LOWES COS INC | $2,244,000 | -19.7% | 11,569 | -21.3% | 0.16% | -26.8% |
| SO | Sell | SOUTHERN CO | $2,094,000 | -6.5% | 34,612 | -3.9% | 0.15% | -14.2% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $2,101,000 | +5.6% | 14,333 | -4.0% | 0.15% | -3.8% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $2,070,000 | +4.5% | 9,288 | -3.0% | 0.15% | -4.5% |
| AJG | Sell | GALLAGHER ARTHUR J & CO | $1,695,000 | -3.6% | 12,100 | -14.2% | 0.12% | -12.2% |
| SHOP | Sell | SHOPIFY INCcl a | $1,670,000 | +21.6% | 1,143 | -7.9% | 0.12% | +11.1% |
| CROX | Sell | CROCS INC | $1,666,000 | +19.9% | 14,302 | -17.2% | 0.12% | +9.1% |
| MRNA | Sell | MODERNA INC | $1,576,000 | +77.7% | 6,709 | -1.0% | 0.11% | +61.4% |
| CRM | Sell | SALESFORCE COM INC | $1,526,000 | -0.8% | 6,247 | -14.0% | 0.11% | -9.1% |
| INTU | Sell | INTUIT | $1,494,000 | +22.0% | 3,047 | -4.7% | 0.11% | +11.3% |
| GE | Sell | GENERAL ELECTRIC CO | $1,449,000 | +0.5% | 107,707 | -1.9% | 0.10% | -8.8% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,442,000 | +7.3% | 3,645 | -4.4% | 0.10% | -1.9% |
| SBUX | Sell | STARBUCKS CORP | $1,277,000 | -15.8% | 11,423 | -17.6% | 0.09% | -22.7% |
| BX | Sell | BLACKSTONE GROUP INC | $1,237,000 | +28.5% | 12,738 | -1.4% | 0.09% | +17.1% |
| TKR | Sell | TIMKEN CO | $1,239,000 | -1.4% | 15,375 | -0.7% | 0.09% | -10.1% |
| ATKR | Sell | ATKORE INC | $1,223,000 | -7.4% | 17,224 | -6.3% | 0.09% | -15.4% |
| SNA | Sell | SNAP ON INC | $1,173,000 | -6.1% | 5,251 | -3.0% | 0.08% | -14.3% |
| MU | Sell | MICRON TECHNOLOGY INC | $1,132,000 | -5.4% | 13,320 | -1.7% | 0.08% | -13.8% |
| WFC | Sell | WELLS FARGO CO NEW | $1,121,000 | +14.0% | 24,757 | -1.6% | 0.08% | +5.2% |
| VOO | Sell | VANGUARD INDEX FDS | $1,030,000 | +8.1% | 2,616 | -0.0% | 0.07% | -1.3% |
| CVS | Sell | CVS HEALTH CORP | $984,000 | -38.6% | 11,798 | -44.7% | 0.07% | -43.7% |
| AMGN | Sell | AMGEN INC | $965,000 | -76.1% | 3,960 | -75.6% | 0.07% | -78.2% |
| PMM | Sell | PUTNAM MANAGED MUN INCOME TR | $932,000 | +6.8% | 106,326 | -0.7% | 0.07% | -2.9% |
| RF | Sell | REGIONS FINANCIAL CORP NEW | $884,000 | -3.2% | 43,807 | -0.8% | 0.06% | -11.1% |
| PFF | Sell | ISHARES TRpfd and incm sec | $815,000 | -0.2% | 20,728 | -2.5% | 0.06% | -7.8% |
| BBY | Sell | BEST BUY INC | $807,000 | -86.6% | 7,017 | -86.6% | 0.06% | -87.8% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $781,000 | +10.2% | 9,151 | -0.3% | 0.06% | 0.0% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $750,000 | +11.6% | 15,325 | -1.1% | 0.05% | +1.9% |
| ZM | Sell | ZOOM VIDEO COMMUNICATIONS INcl a | $675,000 | +9.8% | 1,742 | -9.1% | 0.05% | +2.1% |
| COP | Sell | CONOCOPHILLIPS | $619,000 | -30.9% | 10,160 | -39.9% | 0.04% | -36.6% |
| AMX | Sell | AMERICA MOVIL SAB DE CV | $593,000 | -20.0% | 39,558 | -27.5% | 0.04% | -25.9% |
| IP | Sell | INTERNATIONAL PAPER CO | $591,000 | +8.6% | 9,628 | -4.2% | 0.04% | 0.0% |
| TDOC | Sell | TELADOC HEALTH INC | $590,000 | -8.8% | 3,550 | -0.4% | 0.04% | -17.6% |
| HRL | Sell | HORMEL FOODS CORP | $590,000 | -0.3% | 12,361 | -0.2% | 0.04% | -10.6% |
| D | Sell | DOMINION ENERGY INC | $570,000 | -11.9% | 7,739 | -9.2% | 0.04% | -19.6% |
| LNC | Sell | LINCOLN NATL CORP IND | $571,000 | -1.2% | 9,095 | -2.2% | 0.04% | -10.9% |
| AXON | Sell | AXON ENTERPRISE INC | $566,000 | +17.2% | 3,201 | -5.6% | 0.04% | +7.9% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $556,000 | +11.0% | 2,849 | -2.0% | 0.04% | +2.6% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $511,000 | 0.0% | 57,613 | -3.1% | 0.04% | -7.5% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $498,000 | -17.8% | 23,486 | -7.4% | 0.04% | -25.0% |
| BDJ | Sell | BLACKROCK ENHANCED EQUITY DI | $492,000 | +4.7% | 48,582 | -2.2% | 0.04% | -5.4% |
| LUV | Sell | SOUTHWEST AIRLS CO | $492,000 | -16.5% | 9,271 | -3.9% | 0.04% | -23.9% |
| NCLH | Sell | NORWEGIAN CRUISE LINE HLDG L | $471,000 | +6.1% | 16,000 | -0.6% | 0.03% | -2.9% |
| MPLX | Sell | MPLX LP | $457,000 | +11.2% | 15,414 | -3.9% | 0.03% | +3.1% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $461,000 | -38.0% | 2,060 | -38.7% | 0.03% | -44.1% |
| GILD | Sell | GILEAD SCIENCES INC | $438,000 | -1.1% | 6,358 | -7.2% | 0.03% | -8.6% |
| MGK | Sell | VANGUARD WORLD FDmega grwth ind | $446,000 | +4.7% | 1,927 | -6.2% | 0.03% | -5.9% |
| BP | Sell | BP PLCsponsored adr | $421,000 | +8.2% | 15,930 | -0.2% | 0.03% | -3.2% |
| OKTA | Sell | OKTA INCcl a | $384,000 | +7.0% | 1,569 | -3.6% | 0.03% | 0.0% |
| MHI | Sell | PIONEER MUNICIPAL HIGH INCOM | $381,000 | +2.4% | 29,379 | -2.2% | 0.03% | -6.9% |
| CMA | Sell | COMERICA INC | $360,000 | -1.6% | 5,044 | -1.3% | 0.03% | -10.3% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $368,000 | -71.7% | 729 | -74.4% | 0.03% | -74.5% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $365,000 | +7.4% | 9,832 | -4.5% | 0.03% | -3.7% |
| GRX | Sell | GABELLI HLTHCARE & WELLNESS | $322,000 | 0.0% | 23,868 | -7.7% | 0.02% | -8.0% |
| DG | Sell | DOLLAR GEN CORP NEW | $323,000 | +3.2% | 1,489 | -3.7% | 0.02% | -8.0% |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $302,000 | -19.7% | 967 | -22.6% | 0.02% | -26.7% |
| LULU | Sell | LULULEMON ATHLETICA INC | $302,000 | +8.6% | 828 | -8.7% | 0.02% | 0.0% |
| DD | Sell | DUPONT DE NEMOURS INC | $299,000 | -50.7% | 3,864 | -50.8% | 0.02% | -54.2% |
| AEP | Sell | AMERICAN ELEC PWR CO INC | $271,000 | -3.2% | 3,207 | -3.0% | 0.02% | -9.1% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $282,000 | -4.7% | 5,030 | -4.7% | 0.02% | -13.0% |
| ZS | Sell | ZSCALER INC | $282,000 | +24.8% | 1,305 | -0.7% | 0.02% | +11.1% |
| GLD | Sell | SPDR GOLD TR | $282,000 | +1.4% | 1,703 | -2.0% | 0.02% | -9.1% |
| VTR | Sell | VENTAS INC | $266,000 | +2.7% | 4,652 | -4.1% | 0.02% | -5.0% |
| NOW | Sell | SERVICENOW INC | $262,000 | +0.8% | 476 | -8.3% | 0.02% | -5.0% |
| BLK | Sell | BLACKROCK INC | $262,000 | -22.7% | 299 | -33.4% | 0.02% | -29.6% |
| DHI | Sell | D R HORTON INC | $255,000 | -53.5% | 2,822 | -54.1% | 0.02% | -58.1% |
| IBB | Sell | ISHARES TRishares biotech | $250,000 | +5.0% | 1,529 | -3.2% | 0.02% | -5.3% |
| BIIB | Sell | BIOGEN INC | $246,000 | +14.4% | 710 | -7.8% | 0.02% | +5.9% |
| SVC | Sell | SERVICE PPTYS TR | $238,000 | -10.5% | 18,908 | -15.6% | 0.02% | -19.0% |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWAR | $243,000 | -6.5% | 1,375 | -6.5% | 0.02% | -15.0% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $234,000 | -2.1% | 151 | -10.1% | 0.02% | -10.5% |
| FLO | Sell | FLOWERS FOODS INC | $221,000 | -7.1% | 9,124 | -8.8% | 0.02% | -15.8% |
| XBI | Sell | SPDR SER TRs&p biotech | $223,000 | -8.6% | 1,649 | -8.3% | 0.02% | -15.8% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $215,000 | -1.8% | 3,400 | -0.6% | 0.02% | -11.8% |
| CTVA | Sell | CORTEVA INC | $203,000 | -40.6% | 4,574 | -37.6% | 0.02% | -44.4% |
| CHDN | Sell | CHURCHILL DOWNS INC | $203,000 | -22.5% | 1,025 | -10.9% | 0.02% | -28.6% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Ncl a | $208,000 | -11.9% | 288 | -24.8% | 0.02% | -21.1% |
| NOK | Sell | NOKIA CORPsponsored adr | $200,000 | +30.7% | 37,573 | -2.6% | 0.01% | +16.7% |
| HTGC | Sell | HERCULES CAPITAL INC | $174,000 | +1.2% | 10,199 | -4.7% | 0.01% | -7.1% |
| HYI | Sell | WESTERN ASSET HIGH YIELD DEF | $173,000 | -8.5% | 11,000 | -9.8% | 0.01% | -20.0% |
| ENDP | Sell | ENDO INTL PLC | $94,000 | -37.3% | 20,000 | -1.5% | 0.01% | -41.7% |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -10,590 | -100.0% | -0.01% | – |
| ENBL | Exit | ENABLE MIDSTREAM PARTNERS LP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| SND | Exit | SMART SAND INC | $0 | – | -33,700 | -100.0% | -0.01% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -10,572 | -100.0% | -0.01% | – |
| UVXY | Exit | PROSHARES TR IIultra vix short | $0 | – | -33,700 | -100.0% | -0.02% | – |
| BBF | Exit | BLACKROCK MUN INCOME INVT TR | $0 | – | -13,292 | -100.0% | -0.02% | – |
| ETSY | Exit | ETSY INC | $0 | – | -1,000 | -100.0% | -0.02% | – |
| NVTA | Exit | INVITAE CORP | $0 | – | -5,380 | -100.0% | -0.02% | – |
| TMP | Exit | TOMPKINS FINL CORP | $0 | – | -2,500 | -100.0% | -0.02% | – |
| CNI | Exit | CANADIAN NATL RY CO | $0 | – | -1,828 | -100.0% | -0.02% | – |
| CIEN | Exit | CIENA CORP | $0 | – | -4,173 | -100.0% | -0.02% | – |
| VUZI | Exit | VUZIX CORP | $0 | – | -9,000 | -100.0% | -0.02% | – |
| NVDA | Exit | NVIDIA CORPORATIONput | $0 | – | -500 | -100.0% | -0.02% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -4,500 | -100.0% | -0.02% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDcall | $0 | – | -2,500 | -100.0% | -0.02% | – |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p500 br 3x | $0 | – | -10,000 | -100.0% | -0.02% | – |
| NIO | Exit | NIO INCcall | $0 | – | -8,000 | -100.0% | -0.02% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -1,000 | -100.0% | -0.02% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -1,000 | -100.0% | -0.02% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -8,975 | -100.0% | -0.03% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -5,329 | -100.0% | -0.04% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -7,441 | -100.0% | -0.04% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -7,862 | -100.0% | -0.05% | – |
| FAST | Exit | FASTENAL CO | $0 | – | -15,000 | -100.0% | -0.06% | – |
| VER | Exit | VEREIT INC | $0 | – | -22,713 | -100.0% | -0.07% | – |
| TTGT | Exit | TECHTARGET INC | $0 | – | -12,776 | -100.0% | -0.07% | – |
| VIVO | Exit | MERIDIAN BIOSCIENCE INC | $0 | – | -41,454 | -100.0% | -0.09% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -8,664 | -100.0% | -0.09% | – |
| FORM | Exit | FORMFACTOR INC | $0 | – | -27,569 | -100.0% | -0.10% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -40,199 | -100.0% | -0.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2022-06-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.