$1.27 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 501 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 29.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $328,954,000 | +15.4% | 830,000 | +8.8% | 25.92% | +8.5% |
| AAPL | Buy | APPLE INC | $149,699,000 | -7.6% | 1,225,533 | +0.4% | 11.79% | -13.0% |
| CSCO | Buy | CISCO SYS INC | $15,708,000 | +21.2% | 303,769 | +4.9% | 1.24% | +14.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $13,370,000 | +105.6% | 81,352 | +96.9% | 1.05% | +93.2% |
| HD | Buy | HOME DEPOT INC | $12,199,000 | +15.3% | 39,965 | +0.3% | 0.96% | +8.5% |
| NVDA | Buy | NVIDIA CORPORATION | $11,732,000 | +15.3% | 21,972 | +12.7% | 0.92% | +8.5% |
| WMT | Buy | WALMART INC | $10,494,000 | +1.8% | 77,262 | +8.1% | 0.83% | -4.2% |
| LLY | Buy | LILLY ELI & CO | $10,022,000 | +11.8% | 53,644 | +1.0% | 0.79% | +5.2% |
| FB | Buy | FACEBOOK INCcl a | $9,920,000 | +15.4% | 33,680 | +7.0% | 0.78% | +8.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $9,438,000 | +0.1% | 162,311 | +1.1% | 0.74% | -5.8% |
| GLW | Buy | CORNING INC | $8,495,000 | +454.5% | 195,258 | +358.7% | 0.67% | +422.7% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $7,001,000 | +289.4% | 129,400 | +277.1% | 0.55% | +265.6% |
| LMT | Buy | LOCKHEED MARTIN CORP | $6,921,000 | +5.9% | 18,729 | +1.7% | 0.54% | -0.4% |
| DOW | Buy | DOW INC | $6,567,000 | +1001.8% | 102,700 | +856.3% | 0.52% | +934.0% |
| HUBB | New | HUBBELL INC | $5,780,000 | – | 30,928 | +100.0% | 0.46% | – |
| MDT | Buy | MEDTRONIC PLC | $5,723,000 | +0.9% | 48,444 | +0.0% | 0.45% | -5.1% |
| DIA | Buy | SPDR DOW JONES INDL AVERAGEut ser 1 | $5,339,000 | +11.4% | 16,172 | +3.2% | 0.42% | +5.0% |
| BAC | Buy | BK OF AMERICA CORP | $5,047,000 | +28.1% | 130,457 | +0.4% | 0.40% | +20.6% |
| CVX | Buy | CHEVRON CORP NEW | $4,348,000 | +26.1% | 41,497 | +1.6% | 0.34% | +18.7% |
| KO | Buy | COCA COLA CO | $3,711,000 | -3.5% | 70,407 | +0.4% | 0.29% | -9.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,689,000 | +39.8% | 16,269 | +43.5% | 0.29% | +31.7% |
| PM | Buy | PHILIP MORRIS INTL INC | $3,594,000 | +8.1% | 40,502 | +0.9% | 0.28% | +1.8% |
| PYPL | Buy | PAYPAL HLDGS INC | $3,584,000 | +8.7% | 14,758 | +4.8% | 0.28% | +2.2% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $2,843,000 | +0.7% | 17,674 | +1.0% | 0.22% | -5.1% |
| ACN | Buy | ACCENTURE PLC IRELAND | $2,657,000 | +21.3% | 9,619 | +14.7% | 0.21% | +14.2% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $2,655,000 | -2.0% | 33,818 | +14.5% | 0.21% | -7.9% |
| DE | Buy | DEERE & CO | $2,370,000 | +202.7% | 6,335 | +117.7% | 0.19% | +183.3% |
| AMAT | Buy | APPLIED MATLS INC | $2,322,000 | +658.8% | 17,380 | +389.4% | 0.18% | +603.8% |
| SO | Buy | SOUTHERN CO | $2,239,000 | +10.3% | 36,026 | +9.1% | 0.18% | +3.5% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $2,124,000 | +18.9% | 278,354 | +7.5% | 0.17% | +11.3% |
| DLR | Buy | DIGITAL RLTY TR INC | $2,025,000 | +16.8% | 14,378 | +15.8% | 0.16% | +10.3% |
| LRCX | Buy | LAM RESEARCH CORP | $2,007,000 | +232.8% | 3,371 | +164.0% | 0.16% | +216.0% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,989,000 | +10.0% | 14,927 | +3.8% | 0.16% | +4.0% |
| NKE | Buy | NIKE INCcl b | $1,972,000 | +1.2% | 14,834 | +7.7% | 0.16% | -4.9% |
| TQQQ | Buy | PROSHARES TRultrapro qqq | $1,967,000 | +31.7% | 21,555 | +162.4% | 0.16% | +24.0% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $1,773,000 | +3.6% | 13,344 | +1.4% | 0.14% | -2.1% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $1,615,000 | +0.2% | 27,591 | +0.1% | 0.13% | -5.9% |
| TSCO | Buy | TRACTOR SUPPLY CO | $1,594,000 | +26.1% | 9,003 | +0.1% | 0.13% | +18.9% |
| DUK | Buy | DUKE ENERGY CORP NEW | $1,580,000 | +26.1% | 16,368 | +19.6% | 0.12% | +18.1% |
| CRM | Buy | SALESFORCE COM INC | $1,539,000 | +19.1% | 7,265 | +25.2% | 0.12% | +12.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,527,000 | +17.7% | 69,359 | +4.8% | 0.12% | +10.1% |
| SBUX | Buy | STARBUCKS CORP | $1,516,000 | +50.1% | 13,869 | +46.9% | 0.12% | +40.0% |
| ENTG | Buy | ENTEGRIS INC | $1,454,000 | +18.0% | 13,005 | +1.4% | 0.12% | +11.7% |
| GE | Buy | GENERAL ELECTRIC CO | $1,442,000 | +24.1% | 109,824 | +2.1% | 0.11% | +17.5% |
| CSX | Buy | CSX CORP | $1,453,000 | +10.1% | 15,075 | +3.6% | 0.11% | +2.7% |
| CROX | New | CROCS INC | $1,390,000 | – | 17,276 | +100.0% | 0.11% | – |
| COST | Buy | COSTCO WHSL CORP NEW | $1,344,000 | +0.7% | 3,814 | +7.7% | 0.11% | -5.4% |
| SNPS | Buy | SYNOPSYS INC | $1,338,000 | -3.5% | 5,399 | +0.9% | 0.10% | -9.5% |
| ATKR | New | ATKORE INC | $1,321,000 | – | 18,376 | +100.0% | 0.10% | – |
| ODFL | Buy | OLD DOMINION FREIGHT LINE IN | $1,322,000 | +28.1% | 5,499 | +4.0% | 0.10% | +20.9% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,301,000 | -1.5% | 2,849 | +0.4% | 0.10% | -8.1% |
| HZO | New | MARINEMAX INC | $1,251,000 | – | 25,360 | +100.0% | 0.10% | – |
| ADSK | Buy | AUTODESK INC | $1,249,000 | -7.1% | 4,505 | +2.4% | 0.10% | -13.3% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $1,239,000 | -2.3% | 2,607 | +2.8% | 0.10% | -7.5% |
| SNA | Buy | SNAP ON INC | $1,249,000 | +34.9% | 5,413 | +0.1% | 0.10% | +25.6% |
| INTU | Buy | INTUIT | $1,225,000 | +6.2% | 3,197 | +5.2% | 0.10% | 0.0% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $1,197,000 | +39.0% | 5,007 | +30.6% | 0.09% | +30.6% |
| MU | Buy | MICRON TECHNOLOGY INC | $1,196,000 | +32.2% | 13,549 | +12.6% | 0.09% | +23.7% |
| ETN | New | EATON CORP PLC | $1,198,000 | – | 8,664 | +100.0% | 0.09% | – |
| EBAY | Buy | EBAY INC. | $1,150,000 | +28.8% | 18,777 | +5.6% | 0.09% | +21.3% |
| HI | New | HILLENBRAND INC | $1,120,000 | – | 23,490 | +100.0% | 0.09% | – |
| PTC | New | PTC INC | $1,090,000 | – | 7,921 | +100.0% | 0.09% | – |
| VIVO | New | MERIDIAN BIOSCIENCE INC | $1,088,000 | – | 41,454 | +100.0% | 0.09% | – |
| DHR | Buy | DANAHER CORPORATION | $1,092,000 | +1.9% | 4,848 | +0.4% | 0.09% | -4.4% |
| NEE | Buy | NEXTERA ENERGY INC | $1,064,000 | -0.7% | 14,063 | +1.3% | 0.08% | -6.7% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $1,054,000 | +17.8% | 9,027 | +14.5% | 0.08% | +10.7% |
| PII | Buy | POLARIS INC | $1,037,000 | +40.5% | 7,771 | +0.3% | 0.08% | +32.3% |
| PLD | Buy | PROLOGIS INC. | $1,028,000 | +8.1% | 9,693 | +1.6% | 0.08% | +1.2% |
| PEAK | Buy | HEALTHPEAK PROPERTIES INC | $999,000 | +7.5% | 31,462 | +2.3% | 0.08% | +1.3% |
| WFC | Buy | WELLS FARGO CO NEW | $983,000 | +37.1% | 25,155 | +5.9% | 0.08% | +28.3% |
| BX | Buy | BLACKSTONE GROUP INC | $963,000 | +22.7% | 12,922 | +6.6% | 0.08% | +15.2% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $917,000 | +7.1% | 4,865 | +0.1% | 0.07% | 0.0% |
| FAS | Buy | DIREXION SHS ETF TRdly fin bull new | $912,000 | +49.5% | 10,042 | +0.1% | 0.07% | +41.2% |
| COP | Buy | CONOCOPHILLIPS | $896,000 | +34.9% | 16,904 | +1.7% | 0.07% | +26.8% |
| TTGT | New | TECHTARGET INC | $888,000 | – | 12,776 | +100.0% | 0.07% | – |
| MRNA | Buy | MODERNA INC | $887,000 | +33.0% | 6,774 | +6.1% | 0.07% | +25.0% |
| VER | Buy | VEREIT INC | $877,000 | +16.3% | 22,713 | +13.8% | 0.07% | +9.5% |
| VICI | New | VICI PPTYS INC | $880,000 | – | 31,159 | +100.0% | 0.07% | – |
| PMM | Buy | PUTNAM MANAGED MUN INCOME TR | $873,000 | +1.0% | 107,121 | +0.1% | 0.07% | -4.2% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $864,000 | +16.3% | 5,140 | +11.2% | 0.07% | +9.7% |
| CLF | Buy | CLEVELAND-CLIFFS INC NEW | $854,000 | +52.5% | 42,457 | +10.4% | 0.07% | +42.6% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ IN | $856,000 | +5.4% | 5,209 | +14.3% | 0.07% | -1.5% |
| OFC | Buy | CORPORATE OFFICE PPTYS TRsh ben int | $840,000 | +34.0% | 31,902 | +32.7% | 0.07% | +24.5% |
| FISV | Buy | FISERV INC | $832,000 | +5.3% | 6,989 | +0.7% | 0.07% | 0.0% |
| KHC | Buy | KRAFT HEINZ CO | $834,000 | +16.2% | 20,863 | +0.8% | 0.07% | +10.0% |
| UBA | Buy | URSTADT BIDDLE PPTYS INCcl a | $836,000 | +56.0% | 50,224 | +32.3% | 0.07% | +46.7% |
| DOC | Buy | PHYSICIANS RLTY TR | $822,000 | +10.9% | 46,529 | +11.8% | 0.06% | +4.8% |
| PFF | Buy | ISHARES TRpfd and incm sec | $817,000 | +15.1% | 21,266 | +15.4% | 0.06% | +8.5% |
| HST | Buy | HOST HOTELS & RESORTS INC | $809,000 | +16.7% | 48,039 | +1.4% | 0.06% | +10.3% |
| GTY | Buy | GETTY RLTY CORP NEW | $797,000 | +14.5% | 28,140 | +11.3% | 0.06% | +8.6% |
| AVB | Buy | AVALONBAY CMNTYS INC | $774,000 | +25.2% | 4,196 | +8.9% | 0.06% | +17.3% |
| TJX | Buy | TJX COS INC NEW | $773,000 | -3.0% | 11,686 | +0.1% | 0.06% | -9.0% |
| SYK | Buy | STRYKER CORPORATION | $760,000 | -0.7% | 3,121 | +0.0% | 0.06% | -6.2% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $744,000 | +77.1% | 3,360 | +63.1% | 0.06% | +68.6% |
| UNP | Buy | UNION PAC CORP | $753,000 | +9.8% | 3,416 | +3.7% | 0.06% | +3.5% |
| FAST | New | FASTENAL CO | $754,000 | – | 15,000 | +100.0% | 0.06% | – |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $726,000 | -10.1% | 3,974 | +4.2% | 0.06% | -16.2% |
| LVS | Buy | LAS VEGAS SANDS CORP | $706,000 | +3.8% | 11,616 | +1.8% | 0.06% | -1.8% |
| ORI | Buy | OLD REP INTL CORP | $671,000 | +12.0% | 30,690 | +1.0% | 0.05% | +6.0% |
| DVY | Buy | ISHARES TRselect divid etf | $668,000 | +18.9% | 5,847 | +0.0% | 0.05% | +12.8% |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $657,000 | – | 28,204 | +100.0% | 0.05% | – |
| TDOC | Buy | TELADOC HEALTH INC | $647,000 | +12.9% | 3,564 | +24.4% | 0.05% | +6.2% |
| WPC | Buy | WP CAREY INC | $640,000 | +3.4% | 9,046 | +3.2% | 0.05% | -3.8% |
| GM | Buy | GENERAL MTRS CO | $622,000 | +211.0% | 10,823 | +124.9% | 0.05% | +188.2% |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $606,000 | +52.3% | 25,361 | +0.5% | 0.05% | +45.5% |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS INcl a | $615,000 | +5.1% | 1,917 | +10.5% | 0.05% | -2.0% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $603,000 | +28.3% | 7,862 | +4.0% | 0.05% | +23.1% |
| ET | Buy | ENERGY TRANSFER LP | $591,000 | +27.1% | 76,946 | +2.2% | 0.05% | +20.5% |
| CELH | Buy | CELSIUS HLDGS INC | $584,000 | +40.7% | 12,164 | +47.4% | 0.05% | +31.4% |
| LUV | Buy | SOUTHWEST AIRLS CO | $589,000 | +35.1% | 9,646 | +3.2% | 0.05% | +24.3% |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $565,000 | +12.3% | 30,674 | +0.6% | 0.04% | +7.1% |
| CCL | Buy | CARNIVAL CORPunit 99/99/9999 | $561,000 | +65.5% | 21,131 | +34.9% | 0.04% | +57.1% |
| TTD | Buy | THE TRADE DESK INC | $564,000 | -18.0% | 866 | +0.8% | 0.04% | -24.1% |
| IP | Buy | INTERNATIONAL PAPER CO | $544,000 | +10.3% | 10,053 | +1.4% | 0.04% | +4.9% |
| KMI | Buy | KINDER MORGAN INC DEL | $539,000 | +38.9% | 32,359 | +14.0% | 0.04% | +31.2% |
| EMR | Buy | EMERSON ELEC CO | $518,000 | +18.5% | 5,735 | +5.5% | 0.04% | +10.8% |
| NLY | Buy | ANNALY CAPITAL MANAGEMENT IN | $511,000 | +20.8% | 59,436 | +18.9% | 0.04% | +14.3% |
| USB | Buy | US BANCORP DEL | $494,000 | +19.6% | 8,935 | +0.8% | 0.04% | +11.4% |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $501,000 | +9.4% | 2,908 | +1.0% | 0.04% | +2.6% |
| MGC | Buy | VANGUARD WORLD FDmega cap index | $496,000 | +5.8% | 3,539 | +0.7% | 0.04% | 0.0% |
| MAIN | Buy | MAIN STR CAP CORP | $487,000 | +45.8% | 12,444 | +20.3% | 0.04% | +35.7% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $482,000 | +14.2% | 32,154 | +16.4% | 0.04% | +8.6% |
| BDJ | Buy | BLACKROCK ENHANCED EQUITY DI | $470,000 | +21.4% | 49,659 | +8.7% | 0.04% | +15.6% |
| LIN | Buy | LINDE PLC | $473,000 | +51.1% | 1,689 | +42.4% | 0.04% | +42.3% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $457,000 | +14.2% | 6,269 | +0.6% | 0.04% | +9.1% |
| JHB | Buy | NUVEEN CORPORATE INCM NOVEME | $460,000 | +3.8% | 49,167 | +2.1% | 0.04% | -2.7% |
| ENB | Buy | ENBRIDGE INC | $438,000 | +14.4% | 12,027 | +0.5% | 0.04% | +9.4% |
| APD | Buy | AIR PRODS & CHEMS INC | $431,000 | +4.9% | 1,531 | +1.7% | 0.03% | 0.0% |
| AVXL | New | ANAVEX LIFE SCIENCES CORP | $412,000 | – | 27,570 | +100.0% | 0.03% | – |
| WEC | Buy | WEC ENERGY GROUP INC | $388,000 | +14.8% | 4,149 | +13.0% | 0.03% | +10.7% |
| BP | Buy | BP PLCsponsored adr | $389,000 | +26.3% | 15,963 | +6.3% | 0.03% | +19.2% |
| FDX | Buy | FEDEX CORP | $387,000 | +10.3% | 1,363 | +0.7% | 0.03% | +3.4% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $376,000 | +18.2% | 1,250 | +12.7% | 0.03% | +11.1% |
| TRV | Buy | TRAVELERS COMPANIES INC | $381,000 | +16.2% | 2,536 | +8.6% | 0.03% | +11.1% |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $372,000 | -0.3% | 30,042 | +0.1% | 0.03% | -6.5% |
| WMB | Buy | WILLIAMS COS INC | $369,000 | +71.6% | 15,556 | +44.9% | 0.03% | +61.1% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $371,000 | +17.4% | 2,000 | +11.1% | 0.03% | +11.5% |
| IJH | New | ISHARES TRcore s&p mcp etf | $350,000 | – | 1,344 | +100.0% | 0.03% | – |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $352,000 | +11.7% | 8,975 | +0.1% | 0.03% | +7.7% |
| BLK | Buy | BLACKROCK INC | $339,000 | +59.9% | 449 | +52.7% | 0.03% | +50.0% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $345,000 | +10.6% | 3,752 | +2.1% | 0.03% | +3.8% |
| CTVA | Buy | CORTEVA INC | $342,000 | +20.8% | 7,335 | +0.3% | 0.03% | +12.5% |
| SMH | Buy | VANECK VECTORS ETF TRsemiconductor et | $326,000 | +14.8% | 1,340 | +3.1% | 0.03% | +8.3% |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $329,000 | +0.3% | 20,375 | +0.1% | 0.03% | -3.7% |
| RILY | Buy | B. RILEY FINANCIAL INC | $327,000 | +34.6% | 5,800 | +5.5% | 0.03% | +30.0% |
| EAD | Buy | WELLS FARGO ADVANTAGE INCOMEwf inc oppty fd | $332,000 | +6.8% | 39,314 | +3.2% | 0.03% | 0.0% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $336,000 | +20.0% | 3,099 | +1.6% | 0.03% | +13.0% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $321,000 | +32.1% | 6,528 | +1.9% | 0.02% | +25.0% |
| QQQ | New | INVESCO QQQ TRput | $319,000 | – | 1,000 | +100.0% | 0.02% | – |
| ARKK | New | ARK ETF TRinnovation etf | $323,000 | – | 2,696 | +100.0% | 0.02% | – |
| SPXS | New | DIREXION SHS ETF TRdly s&p500 br 3x | $313,000 | – | 10,000 | +100.0% | 0.02% | – |
| QQQ | New | INVESCO QQQ TRcall | $319,000 | – | 1,000 | +100.0% | 0.02% | – |
| AMD | New | ADVANCED MICRO DEVICES INCcall | $315,000 | – | 4,000 | +100.0% | 0.02% | – |
| VKQ | Buy | INVESCO MUN TR | $299,000 | +3.1% | 22,678 | +0.1% | 0.02% | 0.0% |
| O | Buy | REALTY INCOME CORP | $309,000 | +20.2% | 4,852 | +17.4% | 0.02% | +9.1% |
| PSX | Buy | PHILLIPS 66 | $290,000 | +16.9% | 3,561 | +0.4% | 0.02% | +9.5% |
| CHI | Buy | CALAMOS CONV OPPORTUNITIES &sh ben int | $288,000 | +14.7% | 20,226 | +9.2% | 0.02% | +9.5% |
| AEP | Buy | AMERICAN ELEC PWR CO INC | $280,000 | +6.5% | 3,306 | +4.8% | 0.02% | 0.0% |
| BMY | Buy | BRISTOL-MYERS SQUIBB COcall | $284,000 | +14.5% | 4,500 | +12.5% | 0.02% | +4.8% |
| LULU | Buy | LULULEMON ATHLETICA INC | $278,000 | -11.2% | 907 | +0.8% | 0.02% | -15.4% |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $278,000 | +20.9% | 1,216 | +18.5% | 0.02% | +15.8% |
| GLD | Buy | SPDR GOLD TR | $278,000 | +33.7% | 1,738 | +48.9% | 0.02% | +29.4% |
| NVDA | New | NVIDIA CORPORATIONput | $267,000 | – | 500 | +100.0% | 0.02% | – |
| KRG | Buy | KITE RLTY GROUP TR | $263,000 | +46.1% | 13,643 | +13.3% | 0.02% | +40.0% |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $254,000 | +5.4% | 11,414 | +0.3% | 0.02% | 0.0% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $259,000 | – | 4,984 | +100.0% | 0.02% | – |
| TTWO | Buy | TAKE-TWO INTERACTIVE SOFTWAR | $260,000 | -13.3% | 1,470 | +1.7% | 0.02% | -20.0% |
| CHTR | New | CHARTER COMMUNICATIONS INC Ncl a | $236,000 | – | 383 | +100.0% | 0.02% | – |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $239,000 | +9.1% | 168 | +6.3% | 0.02% | +5.6% |
| ETW | Buy | EATON VANCE TAX-MANAGED GLOB | $245,000 | +9.9% | 23,748 | +3.0% | 0.02% | 0.0% |
| SCHW | New | SCHWAB CHARLES CORP | $238,000 | – | 3,654 | +100.0% | 0.02% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $228,000 | +20.6% | 20,201 | +6.0% | 0.02% | +12.5% |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $228,000 | – | 2,233 | +100.0% | 0.02% | – |
| RPV | New | INVESCO EXCHANGE TRADED FD Ts&p500 pur val | $223,000 | – | 3,017 | +100.0% | 0.02% | – |
| VUZI | New | VUZIX CORP | $229,000 | – | 9,000 | +100.0% | 0.02% | – |
| BAX | New | BAXTER INTL INC | $233,000 | – | 2,764 | +100.0% | 0.02% | – |
| ZS | Buy | ZSCALER INC | $226,000 | -13.4% | 1,314 | +0.5% | 0.02% | -18.2% |
| BIIB | New | BIOGEN INC | $215,000 | – | 770 | +100.0% | 0.02% | – |
| STK | New | COLUMBIA SELIGM PREM TECH GR | $221,000 | – | 7,062 | +100.0% | 0.02% | – |
| C | New | CITIGROUP INCcall | $219,000 | – | 3,000 | +100.0% | 0.02% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $216,000 | – | 4,047 | +100.0% | 0.02% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $203,000 | – | 4,556 | +100.0% | 0.02% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC. | $208,000 | – | 1,342 | +100.0% | 0.02% | – |
| ORLY | New | OREILLY AUTOMOTIVE INC | $207,000 | – | 408 | +100.0% | 0.02% | – |
| ETSY | New | ETSY INC | $202,000 | – | 1,000 | +100.0% | 0.02% | – |
| BK | New | BANK NEW YORK MELLON CORP | $208,000 | – | 4,400 | +100.0% | 0.02% | – |
| GAB | Buy | GABELLI EQUITY TR INC | $201,000 | +12.9% | 29,452 | +3.5% | 0.02% | +6.7% |
| NEM | Buy | NEWMONT CORP | $206,000 | +2.5% | 3,422 | +1.8% | 0.02% | -5.9% |
| TMP | New | TOMPKINS FINL CORP | $207,000 | – | 2,500 | +100.0% | 0.02% | – |
| UVXY | Buy | PROSHARES TR IIultra vix short | $190,000 | +6.1% | 33,700 | +100.6% | 0.02% | 0.0% |
| HIO | Buy | WESTERN ASSET HIGH INCOME OP | $192,000 | +68.4% | 37,830 | +64.6% | 0.02% | +50.0% |
| HTGC | New | HERCULES CAPITAL INC | $172,000 | – | 10,699 | +100.0% | 0.01% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $165,000 | – | 11,141 | +100.0% | 0.01% | – |
| ENDP | Buy | ENDO INTL PLC | $150,000 | +4.2% | 20,300 | +1.5% | 0.01% | 0.0% |
| SRNE | New | SORRENTO THERAPEUTICS INC | $146,000 | – | 17,600 | +100.0% | 0.01% | – |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $142,000 | +23.5% | 14,903 | +2.8% | 0.01% | +10.0% |
| SPGSU | New | SIMON PROPERTY GRP ACQ HOLDIunit 99/99/9999 | $141,000 | – | 14,000 | +100.0% | 0.01% | – |
| OSUR | New | ORASURE TECHNOLOGIES INC | $140,000 | – | 12,033 | +100.0% | 0.01% | – |
| ETJ | Buy | EATON VANCE RISK-MANAGED DIV | $115,000 | +9.5% | 10,625 | +4.9% | 0.01% | 0.0% |
| CHMI | New | CHERRY HILL MTG INVT CORP | $113,000 | – | 12,126 | +100.0% | 0.01% | – |
| ZTR | Buy | VIRTUS GLOBAL DIVID & INCOME | $103,000 | +17.0% | 11,165 | +10.8% | 0.01% | +14.3% |
| CRON | Buy | CRONOS GROUP INC | $102,000 | +47.8% | 10,760 | +7.5% | 0.01% | +33.3% |
| CLVS | New | CLOVIS ONCOLOGY INC | $84,000 | – | 11,851 | +100.0% | 0.01% | – |
| SND | New | SMART SAND INC | $85,000 | – | 33,700 | +100.0% | 0.01% | – |
| DCF | Buy | BNY MELLON ALCENTRA GLOBAL C | $94,000 | +10.6% | 10,054 | +0.5% | 0.01% | 0.0% |
| New | SENESTECH INC | $74,000 | – | 44,500 | +100.0% | 0.01% | – | |
| Buy | ORGANIGRAM HLDGS INC | $43,000 | +207.1% | 12,214 | +19.6% | 0.00% | +200.0% | |
| CIF | New | MFS INTER HIGH INCOME FDsh ben int | $27,000 | – | 10,745 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2022-06-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.