$1.19 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 483 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CBLAQ | Exit | CBL & ASSOC PPTYS INC | $0 | – | -25,600 | -100.0% | 0.00% | – |
| WPG | Exit | WASHINGTON PRIME GROUP NEW | $0 | – | -21,797 | -100.0% | -0.00% | – |
| ACOR | Exit | ACORDA THERAPEUTICS INC | $0 | – | -25,000 | -100.0% | -0.00% | – |
| SMLP | Exit | SUMMIT MIDSTREAM PARTNERS LP | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DNN | Exit | DENISON MINES CORP | $0 | – | -36,700 | -100.0% | -0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD CO | $0 | – | -18,027 | -100.0% | -0.00% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -23,200 | -100.0% | -0.00% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -10,300 | -100.0% | -0.00% | – |
| ARLP | Exit | ALLIANCE RESOURCE PARTNERS Lut ltd part | $0 | – | -16,000 | -100.0% | -0.00% | – |
| BBDC | Exit | BARINGS BDC INC | $0 | – | -10,105 | -100.0% | -0.01% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INC | $0 | – | -14,591 | -100.0% | -0.01% | – |
| TCPC | Exit | BLACKROCK TCP CAPITAL CORP | $0 | – | -10,592 | -100.0% | -0.01% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -11,193 | -100.0% | -0.01% | – |
| CHMI | Exit | CHERRY HILL MTG INVT CORP | $0 | – | -12,376 | -100.0% | -0.01% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -12,100 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -25,100 | -100.0% | -0.01% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -4,624 | -100.0% | -0.02% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $0 | – | -22,000 | -100.0% | -0.02% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -4,536 | -100.0% | -0.02% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $0 | – | -2,975 | -100.0% | -0.02% | – |
| CLX | Exit | CLOROX CO DELput | $0 | – | -1,000 | -100.0% | -0.02% | – |
| ABT | Exit | ABBOTT LABScall | $0 | – | -2,000 | -100.0% | -0.02% | – |
| BLV | Exit | VANGUARD BD INDEX FDSlong term bond | $0 | – | -2,014 | -100.0% | -0.02% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -1,205 | -100.0% | -0.02% | – |
| BCE | Exit | BCE INC | $0 | – | -5,798 | -100.0% | -0.02% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -5,700 | -100.0% | -0.02% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -1,544 | -100.0% | -0.02% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -910 | -100.0% | -0.02% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -4,000 | -100.0% | -0.03% | – |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p500 br 3x | $0 | – | -80,000 | -100.0% | -0.04% | – |
| SYF | Exit | SYNCHRONY FINANCIAL | $0 | – | -18,159 | -100.0% | -0.04% | – |
| RPM | Exit | RPM INTL INC | $0 | – | -6,077 | -100.0% | -0.05% | – |
| VER | Exit | VEREIT INC | $0 | – | -100,605 | -100.0% | -0.06% | – |
| THW | Exit | TEKLA WORLD HEALTHCARE FD | $0 | – | -46,532 | -100.0% | -0.06% | – |
| PRI | Exit | PRIMERICA INC | $0 | – | -6,833 | -100.0% | -0.07% | – |
| LDOS | Exit | LEIDOS HOLDINGS INC | $0 | – | -9,616 | -100.0% | -0.08% | – |
| WGO | Exit | WINNEBAGO INDS INC | $0 | – | -16,564 | -100.0% | -0.08% | – |
| JBL | Exit | JABIL INC | $0 | – | -26,212 | -100.0% | -0.08% | – |
| FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -44,285 | -100.0% | -0.09% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -11,200 | -100.0% | -0.12% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -84,190 | -100.0% | -0.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.