$1.19 Billion is the total value of Sheaff Brock Investment Advisors, LLC's 483 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 17.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $285,122,000 | +2.5% | 762,600 | -8.2% | 23.88% | -6.8% |
| DIS | Sell | DISNEY WALT CO | $14,667,000 | +44.2% | 80,954 | -1.3% | 1.23% | +31.1% |
| CSCO | Sell | CISCO SYS INC | $12,960,000 | +1.7% | 289,598 | -10.5% | 1.08% | -7.6% |
| HD | Sell | HOME DEPOT INC | $10,578,000 | -8.9% | 39,826 | -4.8% | 0.89% | -17.2% |
| NVDA | Sell | NVIDIA CORPORATION | $10,179,000 | -12.0% | 19,492 | -8.8% | 0.85% | -20.1% |
| PG | Sell | PROCTER AND GAMBLE CO | $9,959,000 | -0.4% | 71,574 | -0.5% | 0.83% | -9.5% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $9,429,000 | -4.0% | 160,496 | -2.8% | 0.79% | -12.7% |
| ABBV | Sell | ABBVIE INC | $9,307,000 | +19.6% | 86,858 | -2.2% | 0.78% | +8.6% |
| IIPR | Sell | INNOVATIVE INDL PPTYS INC | $9,025,000 | +41.2% | 49,282 | -4.3% | 0.76% | +28.4% |
| LLY | Sell | LILLY ELI & CO | $8,964,000 | +13.8% | 53,090 | -0.2% | 0.75% | +3.4% |
| FB | Sell | FACEBOOK INCcl a | $8,599,000 | -9.6% | 31,481 | -13.3% | 0.72% | -17.8% |
| TSLA | Sell | TESLA INC | $7,810,000 | +19.4% | 11,067 | -27.4% | 0.65% | +8.5% |
| TXN | Sell | TEXAS INSTRS INC | $7,699,000 | +12.3% | 46,909 | -2.3% | 0.64% | +2.2% |
| DFS | Sell | DISCOVER FINL SVCS | $7,621,000 | +51.5% | 84,179 | -3.3% | 0.64% | +37.8% |
| XOM | Sell | EXXON MOBIL CORP | $7,583,000 | +17.0% | 183,956 | -2.6% | 0.64% | +6.4% |
| RF | Sell | REGIONS FINANCIAL CORP NEW | $7,136,000 | +39.2% | 442,700 | -0.4% | 0.60% | +26.7% |
| TGT | Sell | TARGET CORP | $6,932,000 | +7.2% | 39,269 | -4.4% | 0.58% | -2.5% |
| KLAC | Sell | KLA CORP | $6,895,000 | +31.2% | 26,630 | -1.8% | 0.58% | +19.2% |
| LMT | Sell | LOCKHEED MARTIN CORP | $6,535,000 | -7.8% | 18,408 | -0.4% | 0.55% | -16.2% |
| PH | Sell | PARKER-HANNIFIN CORP | $6,458,000 | +31.4% | 23,707 | -2.4% | 0.54% | +19.4% |
| NFLX | Sell | NETFLIX INC | $6,351,000 | +7.4% | 11,745 | -0.7% | 0.53% | -2.4% |
| IRM | Sell | IRON MTN INC NEW | $6,048,000 | +8.9% | 205,140 | -1.1% | 0.51% | -1.2% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $6,022,000 | -21.1% | 22,837 | -39.9% | 0.50% | -28.3% |
| MDT | Sell | MEDTRONIC PLC | $5,673,000 | +12.6% | 48,430 | -0.1% | 0.48% | +2.4% |
| BBY | Sell | BEST BUY INC | $5,244,000 | -12.0% | 52,552 | -1.8% | 0.44% | -20.0% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $5,223,000 | -1.5% | 2,980 | -17.6% | 0.44% | -10.5% |
| GL | Sell | GLOBE LIFE INC | $5,189,000 | +18.2% | 54,649 | -0.6% | 0.44% | +7.4% |
| DAL | Sell | DELTA AIR LINES INC DEL | $5,082,000 | +30.2% | 126,376 | -1.0% | 0.43% | +18.3% |
| PPG | Sell | PPG INDS INC | $5,071,000 | +2.8% | 35,161 | -13.0% | 0.42% | -6.4% |
| GPC | Sell | GENUINE PARTS CO | $4,853,000 | +4.7% | 48,323 | -0.7% | 0.41% | -4.9% |
| V | Sell | VISA INC | $4,834,000 | -7.9% | 22,098 | -15.8% | 0.40% | -16.3% |
| DIA | Sell | SPDR DOW JONES INDL AVERAGEut ser 1 | $4,792,000 | +9.5% | 15,671 | -0.6% | 0.40% | -0.5% |
| TSN | Sell | TYSON FOODS INCcl a | $4,767,000 | +7.1% | 73,983 | -1.2% | 0.40% | -2.7% |
| T | Sell | AT&T INC | $4,701,000 | -6.7% | 163,459 | -7.5% | 0.39% | -15.1% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $4,375,000 | -31.7% | 12,258 | -35.3% | 0.37% | -38.0% |
| BAC | Sell | BK OF AMERICA CORP | $3,940,000 | +12.9% | 130,001 | -10.3% | 0.33% | +2.5% |
| ORCL | Sell | ORACLE CORP | $3,923,000 | +6.6% | 60,645 | -1.6% | 0.33% | -2.9% |
| KO | Sell | COCA COLA CO | $3,847,000 | +9.4% | 70,157 | -1.5% | 0.32% | -0.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,721,000 | +4.7% | 16,046 | -3.8% | 0.31% | -4.6% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $3,713,000 | -1.4% | 36,390 | -1.5% | 0.31% | -10.4% |
| AME | Sell | AMETEK INC | $3,515,000 | +21.6% | 29,068 | -0.0% | 0.29% | +10.5% |
| CVX | Sell | CHEVRON CORP NEW | $3,449,000 | +14.9% | 40,845 | -2.0% | 0.29% | +4.3% |
| PM | Sell | PHILIP MORRIS INTL INC | $3,324,000 | +8.7% | 40,153 | -1.5% | 0.28% | -1.4% |
| INTC | Sell | INTEL CORP | $3,028,000 | -67.5% | 60,770 | -66.3% | 0.25% | -70.4% |
| MO | Sell | ALTRIA GROUP INC | $2,909,000 | -5.0% | 70,961 | -10.5% | 0.24% | -13.5% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $2,638,000 | -36.9% | 11,334 | -20.3% | 0.22% | -42.6% |
| ROKU | Sell | ROKU INC | $2,374,000 | +56.2% | 7,151 | -11.2% | 0.20% | +42.1% |
| ACN | Sell | ACCENTURE PLC IRELAND | $2,191,000 | +13.0% | 8,389 | -2.2% | 0.18% | +2.2% |
| MCD | Sell | MCDONALDS CORP | $2,147,000 | -3.0% | 10,008 | -0.7% | 0.18% | -11.8% |
| GMED | Sell | GLOBUS MED INCcl a | $2,051,000 | +29.6% | 31,449 | -1.6% | 0.17% | +17.8% |
| NKE | Sell | NIKE INCcl b | $1,949,000 | +12.4% | 13,779 | -0.2% | 0.16% | +1.9% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDord | $1,926,000 | +18.1% | 40,524 | -1.4% | 0.16% | +7.3% |
| PEP | Sell | PEPSICO INC | $1,894,000 | +3.7% | 12,774 | -3.1% | 0.16% | -5.4% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,798,000 | +12.0% | 34,318 | -1.1% | 0.15% | +2.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,809,000 | -18.6% | 14,375 | -21.3% | 0.15% | -26.3% |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $1,787,000 | +14.8% | 258,992 | -0.0% | 0.15% | +4.9% |
| DLR | Sell | DIGITAL RLTY TR INC | $1,733,000 | -8.3% | 12,419 | -3.5% | 0.14% | -16.7% |
| C | Sell | CITIGROUP INC | $1,728,000 | +41.3% | 28,022 | -1.2% | 0.14% | +28.3% |
| AXP | Sell | AMERICAN EXPRESS CO | $1,652,000 | +20.1% | 13,665 | -0.4% | 0.14% | +8.7% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $1,612,000 | +0.8% | 27,575 | -1.0% | 0.14% | -8.2% |
| DRE | Sell | DUKE REALTY CORP | $1,605,000 | +7.8% | 40,157 | -0.5% | 0.13% | -2.2% |
| GLW | Sell | CORNING INC | $1,532,000 | -6.8% | 42,567 | -16.0% | 0.13% | -15.2% |
| SHOP | Sell | SHOPIFY INCcl a | $1,507,000 | -19.9% | 1,331 | -27.7% | 0.13% | -27.2% |
| CDNS | Sell | CADENCE DESIGN SYSTEM INC | $1,482,000 | +27.1% | 10,865 | -0.6% | 0.12% | +15.9% |
| SPG | Sell | SIMON PPTY GROUP INC NEW | $1,477,000 | +24.0% | 17,314 | -6.0% | 0.12% | +12.7% |
| DHI | Sell | D R HORTON INC | $1,465,000 | -10.3% | 21,257 | -1.6% | 0.12% | -18.5% |
| CAT | Sell | CATERPILLAR INC | $1,419,000 | -69.9% | 7,795 | -75.3% | 0.12% | -72.6% |
| SNPS | Sell | SYNOPSYS INC | $1,387,000 | +18.8% | 5,351 | -2.0% | 0.12% | +7.4% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $1,385,000 | -64.3% | 34,741 | -67.8% | 0.12% | -67.5% |
| IDXX | Sell | IDEXX LABS INC | $1,376,000 | +13.7% | 2,752 | -10.6% | 0.12% | +3.6% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,335,000 | -5.7% | 3,542 | -11.2% | 0.11% | -13.8% |
| DG | Sell | DOLLAR GEN CORP NEW | $1,339,000 | -1.8% | 6,365 | -2.2% | 0.11% | -11.1% |
| CSX | Sell | CSX CORP | $1,320,000 | -22.0% | 14,547 | -33.3% | 0.11% | -28.8% |
| SPGI | Sell | S&P GLOBAL INC | $1,331,000 | -10.5% | 4,048 | -1.8% | 0.11% | -19.0% |
| FORM | Sell | FORMFACTOR INC | $1,275,000 | +71.8% | 29,642 | -0.4% | 0.11% | +57.4% |
| ADBE | Sell | ADOBE SYSTEMS INCORPORATED | $1,268,000 | -14.5% | 2,535 | -16.2% | 0.11% | -22.6% |
| ZBRA | Sell | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,271,000 | +37.0% | 3,307 | -10.0% | 0.11% | +24.7% |
| DUK | Sell | DUKE ENERGY CORP NEW | $1,253,000 | -10.9% | 13,684 | -13.9% | 0.10% | -19.2% |
| ABT | Sell | ABBOTT LABS | $1,244,000 | -1.3% | 11,366 | -1.8% | 0.10% | -10.3% |
| TKR | Sell | TIMKEN CO | $1,231,000 | +36.2% | 15,909 | -4.5% | 0.10% | +24.1% |
| CTAS | Sell | CINTAS CORP | $1,207,000 | +4.1% | 3,414 | -2.0% | 0.10% | -5.6% |
| STOR | Sell | STORE CAP CORP | $1,189,000 | +19.4% | 35,005 | -3.6% | 0.10% | +8.7% |
| TFC | Sell | TRUIST FINL CORP | $1,193,000 | +25.4% | 24,882 | -0.5% | 0.10% | +13.6% |
| BLD | Sell | TOPBUILD CORP | $1,172,000 | -10.3% | 6,368 | -16.8% | 0.10% | -18.3% |
| SBUX | Sell | STARBUCKS CORP | $1,010,000 | -36.1% | 9,440 | -48.7% | 0.08% | -41.8% |
| GDDY | Sell | GODADDY INCcl a | $963,000 | -23.2% | 11,611 | -29.6% | 0.08% | -30.2% |
| PLD | Sell | PROLOGIS INC. | $951,000 | -1.5% | 9,541 | -0.5% | 0.08% | -10.1% |
| PEAK | Sell | HEALTHPEAK PROPERTIES INC | $929,000 | +9.7% | 30,746 | -1.4% | 0.08% | 0.0% |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $917,000 | +12.1% | 9,875 | -2.3% | 0.08% | +2.7% |
| VOO | Sell | VANGUARD INDEX FDS | $908,000 | -2.5% | 2,642 | -12.7% | 0.08% | -11.6% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $861,000 | -8.3% | 3,834 | -1.3% | 0.07% | -17.2% |
| EXG | Sell | EATON VANCE TAX-MANAGED GLOB | $859,000 | +12.4% | 97,945 | -5.6% | 0.07% | +2.9% |
| EGP | Sell | EASTGROUP PPTYS INC | $845,000 | +6.0% | 6,118 | -0.8% | 0.07% | -2.7% |
| PSA | Sell | PUBLIC STORAGE | $810,000 | +2.9% | 3,510 | -0.6% | 0.07% | -6.8% |
| CRWD | Sell | CROWDSTRIKE HLDGS INCcl a | $808,000 | +47.2% | 3,814 | -4.7% | 0.07% | +33.3% |
| WM | Sell | WASTE MGMT INC DEL | $804,000 | +3.5% | 6,817 | -0.8% | 0.07% | -6.9% |
| TJX | Sell | TJX COS INC NEW | $797,000 | -23.7% | 11,676 | -37.7% | 0.07% | -30.2% |
| DE | Sell | DEERE & CO | $783,000 | +7.1% | 2,910 | -11.7% | 0.07% | -1.5% |
| MAA | Sell | MID-AMER APT CMNTYS INC | $761,000 | +8.4% | 6,009 | -0.8% | 0.06% | -1.5% |
| PRU | Sell | PRUDENTIAL FINL INC | $748,000 | -83.6% | 9,584 | -86.7% | 0.06% | -85.0% |
| DOC | Sell | PHYSICIANS RLTY TR | $741,000 | -1.3% | 41,617 | -0.8% | 0.06% | -10.1% |
| KHC | Sell | KRAFT HEINZ CO | $718,000 | +15.8% | 20,706 | -0.0% | 0.06% | +5.3% |
| PFF | Sell | ISHARES TRpfd and incm sec | $710,000 | -6.5% | 18,429 | -11.6% | 0.06% | -15.7% |
| GTY | Sell | GETTY RLTY CORP NEW | $696,000 | +5.0% | 25,276 | -0.8% | 0.06% | -4.9% |
| HST | Sell | HOST HOTELS & RESORTS INC | $693,000 | +34.3% | 47,395 | -0.9% | 0.06% | +20.8% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $677,000 | -79.0% | 9,471 | -83.1% | 0.06% | -80.8% |
| LVS | Sell | LAS VEGAS SANDS CORP | $680,000 | +9.3% | 11,416 | -14.4% | 0.06% | 0.0% |
| UNP | Sell | UNION PAC CORP | $686,000 | +0.1% | 3,295 | -5.2% | 0.06% | -9.5% |
| COP | Sell | CONOCOPHILLIPS | $664,000 | +19.0% | 16,614 | -2.1% | 0.06% | +9.8% |
| D | Sell | DOMINION ENERGY INC | $641,000 | -18.7% | 8,521 | -14.6% | 0.05% | -26.0% |
| OFC | Sell | CORPORATE OFFICE PPTYS TRsh ben int | $627,000 | +8.9% | 24,049 | -0.9% | 0.05% | 0.0% |
| AVB | Sell | AVALONBAY CMNTYS INC | $618,000 | +6.4% | 3,853 | -1.0% | 0.05% | -3.7% |
| DOW | Sell | DOW INC | $596,000 | +12.5% | 10,739 | -4.7% | 0.05% | +2.0% |
| LRCX | Sell | LAM RESEARCH CORP | $603,000 | -75.9% | 1,277 | -83.1% | 0.05% | -78.4% |
| NSC | Sell | NORFOLK SOUTHN CORP | $592,000 | +5.9% | 2,493 | -4.5% | 0.05% | -3.8% |
| ORI | Sell | OLD REP INTL CORP | $599,000 | +30.8% | 30,390 | -2.2% | 0.05% | +19.0% |
| CGC | Sell | CANOPY GROWTH CORP | $585,000 | +67.1% | 23,726 | -2.9% | 0.05% | +53.1% |
| ZM | Sell | ZOOM VIDEO COMMUNICATIONS INcl a | $585,000 | -43.2% | 1,735 | -20.8% | 0.05% | -48.4% |
| HRL | Sell | HORMEL FOODS CORP | $578,000 | -21.1% | 12,411 | -17.3% | 0.05% | -29.4% |
| PHM | Sell | PULTE GROUP INC | $574,000 | -8.9% | 13,311 | -2.2% | 0.05% | -17.2% |
| DD | Sell | DUPONT DE NEMOURS INC | $560,000 | +14.1% | 7,872 | -11.1% | 0.05% | +4.4% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $555,000 | +29.4% | 2,829 | -1.1% | 0.05% | +15.0% |
| UBA | Sell | URSTADT BIDDLE PPTYS INCcl a | $536,000 | +52.3% | 37,967 | -0.9% | 0.04% | +40.6% |
| OKE | Sell | ONEOK INC NEW | $540,000 | -80.5% | 14,081 | -86.8% | 0.04% | -82.4% |
| FL | Sell | FOOT LOCKER INC | $533,000 | +20.3% | 13,173 | -1.8% | 0.04% | +9.8% |
| GILD | Sell | GILEAD SCIENCES INC | $517,000 | -32.8% | 8,866 | -27.1% | 0.04% | -39.4% |
| EW | Sell | EDWARDS LIFESCIENCES CORP | $486,000 | +12.2% | 5,329 | -1.8% | 0.04% | +2.5% |
| LNC | Sell | LINCOLN NATL CORP IND | $478,000 | +57.2% | 9,495 | -2.1% | 0.04% | +42.9% |
| EXAS | Sell | EXACT SCIENCES CORP | $468,000 | -29.7% | 3,535 | -45.9% | 0.04% | -36.1% |
| ET | Sell | ENERGY TRANSFER LP | $465,000 | +4.3% | 75,279 | -8.6% | 0.04% | -4.9% |
| PSEC | Sell | PROSPECT CAP CORP | $466,000 | -5.3% | 86,117 | -12.0% | 0.04% | -13.3% |
| LUV | Sell | SOUTHWEST AIRLS CO | $436,000 | +12.7% | 9,349 | -9.4% | 0.04% | +2.8% |
| VYM | Sell | VANGUARD WHITEHALL FDShigh div yld | $443,000 | +10.8% | 4,846 | -2.0% | 0.04% | 0.0% |
| EMR | Sell | EMERSON ELEC CO | $437,000 | -55.7% | 5,435 | -63.9% | 0.04% | -59.3% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $423,000 | +10.2% | 50,005 | -7.3% | 0.04% | 0.0% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $392,000 | -4.2% | 2,564 | -8.9% | 0.03% | -13.2% |
| CI | Sell | CIGNA CORP NEW | $392,000 | +16.7% | 1,885 | -5.0% | 0.03% | +6.5% |
| BDJ | Sell | BLACKROCK ENHANCED EQUITY DI | $387,000 | +3.2% | 45,694 | -11.0% | 0.03% | -8.6% |
| ENB | Sell | ENBRIDGE INC | $383,000 | +7.0% | 11,967 | -2.4% | 0.03% | -3.0% |
| KMI | Sell | KINDER MORGAN INC DEL | $388,000 | -3.2% | 28,377 | -12.8% | 0.03% | -13.5% |
| WORK | Sell | SLACK TECHNOLOGIES INC | $365,000 | +50.2% | 8,645 | -4.4% | 0.03% | +40.9% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $367,000 | +30.6% | 29,072 | -5.2% | 0.03% | +19.2% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $371,000 | +16.7% | 2,912 | -1.1% | 0.03% | +6.9% |
| BIL | Sell | SPDR SER TRspdr bloomberg | $366,000 | -46.6% | 4,000 | -46.7% | 0.03% | -50.8% |
| FDX | Sell | FEDEX CORP | $351,000 | -50.5% | 1,353 | -52.0% | 0.03% | -55.4% |
| MPLX | Sell | MPLX LP | $349,000 | +27.4% | 16,138 | -7.2% | 0.03% | +16.0% |
| AFL | Sell | AFLAC INC | $344,000 | +18.6% | 7,733 | -3.0% | 0.03% | +7.4% |
| OMER | Sell | OMEROS CORP | $348,000 | +35.9% | 24,330 | -3.9% | 0.03% | +20.8% |
| WEC | Sell | WEC ENERGY GROUP INC | $338,000 | -7.7% | 3,672 | -2.9% | 0.03% | -17.6% |
| CCL | Sell | CARNIVAL CORPunit 99/99/9999 | $339,000 | +6.9% | 15,661 | -24.9% | 0.03% | -3.4% |
| MAIN | Sell | MAIN STR CAP CORP | $334,000 | -39.1% | 10,345 | -44.1% | 0.03% | -44.0% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $330,000 | +8.2% | 1,506 | -6.3% | 0.03% | 0.0% |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $329,000 | -1.5% | 28,768 | -8.0% | 0.03% | -9.7% |
| FFC | Sell | FLAHERTY & CRUMRINE PFD SECS | $326,000 | +0.9% | 13,925 | -9.7% | 0.03% | -10.0% |
| DTE | Sell | DTE ENERGY CO | $317,000 | +1.0% | 2,609 | -4.3% | 0.03% | -6.9% |
| BND | Sell | VANGUARD BD INDEX FDStotal bnd mrkt | $322,000 | -2.1% | 3,647 | -2.1% | 0.03% | -10.0% |
| TRV | Sell | TRAVELERS COMPANIES INC | $328,000 | -88.2% | 2,335 | -90.9% | 0.03% | -89.5% |
| AMAT | Sell | APPLIED MATLS INC | $306,000 | -60.0% | 3,551 | -72.4% | 0.03% | -62.9% |
| BP | Sell | BP PLCsponsored adr | $308,000 | +13.7% | 15,012 | -3.5% | 0.03% | +4.0% |
| BFK | Sell | BLACKROCK MUN INCOME TRsh ben int | $313,000 | +3.3% | 20,248 | -8.3% | 0.03% | -7.1% |
| TTWO | Sell | TAKE-TWO INTERACTIVE SOFTWAR | $300,000 | +21.5% | 1,445 | -3.3% | 0.02% | +8.7% |
| XBI | Sell | SPDR SER TRs&p biotech | $286,000 | +23.3% | 2,032 | -2.4% | 0.02% | +14.3% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $291,000 | +64.4% | 11,175 | -1.1% | 0.02% | +50.0% |
| PTON | Sell | PELOTON INTERACTIVE INC | $280,000 | +34.6% | 1,845 | -12.1% | 0.02% | +21.1% |
| SVC | Sell | SERVICE PPTYS TR | $272,000 | +40.9% | 23,638 | -2.5% | 0.02% | +27.8% |
| GGG | Sell | GRACO INC | $262,000 | -22.0% | 3,625 | -33.7% | 0.02% | -29.0% |
| ED | Sell | CONSOLIDATED EDISON INC | $258,000 | -16.5% | 3,572 | -10.1% | 0.02% | -21.4% |
| BXMX | Sell | NUVEEN S&P 500 BUY-WRITE INC | $259,000 | +14.1% | 20,129 | -0.1% | 0.02% | +4.8% |
| AEP | Sell | AMERICAN ELEC PWR CO INC | $263,000 | -14.6% | 3,156 | -16.2% | 0.02% | -21.4% |
| TD | Sell | TORONTO DOMINION BK ONT | $254,000 | +17.6% | 4,497 | -3.8% | 0.02% | +5.0% |
| XEL | Sell | XCEL ENERGY INC | $242,000 | -27.3% | 3,627 | -24.9% | 0.02% | -35.5% |
| PHK | Sell | PIMCO HIGH INCOME FD | $235,000 | +4.4% | 38,793 | -5.8% | 0.02% | -4.8% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $243,000 | +1.2% | 6,406 | -20.1% | 0.02% | -9.1% |
| VTR | Sell | VENTAS INC | $238,000 | +3.9% | 4,852 | -11.1% | 0.02% | -4.8% |
| UL | Sell | UNILEVER PLCspon adr new | $225,000 | -3.0% | 3,727 | -1.0% | 0.02% | -9.5% |
| VHT | Sell | VANGUARD WORLD FDShealth car etf | $230,000 | +2.2% | 1,026 | -6.8% | 0.02% | -9.5% |
| MS | Sell | MORGAN STANLEY | $211,000 | -42.0% | 3,082 | -59.0% | 0.02% | -47.1% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $219,000 | +0.5% | 158 | -9.7% | 0.02% | -10.0% |
| GM | Sell | GENERAL MTRS CO | $200,000 | -23.4% | 4,812 | -45.5% | 0.02% | -29.2% |
| SPLK | Sell | SPLUNK INC | $208,000 | -16.5% | 1,224 | -7.6% | 0.02% | -26.1% |
| GLD | Sell | SPDR GOLD TR | $208,000 | 0.0% | 1,167 | -0.8% | 0.02% | -10.5% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $189,000 | -17.8% | 19,051 | -34.1% | 0.02% | -23.8% |
| KRG | Sell | KITE RLTY GROUP TR | $180,000 | +20.8% | 12,043 | -6.6% | 0.02% | +7.1% |
| GAB | Sell | GABELLI EQUITY TR INC | $178,000 | +11.2% | 28,452 | -9.5% | 0.02% | 0.0% |
| RAD | Sell | RITE AID CORP | $173,000 | +64.8% | 10,927 | -0.9% | 0.01% | +40.0% |
| CIM | Sell | CHIMERA INVT CORP | $164,000 | +19.7% | 15,972 | -4.2% | 0.01% | +7.7% |
| RQI | Sell | COHEN & STEERS QUALITY INCOM | $141,000 | -2.8% | 11,370 | -12.7% | 0.01% | -7.7% |
| ERC | Sell | WELLS FARGO ADV MULTI SCTR I | $134,000 | -5.6% | 11,000 | -16.8% | 0.01% | -15.4% |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $130,000 | -28.6% | 13,635 | -39.1% | 0.01% | -35.3% |
| HYB | Sell | NEW AMER HIGH INCOME FD INC | $114,000 | +6.5% | 13,096 | -0.3% | 0.01% | 0.0% |
| HIO | Sell | WESTERN ASSET HIGH INCOME OP | $114,000 | -50.4% | 22,986 | -51.1% | 0.01% | -52.4% |
| BKD | Sell | BROOKDALE SR LIVING INC | $91,000 | +65.5% | 20,500 | -4.7% | 0.01% | +60.0% |
| CRON | Sell | CRONOS GROUP INC | $69,000 | +30.2% | 10,010 | -4.8% | 0.01% | +20.0% |
| ENBL | Sell | ENABLE MIDSTREAM PARTNERS LP | $53,000 | 0.0% | 10,000 | -21.9% | 0.00% | -20.0% |
| AMPE | Sell | AMPIO PHARMACEUTICALS INC | $38,000 | +52.0% | 24,000 | -7.7% | 0.00% | +50.0% |
| CBLAQ | Exit | CBL & ASSOC PPTYS INC | $0 | – | -25,600 | -100.0% | 0.00% | – |
| WPG | Exit | WASHINGTON PRIME GROUP NEW | $0 | – | -21,797 | -100.0% | -0.00% | – |
| ACOR | Exit | ACORDA THERAPEUTICS INC | $0 | – | -25,000 | -100.0% | -0.00% | – |
| SMLP | Exit | SUMMIT MIDSTREAM PARTNERS LP | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DNN | Exit | DENISON MINES CORP | $0 | – | -36,700 | -100.0% | -0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD CO | $0 | – | -18,027 | -100.0% | -0.00% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -23,200 | -100.0% | -0.00% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -10,300 | -100.0% | -0.00% | – |
| ARLP | Exit | ALLIANCE RESOURCE PARTNERS Lut ltd part | $0 | – | -16,000 | -100.0% | -0.00% | – |
| BBDC | Exit | BARINGS BDC INC | $0 | – | -10,105 | -100.0% | -0.01% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INC | $0 | – | -14,591 | -100.0% | -0.01% | – |
| TCPC | Exit | BLACKROCK TCP CAPITAL CORP | $0 | – | -10,592 | -100.0% | -0.01% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -11,193 | -100.0% | -0.01% | – |
| CHMI | Exit | CHERRY HILL MTG INVT CORP | $0 | – | -12,376 | -100.0% | -0.01% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -12,100 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC COcall | $0 | – | -25,100 | -100.0% | -0.01% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -4,624 | -100.0% | -0.02% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $0 | – | -22,000 | -100.0% | -0.02% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -4,536 | -100.0% | -0.02% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $0 | – | -2,975 | -100.0% | -0.02% | – |
| CLX | Exit | CLOROX CO DELput | $0 | – | -1,000 | -100.0% | -0.02% | – |
| ABT | Exit | ABBOTT LABScall | $0 | – | -2,000 | -100.0% | -0.02% | – |
| BLV | Exit | VANGUARD BD INDEX FDSlong term bond | $0 | – | -2,014 | -100.0% | -0.02% | – |
| SGEN | Exit | SEATTLE GENETICS INC | $0 | – | -1,205 | -100.0% | -0.02% | – |
| BCE | Exit | BCE INC | $0 | – | -5,798 | -100.0% | -0.02% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -5,700 | -100.0% | -0.02% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -1,544 | -100.0% | -0.02% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -910 | -100.0% | -0.02% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -4,000 | -100.0% | -0.03% | – |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p500 br 3x | $0 | – | -80,000 | -100.0% | -0.04% | – |
| SYF | Exit | SYNCHRONY FINANCIAL | $0 | – | -18,159 | -100.0% | -0.04% | – |
| RPM | Exit | RPM INTL INC | $0 | – | -6,077 | -100.0% | -0.05% | – |
| VER | Exit | VEREIT INC | $0 | – | -100,605 | -100.0% | -0.06% | – |
| THW | Exit | TEKLA WORLD HEALTHCARE FD | $0 | – | -46,532 | -100.0% | -0.06% | – |
| PRI | Exit | PRIMERICA INC | $0 | – | -6,833 | -100.0% | -0.07% | – |
| LDOS | Exit | LEIDOS HOLDINGS INC | $0 | – | -9,616 | -100.0% | -0.08% | – |
| WGO | Exit | WINNEBAGO INDS INC | $0 | – | -16,564 | -100.0% | -0.08% | – |
| JBL | Exit | JABIL INC | $0 | – | -26,212 | -100.0% | -0.08% | – |
| FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -44,285 | -100.0% | -0.09% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -11,200 | -100.0% | -0.12% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -84,190 | -100.0% | -0.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.