$636 Million is the total value of Sheaff Brock Investment Advisors, LLC's 478 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HDSN | Exit | HUDSON TECHNOLOGIES INC | $0 | – | -13,500 | -100.0% | -0.00% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -11,400 | -100.0% | -0.00% | – |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -11,895 | -100.0% | -0.00% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INC | $0 | – | -14,482 | -100.0% | -0.00% | – |
| PETX | Exit | ARATANA THERAPEUTICS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NEOS | Exit | NEOS THERAPEUTICS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| SNR | Exit | NEW SR INVT GROUP INC | $0 | – | -10,448 | -100.0% | -0.01% | – |
| PNNT | Exit | PENNANTPARK INVT CORP | $0 | – | -11,050 | -100.0% | -0.01% | – |
| SJT | Exit | SAN JUAN BASIN RTY TRunit ben int | $0 | – | -16,300 | -100.0% | -0.01% | – |
| NG | Exit | NOVAGOLD RES INC | $0 | – | -26,300 | -100.0% | -0.01% | – |
| FPI | Exit | FARMLAND PARTNERS INC | $0 | – | -16,000 | -100.0% | -0.01% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -15,100 | -100.0% | -0.01% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -24,468 | -100.0% | -0.01% | – |
| HL | Exit | HECLA MNG CO | $0 | – | -51,291 | -100.0% | -0.01% | – |
| AR | Exit | ANTERO RES CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| FFC | Exit | FLAHERTY&CRMN PFD SEC INCOM | $0 | – | -10,566 | -100.0% | -0.02% | – |
| VOOG | Exit | VANGUARD ADMIRAL FDS INC500 grth idx f | $0 | – | -1,298 | -100.0% | -0.02% | – |
| CPB | Exit | CAMPBELL SOUP CO | $0 | – | -5,614 | -100.0% | -0.02% | – |
| TPX | Exit | TEMPUR SEALY INTL INC | $0 | – | -3,900 | -100.0% | -0.02% | – |
| SLCA | Exit | U S SILICA HLDGS INC | $0 | – | -10,650 | -100.0% | -0.02% | – |
| OLED | Exit | UNIVERSAL DISPLAY CORP | $0 | – | -1,700 | -100.0% | -0.02% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -3,892 | -100.0% | -0.02% | – |
| PCI | Exit | PIMCO DYNMIC CREDIT AND MRT | $0 | – | -8,460 | -100.0% | -0.02% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -7,045 | -100.0% | -0.02% | – |
| PX | Exit | PRAXAIR INC | $0 | – | -1,283 | -100.0% | -0.02% | – |
| TMP | Exit | TOMPKINS FINANCIAL CORPORATI | $0 | – | -2,500 | -100.0% | -0.02% | – |
| UL | Exit | UNILEVER PLCspon adr new | $0 | – | -3,697 | -100.0% | -0.02% | – |
| ARR | Exit | ARMOUR RESIDENTIAL REIT INC | $0 | – | -8,893 | -100.0% | -0.02% | – |
| IWO | Exit | ISHARES TRrus 2000 grw etf | $0 | – | -951 | -100.0% | -0.02% | – |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INC | $0 | – | -7,607 | -100.0% | -0.02% | – |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -4,835 | -100.0% | -0.02% | – |
| MMM | Exit | 3M COcall | $0 | – | -1,000 | -100.0% | -0.02% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -1,097 | -100.0% | -0.02% | – |
| RTN | Exit | RAYTHEON COcall | $0 | – | -1,000 | -100.0% | -0.02% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISES LTD | $0 | – | -1,643 | -100.0% | -0.02% | – |
| RA | Exit | BROOKFIELD REAL ASSETS INCOM | $0 | – | -9,189 | -100.0% | -0.02% | – |
| APTV | Exit | APTIV PLC | $0 | – | -2,611 | -100.0% | -0.02% | – |
| JHA | Exit | NUVEEN HGH INC DEC18 TRGT TR | $0 | – | -22,200 | -100.0% | -0.02% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TR | $0 | – | -21,500 | -100.0% | -0.02% | – |
| IWF | Exit | ISHARES TRrus 1000 grw etf | $0 | – | -1,434 | -100.0% | -0.02% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -608 | -100.0% | -0.02% | – |
| VXF | Exit | VANGUARD INDEX FDSextend mkt etf | $0 | – | -1,830 | -100.0% | -0.02% | – |
| GDV | Exit | GABELLI DIVD & INCOME TR | $0 | – | -9,367 | -100.0% | -0.02% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -1,937 | -100.0% | -0.02% | – |
| XLK | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -3,000 | -100.0% | -0.02% | – |
| EBAY | Exit | EBAY INC | $0 | – | -7,090 | -100.0% | -0.02% | – |
| PFBC | Exit | PREFERRED BK LOS ANGELES CA | $0 | – | -4,000 | -100.0% | -0.02% | – |
| KMX | Exit | CARMAX INC | $0 | – | -3,095 | -100.0% | -0.02% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -20,793 | -100.0% | -0.02% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -1,100 | -100.0% | -0.02% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -9,330 | -100.0% | -0.02% | – |
| IQ | Exit | IQIYI INCsponsored ads | $0 | – | -9,250 | -100.0% | -0.02% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -2,158 | -100.0% | -0.02% | – |
| REM | Exit | ISHARES TRmortge rel etf | $0 | – | -5,999 | -100.0% | -0.02% | – |
| FEN | Exit | FIRST TR ENERGY INCOME & GRW | $0 | – | -12,000 | -100.0% | -0.02% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -10,600 | -100.0% | -0.02% | – |
| AXON | Exit | AXON ENTERPRISE INC | $0 | – | -3,961 | -100.0% | -0.03% | – |
| DXC | Exit | DXC TECHNOLOGY CO | $0 | – | -2,890 | -100.0% | -0.03% | – |
| ANET | Exit | ARISTA NETWORKS INC | $0 | – | -1,080 | -100.0% | -0.03% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -2,012 | -100.0% | -0.03% | – |
| AABA | Exit | ALTABA INC | $0 | – | -4,162 | -100.0% | -0.03% | – |
| STLD | Exit | STEEL DYNAMICS INC | $0 | – | -6,545 | -100.0% | -0.03% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -18,200 | -100.0% | -0.03% | – |
| MKC | Exit | MCCORMICK & CO INC | $0 | – | -2,555 | -100.0% | -0.03% | – |
| XBI | Exit | SPDR SERIES TRUSTs&p biotech | $0 | – | -3,494 | -100.0% | -0.03% | – |
| ROKU | Exit | ROKU INC | $0 | – | -4,715 | -100.0% | -0.03% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -4,147 | -100.0% | -0.04% | – |
| BZUN | Exit | BAOZUN INCsponsored adr | $0 | – | -8,250 | -100.0% | -0.04% | – |
| PHM | Exit | PULTE GROUP INC | $0 | – | -19,816 | -100.0% | -0.05% | – |
| CI | Exit | CIGNA CORPORATION | $0 | – | -2,842 | -100.0% | -0.06% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -4,260 | -100.0% | -0.06% | – |
| OC | Exit | OWENS CORNING NEW | $0 | – | -12,800 | -100.0% | -0.07% | – |
| ENTG | Exit | ENTEGRIS INC | $0 | – | -27,125 | -100.0% | -0.07% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -6,855 | -100.0% | -0.08% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -16,833 | -100.0% | -0.08% | – |
| BWA | Exit | BORGWARNER INC | $0 | – | -21,212 | -100.0% | -0.09% | – |
| HLI | Exit | HOULIHAN LOKEY INCcl a | $0 | – | -20,224 | -100.0% | -0.09% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -6,096 | -100.0% | -0.09% | – |
| EVR | Exit | EVERCORE INCclass a | $0 | – | -9,934 | -100.0% | -0.09% | – |
| HAS | Exit | HASBRO INC | $0 | – | -11,708 | -100.0% | -0.12% | – |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -8,100 | -100.0% | -0.14% | – |
| GOOGL | Exit | ALPHABET INCcall | $0 | – | -1,300 | -100.0% | -0.15% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -1,000 | -100.0% | -0.19% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $0 | – | -99,951 | -100.0% | -0.21% | – |
| XBI | Exit | SPDR SERIES TRUSTcall | $0 | – | -29,200 | -100.0% | -0.26% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -290,000 | -100.0% | -7.97% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -597,200 | -100.0% | -16.41% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.