$636 Million is the total value of Sheaff Brock Investment Advisors, LLC's 478 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 26.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CSCO | Buy | CISCO SYS INC | $14,960,000 | +88.9% | 345,249 | +112.1% | 2.35% | +214.3% |
| INTC | Buy | INTEL CORP | $11,563,000 | +1.3% | 246,387 | +2.1% | 1.82% | +68.4% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $10,271,000 | +69.3% | 150,321 | +80.7% | 1.61% | +181.7% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $9,575,000 | -15.8% | 98,172 | +0.8% | 1.50% | +40.0% |
| AMGN | Buy | AMGEN INC | $7,369,000 | -2.2% | 37,854 | +4.1% | 1.16% | +62.6% |
| LMT | Buy | LOCKHEED MARTIN CORP | $7,069,000 | -24.2% | 26,998 | +0.2% | 1.11% | +26.1% |
| PRU | Buy | PRUDENTIAL FINL INC | $5,668,000 | -18.2% | 69,505 | +1.6% | 0.89% | +36.0% |
| KLAC | Buy | KLA-TENCOR CORP | $5,508,000 | -11.0% | 61,544 | +1.2% | 0.87% | +48.0% |
| MSFT | Buy | MICROSOFT CORP | $5,363,000 | -2.0% | 52,798 | +10.4% | 0.84% | +63.1% |
| CFG | Buy | CITIZENS FINL GROUP INC | $5,183,000 | -21.3% | 174,329 | +2.1% | 0.82% | +31.0% |
| SIRI | Buy | SIRIUS XM HLDGS INC | $5,012,000 | -8.9% | 877,822 | +0.8% | 0.79% | +51.5% |
| HPT | Buy | HOSPITALITY PPTYS TR | $4,878,000 | -16.1% | 204,262 | +1.4% | 0.77% | +39.7% |
| FNF | Buy | FIDELITY NATIONAL FINANCIAL | $4,695,000 | -18.5% | 149,320 | +2.0% | 0.74% | +35.7% |
| CAT | Buy | CATERPILLAR INC DEL | $4,165,000 | -13.2% | 32,779 | +4.2% | 0.66% | +44.6% |
| CME | Buy | CME GROUP INC | $4,146,000 | +10.8% | 22,040 | +0.3% | 0.65% | +84.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,971,000 | -3.7% | 19,449 | +1.0% | 0.62% | +60.0% |
| AXP | Buy | AMERICAN EXPRESS CO | $3,896,000 | +13.7% | 40,869 | +26.9% | 0.61% | +88.9% |
| NFLX | Buy | NETFLIX INC | $3,720,000 | -18.6% | 13,899 | +13.7% | 0.58% | +35.4% |
| DWDP | Buy | DOWDUPONT INC | $3,633,000 | -5.5% | 67,936 | +13.6% | 0.57% | +57.3% |
| NKE | Buy | NIKE INCcl b | $3,509,000 | +211.6% | 47,323 | +256.0% | 0.55% | +420.8% |
| LLY | Buy | LILLY ELI & CO | $3,298,000 | +18.0% | 28,503 | +9.5% | 0.52% | +96.2% |
| ROL | Buy | ROLLINS INC | $2,982,000 | -10.8% | 82,616 | +50.0% | 0.47% | +48.4% |
| F | Buy | FORD MTR CO DEL | $2,956,000 | -16.4% | 386,452 | +1.2% | 0.46% | +39.2% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $2,695,000 | +3.7% | 11,558 | +17.6% | 0.42% | +72.4% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $2,388,000 | -22.1% | 21,012 | +3.6% | 0.38% | +29.3% |
| NVDA | Buy | NVIDIA CORP | $2,277,000 | -50.3% | 17,054 | +4.7% | 0.36% | -17.3% |
| MDT | Buy | MEDTRONIC PLC | $2,271,000 | -7.3% | 24,968 | +0.2% | 0.36% | +53.9% |
| CELG | Buy | CELGENE CORP | $2,137,000 | -28.1% | 33,337 | +0.3% | 0.34% | +19.6% |
| TRV | Buy | TRAVELERS COMPANIES INC | $2,108,000 | +8.4% | 17,607 | +17.5% | 0.33% | +79.9% |
| ACN | Buy | ACCENTURE PLC IRELAND | $2,056,000 | -17.2% | 14,581 | +0.0% | 0.32% | +37.4% |
| CAH | New | CARDINAL HEALTH INC | $1,732,000 | – | 38,835 | +100.0% | 0.27% | – |
| PEP | Buy | PEPSICO INC | $1,713,000 | -1.1% | 15,501 | +0.1% | 0.27% | +64.0% |
| GILD | Buy | GILEAD SCIENCES INC | $1,683,000 | -12.9% | 26,902 | +7.4% | 0.26% | +44.8% |
| ORI | New | OLD REP INTL CORP | $1,666,000 | – | 80,996 | +100.0% | 0.26% | – |
| CSX | Buy | CSX CORP | $1,665,000 | +45.5% | 26,794 | +73.4% | 0.26% | +142.6% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $1,656,000 | +274.7% | 27,628 | +343.6% | 0.26% | +519.0% |
| ACAD | Buy | ACADIA PHARMACEUTICALS INC | $1,617,000 | +7.4% | 100,000 | +37.9% | 0.25% | +78.9% |
| DG | Buy | DOLLAR GEN CORP NEW | $1,458,000 | +247.1% | 13,486 | +250.8% | 0.23% | +472.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,417,000 | +10.7% | 15,420 | +0.3% | 0.22% | +84.3% |
| DUK | Buy | DUKE ENERGY CORP NEW | $1,415,000 | +8.3% | 16,394 | +0.4% | 0.22% | +79.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,401,000 | -11.8% | 10,974 | +3.4% | 0.22% | +46.7% |
| WFC | Buy | WELLS FARGO CO NEW | $1,393,000 | -12.1% | 30,222 | +0.2% | 0.22% | +46.0% |
| FITB | Buy | FIFTH THIRD BANCORP | $1,389,000 | -15.6% | 59,034 | +0.1% | 0.22% | +39.7% |
| ET | Buy | ENERGY TRANSFER LP | $1,389,000 | +343.8% | 105,139 | +485.4% | 0.22% | +626.7% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $1,349,000 | -17.1% | 9,021 | +0.0% | 0.21% | +37.7% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $1,322,000 | -6.5% | 33,019 | +0.3% | 0.21% | +55.2% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $1,253,000 | -19.0% | 232,898 | +2.6% | 0.20% | +34.9% |
| O | Buy | REALTY INCOME CORP | $1,253,000 | +17.5% | 19,882 | +6.1% | 0.20% | +95.0% |
| DLR | Buy | DIGITAL RLTY TR INC | $1,174,000 | +6.8% | 11,020 | +12.8% | 0.18% | +77.9% |
| ADBE | Buy | ADOBE INC | $1,005,000 | +54.1% | 4,440 | +83.9% | 0.16% | +154.8% |
| VTR | Buy | VENTAS INC | $972,000 | +39.7% | 16,589 | +29.6% | 0.15% | +131.8% |
| PFF | Buy | ISHARES TRs&p us pfd stk | $936,000 | +5.8% | 27,334 | +14.7% | 0.15% | +75.0% |
| PGR | New | PROGRESSIVE CORP OHIO | $924,000 | – | 15,321 | +100.0% | 0.14% | – |
| ALSN | Buy | ALLISON TRANSMISSION HLDGS I | $909,000 | -15.0% | 20,696 | +0.7% | 0.14% | +41.6% |
| GAB | Buy | GABELLI EQUITY TR INC | $894,000 | -13.9% | 175,252 | +9.4% | 0.14% | +43.9% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $881,000 | +2.8% | 26,052 | +17.0% | 0.14% | +70.4% |
| LVS | Buy | LAS VEGAS SANDS CORP | $850,000 | -12.1% | 16,326 | +0.1% | 0.13% | +47.3% |
| DRE | Buy | DUKE REALTY CORP | $820,000 | +12.3% | 31,641 | +22.9% | 0.13% | +87.0% |
| RHI | Buy | ROBERT HALF INTL INC | $734,000 | -18.0% | 12,837 | +0.9% | 0.12% | +35.3% |
| HON | Buy | HONEYWELL INTL INC | $720,000 | -10.6% | 5,446 | +12.5% | 0.11% | +48.7% |
| PLAY | New | DAVE & BUSTERS ENTMT INC | $715,000 | – | 16,036 | +100.0% | 0.11% | – |
| NEE | Buy | NEXTERA ENERGY INC | $701,000 | +21.9% | 4,034 | +17.5% | 0.11% | +103.7% |
| TGT | Buy | TARGET CORP | $703,000 | -19.5% | 10,632 | +7.5% | 0.11% | +32.5% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $703,000 | +1.2% | 104,675 | +4.3% | 0.11% | +66.7% |
| SPG | Buy | SIMON PPTY GROUP INC NEW | $698,000 | +15.8% | 4,153 | +21.8% | 0.11% | +93.0% |
| UNP | Buy | UNION PAC CORP | $692,000 | -10.5% | 5,009 | +5.5% | 0.11% | +49.3% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $684,000 | +1.3% | 8,769 | +13.2% | 0.11% | +68.8% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $690,000 | +8.0% | 42,892 | +0.0% | 0.11% | +80.0% |
| DVY | Buy | ISHARES TRselect divid etf | $667,000 | -10.2% | 7,466 | +0.2% | 0.10% | +50.0% |
| HUM | Buy | HUMANA INC | $666,000 | -15.3% | 2,324 | +0.0% | 0.10% | +41.9% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $660,000 | -15.8% | 4,776 | +0.0% | 0.10% | +40.5% |
| ENB | Buy | ENBRIDGE INC | $656,000 | +109.6% | 21,116 | +117.6% | 0.10% | +243.3% |
| SYK | Buy | STRYKER CORP | $635,000 | +25.5% | 4,050 | +42.1% | 0.10% | +108.3% |
| BIB | Buy | PROSHARES TR | $631,000 | -9.5% | 15,000 | +50.0% | 0.10% | +50.0% |
| DAL | New | DELTA AIR LINES INC DEL | $632,000 | – | 12,661 | +100.0% | 0.10% | – |
| CL | Buy | COLGATE PALMOLIVE CO | $624,000 | -11.1% | 10,489 | +0.0% | 0.10% | +48.5% |
| AGNC | Buy | AGNC INVT CORP | $580,000 | -2.8% | 33,063 | +3.2% | 0.09% | +62.5% |
| TY | Buy | TRI CONTL CORP | $572,000 | -11.9% | 24,312 | +4.4% | 0.09% | +47.5% |
| WM | Buy | WASTE MGMT INC DEL | $562,000 | -1.1% | 6,312 | +0.4% | 0.09% | +63.0% |
| WELL | Buy | WELLTOWER INC | $557,000 | +15.1% | 8,029 | +6.6% | 0.09% | +91.3% |
| MPLX | Buy | MPLX LP | $550,000 | -11.4% | 18,147 | +1.4% | 0.09% | +45.8% |
| HCP | Buy | HCP INC | $535,000 | +49.4% | 19,154 | +41.0% | 0.08% | +147.1% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $536,000 | -12.3% | 37,753 | +10.1% | 0.08% | +44.8% |
| CI | New | CIGNA CORP NEW | $516,000 | – | 2,715 | +100.0% | 0.08% | – |
| SQ | Buy | SQUARE INCcl a | $509,000 | +3.2% | 9,081 | +82.3% | 0.08% | +70.2% |
| KRG | Buy | KITE RLTY GROUP TR | $487,000 | +27.2% | 34,562 | +50.4% | 0.08% | +113.9% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $492,000 | -18.5% | 12,020 | +0.0% | 0.08% | +35.1% |
| LOW | Buy | LOWES COS INC | $489,000 | -17.5% | 5,292 | +2.4% | 0.08% | +37.5% |
| BX | Buy | BLACKSTONE GROUP L P | $474,000 | -12.5% | 15,917 | +11.8% | 0.08% | +47.1% |
| TJX | Buy | TJX COS INC NEW | $471,000 | -20.0% | 10,520 | +100.0% | 0.07% | +32.1% |
| HCA | New | HCA HEALTHCARE INC | $465,000 | – | 3,735 | +100.0% | 0.07% | – |
| WPC | Buy | W P CAREY INC | $451,000 | +3.0% | 6,898 | +1.4% | 0.07% | +73.2% |
| BIDU | Buy | BAIDU INCspon adr rep a | $452,000 | -8.9% | 2,850 | +31.4% | 0.07% | +51.1% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $451,000 | +9.2% | 2,700 | +46.7% | 0.07% | +82.1% |
| SPLK | New | SPLUNK INC | $451,000 | – | 4,300 | +100.0% | 0.07% | – |
| FANG | Buy | DIAMONDBACK ENERGY INC | $445,000 | +2.8% | 4,800 | +50.0% | 0.07% | +70.7% |
| CGC | Buy | CANOPY GROWTH CORP | $440,000 | -16.5% | 16,388 | +51.3% | 0.07% | +38.0% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $433,000 | -10.9% | 55,737 | +8.8% | 0.07% | +47.8% |
| THW | Buy | TEKLA WORLD HEALTHCARE FD | $426,000 | -9.4% | 36,739 | +9.7% | 0.07% | +52.3% |
| ISRG | Buy | INTUITIVE SURGICAL INC | $421,000 | -15.1% | 880 | +1.9% | 0.07% | +40.4% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $421,000 | -14.9% | 6,077 | +7.1% | 0.07% | +40.4% |
| AMT | New | AMERICAN TOWER CORP NEW | $422,000 | – | 2,666 | +100.0% | 0.07% | – |
| JHB | Buy | NUVEEN HIGH INCOME NOVEMBER | $401,000 | -4.3% | 45,000 | +2.3% | 0.06% | +57.5% |
| RPM | Buy | RPM INTL INC | $404,000 | +4.9% | 6,877 | +16.1% | 0.06% | +75.0% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $383,000 | -11.3% | 3,360 | +8.4% | 0.06% | +46.3% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $374,000 | -1.6% | 3,315 | +0.2% | 0.06% | +63.9% |
| AFL | Buy | AFLAC INC | $372,000 | -3.1% | 8,163 | +0.0% | 0.06% | +61.1% |
| DTE | Buy | DTE ENERGY CO | $361,000 | +1.1% | 3,269 | +0.0% | 0.06% | +67.6% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $362,000 | -14.0% | 2,744 | +5.9% | 0.06% | +42.5% |
| PHK | Buy | PIMCO HIGH INCOME FD | $360,000 | +1.4% | 44,893 | +6.0% | 0.06% | +67.6% |
| AEE | Buy | AMEREN CORP | $361,000 | +3.1% | 5,540 | +0.0% | 0.06% | +72.7% |
| PLD | Buy | PROLOGIS INC | $355,000 | +49.2% | 6,038 | +71.7% | 0.06% | +154.5% |
| LPT | New | LIBERTY PPTY TRsh ben int | $349,000 | – | 8,340 | +100.0% | 0.06% | – |
| VIG | Buy | VANGUARD GROUPdiv app etf | $350,000 | +45.8% | 3,569 | +64.5% | 0.06% | +139.1% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $345,000 | -19.8% | 28,904 | +0.3% | 0.05% | +31.7% |
| LUMN | Buy | CENTURYLINK INC | $344,000 | -24.4% | 22,714 | +5.9% | 0.05% | +25.6% |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $335,000 | +1.8% | 30,600 | +3.4% | 0.05% | +71.0% |
| PSA | New | PUBLIC STORAGE | $338,000 | – | 1,669 | +100.0% | 0.05% | – |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $329,000 | +6.1% | 24,538 | +13.9% | 0.05% | +79.3% |
| STOR | New | STORE CAP CORP | $328,000 | – | 11,596 | +100.0% | 0.05% | – |
| EQR | New | EQUITY RESIDENTIALsh ben int | $327,000 | – | 4,954 | +100.0% | 0.05% | – |
| AVGO | Buy | BROADCOM INC | $325,000 | +43.2% | 1,278 | +39.2% | 0.05% | +142.9% |
| AVB | New | AVALONBAY CMNTYS INC | $327,000 | – | 1,880 | +100.0% | 0.05% | – |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $326,000 | -10.7% | 6,936 | +0.7% | 0.05% | +50.0% |
| CUBE | New | CUBESMART | $318,000 | – | 11,067 | +100.0% | 0.05% | – |
| DOC | New | PHYSICIANS RLTY TR | $316,000 | – | 19,711 | +100.0% | 0.05% | – |
| CAG | Buy | CONAGRA BRANDS INC | $317,000 | -29.1% | 14,854 | +12.8% | 0.05% | +19.0% |
| VER | Buy | VEREIT INC | $319,000 | +95.7% | 44,564 | +98.2% | 0.05% | +233.3% |
| UBA | New | URSTADT BIDDLE PPTYS INCcl a | $314,000 | – | 16,343 | +100.0% | 0.05% | – |
| XHR | Buy | XENIA HOTELS & RESORTS INC | $306,000 | +34.8% | 17,789 | +85.6% | 0.05% | +128.6% |
| PEB | Buy | PEBBLEBROOK HOTEL TR | $300,000 | +47.1% | 10,604 | +88.8% | 0.05% | +147.4% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $287,000 | -8.9% | 5,825 | +3.6% | 0.04% | +50.0% |
| HST | New | HOST HOTELS & RESORTS INC | $287,000 | – | 17,216 | +100.0% | 0.04% | – |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $286,000 | -16.9% | 9,843 | +2.1% | 0.04% | +36.4% |
| XEL | Buy | XCEL ENERGY INC | $288,000 | +4.3% | 5,841 | +0.1% | 0.04% | +73.1% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $283,000 | -18.4% | 7,335 | +0.0% | 0.04% | +33.3% |
| CMA | Buy | COMERICA INC | $277,000 | -21.5% | 4,028 | +3.1% | 0.04% | +33.3% |
| OMER | Buy | OMEROS CORP | $276,000 | -50.3% | 24,750 | +8.8% | 0.04% | -17.3% |
| HAL | Buy | HALLIBURTON CO | $269,000 | -2.9% | 10,107 | +47.7% | 0.04% | +61.5% |
| APC | Buy | ANADARKO PETE CORP | $268,000 | -30.4% | 6,122 | +7.2% | 0.04% | +16.7% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $269,000 | -36.3% | 5,769 | +13.8% | 0.04% | +5.0% |
| NYMT | Buy | NEW YORK MTG TR INC | $262,000 | +12.0% | 44,447 | +15.6% | 0.04% | +86.4% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $262,000 | -20.4% | 1,958 | +0.2% | 0.04% | +32.3% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $262,000 | +12.9% | 7,467 | +5.5% | 0.04% | +86.4% |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $260,000 | -8.8% | 5,507 | +0.7% | 0.04% | +51.9% |
| PEY | Buy | INVESCO EXCHANGE TRADED FD Thig yld eq div | $263,000 | +2.7% | 16,620 | +16.5% | 0.04% | +70.8% |
| CLX | Buy | CLOROX CO DEL | $261,000 | +2.8% | 1,693 | +0.1% | 0.04% | +70.8% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $256,000 | -19.0% | 1,584 | +1.0% | 0.04% | +33.3% |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $242,000 | +5.7% | 26,201 | +26.3% | 0.04% | +72.7% |
| CCI | New | CROWN CASTLE INTL CORP NEW | $239,000 | – | 2,203 | +100.0% | 0.04% | – |
| TTWO | Buy | TAKE-TWO INTERACTIVE SOFTWAR | $244,000 | -24.0% | 2,375 | +2.2% | 0.04% | +26.7% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $236,000 | -4.1% | 3,164 | +3.8% | 0.04% | +60.9% |
| TNA | New | DIREXION SHS ETF TRdly smcap bull3x | $236,000 | – | 5,600 | +100.0% | 0.04% | – |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $232,000 | -11.1% | 20,021 | +0.8% | 0.04% | +44.0% |
| PGF | Buy | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $228,000 | +10.7% | 13,117 | +15.9% | 0.04% | +89.5% |
| IEP | Buy | ICAHN ENTERPRISES LPdepositary unit | $224,000 | -14.8% | 3,918 | +5.4% | 0.04% | +40.0% |
| MFA | New | MFA FINL INC | $221,000 | – | 33,093 | +100.0% | 0.04% | – |
| MET | Buy | METLIFE INC | $222,000 | -12.3% | 5,407 | +0.0% | 0.04% | +45.8% |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $218,000 | -16.2% | 18,092 | +0.1% | 0.03% | +36.0% |
| MNKKQ | Buy | MALLINCKRODT PUB LTD CO | $212,000 | -43.8% | 13,440 | +4.6% | 0.03% | -8.3% |
| CIM | New | CHIMERA INVT CORP | $196,000 | – | 11,016 | +100.0% | 0.03% | – |
| LIN | New | LINDE PLC | $200,000 | – | 1,283 | +100.0% | 0.03% | – |
| FLO | New | FLOWERS FOODS INC | $185,000 | – | 10,000 | +100.0% | 0.03% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $181,000 | – | 46,668 | +100.0% | 0.03% | – |
| AMLP | Buy | ALPS ETF TRalerian mlp | $166,000 | -1.8% | 19,017 | +20.4% | 0.03% | +62.5% |
| BOE | New | BLACKROCK ENHANCED GBL DIV T | $134,000 | – | 14,344 | +100.0% | 0.02% | – |
| BLE | New | BLACKROCK MUNI INCOME TR II | $131,000 | – | 10,167 | +100.0% | 0.02% | – |
| RGSEQ | Buy | REAL GOODS SOLAR INCcl a 2017 | $131,000 | +111.3% | 250,000 | +56.2% | 0.02% | +250.0% |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $127,000 | -16.4% | 18,015 | +9.5% | 0.02% | +42.9% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $121,000 | -21.9% | 11,766 | +5.4% | 0.02% | +26.7% |
| NOK | Buy | NOKIA CORPsponsored adr | $122,000 | +9.9% | 20,960 | +5.0% | 0.02% | +90.0% |
| RIG | New | TRANSOCEAN LTD | $101,000 | – | 14,585 | +100.0% | 0.02% | – |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES & | $99,000 | -9.2% | 26,680 | +14.6% | 0.02% | +60.0% |
| LL | New | LUMBER LIQUIDATORS HLDGS INC | $100,000 | – | 10,500 | +100.0% | 0.02% | – |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $103,000 | – | 10,840 | +100.0% | 0.02% | – |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $98,000 | -14.0% | 23,240 | +1.2% | 0.02% | +36.4% |
| NCV | Buy | ALLIANZGI CONV INCOME FD | $67,000 | -25.6% | 12,942 | +0.0% | 0.01% | +22.2% |
| OIA | New | INVESCO MUNI INCOME OPP TRST | $70,000 | – | 10,000 | +100.0% | 0.01% | – |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $73,000 | -51.7% | 34,927 | +4.2% | 0.01% | -21.4% |
| ESNC | Buy | ENSYNC INC | $63,000 | +10.5% | 350,000 | +55.3% | 0.01% | +100.0% |
| WPG | New | WASHINGTON PRIME GROUP NEW | $60,000 | – | 12,399 | +100.0% | 0.01% | – |
| CBLAQ | New | CBL & ASSOC PPTYS INC | $45,000 | – | 23,600 | +100.0% | 0.01% | – |
| PERS | New | SANDRIDGE PERMIAN TR | $39,000 | – | 20,825 | +100.0% | 0.01% | – |
| BTG | New | B2GOLD CORP | $36,000 | – | 12,234 | +100.0% | 0.01% | – |
| EGI | New | ENTREE RES LTD | $31,000 | – | 78,500 | +100.0% | 0.01% | – |
| DNN | Buy | DENISON MINES CORP | $18,000 | -25.0% | 39,825 | +8.5% | 0.00% | +50.0% |
| SDRMU | New | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $13,000 | – | 15,000 | +100.0% | 0.00% | – |
| New | SPDR S&P 500 ETF TRcall | $0 | – | 288,700 | +100.0% | 0.00% | – | |
| New | B2GOLD CORPcall | $0 | – | 10,000 | +100.0% | 0.00% | – | |
| New | LUMBER LIQUIDATORS HLDGS INCcall | $0 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.