$769 Million is the total value of Sheaff Brock Investment Advisors, LLC's 603 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 35.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XOM | Buy | EXXON MOBIL CORP | $23,789,000 | -3.8% | 290,078 | +5.9% | 3.09% | -1.1% |
| FB | Buy | FACEBOOK INCcl a | $16,988,000 | +39.7% | 119,590 | +13.1% | 2.21% | +43.6% |
| DIS | Buy | DISNEY WALT CO | $11,696,000 | +15.5% | 103,145 | +6.2% | 1.52% | +18.8% |
| T | Buy | AT&T INC | $8,282,000 | +1.3% | 199,324 | +3.7% | 1.08% | +4.2% |
| MCD | Buy | MCDONALDS CORP | $8,086,000 | +7.9% | 62,385 | +1.3% | 1.05% | +11.0% |
| CSCO | Buy | CISCO SYS INC | $6,862,000 | +15.5% | 203,010 | +3.2% | 0.89% | +18.6% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $6,801,000 | +2.9% | 60,610 | +0.5% | 0.88% | +5.7% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $5,858,000 | +42.4% | 24,850 | +35.0% | 0.76% | +46.5% |
| EXC | Buy | EXELON CORP | $5,587,000 | +802.6% | 155,267 | +789.8% | 0.73% | +832.1% |
| HPT | Buy | HOSPITALITY PPTYS TR | $5,517,000 | -0.6% | 174,979 | +0.1% | 0.72% | +2.1% |
| DPS | New | DR PEPPER SNAPPLE GROUP | $5,384,000 | – | 54,980 | +100.0% | 0.70% | – |
| FNF | New | FIDELITY NATIONAL FINANC | $5,282,000 | – | 135,632 | +100.0% | 0.69% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $4,704,000 | +4.8% | 53,553 | +2.9% | 0.61% | +7.7% |
| SIRI | Buy | SIRIUS XM HLDGS INC | $4,194,000 | +15.9% | 814,347 | +0.2% | 0.54% | +19.0% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $3,535,000 | -5.6% | 64,999 | +1.4% | 0.46% | -3.0% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $3,328,000 | +10.5% | 3,926 | +3.3% | 0.43% | +13.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC Dcl b new | $3,307,000 | +2.3% | 19,839 | +0.0% | 0.43% | +5.1% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $3,262,000 | +11.0% | 3,932 | +3.3% | 0.42% | +14.0% |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $2,925,000 | +32.9% | 69,145 | +46.7% | 0.38% | +36.7% |
| LLY | Buy | LILLY ELI & CO | $2,903,000 | +16.4% | 34,517 | +1.8% | 0.38% | +20.0% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNR | $2,441,000 | +5.0% | 31,735 | +3.2% | 0.32% | +7.8% |
| ROL | Buy | ROLLINS INC | $2,112,000 | +14.3% | 56,878 | +4.0% | 0.28% | +17.5% |
| LH | Buy | LABORATORY CORP AMER HLD | $2,071,000 | +196.7% | 14,434 | +165.6% | 0.27% | +205.7% |
| EPD | Buy | ENTERPRISE PRODS PARTNER | $2,040,000 | +4.6% | 73,880 | +2.4% | 0.26% | +7.3% |
| DFS | Buy | DISCOVER FINL SVCS | $2,014,000 | +66.2% | 29,452 | +75.1% | 0.26% | +71.2% |
| SWK | Buy | STANLEY BLACK & DECKER I | $2,012,000 | +17.4% | 15,144 | +1.3% | 0.26% | +20.7% |
| MAR | Buy | MARRIOTT INTL INC NEWcl a | $1,981,000 | +617.8% | 21,036 | +530.6% | 0.26% | +637.1% |
| LMT | Buy | LOCKHEED MARTIN CORP | $1,954,000 | +7.2% | 7,303 | +0.2% | 0.25% | +10.4% |
| PSEC | Buy | PROSPECT CAPITAL CORPORA | $1,740,000 | +13.8% | 192,517 | +5.1% | 0.23% | +17.1% |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,542,000 | +20.1% | 27,015 | +12.4% | 0.20% | +24.1% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $1,488,000 | +335.1% | 23,484 | +389.8% | 0.19% | +351.2% |
| ARCC | Buy | ARES CAP CORP | $1,471,000 | +12.2% | 84,660 | +6.5% | 0.19% | +15.1% |
| FOXA | Buy | TWENTY FIRST CENTY FOX Icl a | $1,453,000 | +135.9% | 44,851 | +104.3% | 0.19% | +142.3% |
| SSO | Buy | PROSHARES TR | $1,415,000 | +18.6% | 16,678 | +6.4% | 0.18% | +21.9% |
| PTLA | New | PORTOLA PHARMACEUTICALS | $1,403,000 | – | 35,800 | +100.0% | 0.18% | – |
| LRCX | Buy | LAM RESEARCH CORP | $1,330,000 | +380.1% | 10,362 | +295.5% | 0.17% | +394.3% |
| DIA | Buy | SPDR DOW JONES INDL AVRGut ser 1 | $1,329,000 | +8.8% | 6,442 | +4.2% | 0.17% | +12.3% |
| PHK | Buy | PIMCO HIGH INCOME FD | $1,285,000 | -4.4% | 147,758 | +0.8% | 0.17% | -1.8% |
| MU | Buy | MICRON TECHNOLOGY INC | $1,280,000 | +91.6% | 44,297 | +45.3% | 0.17% | +97.6% |
| UNP | Buy | UNION PAC CORP | $1,227,000 | +110.8% | 11,589 | +106.3% | 0.16% | +116.2% |
| MAS | New | MASCO CORP | $1,199,000 | – | 35,271 | +100.0% | 0.16% | – |
| DOV | New | DOVER CORP | $1,161,000 | – | 14,450 | +100.0% | 0.15% | – |
| ES | Buy | EVERSOURCE ENERGY | $1,122,000 | +6.5% | 19,096 | +0.1% | 0.15% | +9.8% |
| D | Buy | DOMINION RES INC VA NEW | $1,111,000 | +1.5% | 14,321 | +0.2% | 0.14% | +3.6% |
| BBT | Buy | BB&T CORP | $1,097,000 | -4.9% | 24,542 | +0.0% | 0.14% | -2.1% |
| USA | Buy | LIBERTY ALL STAR EQUITYsh ben int | $1,070,000 | +11.5% | 195,948 | +5.4% | 0.14% | +14.9% |
| PPG | New | PPG INDS INC | $1,061,000 | – | 10,095 | +100.0% | 0.14% | – |
| TRV | Buy | TRAVELERS COMPANIES INC | $1,046,000 | +2.3% | 8,680 | +4.0% | 0.14% | +5.4% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $1,021,000 | +28.9% | 26,370 | +23.9% | 0.13% | +33.0% |
| OKS | Buy | ONEOK PARTNERS LPunit ltd partn | $1,018,000 | +26.5% | 18,853 | +0.7% | 0.13% | +29.4% |
| AGN | Buy | ALLERGAN PLC | $978,000 | +14.8% | 4,093 | +0.9% | 0.13% | +17.6% |
| AGNC | Buy | AGNC INVT CORP | $965,000 | +20.3% | 48,508 | +9.7% | 0.12% | +23.8% |
| NLY | Buy | ANNALY CAP MGMT INC | $957,000 | +18.7% | 86,148 | +6.5% | 0.12% | +21.6% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $953,000 | +203.5% | 7,147 | +193.4% | 0.12% | +210.0% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $945,000 | +25.2% | 32,961 | +63.1% | 0.12% | +28.1% |
| TXT | Buy | TEXTRON INC | $928,000 | +266.8% | 19,500 | +275.0% | 0.12% | +278.1% |
| STT | Buy | STATE STR CORP | $932,000 | +103.1% | 11,712 | +98.1% | 0.12% | +108.6% |
| IDXX | New | IDEXX LABS INC | $902,000 | – | 5,833 | +100.0% | 0.12% | – |
| EL | Buy | LAUDER ESTEE COS INCcl a | $885,000 | +13.0% | 10,438 | +2.0% | 0.12% | +16.2% |
| DY | New | DYCOM INDS INC | $876,000 | – | 9,425 | +100.0% | 0.11% | – |
| EXG | Buy | EATON VANCE TAX MNGD GBL | $859,000 | +34.6% | 100,815 | +26.7% | 0.11% | +38.3% |
| COST | Buy | COSTCO WHSL CORP NEW | $856,000 | +6.5% | 5,102 | +1.6% | 0.11% | +8.8% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $854,000 | +34.5% | 16,017 | +22.0% | 0.11% | +38.8% |
| TRTN | Buy | TRITON INTL LTDcl a | $849,000 | +65.8% | 32,933 | +1.6% | 0.11% | +69.2% |
| BC | New | BRUNSWICK CORP | $831,000 | – | 13,574 | +100.0% | 0.11% | – |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $819,000 | +6.1% | 21,392 | +1.8% | 0.11% | +9.2% |
| O | Buy | REALTY INCOME CORP | $826,000 | +7.7% | 13,872 | +3.9% | 0.11% | +10.3% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $817,000 | +1.6% | 9,310 | +0.2% | 0.11% | +3.9% |
| MPLX | Buy | MPLX LP | $792,000 | +6.6% | 21,954 | +2.3% | 0.10% | +9.6% |
| BIIB | Buy | BIOGEN INC | $784,000 | -0.9% | 2,866 | +2.7% | 0.10% | +2.0% |
| WDC | Buy | WESTERN DIGITAL CORP | $774,000 | +52.1% | 9,382 | +25.1% | 0.10% | +57.8% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $770,000 | -1.2% | 14,610 | +1.9% | 0.10% | +1.0% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $758,000 | +17.5% | 11,651 | +12.5% | 0.10% | +20.7% |
| LCII | New | LCI INDS | $751,000 | – | 7,523 | +100.0% | 0.10% | – |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $756,000 | – | 10,163 | +100.0% | 0.10% | – |
| SYY | Buy | SYSCO CORP | $719,000 | -4.8% | 13,842 | +1.5% | 0.09% | -2.1% |
| RAI | Buy | REYNOLDS AMERICAN INC | $713,000 | +24.9% | 11,306 | +10.9% | 0.09% | +29.2% |
| MET | Buy | METLIFE INC | $714,000 | +55.9% | 13,510 | +58.8% | 0.09% | +60.3% |
| AEP | Buy | AMERICAN ELEC PWR INC | $711,000 | +6.8% | 10,593 | +0.2% | 0.09% | +9.5% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $699,000 | +73.0% | 29,477 | +69.5% | 0.09% | +78.4% |
| AMP | New | AMERIPRISE FINL INC | $700,000 | – | 5,397 | +100.0% | 0.09% | – |
| LUMN | Buy | CENTURYLINK INC | $701,000 | +10.2% | 29,726 | +11.1% | 0.09% | +13.8% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $692,000 | +97.7% | 15,064 | +64.5% | 0.09% | +104.5% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $686,000 | +95.4% | 8,598 | +94.6% | 0.09% | +102.3% |
| AGG | New | ISHARES TRcore us aggbd et | $673,000 | – | 6,204 | +100.0% | 0.09% | – |
| LEN | Buy | LENNAR CORPcl a | $665,000 | +25.5% | 13,000 | +5.3% | 0.09% | +28.4% |
| ETW | Buy | EATON VANCE TXMGD GL BUY | $655,000 | +100.3% | 60,050 | +85.0% | 0.08% | +107.3% |
| HON | Buy | HONEYWELL INTL INC | $630,000 | +18.4% | 5,048 | +9.9% | 0.08% | +22.4% |
| HCA | New | HCA HOLDINGS INC | $614,000 | – | 6,900 | +100.0% | 0.08% | – |
| MNKKQ | Buy | MALLINCKRODT PUB LTD CO | $605,000 | +6.7% | 13,585 | +19.3% | 0.08% | +9.7% |
| BOND | Buy | PIMCO ETF TRttl rtn actv etf | $601,000 | +1.3% | 5,704 | +0.1% | 0.08% | +4.0% |
| ADP | Buy | AUTOMATIC DATA PROCESSIN | $589,000 | +11.1% | 5,755 | +11.6% | 0.08% | +14.9% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $583,000 | +93.0% | 10,680 | +82.9% | 0.08% | +100.0% |
| IBB | Buy | ISHARES TRnasdq biotec etf | $570,000 | +56.2% | 1,942 | +41.3% | 0.07% | +60.9% |
| IJH | New | ISHARES TRcore s&p mcp etf | $551,000 | – | 3,220 | +100.0% | 0.07% | – |
| WM | Buy | WASTE MGMT INC DEL | $549,000 | +8.3% | 7,526 | +5.3% | 0.07% | +10.9% |
| PRU | Buy | PRUDENTIAL FINL INC | $531,000 | +7.1% | 4,979 | +4.4% | 0.07% | +9.5% |
| DHI | Buy | D R HORTON INC | $521,000 | +25.2% | 15,627 | +2.7% | 0.07% | +28.3% |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $525,000 | – | 8,911 | +100.0% | 0.07% | – |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $514,000 | +34.6% | 9,800 | +27.5% | 0.07% | +39.6% |
| USB | Buy | US BANCORP DEL | $510,000 | +0.4% | 9,903 | +0.1% | 0.07% | +3.1% |
| ENB | New | ENBRIDGE INC | $501,000 | – | 11,977 | +100.0% | 0.06% | – |
| HUM | Buy | HUMANA INC | $500,000 | +1.0% | 2,427 | +0.0% | 0.06% | +3.2% |
| SRE | Buy | SEMPRA ENERGY | $496,000 | +10.0% | 4,486 | +0.1% | 0.06% | +14.0% |
| DLR | Buy | DIGITAL RLTY TR INC | $488,000 | +12.4% | 4,591 | +3.9% | 0.06% | +14.5% |
| DTE | Buy | DTE ENERGY CO | $481,000 | +3.9% | 4,709 | +0.3% | 0.06% | +6.8% |
| IJJ | Buy | ISHARES TRs&p mc 400vl etf | $488,000 | +7.7% | 3,287 | +5.4% | 0.06% | +10.5% |
| CIM | Buy | CHIMERA INVT CORP | $468,000 | +20.6% | 23,179 | +1.8% | 0.06% | +24.5% |
| BPL | Buy | BUCKEYE PARTNERS L Punit ltd partn | $470,000 | +12.7% | 6,862 | +9.0% | 0.06% | +15.1% |
| WPC | Buy | W P CAREY INC | $465,000 | +38.4% | 7,469 | +31.4% | 0.06% | +39.5% |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $453,000 | +124.3% | 12,571 | +92.4% | 0.06% | +126.9% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM | $442,000 | +6.5% | 60,875 | +3.7% | 0.06% | +9.6% |
| WELL | Buy | WELLTOWER INC | $437,000 | +7.6% | 6,164 | +1.6% | 0.06% | +11.8% |
| HIG | New | HARTFORD FINL SVCS GROUP | $430,000 | – | 8,950 | +100.0% | 0.06% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT COR | $430,000 | +56.4% | 25,351 | +44.8% | 0.06% | +60.0% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $432,000 | +21.0% | 4,914 | +12.0% | 0.06% | +24.4% |
| OMER | Buy | OMEROS CORP | $423,000 | +85.5% | 28,000 | +21.7% | 0.06% | +89.7% |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $420,000 | – | 8,190 | +100.0% | 0.06% | – |
| MLI | New | MUELLER INDS INC | $405,000 | – | 11,832 | +100.0% | 0.05% | – |
| BFK | Buy | BLACKROCK MUN INCOME TRsh ben int | $406,000 | +58.6% | 29,156 | +57.6% | 0.05% | +65.6% |
| IR | New | INGERSOLL-RAND PLC | $407,000 | – | 5,001 | +100.0% | 0.05% | – |
| ADBE | Buy | ADOBE SYS INC | $403,000 | +31.3% | 3,095 | +3.9% | 0.05% | +33.3% |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $403,000 | +7.8% | 5,947 | +2.1% | 0.05% | +10.6% |
| LQD | New | ISHARES TRiboxx inv cp etf | $399,000 | – | 3,387 | +100.0% | 0.05% | – |
| ZIVZF | Buy | CREDIT SUISSE NASSAU BRHinvrs vix mdterm | $382,000 | +41.5% | 6,267 | +8.2% | 0.05% | +47.1% |
| HE | Buy | HAWAIIAN ELEC INDUSTRIES | $375,000 | +0.5% | 11,271 | +0.0% | 0.05% | +4.3% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $379,000 | +5.6% | 3,650 | +2.8% | 0.05% | +8.9% |
| AMTD | Buy | TD AMERITRADE HLDG CORP | $368,000 | -10.9% | 9,472 | +0.0% | 0.05% | -7.7% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $360,000 | +14.3% | 2,931 | +12.5% | 0.05% | +17.5% |
| AFL | Buy | AFLAC INC | $353,000 | +4.1% | 4,877 | +0.0% | 0.05% | +7.0% |
| WEC | Buy | WEC ENERGY GROUP INC | $355,000 | +10.6% | 5,848 | +6.9% | 0.05% | +12.2% |
| FE | Buy | FIRSTENERGY CORP | $347,000 | +3.3% | 10,895 | +0.5% | 0.04% | +4.7% |
| KKR | Buy | KKR & CO L P DEL | $349,000 | +27.4% | 19,118 | +7.3% | 0.04% | +28.6% |
| TWTR | Buy | TWITTER INC | $347,000 | +13.4% | 23,215 | +23.5% | 0.04% | +15.4% |
| PIM | Buy | PUTNAM MASTER INTER INCOsh ben int | $337,000 | +163.3% | 71,772 | +158.4% | 0.04% | +175.0% |
| APC | New | ANADARKO PETE CORP | $338,000 | – | 5,456 | +100.0% | 0.04% | – |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $338,000 | +5.0% | 6,053 | +9.0% | 0.04% | +7.3% |
| COL | Buy | ROCKWELL COLLINS INC | $340,000 | +4.6% | 3,504 | +0.0% | 0.04% | +7.3% |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $341,000 | – | 10,804 | +100.0% | 0.04% | – |
| EAD | Buy | WELLS FARGO INCOME OPPORwf inc oppty fd | $342,000 | -0.9% | 40,768 | +0.3% | 0.04% | 0.0% |
| EXAS | Buy | EXACT SCIENCES CORP | $335,000 | +142.8% | 14,200 | +37.9% | 0.04% | +158.8% |
| ETJ | Buy | EATON VANCE RISK MNGD DI | $342,000 | +205.4% | 37,658 | +201.1% | 0.04% | +214.3% |
| PACW | Buy | PACWEST BANCORP DEL | $333,000 | +5.0% | 6,259 | +7.5% | 0.04% | +7.5% |
| NEE | Buy | NEXTERA ENERGY INC | $331,000 | +11.8% | 2,578 | +4.1% | 0.04% | +16.2% |
| ON | New | ON SEMICONDUCTOR CORP | $332,000 | – | 21,457 | +100.0% | 0.04% | – |
| EPR | Buy | EPR PPTYS | $320,000 | +16.4% | 4,340 | +13.1% | 0.04% | +20.0% |
| VIG | Buy | VANGUARD SPECIALIZED PORdiv app etf | $322,000 | +9.2% | 3,575 | +3.3% | 0.04% | +13.5% |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $312,000 | – | 20,933 | +100.0% | 0.04% | – |
| PPL | Buy | PPL CORP | $311,000 | +12.7% | 8,306 | +2.3% | 0.04% | +14.3% |
| SRCI | New | SRC ENERGY INC | $305,000 | – | 36,192 | +100.0% | 0.04% | – |
| IWM | Buy | ISHARES TRrussell 2000 etf | $311,000 | +2.0% | 2,262 | +0.0% | 0.04% | +2.6% |
| NYCB | Buy | NEW YORK CMNTY BANCORP I | $303,000 | -12.2% | 21,718 | +0.1% | 0.04% | -11.4% |
| ET | Buy | ENERGY TRANSFER EQUITY L | $298,000 | +3.1% | 15,079 | +0.7% | 0.04% | +5.4% |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $303,000 | – | 5,542 | +100.0% | 0.04% | – |
| APA | Buy | APACHE CORP | $291,000 | +28.2% | 5,662 | +58.6% | 0.04% | +31.0% |
| XTN | New | SPDR SERIES TRUSTs&p transn etf | $293,000 | – | 5,535 | +100.0% | 0.04% | – |
| REGN | Buy | REGENERON PHARMACEUTICAL | $291,000 | +7.0% | 750 | +1.4% | 0.04% | +11.8% |
| NTCT | New | NETSCOUT SYS INC | $296,000 | – | 7,800 | +100.0% | 0.04% | – |
| DAL | Buy | DELTA AIR LINES INC DEL | $292,000 | -6.4% | 6,353 | +0.0% | 0.04% | -2.6% |
| HIO | Buy | WESTERN ASSET HIGH INCM | $276,000 | +3.4% | 54,600 | +1.9% | 0.04% | +5.9% |
| PFLT | Buy | PENNANTPARK FLOATING RAT | $277,000 | -0.4% | 19,853 | +0.7% | 0.04% | +2.9% |
| TASR | Buy | TASER INTL INC | $275,000 | -1.8% | 12,055 | +4.3% | 0.04% | +2.9% |
| QLD | New | PROSHARES TR | $268,000 | – | 2,500 | +100.0% | 0.04% | – |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $270,000 | – | 51,176 | +100.0% | 0.04% | – |
| IJT | Buy | ISHARES TRsp smcp600gr etf | $272,000 | +16.2% | 1,778 | +14.1% | 0.04% | +16.7% |
| GLD | Buy | SPDR GOLD TRUST | $267,000 | +26.5% | 2,246 | +16.9% | 0.04% | +29.6% |
| EOG | Buy | EOG RES INC | $268,000 | -3.6% | 2,750 | +0.0% | 0.04% | 0.0% |
| TCAP | Buy | TRIANGLE CAP CORP | $268,000 | +12.1% | 14,053 | +8.1% | 0.04% | +16.7% |
| XEL | Buy | XCEL ENERGY INC | $268,000 | +9.4% | 6,022 | +0.0% | 0.04% | +12.9% |
| PCI | New | PIMCO DYNMIC CREDIT AND | $263,000 | – | 12,274 | +100.0% | 0.03% | – |
| TEVA | Buy | TEVA PHARMACEUTICAL INDSsponsored adr | $260,000 | -9.4% | 8,095 | +2.2% | 0.03% | -5.6% |
| VEU | Buy | VANGUARD INTL EQUITY INDallwrld ex us | $250,000 | +9.2% | 5,225 | +0.9% | 0.03% | +13.8% |
| NGG | Buy | NATIONAL GRID PLCspon adr new | $256,000 | +20.8% | 4,026 | +11.0% | 0.03% | +22.2% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $252,000 | +3.3% | 5,645 | +0.7% | 0.03% | +6.5% |
| RIG | Buy | TRANSOCEAN LTD | $253,000 | -12.2% | 20,310 | +4.1% | 0.03% | -8.3% |
| WMB | Buy | WILLIAMS COS INC DEL | $250,000 | -4.6% | 8,448 | +0.5% | 0.03% | 0.0% |
| TSLA | New | TESLA INC | $247,000 | – | 887 | +100.0% | 0.03% | – |
| FFC | New | FLAHERTY&CRMN PFD SEC IN | $246,000 | – | 11,986 | +100.0% | 0.03% | – |
| SLM | New | SLM CORP | $246,000 | – | 20,314 | +100.0% | 0.03% | – |
| BCV | Buy | BANCROFT FUND LTD | $242,000 | +3.9% | 11,523 | +0.1% | 0.03% | +6.9% |
| BDJ | Buy | BLACKROCK ENHANCED EQT D | $235,000 | +18.7% | 27,435 | +13.1% | 0.03% | +24.0% |
| SNECQ | New | SANCHEZ ENERGY CORP | $231,000 | – | 24,206 | +100.0% | 0.03% | – |
| SINA | New | SINA CORPord | $228,000 | – | 3,165 | +100.0% | 0.03% | – |
| CLVS | New | CLOVIS ONCOLOGY INC | $224,000 | – | 3,525 | +100.0% | 0.03% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $219,000 | – | 2,652 | +100.0% | 0.03% | – |
| UHS | New | UNIVERSAL HLTH SVCS INCcl b | $215,000 | – | 1,729 | +100.0% | 0.03% | – |
| NEOS | New | NEOS THERAPEUTICS INC | $216,000 | – | 30,000 | +100.0% | 0.03% | – |
| UBT | New | PROSHARES TRultra 20yr tre | $204,000 | – | 2,723 | +100.0% | 0.03% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS | $209,000 | -34.7% | 97,704 | +3.2% | 0.03% | -32.5% |
| FSC | Buy | FIFTH STREET FINANCE COR | $206,000 | -8.0% | 44,635 | +7.0% | 0.03% | -3.6% |
| IJR | New | ISHARES TRcore s&p scp etf | $208,000 | – | 3,008 | +100.0% | 0.03% | – |
| NFG | New | NATIONAL FUEL GAS CO N J | $209,000 | – | 3,500 | +100.0% | 0.03% | – |
| USG | New | U S G CORP | $205,000 | – | 6,450 | +100.0% | 0.03% | – |
| BWP | Buy | BOARDWALK PIPELINE PARTNut ltd partner | $205,000 | +5.7% | 11,210 | +0.3% | 0.03% | +8.0% |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $205,000 | – | 1,681 | +100.0% | 0.03% | – |
| VHT | New | VANGUARD WORLD FDShealth car etf | $205,000 | – | 1,490 | +100.0% | 0.03% | – |
| VGR | Buy | VECTOR GROUP LTD | $207,000 | -8.4% | 9,931 | +0.1% | 0.03% | -6.9% |
| RPV | New | RYDEX ETF TRUSTgug s&p500 pu va | $200,000 | – | 3,400 | +100.0% | 0.03% | – |
| ARLP | Buy | ALLIANCE RES PARTNER L Put ltd part | $201,000 | -2.4% | 9,284 | +1.3% | 0.03% | 0.0% |
| ITA | New | ISHARES TRu.s. aer&def etf | $202,000 | – | 1,355 | +100.0% | 0.03% | – |
| FBHS | New | FORTUNE BRANDS HOME & SE | $203,000 | – | 3,330 | +100.0% | 0.03% | – |
| SCHC | New | SCHWAB STRATEGIC TRintl sceqt etf | $201,000 | – | 6,400 | +100.0% | 0.03% | – |
| NAT | Buy | NORDIC AMERICAN TANKERS | $192,000 | +1.6% | 23,507 | +4.4% | 0.02% | +4.2% |
| CHI | Buy | CALAMOS CONV OPP AND INCsh ben int | $176,000 | +50.4% | 16,001 | +37.9% | 0.02% | +53.3% |
| CCJ | Buy | CAMECO CORP | $171,000 | +7.5% | 15,404 | +1.3% | 0.02% | +10.0% |
| TWO | Buy | TWO HBRS INVT CORP | $173,000 | +16.9% | 18,089 | +6.5% | 0.02% | +15.8% |
| CII | Buy | BLACKROCK ENH CAP & INC | $172,000 | +17.0% | 12,000 | +12.1% | 0.02% | +15.8% |
| GGT | Buy | GABELLI MULTIMEDIA TR IN | $165,000 | +19.6% | 20,458 | +7.0% | 0.02% | +23.5% |
| SXCP | New | SUNCOKE ENERGY PARTNERS | $158,000 | – | 10,300 | +100.0% | 0.02% | – |
| IRT | New | INDEPENDENCE RLTY TR INC | $164,000 | – | 17,450 | +100.0% | 0.02% | – |
| EMD | Buy | WESTERN ASSET EMRG MKT D | $158,000 | +5.3% | 10,215 | +0.1% | 0.02% | +10.5% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $153,000 | +7.0% | 11,907 | +2.6% | 0.02% | +11.1% |
| HZNP | New | HORIZON PHARMA PLC | $148,000 | – | 10,000 | +100.0% | 0.02% | – |
| PBI | Buy | PITNEY BOWES INC | $146,000 | -9.3% | 11,109 | +4.7% | 0.02% | -5.0% |
| ALJ | Buy | ALON USA ENERGY INC | $142,000 | +11.8% | 11,667 | +4.5% | 0.02% | +12.5% |
| GPM | Buy | GUGGENHEIM ENHNCD EQTY I | $124,000 | +33.3% | 15,301 | +31.3% | 0.02% | +33.3% |
| ORC | Buy | ORCHID IS CAP INC | $114,000 | -5.8% | 11,398 | +1.8% | 0.02% | 0.0% |
| XRX | New | XEROX CORP | $96,000 | – | 13,127 | +100.0% | 0.01% | – |
| ZIOP | Buy | ZIOPHARM ONCOLOGY INC | $82,000 | +28.1% | 12,982 | +8.3% | 0.01% | +37.5% |
| SYN | Buy | SYNTHETIC BIOLOGICS INC | $82,000 | +7.9% | 130,012 | +30.0% | 0.01% | +10.0% |
| KERX | Buy | KERYX BIOPHARMACEUTICALS | $80,000 | +19.4% | 13,000 | +13.0% | 0.01% | +25.0% |
| HDSN | Buy | HUDSON TECHNOLOGIES INC | $79,000 | -10.2% | 12,000 | +9.1% | 0.01% | -9.1% |
| NCZ | New | ALLIANZGI CONV & INCOME | $69,000 | – | 11,448 | +100.0% | 0.01% | – |
| TA | New | TRAVELCENTERS AMER LLC | $65,000 | – | 10,648 | +100.0% | 0.01% | – |
| FNBCQ | New | FIRST NBC BK HLDG CO | $42,000 | – | 10,600 | +100.0% | 0.01% | – |
| TNK | Buy | TEEKAY TANKERS LTDcl a | $39,000 | -7.1% | 19,183 | +3.0% | 0.01% | 0.0% |
| AUY | New | YAMANA GOLD INC | $30,000 | – | 10,790 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.