Sheaff Brock Investment Advisors, LLC - Q3 2016 holdings

$749 Million is the total value of Sheaff Brock Investment Advisors, LLC's 701 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 23.1% .

 Value Shares↓ Weighting
AAPL SellAPPLE INC$68,124,000
+8.2%
602,610
-8.5%
9.09%
+13.8%
XOM SellEXXON MOBIL CORP$25,841,000
-8.6%
296,075
-1.8%
3.45%
-3.9%
FB SellFACEBOOK INCcl a$16,315,000
+10.1%
127,190
-1.9%
2.18%
+15.8%
UPS SellUNITED PARCEL SERVICE INCcl b$14,717,000
-7.6%
134,574
-9.0%
1.96%
-2.8%
VZ SellVERIZON COMMUNICATIONS INC$12,122,000
-15.5%
233,196
-9.2%
1.62%
-11.1%
INTC SellINTEL CORP$10,739,000
+9.1%
284,490
-5.2%
1.43%
+14.7%
T SellAT&T INC$10,663,000
-12.9%
262,584
-7.3%
1.42%
-8.4%
JNJ SellJOHNSON & JOHNSON$10,272,000
-6.7%
86,961
-4.2%
1.37%
-1.9%
IBM SellINTERNATIONAL BUSINESS MACH$10,152,000
+2.0%
63,912
-2.5%
1.36%
+7.3%
HOMB SellHOME BANCSHARES INC$8,952,000
-6.2%
430,182
-10.8%
1.20%
-1.3%
GE SellGENERAL ELECTRIC CO$8,219,000
-7.2%
277,463
-1.4%
1.10%
-2.4%
MO SellALTRIA GROUP INC$7,853,000
-12.9%
124,193
-5.0%
1.05%
-8.3%
BA SellBOEING CO$7,708,000
-5.7%
58,507
-7.0%
1.03%
-0.8%
DOW SellDOW CHEM CO$7,687,000
-5.2%
148,312
-9.1%
1.03%
-0.3%
HD SellHOME DEPOT INC$7,673,000
-9.6%
59,626
-10.3%
1.02%
-4.9%
AMGN SellAMGEN INC$7,155,000
-5.0%
42,892
-13.4%
0.96%
-0.1%
ABBV SellABBVIE INC$7,086,000
-2.0%
112,351
-3.8%
0.95%
+3.2%
CVX SellCHEVRON CORP NEW$6,597,000
-5.1%
64,107
-3.3%
0.88%
-0.1%
BAC SellBANK AMER CORP$6,591,000
+11.5%
421,139
-5.5%
0.88%
+17.3%
TWX SellTIME WARNER INC$6,589,000
-9.9%
82,761
-16.8%
0.88%
-5.3%
CSCO SellCISCO SYS INC$5,946,000
+1.6%
187,475
-8.1%
0.79%
+6.9%
MSFT SellMICROSOFT CORP$5,814,000
-0.7%
100,934
-11.8%
0.78%
+4.4%
VLO SellVALERO ENERGY CORP NEW$5,644,000
-1.3%
106,499
-5.0%
0.75%
+3.7%
GM SellGENERAL MTRS CO$5,613,000
+2.7%
176,694
-8.5%
0.75%
+8.1%
HPT SellHOSPITALITY PPTYS TR$5,312,000
-7.6%
178,726
-10.5%
0.71%
-2.9%
GNTX SellGENTEX CORP$5,311,000
+3.2%
302,467
-9.2%
0.71%
+8.6%
PCAR SellPACCAR INC$5,164,000
+5.2%
87,856
-7.2%
0.69%
+10.6%
LAMR SellLAMAR ADVERTISING CO NEWcl a$5,048,000
-14.1%
77,290
-12.9%
0.67%
-9.7%
CELG SellCELGENE CORP$4,460,000
+4.9%
42,670
-1.0%
0.60%
+10.4%
TMK SellTORCHMARK CORP$4,428,000
+1.9%
69,301
-1.4%
0.59%
+7.3%
F SellFORD MTR CO DEL$4,413,000
-5.2%
365,589
-1.3%
0.59%
-0.3%
WBA SellWALGREENS BOOTS ALLIANCE IN$4,344,000
-15.3%
53,875
-12.5%
0.58%
-10.9%
C SellCITIGROUP INC$4,290,000
+10.0%
90,817
-1.3%
0.57%
+15.8%
COP SellCONOCOPHILLIPS$3,971,000
-41.3%
91,369
-41.1%
0.53%
-38.3%
KO SellCOCA COLA CO$3,924,000
-16.0%
92,717
-10.0%
0.52%
-11.6%
SPY SellSPDR S&P 500 ETF TRtr unit$3,864,000
-7.8%
17,863
-10.7%
0.52%
-3.0%
JPM SellJPMORGAN CHASE & CO$3,519,000
-59.9%
52,841
-62.6%
0.47%
-57.8%
PG SellPROCTER AND GAMBLE CO$3,504,000
-0.2%
39,048
-5.8%
0.47%
+4.9%
SIRI SellSIRIUS XM HLDGS INC$3,388,000
+4.6%
812,413
-0.9%
0.45%
+10.0%
GILD SellGILEAD SCIENCES INC$3,365,000
-5.7%
42,528
-0.6%
0.45%
-0.9%
MRK SellMERCK & CO INC$3,210,000
+0.7%
51,431
-7.1%
0.43%
+5.7%
WFC SellWELLS FARGO & CO NEW$3,121,000
-8.8%
70,469
-2.5%
0.42%
-3.9%
DUK SellDUKE ENERGY CORP NEW$2,949,000
-6.9%
36,835
-0.2%
0.39%
-2.0%
BRKB SellBERKSHIRE HATHAWAY INC DELcl b new$2,936,000
-7.4%
20,327
-7.2%
0.39%
-2.7%
ORCL SellORACLE CORP$2,900,000
-6.9%
73,826
-3.0%
0.39%
-2.0%
RSP SellRYDEX ETF TRUSTgug s&p500 eq wt$2,894,000
+2.4%
34,628
-1.5%
0.39%
+7.8%
GOOGL SellALPHABET INCcap stk cl a$2,875,000
+3.5%
3,575
-9.4%
0.38%
+8.8%
KHC SellKRAFT HEINZ CO$2,758,000
-2.5%
30,812
-3.7%
0.37%
+2.5%
PEP SellPEPSICO INC$2,677,000
-0.2%
24,615
-2.8%
0.36%
+5.0%
LLY SellLILLY ELI & CO$2,666,000
-4.9%
33,221
-6.7%
0.36%0.0%
SO SellSOUTHERN CO$2,576,000
-8.0%
50,221
-3.8%
0.34%
-3.1%
MDLZ SellMONDELEZ INTL INCcl a$2,466,000
-6.7%
56,181
-3.3%
0.33%
-2.1%
MDT SellMEDTRONIC PLC$2,443,000
-3.6%
28,268
-3.2%
0.33%
+1.2%
QCOM SellQUALCOMM INC$2,375,000
+10.6%
34,670
-13.5%
0.32%
+16.5%
MA SellMASTERCARD INCORPORATEDcl a$2,131,000
+9.6%
20,939
-5.2%
0.28%
+15.0%
TSN SellTYSON FOODS INCcl a$2,122,000
+0.7%
28,412
-10.0%
0.28%
+6.0%
V SellVISA INC$2,073,000
-24.6%
25,065
-32.4%
0.28%
-20.6%
SBUX SellSTARBUCKS CORP$1,944,000
-6.6%
35,903
-1.4%
0.26%
-1.9%
MCD SellMCDONALDS CORP$1,924,000
-7.2%
16,679
-3.2%
0.26%
-2.3%
CAT SellCATERPILLAR INC DEL$1,848,000
+16.7%
20,818
-0.3%
0.25%
+22.9%
FDX SellFEDEX CORP$1,846,000
-8.1%
10,568
-20.1%
0.25%
-3.5%
AAL SellAMERICAN AIRLS GROUP INC$1,843,000
-2.6%
50,351
-24.7%
0.25%
+2.5%
EPD SellENTERPRISE PRODS PARTNERS L$1,749,000
-16.2%
63,315
-11.2%
0.23%
-12.1%
TJX SellTJX COS INC NEW$1,687,000
-27.4%
22,567
-25.0%
0.22%
-23.7%
BABA SellALIBABA GROUP HLDG LTDsponsored ads$1,588,000
+26.7%
15,010
-4.8%
0.21%
+33.3%
DD SellDU PONT E I DE NEMOURS & CO$1,581,000
-3.8%
23,615
-6.9%
0.21%
+1.0%
ALL SellALLSTATE CORP$1,573,000
-1.5%
22,741
-0.4%
0.21%
+3.4%
ARR SellARMOUR RESIDENTIAL REIT INC$1,570,000
+5.3%
69,657
-6.5%
0.21%
+11.1%
OXY SellOCCIDENTAL PETE CORP DEL$1,569,000
-3.7%
21,518
-0.2%
0.21%
+1.0%
MMM Sell3M CO$1,535,000
-6.7%
8,715
-7.2%
0.20%
-1.9%
LVS SellLAS VEGAS SANDS CORP$1,534,000
+15.7%
26,652
-12.6%
0.20%
+22.0%
RCL SellROYAL CARIBBEAN CRUISES LTD$1,502,000
-6.4%
20,044
-16.2%
0.20%
-2.0%
PYPL SellPAYPAL HLDGS INC$1,452,000
-2.6%
35,436
-13.1%
0.19%
+2.6%
GLW SellCORNING INC$1,399,000
+5.9%
59,157
-8.3%
0.19%
+11.3%
YUM SellYUM BRANDS INC$1,384,000
-12.8%
15,237
-20.4%
0.18%
-8.0%
NKE SellNIKE INCcl b$1,383,000
-12.5%
26,270
-8.2%
0.18%
-7.5%
PHK SellPIMCO HIGH INCOME FD$1,376,000
-3.0%
138,154
-5.1%
0.18%
+2.2%
NOC SellNORTHROP GRUMMAN CORP$1,310,000
-31.3%
6,121
-28.7%
0.18%
-27.7%
CAG SellCONAGRA FOODS INC$1,308,000
-4.9%
27,765
-3.5%
0.18%
+0.6%
ARCC SellARES CAP CORP$1,297,000
+6.9%
83,670
-2.0%
0.17%
+12.3%
ROST SellROSS STORES INC$1,258,000
+2.3%
19,558
-9.9%
0.17%
+7.7%
AJG SellGALLAGHER ARTHUR J & CO$1,259,000
+2.7%
24,757
-3.9%
0.17%
+7.7%
DFS SellDISCOVER FINL SVCS$1,235,000
-6.0%
21,845
-10.9%
0.16%
-1.2%
ORLY SellO REILLY AUTOMOTIVE INC NEW$1,230,000
-19.7%
4,392
-22.2%
0.16%
-15.5%
BP SellBP PLCsponsored adr$1,216,000
-6.0%
34,596
-5.1%
0.16%
-1.2%
HAL SellHALLIBURTON CO$1,213,000
-7.8%
27,029
-6.9%
0.16%
-3.0%
OA SellORBITAL ATK INC$1,215,000
-13.5%
15,942
-3.3%
0.16%
-9.0%
KMI SellKINDER MORGAN INC DEL$1,190,000
+17.0%
51,458
-5.3%
0.16%
+23.3%
FITB SellFIFTH THIRD BANCORP$1,183,000
+16.1%
57,833
-0.1%
0.16%
+22.5%
TXN SellTEXAS INSTRS INC$1,166,000
+6.3%
16,611
-5.2%
0.16%
+12.2%
ULTA SellULTA SALON COSMETCS & FRAG$1,149,000
-24.5%
4,831
-22.6%
0.15%
-20.7%
FBHS SellFORTUNE BRANDS HOME & SEC I$1,104,000
-14.1%
18,993
-14.3%
0.15%
-9.8%
DIA SellSPDR DOW JONES INDL AVRG ETut ser 1$1,077,000
-5.4%
5,893
-7.4%
0.14%
-0.7%
SLB SellSCHLUMBERGER LTD$1,058,000
-12.3%
13,458
-11.8%
0.14%
-7.8%
THO SellTHOR INDS INC$1,058,000
-10.0%
12,487
-31.3%
0.14%
-5.4%
SE SellSPECTRA ENERGY CORP$1,057,000
+5.5%
24,718
-9.7%
0.14%
+11.0%
ED SellCONSOLIDATED EDISON INC$1,049,000
-7.2%
13,928
-0.9%
0.14%
-2.1%
XON SellINTREXON CORP$1,048,000
+2.8%
37,392
-9.7%
0.14%
+8.5%
CVS SellCVS HEALTH CORP$993,000
-34.7%
11,156
-29.8%
0.13%
-31.1%
CBS SellCBS CORP NEWcl b$982,000
-46.4%
17,946
-46.7%
0.13%
-43.8%
BIIB SellBIOGEN INC$959,000
-31.9%
3,066
-47.4%
0.13%
-28.5%
AOS SellSMITH A O$948,000
-17.1%
9,592
-26.1%
0.13%
-12.4%
SWKS SellSKYWORKS SOLUTIONS INC$926,000
+8.6%
12,169
-9.6%
0.12%
+14.8%
VWO SellVANGUARD INTL EQUITY INDEXftse emr mkt etf$926,000
+5.1%
24,607
-1.6%
0.12%
+10.7%
CDNS SellCADENCE DESIGN SYSTEM INC$911,000
-23.1%
35,686
-26.8%
0.12%
-18.7%
POOL SellPOOL CORPORATION$910,000
-25.5%
9,632
-25.8%
0.12%
-21.9%
DW SellDREW INDS INC$907,000
-27.4%
9,250
-37.2%
0.12%
-23.4%
WOOF SellVCA INC$901,000
-22.9%
12,878
-25.5%
0.12%
-18.9%
CTXS SellCITRIX SYS INC$888,000
-24.9%
10,424
-29.4%
0.12%
-20.7%
TEN SellTENNECO INC$876,000
-6.3%
15,026
-25.1%
0.12%
-1.7%
CMCSA SellCOMCAST CORP NEWcl a$875,000
-11.0%
13,192
-12.5%
0.12%
-6.4%
HII SellHUNTINGTON INGALLS INDS INC$872,000
-43.5%
5,686
-38.1%
0.12%
-40.8%
MAS SellMASCO CORP$866,000
-17.3%
25,251
-25.4%
0.12%
-12.8%
ES SellEVERSOURCE ENERGY$858,000
-28.0%
15,839
-20.4%
0.12%
-23.8%
AET SellAETNA INC NEW$865,000
-45.4%
7,494
-42.2%
0.12%
-42.8%
BBT SellBB&T CORP$864,000
+3.7%
22,903
-2.1%
0.12%
+8.5%
HA SellHAWAIIAN HOLDINGS INC$850,000
-3.2%
17,481
-24.4%
0.11%
+1.8%
SWHC SellSMITH & WESSON HLDG CORP$837,000
-81.4%
31,476
-81.0%
0.11%
-80.4%
PAA SellPLAINS ALL AMERN PIPELINE Lunit ltd partn$822,000
-17.4%
26,180
-27.6%
0.11%
-12.7%
PSX SellPHILLIPS 66$817,000
-14.6%
10,144
-15.9%
0.11%
-9.9%
HAR SellHARMAN INTL INDS INC$810,000
+5.5%
9,596
-10.3%
0.11%
+11.3%
SNI SellSCRIPPS NETWORKS INTERACT I$801,000
-25.1%
12,614
-26.6%
0.11%
-21.3%
TRV SellTRAVELERS COMPANIES INC$794,000
-4.5%
6,926
-0.8%
0.11%
+1.0%
EL SellLAUDER ESTEE COS INCcl a$770,000
-6.0%
8,700
-3.3%
0.10%
-1.0%
GIS SellGENERAL MLS INC$769,000
-17.0%
12,041
-7.3%
0.10%
-12.7%
AMN SellAMN HEALTHCARE SERVICES INC$737,000
-40.7%
23,118
-25.7%
0.10%
-38.0%
OKS SellONEOK PARTNERS LPunit ltd partn$714,000
-4.3%
17,866
-4.1%
0.10%0.0%
MAIN SellMAIN STREET CAPITAL CORP$694,000
+4.4%
20,221
-0.1%
0.09%
+10.7%
VIAB SellVIACOM INC NEWcl b$693,000
-8.5%
18,195
-0.3%
0.09%
-4.2%
LOW SellLOWES COS INC$692,000
-17.2%
9,581
-9.3%
0.09%
-13.2%
SYY SellSYSCO CORP$668,000
-10.1%
13,639
-6.8%
0.09%
-5.3%
NOK SellNOKIA CORPsponsored adr$645,000
-0.8%
111,431
-2.5%
0.09%
+4.9%
RVLT SellREVOLUTION LIGHTING TECHNOL$641,000
-25.5%
101,594
-27.0%
0.09%
-21.1%
PFF SellISHARES TRu.s. pfd stk etf$635,000
-8.1%
16,085
-7.1%
0.08%
-3.4%
O SellREALTY INCOME CORP$631,000
-20.9%
9,421
-18.1%
0.08%
-16.8%
HYG SellISHARES TRiboxx hi yd etf$620,000
-19.0%
7,100
-21.4%
0.08%
-14.4%
EXG SellEATON VANCE TAX MNGD GBL DV$620,000
-3.0%
71,436
-4.4%
0.08%
+2.5%
CRZO SellCARRIZO OIL & GAS INC$611,000
-30.6%
15,061
-38.7%
0.08%
-26.8%
TWTR SellTWITTER INC$617,000
+17.1%
26,750
-14.2%
0.08%
+22.4%
COST SellCOSTCO WHSL CORP NEW$604,000
-4.9%
3,962
-2.1%
0.08%0.0%
VYM SellVANGUARD WHITEHALL FDS INChigh div yld$599,000
-8.7%
8,304
-9.6%
0.08%
-3.6%
RAI SellREYNOLDS AMERICAN INC$597,000
-37.9%
12,656
-29.0%
0.08%
-34.4%
RDSA SellROYAL DUTCH SHELL PLCspons adr a$599,000
-18.2%
11,969
-9.7%
0.08%
-14.0%
CALM SellCAL MAINE FOODS INC$590,000
-32.2%
15,319
-21.9%
0.08%
-28.2%
DG SellDOLLAR GEN CORP NEW$581,000
-80.0%
8,300
-73.1%
0.08%
-78.8%
DE SellDEERE & CO$558,000
-20.6%
6,543
-24.6%
0.07%
-16.9%
SCCO SellSOUTHERN COPPER CORP$545,000
-10.2%
20,727
-7.9%
0.07%
-5.2%
LUMN SellCENTURYLINK INC$543,000
-10.5%
19,796
-5.4%
0.07%
-6.5%
GS SellGOLDMAN SACHS GROUP INC$539,000
+3.9%
3,339
-4.3%
0.07%
+9.1%
KMB SellKIMBERLY CLARK CORP$520,000
-45.4%
4,120
-40.5%
0.07%
-43.0%
SPXX SellNUVEEN S&P 500 DYN OVERWRIT$509,000
+0.6%
36,955
-1.4%
0.07%
+6.2%
BX SellBLACKSTONE GROUP L P$510,000
-4.5%
19,960
-8.2%
0.07%0.0%
DAL SellDELTA AIR LINES INC DEL$508,000
-20.9%
12,900
-26.8%
0.07%
-16.0%
MU SellMICRON TECHNOLOGY INC$489,000
+17.3%
27,510
-9.3%
0.06%
+22.6%
EXC SellEXELON CORP$483,000
-12.5%
14,507
-4.5%
0.06%
-8.6%
FCX SellFREEPORT-MCMORAN INCcl b$455,000
-3.4%
41,872
-0.8%
0.06%
+1.7%
MCK SellMCKESSON CORP$440,000
-34.3%
2,639
-26.5%
0.06%
-30.6%
SBNY SellSIGNATURE BK NEW YORK N Y$438,000
-10.1%
3,700
-5.1%
0.06%
-6.5%
SYK SellSTRYKER CORP$437,000
-14.1%
3,750
-11.8%
0.06%
-10.8%
IR SellINGERSOLL-RAND PLC$421,000
-13.0%
6,201
-18.4%
0.06%
-8.2%
UNP SellUNION PAC CORP$421,000
-5.6%
4,316
-15.6%
0.06%
-1.8%
UAA SellUNDER ARMOUR INCcl a$397,000
-10.2%
10,266
-6.7%
0.05%
-5.4%
AAVVF SellADVANTAGE OIL & GAS LTD$387,000
+24.8%
55,000
-0.7%
0.05%
+33.3%
TPX SellTEMPUR SEALY INTL INC$391,000
-21.5%
6,892
-23.4%
0.05%
-17.5%
DHI SellD R HORTON INC$393,000
-22.9%
13,000
-19.8%
0.05%
-20.0%
ADP SellAUTOMATIC DATA PROCESSING I$391,000
-9.3%
4,435
-5.5%
0.05%
-5.5%
PCLN SellPRICELINE GRP INC$383,000
-25.2%
260
-36.6%
0.05%
-21.5%
DVN SellDEVON ENERGY CORP NEW$380,000
+19.9%
8,606
-1.7%
0.05%
+27.5%
FISV SellFISERV INC$373,000
-80.3%
3,750
-78.5%
0.05%
-79.3%
JPS SellNUVEEN PREFERRED SECURITIES$374,000
-22.6%
38,993
-25.4%
0.05%
-18.0%
EOI SellEATON VANCE ENHANCED EQ INC$368,000
-10.0%
29,127
-9.3%
0.05%
-5.8%
CMG SellCHIPOTLE MEXICAN GRILL INC$349,000
-21.2%
825
-25.0%
0.05%
-16.1%
SRE SellSEMPRA ENERGY$355,000
-41.3%
3,311
-37.5%
0.05%
-39.0%
NDAQ SellNASDAQ INC$351,000
-11.4%
5,190
-15.2%
0.05%
-6.0%
WPC SellW P CAREY INC$350,000
-17.1%
5,417
-10.8%
0.05%
-13.0%
FSLR SellFIRST SOLAR INC$349,000
-28.8%
8,840
-12.5%
0.05%
-24.2%
GME SellGAMESTOP CORP NEWcl a$351,000
-10.2%
12,736
-13.4%
0.05%
-6.0%
OTEX SellOPEN TEXT CORP$340,000
-18.1%
5,244
-25.3%
0.04%
-15.1%
TER SellTERADYNE INC$326,000
-29.6%
15,100
-35.7%
0.04%
-25.4%
WDC SellWESTERN DIGITAL CORP$324,000
+11.7%
5,544
-9.8%
0.04%
+16.2%
GBCI SellGLACIER BANCORP INC NEW$314,000
-10.0%
11,000
-16.2%
0.04%
-4.5%
HON SellHONEYWELL INTL INC$313,000
-9.3%
2,685
-9.5%
0.04%
-4.5%
FE SellFIRSTENERGY CORP$311,000
-6.3%
9,391
-1.4%
0.04%0.0%
SLCA SellU S SILICA HLDGS INC$317,000
-5.1%
6,800
-29.9%
0.04%0.0%
TASR SellTASER INTL INC$315,000
+12.9%
11,021
-1.8%
0.04%
+20.0%
AFL SellAFLAC INC$306,000
-7.3%
4,259
-6.8%
0.04%
-2.4%
LUV SellSOUTHWEST AIRLS CO$300,000
-1.3%
7,710
-0.7%
0.04%
+2.6%
WELL SellWELLTOWER INC$303,000
-47.3%
4,048
-46.4%
0.04%
-45.2%
AAN SellAARONS INC$297,000
+1.4%
11,680
-12.8%
0.04%
+8.1%
WPZ SellWILLIAMS PARTNERS L P NEW$301,000
-17.3%
8,082
-23.1%
0.04%
-13.0%
AMTD SellTD AMERITRADE HLDG CORP$302,000
+14.4%
8,559
-7.6%
0.04%
+17.6%
AIZ SellASSURANT INC$293,000
-28.9%
3,181
-33.4%
0.04%
-25.0%
GSK SellGLAXOSMITHKLINE PLCsponsored adr$295,000
-13.7%
6,849
-13.1%
0.04%
-9.3%
COH SellCOACH INC$290,000
-46.0%
7,937
-39.7%
0.04%
-42.6%
FTR SellFRONTIER COMMUNICATIONS COR$293,000
-67.1%
70,459
-60.9%
0.04%
-65.5%
HL SellHECLA MNG CO$285,000
+2.9%
50,000
-7.9%
0.04%
+8.6%
VRX SellVALEANT PHARMACEUTICALS INT$281,000
-51.8%
11,460
-60.4%
0.04%
-48.6%
YHOO SellYAHOO INC$286,000
-5.0%
6,642
-17.1%
0.04%0.0%
XEL SellXCEL ENERGY INC$280,000
-20.0%
6,816
-12.8%
0.04%
-15.9%
HRS SellHARRIS CORP DEL$274,000
+4.2%
2,992
-5.2%
0.04%
+12.1%
FUN SellCEDAR FAIR L Pdepositry unit$279,000
-4.8%
4,869
-3.8%
0.04%0.0%
CIM SellCHIMERA INVT CORP$280,000
-14.6%
17,579
-15.8%
0.04%
-11.9%
TNH SellTERRA NITROGEN CO L P$280,000
-0.4%
2,490
-7.4%
0.04%
+2.8%
EPR SellEPR PPTYS$278,000
-15.0%
3,533
-12.8%
0.04%
-9.8%
CHK SellCHESAPEAKE ENERGY CORP$263,000
+16.9%
41,905
-20.3%
0.04%
+20.7%
BIV SellVANGUARD BD INDEX FD INCintermed term$262,000
-5.1%
2,990
-4.5%
0.04%0.0%
DOX SellAMDOCS LTD$256,000
-15.0%
4,433
-15.1%
0.03%
-10.5%
HCP SellHCP INC$247,000
-2.0%
6,506
-8.5%
0.03%
+3.1%
FONR SellFONAR CORP$247,0000.0%12,030
-0.8%
0.03%
+6.5%
HUM SellHUMANA INC$243,000
-31.5%
1,371
-30.5%
0.03%
-28.9%
UA SellUNDER ARMOUR INCcl c$239,000
-19.5%
7,059
-13.4%
0.03%
-15.8%
NYCB SellNEW YORK CMNTY BANCORP INC$238,000
-7.4%
16,750
-2.3%
0.03%
-3.0%
EOG SellEOG RES INC$239,000
-15.2%
2,468
-27.0%
0.03%
-11.1%
NVS SellNOVARTIS A Gsponsored adr$238,000
-8.8%
3,014
-4.7%
0.03%
-3.0%
CI SellCIGNA CORPORATION$230,000
-17.0%
1,762
-18.5%
0.03%
-11.4%
AEE SellAMEREN CORP$223,000
-10.4%
4,531
-2.5%
0.03%
-6.2%
PBA SellPEMBINA PIPELINE CORP$221,000
-9.4%
7,250
-9.9%
0.03%
-6.5%
PGHEF SellPENGROWTH ENERGY CORP$217,000
-14.2%
136,600
-0.7%
0.03%
-9.4%
IBB SellISHARES TRnasdq biotec etf$215,000
-26.9%
741
-35.2%
0.03%
-21.6%
AINV SellAPOLLO INVT CORP$216,000
-20.3%
37,283
-23.9%
0.03%
-14.7%
VB SellVANGUARD INDEX FDSsmall cp etf$214,000
-19.5%
1,755
-23.7%
0.03%
-14.7%
AN SellAUTONATION INC$218,000
-0.5%
4,468
-4.3%
0.03%
+3.6%
XBI SellSPDR SERIES TRUSTs&p biotech$216,000
+7.5%
3,260
-12.1%
0.03%
+11.5%
VGR SellVECTOR GROUP LTD$214,000
-20.1%
9,924
-17.0%
0.03%
-14.7%
NYMT SellNEW YORK MTG TR INC$210,000
-8.3%
34,928
-6.9%
0.03%
-3.4%
DOV SellDOVER CORP$208,000
+2.5%
2,823
-3.4%
0.03%
+7.7%
CLX SellCLOROX CO DEL$207,000
-30.8%
1,650
-23.6%
0.03%
-26.3%
INT SellWORLD FUEL SVCS CORP$204,000
-25.8%
4,415
-23.9%
0.03%
-22.9%
AVGO SellBROADCOM LTD$206,000
-8.4%
1,195
-17.3%
0.03%
-6.9%
GGN SellGAMCO GLOBAL GOLD NAT RES &$204,000
-51.8%
31,975
-50.8%
0.03%
-50.0%
TYG SellTORTOISE ENERGY INFRA CORP$200,000
-10.3%
6,510
-10.3%
0.03%
-3.6%
VCSH SellVANGUARD SCOTTSDALE FDSshrt trm corp bd$201,000
-26.6%
2,500
-26.1%
0.03%
-22.9%
INO SellINOVIO PHARMACEUTICALS INC$199,0000.0%21,400
-0.7%
0.03%
+8.0%
WYNN SellWYNN RESORTS LTD$202,000
-74.7%
2,074
-76.5%
0.03%
-73.3%
PFLT SellPENNANTPARK FLOATING RATE C$196,000
+0.5%
14,833
-5.5%
0.03%
+4.0%
PMM SellPUTNAM MANAGED MUN INCOM TR$189,000
-29.7%
23,700
-29.3%
0.02%
-26.5%
NAT SellNORDIC AMERICAN TANKERS LIM$182,000
-42.2%
18,007
-20.7%
0.02%
-40.0%
PSLV SellSPROTT PHYSICAL SILVER TRtr unit$177,000
-6.8%
23,899
-8.9%
0.02%0.0%
SFL SellSHIP FINANCE INTERNATIONAL$172,000
-2.8%
11,686
-2.6%
0.02%
+4.5%
SAN SellBANCO SANTANDER SAadr$157,000
+10.6%
35,651
-1.5%
0.02%
+16.7%
NRZ SellNEW RESIDENTIAL INVT CORP$151,000
-6.8%
10,903
-6.9%
0.02%
-4.8%
BKCC SellBLACKROCK CAPITAL INVESTMEN$144,000
-19.6%
17,430
-24.3%
0.02%
-17.4%
HYT SellBLACKROCK CORPOR HI YLD FD$143,000
-21.4%
13,248
-23.8%
0.02%
-17.4%
NFJ SellALLIANZGI NFJ DIVID INT & P$141,000
-4.1%
11,141
-6.7%
0.02%0.0%
PHYS SellSPROTT PHYSICAL GOLD TRUSTunit$145,000
-8.8%
13,278
-8.3%
0.02%
-5.0%
NG SellNOVAGOLD RES INC$140,000
-51.0%
25,000
-46.6%
0.02%
-47.2%
AMLP SellALPS ETF TRalerian mlp$137,000
-42.9%
10,792
-42.9%
0.02%
-40.0%
JRO SellNUVEEN FLTNG RTE INCM OPP F$126,000
-8.0%
11,400
-14.9%
0.02%0.0%
PIM SellPUTNAM MASTER INTER INCOMEsh ben int$114,000
-5.0%
25,772
-7.2%
0.02%0.0%
VER SellVEREIT INC$115,000
-18.4%
11,064
-20.2%
0.02%
-16.7%
BDJ SellBLACKROCK ENHANCED EQT DIV$109,000
-26.4%
13,757
-26.7%
0.02%
-21.1%
MEMPQ SellMEMORIAL PRODTN PARTNERS LP$105,000
-12.5%
58,844
-7.2%
0.01%
-6.7%
CHW SellCALAMOS GBL DYN INCOME FUND$102,000
-46.6%
13,635
-49.9%
0.01%
-41.7%
FAX SellABERDEEN ASIA PACIFIC INCOM$62,000
-18.4%
12,160
-19.4%
0.01%
-20.0%
UEC SellURANIUM ENERGY CORP$20,000
-31.0%
19,800
-39.6%
0.00%
-25.0%
MNKD SellMANNKIND CORP$12,000
-50.0%
19,900
-4.8%
0.00%
-33.3%
BBEPQ ExitBREITBURN ENERGY PARTNERS LP$0-25,746
-100.0%
0.00%
SUNEQ ExitSUNEDISON INC$0-28,050
-100.0%
-0.00%
LNCOQ ExitLINNCO LLC$0-151,674
-100.0%
-0.00%
XOMA ExitXOMA CORP DEL$0-11,000
-100.0%
-0.00%
GNOW ExitAMERICAN CARESOURCE HLDGS IN$0-24,100
-100.0%
-0.00%
VNRSQ ExitVANGUARD NAT RES LLC$0-12,900
-100.0%
-0.00%
NMM ExitNAVIOS MARITIME PARTNERS L Punit lpi$0-14,051
-100.0%
-0.00%
VVUS ExitVIVUS INC$0-11,000
-100.0%
-0.00%
ARPJQ ExitATLAS RESOURCE PARTNERS LP$0-51,247
-100.0%
-0.00%
BIOL ExitBIOLASE INC$0-27,979
-100.0%
-0.00%
ANH ExitANWORTH MORTGAGE ASSET CP$0-10,200
-100.0%
-0.01%
CLMT ExitCALUMET SPECIALTY PRODS PTNRut ltd partner$0-11,517
-100.0%
-0.01%
AKS ExitAK STL HLDG CORP$0-12,200
-100.0%
-0.01%
BSBR ExitBANCO SANTANDER BRASIL S Aads rep 1 unit$0-11,000
-100.0%
-0.01%
UPLMQ ExitULTRA PETROLEUM CORP$0-35,965
-100.0%
-0.01%
BGY ExitBLACKROCK INTL GRWTH & INC T$0-12,298
-100.0%
-0.01%
OAKS ExitFIVE OAKS INVT CORP$0-14,900
-100.0%
-0.01%
UAN ExitCVR PARTNERS LP$0-10,867
-100.0%
-0.01%
NVAX ExitNOVAVAX INC$0-11,750
-100.0%
-0.01%
WPX ExitWPX ENERGY INC$0-11,164
-100.0%
-0.01%
CSQ ExitCALAMOS STRATEGIC TOTL RETN$0-10,103
-100.0%
-0.01%
IAG ExitIAMGOLD CORP$0-24,008
-100.0%
-0.01%
TGH ExitTEXTAINER GROUP HOLDINGS LTD$0-11,276
-100.0%
-0.02%
GLO ExitCLOUGH GLOBAL OPPORTUNITIESsh ben int$0-15,500
-100.0%
-0.02%
ORIG ExitOCEAN RIG UDW INC$0-68,566
-100.0%
-0.02%
EMD ExitWESTERN ASSET EMRG MKT DEBT$0-11,699
-100.0%
-0.02%
CCJ ExitCAMECO CORP$0-16,204
-100.0%
-0.02%
TCPC ExitTCP CAP CORP$0-11,738
-100.0%
-0.02%
POT ExitPOTASH CORP SASK INC$0-12,175
-100.0%
-0.02%
BK ExitBANK NEW YORK MELLON CORP$0-5,138
-100.0%
-0.02%
IIM ExitINVESCO VALUE MUN INCOME TR$0-11,129
-100.0%
-0.02%
NPM ExitNUVEEN PREM INCOME MUN FD 2$0-12,498
-100.0%
-0.02%
DCP ExitDCP MIDSTREAM PARTNERS LP$0-6,020
-100.0%
-0.03%
URI ExitUNITED RENTALS INC$0-3,100
-100.0%
-0.03%
KSS ExitKOHLS CORP$0-5,388
-100.0%
-0.03%
VOD ExitVODAFONE GROUP PLC NEWspnsr adr$0-6,547
-100.0%
-0.03%
MBBYF ExitMOBILEYE N V AMSTELVEEN$0-4,600
-100.0%
-0.03%
RJF ExitRAYMOND JAMES FINANCIAL INC$0-4,450
-100.0%
-0.03%
WY ExitWEYERHAEUSER CO$0-7,583
-100.0%
-0.03%
EMR ExitEMERSON ELEC CO$0-4,338
-100.0%
-0.03%
TEVA ExitTEVA PHARMACEUTICAL INDS LTDadr$0-4,708
-100.0%
-0.03%
BXMT ExitBLACKSTONE MTG TR INC$0-8,814
-100.0%
-0.03%
CTSH ExitCOGNIZANT TECHNOLOGY SOLUTIOcl a$0-4,473
-100.0%
-0.03%
LIT ExitGLOBAL X FDSglobal x lithium$0-10,000
-100.0%
-0.03%
ASH ExitASHLAND INC NEW$0-2,258
-100.0%
-0.03%
IWM ExitISHARES TRrussell 2000 etf$0-2,473
-100.0%
-0.04%
BAK ExitBRASKEM S Asp adr pfd a$0-26,100
-100.0%
-0.04%
MNST ExitMONSTER BEVERAGE CORP NEW$0-1,900
-100.0%
-0.04%
APC ExitANADARKO PETE CORP$0-6,031
-100.0%
-0.04%
MHK ExitMOHAWK INDS INC$0-1,900
-100.0%
-0.05%
SQ ExitSQUARE INCcl a$0-41,300
-100.0%
-0.05%
VA ExitVIRGIN AMER INC$0-6,820
-100.0%
-0.05%
ENB ExitENBRIDGE INC$0-9,058
-100.0%
-0.05%
DWA ExitDREAMWORKS ANIMATION SKG INCcl a$0-9,563
-100.0%
-0.05%
CONE ExitCYRUSONE INC$0-7,712
-100.0%
-0.05%
USBI ExitUNITED SEC BANCSHARES INC$0-53,416
-100.0%
-0.06%
TSCO ExitTRACTOR SUPPLY CO$0-5,400
-100.0%
-0.06%
AA ExitALCOA INC$0-58,654
-100.0%
-0.07%
FNSR ExitFINISAR CORP$0-36,250
-100.0%
-0.08%
ATVI ExitACTIVISION BLIZZARD INC$0-16,515
-100.0%
-0.08%
TAL ExitTAL INTL GROUP INC$0-49,688
-100.0%
-0.08%
AMD ExitADVANCED MICRO DEVICES INC$0-140,753
-100.0%
-0.09%
ZAGG ExitZAGG INC$0-145,000
-100.0%
-0.10%
EMC ExitE M C CORP MASS$0-29,781
-100.0%
-0.10%
STLD ExitSTEEL DYNAMICS INC$0-33,432
-100.0%
-0.10%
AGNC ExitAMERICAN CAPITAL AGENCY CORP$0-42,866
-100.0%
-0.11%
FIT ExitFITBIT INCcl a$0-69,813
-100.0%
-0.11%
NLS ExitNAUTILUS INC$0-58,574
-100.0%
-0.13%
AMED ExitAMEDISYS INC$0-20,974
-100.0%
-0.13%
USCR ExitU S CONCRETE INC$0-17,904
-100.0%
-0.14%
VSTO ExitVISTA OUTDOOR INC$0-27,610
-100.0%
-0.17%
PLAY ExitDAVE & BUSTERS ENTMT INC$0-28,226
-100.0%
-0.17%
MSFG ExitMAINSOURCE FINANCIAL GP INC$0-60,011
-100.0%
-0.17%
MRD ExitMEMORIAL RESOURCE DEV CORP$0-180,681
-100.0%
-0.36%
PACW ExitPACWEST BANCORP DEL$0-120,715
-100.0%
-0.61%
JWA ExitWILEY JOHN & SONS INCcl a$0-102,561
-100.0%
-0.68%
CINF ExitCINCINNATI FINL CORP$0-85,916
-100.0%
-0.82%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-11-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC32Q3 202313.6%
AMAZON COM INC32Q3 20234.4%
EXXON MOBIL CORP32Q3 20233.6%
CISCO SYS INC32Q3 20232.4%
HOME DEPOT INC32Q3 20231.7%
JPMORGAN CHASE & CO32Q3 20231.7%
MICROSOFT CORP32Q3 20232.1%
UNITED PARCEL SERVICE INC32Q3 20232.0%
META PLATFORMS INC32Q3 20232.3%
DISNEY WALT CO32Q3 20231.5%

View Sheaff Brock Investment Advisors, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-14
13F-HR2024-02-08
13F-HR2023-11-08
13F-HR2023-08-08
13F-HR2023-05-01
13F-HR2023-02-13
13F-HR2022-11-03
13F-HR2022-08-02
13F-HR/A2022-06-02
13F-HR/A2022-06-02

View Sheaff Brock Investment Advisors, LLC's complete filings history.

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Export Sheaff Brock Investment Advisors, LLC's holdings