Sheaff Brock Investment Advisors, LLC - Q3 2016 holdings

$749 Million is the total value of Sheaff Brock Investment Advisors, LLC's 701 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 30.3% .

 Value Shares↓ Weighting
DIS BuyDISNEY WALT CO$9,575,000
-3.7%
103,114
+1.5%
1.28%
+1.3%
AMZN BuyAMAZON COM INC$7,955,000
+55.9%
9,500
+33.2%
1.06%
+63.9%
PM BuyPHILIP MORRIS INTL INC$7,711,000
-2.5%
79,316
+2.0%
1.03%
+2.5%
FL BuyFOOT LOCKER INC$7,290,000
+24.2%
107,639
+0.6%
0.97%
+30.6%
IP BuyINTL PAPER CO$6,106,000
+21.2%
127,265
+7.1%
0.82%
+27.5%
TGT BuyTARGET CORP$5,055,000
+1062.1%
73,598
+1080.8%
0.68%
+1127.3%
ETP BuyENERGY TRANSFER PRTNRS L Punit ltd partn$4,970,000
+54.1%
134,324
+58.6%
0.66%
+62.1%
PFE BuyPFIZER INC$4,738,000
+4.8%
139,887
+8.9%
0.63%
+10.1%
IPG NewINTERPUBLIC GROUP COS INC$4,437,000198,517
+100.0%
0.59%
RRC NewRANGE RES CORP$3,884,000100,220
+100.0%
0.52%
BMY BuyBRISTOL MYERS SQUIBB CO$3,735,000
-13.0%
69,271
+18.7%
0.50%
-8.4%
GOOG BuyALPHABET INCcap stk cl c$3,009,000
+29.3%
3,871
+15.1%
0.40%
+36.3%
UNH BuyUNITEDHEALTH GROUP INC$2,814,000
+4.5%
20,097
+5.4%
0.38%
+9.9%
WMT BuyWAL-MART STORES INC$2,274,000
+1.2%
31,528
+2.5%
0.30%
+6.7%
SLW BuySILVER WHEATON CORP$2,230,000
+15.8%
82,501
+0.8%
0.30%
+22.1%
MMP BuyMAGELLAN MIDSTREAM PRTNRS L$2,108,000
-6.9%
29,801
+0.0%
0.28%
-2.1%
ACN BuyACCENTURE PLC IRELAND$2,079,000
+25.7%
17,015
+16.6%
0.28%
+31.9%
SWK NewSTANLEY BLACK & DECKER INC$2,010,00016,344
+100.0%
0.27%
PSEC BuyPROSPECT CAPITAL CORPORATIO$1,993,000
+6.1%
245,957
+2.3%
0.27%
+11.8%
QQQ BuyPOWERSHARES QQQ TRUSTunit ser 1$1,907,000
+11.0%
16,065
+0.6%
0.26%
+17.0%
LEA NewLEAR CORP$1,756,00014,490
+100.0%
0.23%
VTI BuyVANGUARD INDEX FDStotal stk mkt$1,750,000
+7.4%
15,719
+3.3%
0.23%
+13.0%
NFLX BuyNETFLIX INC$1,551,000
+10.1%
15,741
+2.2%
0.21%
+15.6%
LMT BuyLOCKHEED MARTIN CORP$1,522,000
-3.1%
6,348
+0.3%
0.20%
+2.0%
WHR BuyWHIRLPOOL CORP$1,477,000
+49.0%
9,110
+53.3%
0.20%
+56.3%
AMAT BuyAPPLIED MATLS INC$1,456,000
+305.6%
48,308
+222.6%
0.19%
+321.7%
AGN BuyALLERGAN PLC$1,447,000
+2.3%
6,283
+2.7%
0.19%
+7.8%
SKX BuySKECHERS U S A INCcl a$1,394,000
+152.1%
60,888
+227.4%
0.19%
+165.7%
ECOL BuyUS ECOLOGY INC$1,359,000
-2.1%
30,318
+0.4%
0.18%
+2.8%
CMI BuyCUMMINS INC$1,356,000
+16.4%
10,582
+2.2%
0.18%
+22.3%
ADM BuyARCHER DANIELS MIDLAND CO$1,237,000
-1.7%
29,354
+0.0%
0.16%
+3.1%
STX NewSEAGATE TECHNOLOGY PLC$1,234,00032,009
+100.0%
0.16%
LNG BuyCHENIERE ENERGY INC$1,200,000
+117.0%
27,515
+87.0%
0.16%
+128.6%
CRUS BuyCIRRUS LOGIC INC$1,148,000
+262.1%
21,583
+164.2%
0.15%
+282.5%
DVY BuyISHARES TRselect divid etf$1,030,000
+1.5%
12,012
+1.0%
0.14%
+6.2%
TTC BuyTORO CO$980,000
-20.1%
20,928
+50.5%
0.13%
-16.0%
MON BuyMONSANTO CO NEW$978,000
+0.4%
9,566
+1.6%
0.13%
+5.6%
NSC BuyNORFOLK SOUTHERN CORP$973,000
+14.1%
10,025
+0.0%
0.13%
+20.4%
PAYX BuyPAYCHEX INC$956,000
-0.3%
16,524
+2.5%
0.13%
+4.9%
ABT BuyABBOTT LABS$955,000
+12.0%
22,570
+4.0%
0.13%
+17.6%
D BuyDOMINION RES INC VA NEW$927,000
-4.0%
12,486
+0.8%
0.12%
+0.8%
USA BuyLIBERTY ALL STAR EQUITY FDsh ben int$930,000
+5.6%
179,563
+2.3%
0.12%
+10.7%
AXP BuyAMERICAN EXPRESS CO$919,000
+5.4%
14,348
+0.0%
0.12%
+10.8%
TTE BuyTOTAL S Asponsored adr$917,000
+1.9%
19,218
+2.7%
0.12%
+7.0%
RAX NewRACKSPACE HOSTING INC$915,00028,885
+100.0%
0.12%
HES BuyHESS CORP$906,000
-9.8%
16,906
+1.2%
0.12%
-4.7%
DGX NewQUEST DIAGNOSTICS INC$897,00010,600
+100.0%
0.12%
WOR BuyWORTHINGTON INDS INC$893,000
+108.2%
18,590
+83.4%
0.12%
+120.4%
PZZA NewPAPA JOHNS INTL INC$889,00011,276
+100.0%
0.12%
MASI NewMASIMO CORP$878,00014,759
+100.0%
0.12%
RAD BuyRITE AID CORP$867,000
+11.6%
112,750
+8.6%
0.12%
+17.2%
MPA BuyBLACKROCK MUNIYIELD PA QLTY$865,000
+1.2%
54,000
+0.9%
0.12%
+6.5%
TD BuyTORONTO DOMINION BK ONT$855,000
+3.6%
19,247
+0.1%
0.11%
+8.6%
NLY BuyANNALY CAP MGMT INC$837,000
+2.3%
79,783
+7.9%
0.11%
+7.7%
UTX BuyUNITED TECHNOLOGIES CORP$798,000
+261.1%
7,858
+264.5%
0.11%
+282.1%
DNP BuyDNP SELECT INCOME FD$799,000
-0.2%
77,913
+3.3%
0.11%
+4.9%
CTAS NewCINTAS CORP$803,0007,127
+100.0%
0.11%
GAB BuyGABELLI EQUITY TR INC$801,000
+4.3%
142,097
+1.6%
0.11%
+10.3%
MSCI NewMSCI INC$805,0009,595
+100.0%
0.11%
PRU BuyPRUDENTIAL FINL INC$752,000
+17.3%
9,208
+2.5%
0.10%
+23.5%
AEP BuyAMERICAN ELEC PWR INC$683,000
-8.2%
10,637
+0.2%
0.09%
-3.2%
MLHR NewMILLER HERMAN INC$677,00023,687
+100.0%
0.09%
MPC BuyMARATHON PETE CORP$678,000
+158.8%
16,693
+142.1%
0.09%
+172.7%
SHM BuySPDR SER TRnuvn br sht muni$656,000
+0.3%
13,423
+0.8%
0.09%
+6.0%
KR BuyKROGER CO$652,000
+4.2%
21,952
+28.9%
0.09%
+10.1%
VOO BuyVANGUARD INDEX FDS$653,000
+48.7%
3,288
+44.1%
0.09%
+55.4%
BMI BuyBADGER METER INC$637,000
-8.2%
19,000
+100.0%
0.08%
-3.4%
PII BuyPOLARIS INDS INC$636,000
-3.5%
8,210
+1.9%
0.08%
+1.2%
EEP BuyENBRIDGE ENERGY PARTNERS L$632,000
+61.6%
24,869
+47.5%
0.08%
+68.0%
MPLX BuyMPLX LP$625,000
+0.6%
18,463
+0.1%
0.08%
+5.1%
FFIV BuyF5 NETWORKS INC$612,000
+24.1%
4,910
+13.4%
0.08%
+30.2%
VO BuyVANGUARD INDEX FDSmid cap etf$617,000
+9.6%
4,765
+4.7%
0.08%
+15.5%
VIG BuyVANGUARD SPECIALIZED PORTFOdiv app etf$598,000
+13.5%
7,126
+12.6%
0.08%
+19.4%
MDY BuySPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp$571,000
+39.6%
2,021
+34.6%
0.08%
+46.2%
HBAN BuyHUNTINGTON BANCSHARES INC$553,000
+19.7%
56,105
+8.5%
0.07%
+25.4%
EBAY BuyEBAY INC$510,000
+118.9%
15,502
+55.8%
0.07%
+126.7%
ON NewON SEMICONDUCTOR CORP$507,00041,187
+100.0%
0.07%
AIG NewAMERICAN INTL GROUP INC$480,0008,084
+100.0%
0.06%
LEN BuyLENNAR CORPcl a$451,000
-2.6%
10,650
+6.0%
0.06%
+1.7%
WM BuyWASTE MGMT INC DEL$450,000
-3.4%
7,056
+0.4%
0.06%
+1.7%
WLL BuyWHITING PETE CORP NEW$449,000
+19.7%
51,397
+26.9%
0.06%
+25.0%
ESRX BuyEXPRESS SCRIPTS HLDG CO$439,000
+17.4%
6,231
+26.2%
0.06%
+25.5%
DLR BuyDIGITAL RLTY TR INC$434,000
-2.3%
4,469
+9.7%
0.06%
+3.6%
USB BuyUS BANCORP DEL$424,000
+12.5%
9,892
+5.7%
0.06%
+18.8%
NS BuyNUSTAR ENERGY LP$422,000
+5.8%
8,510
+6.2%
0.06%
+9.8%
REGN BuyREGENERON PHARMACEUTICALS$410,000
+19.2%
1,020
+3.6%
0.06%
+25.0%
MUX BuyMCEWEN MNG INC$410,000
-3.5%
111,495
+0.9%
0.06%
+1.9%
VTR BuyVENTAS INC$366,000
+0.8%
5,186
+4.0%
0.05%
+6.5%
FGPRQ BuyFERRELLGAS PARTNERS L.P.unit ltd part$357,000
-34.0%
30,675
+4.8%
0.05%
-30.4%
XLK BuySELECT SECTOR SPDR TRtechnology$354,000
+20.0%
7,417
+9.0%
0.05%
+27.0%
BIDU BuyBAIDU INCspon adr rep a$344,000
+16.6%
1,887
+5.6%
0.05%
+24.3%
GPC NewGENUINE PARTS CO$336,0003,345
+100.0%
0.04%
EAD BuyWELLS FARGO INCOME OPPORTUNwf inc oppty fd$338,000
+9.4%
40,487
+3.5%
0.04%
+15.4%
JQC BuyNUVEEN CR STRATEGIES INCM F$336,000
+5.0%
39,646
+0.1%
0.04%
+9.8%
PFG NewPRINCIPAL FINL GROUP INC$330,0006,400
+100.0%
0.04%
ETW BuyEATON VANCE TXMGD GL BUYWR$328,000
+74.5%
29,783
+64.3%
0.04%
+83.3%
HOG BuyHARLEY DAVIDSON INC$318,000
+31.4%
6,039
+13.1%
0.04%
+35.5%
OHI BuyOMEGA HEALTHCARE INVS INC$317,000
+4.6%
8,929
+0.1%
0.04%
+10.5%
MSI NewMOTOROLA SOLUTIONS INC$305,0003,999
+100.0%
0.04%
NEA BuyNUVEEN AMT FREE QLTY MUN IN$307,000
+81.7%
21,038
+86.3%
0.04%
+95.2%
FANG BuyDIAMONDBACK ENERGY INC$299,000
+9.1%
3,100
+3.3%
0.04%
+14.3%
COL BuyROCKWELL COLLINS INC$295,000
-1.0%
3,502
+0.0%
0.04%
+2.6%
WB NewWEIBO CORPsponsored adr$293,0005,843
+100.0%
0.04%
WMB BuyWILLIAMS COS INC DEL$294,000
+43.4%
9,551
+0.8%
0.04%
+50.0%
XLI BuySELECT SECTOR SPDR TRsbi int-inds$287,000
+12.1%
4,914
+7.5%
0.04%
+18.8%
PEG NewPUBLIC SVC ENTERPRISE GROUP$285,0006,797
+100.0%
0.04%
CPB BuyCAMPBELL SOUP CO$286,000
-17.8%
5,233
+0.0%
0.04%
-13.6%
WEC NewWEC ENERGY GROUP INC$280,0004,675
+100.0%
0.04%
URBN NewURBAN OUTFITTERS INC$279,0008,087
+100.0%
0.04%
XLE BuySELECT SECTOR SPDR TRsbi int-energy$280,000
+8.5%
3,959
+4.7%
0.04%
+12.1%
PSF BuyCOHEN & STEERS SLT PFD INCM$267,000
+5.1%
9,954
+5.3%
0.04%
+12.5%
PAGP BuyPLAINS GP HLDGS L P$270,000
+141.1%
20,900
+95.3%
0.04%
+157.1%
TWLO NewTWILIO INCcl a$270,0004,200
+100.0%
0.04%
NVDA NewNVIDIA CORP$267,0003,900
+100.0%
0.04%
CSX BuyCSX CORP$259,000
+16.7%
8,504
+0.0%
0.04%
+25.0%
KKR BuyKKR & CO L P DEL$261,000
+15.5%
18,314
+0.0%
0.04%
+20.7%
VBR BuyVANGUARD INDEX FDSsm cp val etf$259,000
+28.9%
2,340
+22.5%
0.04%
+34.6%
DPZ BuyDOMINOS PIZZA INC$260,000
+16.6%
1,715
+0.9%
0.04%
+25.0%
RTN BuyRAYTHEON CO$255,0000.0%1,875
+0.1%
0.03%
+6.2%
RDSB BuyROYAL DUTCH SHELL PLCspon adr b$256,000
-3.8%
4,853
+2.1%
0.03%0.0%
STRP NewSTRAIGHT PATH COMMUNICATNScl b$256,00010,000
+100.0%
0.03%
XLP BuySELECT SECTOR SPDR TRsbi cons stpls$251,000
+24.3%
4,712
+28.8%
0.03%
+30.8%
PGF BuyPOWERSHARES ETF TRUSTfinl pfd ptfl$248,000
+17.5%
13,000
+18.2%
0.03%
+22.2%
TXT BuyTEXTRON INC$250,000
+15.7%
6,300
+6.8%
0.03%
+22.2%
PPG NewPPG INDS INC$238,0002,298
+100.0%
0.03%
MET BuyMETLIFE INC$234,000
+13.0%
5,277
+1.5%
0.03%
+19.2%
EMN BuyEASTMAN CHEM CO$230,000
+6.0%
3,400
+6.2%
0.03%
+10.7%
SCHD BuySCHWAB STRATEGIC TRus dividend eq$235,000
+2.6%
5,554
+0.6%
0.03%
+6.9%
FSC BuyFIFTH STREET FINANCE CORP$232,000
+24.7%
39,980
+4.0%
0.03%
+29.2%
PH NewPARKER HANNIFIN CORP$217,0001,725
+100.0%
0.03%
NTCT NewNETSCOUT SYS INC$214,0007,307
+100.0%
0.03%
LNC NewLINCOLN NATL CORP IND$216,0004,590
+100.0%
0.03%
MRO BuyMARATHON OIL CORP$217,000
+9.6%
13,720
+4.2%
0.03%
+16.0%
BUD NewANHEUSER BUSCH INBEV SA/NVsponsored adr$217,0001,650
+100.0%
0.03%
BCV NewBANCROFT FUND LTD$215,00010,223
+100.0%
0.03%
AMBA NewAMBARELLA INC$202,0002,740
+100.0%
0.03%
SRC BuySPIRIT RLTY CAP INC NEW$194,000
+5.4%
14,565
+1.3%
0.03%
+13.0%
PHT BuyPIONEER HIGH INCOME TR$187,000
+4.5%
17,826
+0.7%
0.02%
+8.7%
RIG BuyTRANSOCEAN LTD$183,000
+1.1%
17,207
+13.2%
0.02%
+4.3%
DIAX BuyNUVEEN DOW 30 DYN OVERWRITE$156,000
-0.6%
10,838
+0.2%
0.02%
+5.0%
NCT BuyNEWCASTLE INVT CORP NEW$153,000
-1.3%
33,814
+0.0%
0.02%0.0%
GGT NewGABELLI MULTIMEDIA TR INC$147,00019,111
+100.0%
0.02%
TICC BuyTICC CAPITAL CORP$135,000
+18.4%
23,260
+7.9%
0.02%
+28.6%
TWO BuyTWO HBRS INVT CORP$134,000
+9.8%
15,740
+10.9%
0.02%
+20.0%
PNNT BuyPENNANTPARK INVT CORP$128,000
+18.5%
17,000
+7.9%
0.02%
+21.4%
REM BuyISHARES TRmrg rl es cp etf$128,000
+2.4%
12,139
+0.0%
0.02%
+6.2%
ETJ BuyEATON VANCE RISK MNGD DIV E$109,000
+4.8%
11,600
+9.4%
0.02%
+15.4%
OBCI BuyOCEAN BIO CHEM INC$114,000
+32.6%
40,500
+14.1%
0.02%
+36.4%
JCPNQ BuyPENNEY J C INC$110,000
+8.9%
11,900
+4.4%
0.02%
+15.4%
SJT BuySAN JUAN BASIN RTY TRunit ben int$96,000
-17.2%
16,300
+1.9%
0.01%
-13.3%
CPLP BuyCAPITAL PRODUCT PARTNERS L$89,000
+30.9%
27,225
+19.8%
0.01%
+33.3%
JVA BuyCOFFEE HLDGS INC$93,000
+27.4%
16,700
+29.0%
0.01%
+33.3%
ALJ NewALON USA ENERGY INC$82,00010,217
+100.0%
0.01%
SDRL BuySEADRILL LIMITED$54,000
-5.3%
22,647
+28.3%
0.01%0.0%
GPL NewGREAT PANTHER SILVER LTD$31,00022,700
+100.0%
0.00%
BXE NewBELLATRIX EXPLORATION LTD$32,00036,960
+100.0%
0.00%
CRMD NewCORMEDIX INC$25,00010,000
+100.0%
0.00%
ARNA NewARENA PHARMACEUTICALS INC$18,00010,000
+100.0%
0.00%
BAS BuyBASIC ENERGY SVCS INC NEW$9,000
-47.1%
11,000
+10.0%
0.00%
-50.0%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-11-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC32Q3 202313.6%
AMAZON COM INC32Q3 20234.4%
EXXON MOBIL CORP32Q3 20233.6%
CISCO SYS INC32Q3 20232.4%
HOME DEPOT INC32Q3 20231.7%
JPMORGAN CHASE & CO32Q3 20231.7%
MICROSOFT CORP32Q3 20232.1%
UNITED PARCEL SERVICE INC32Q3 20232.0%
META PLATFORMS INC32Q3 20232.3%
DISNEY WALT CO32Q3 20231.5%

View Sheaff Brock Investment Advisors, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-14
13F-HR2024-02-08
13F-HR2023-11-08
13F-HR2023-08-08
13F-HR2023-05-01
13F-HR2023-02-13
13F-HR2022-11-03
13F-HR2022-08-02
13F-HR/A2022-06-02
13F-HR/A2022-06-02

View Sheaff Brock Investment Advisors, LLC's complete filings history.

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