$749 Million is the total value of Sheaff Brock Investment Advisors, LLC's 701 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 30.3% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
DIS | Buy | DISNEY WALT CO | $9,575,000 | -3.7% | 103,114 | +1.5% | 1.28% | +1.3% |
AMZN | Buy | AMAZON COM INC | $7,955,000 | +55.9% | 9,500 | +33.2% | 1.06% | +63.9% |
PM | Buy | PHILIP MORRIS INTL INC | $7,711,000 | -2.5% | 79,316 | +2.0% | 1.03% | +2.5% |
FL | Buy | FOOT LOCKER INC | $7,290,000 | +24.2% | 107,639 | +0.6% | 0.97% | +30.6% |
IP | Buy | INTL PAPER CO | $6,106,000 | +21.2% | 127,265 | +7.1% | 0.82% | +27.5% |
TGT | Buy | TARGET CORP | $5,055,000 | +1062.1% | 73,598 | +1080.8% | 0.68% | +1127.3% |
ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $4,970,000 | +54.1% | 134,324 | +58.6% | 0.66% | +62.1% |
PFE | Buy | PFIZER INC | $4,738,000 | +4.8% | 139,887 | +8.9% | 0.63% | +10.1% |
IPG | New | INTERPUBLIC GROUP COS INC | $4,437,000 | – | 198,517 | +100.0% | 0.59% | – |
RRC | New | RANGE RES CORP | $3,884,000 | – | 100,220 | +100.0% | 0.52% | – |
BMY | Buy | BRISTOL MYERS SQUIBB CO | $3,735,000 | -13.0% | 69,271 | +18.7% | 0.50% | -8.4% |
GOOG | Buy | ALPHABET INCcap stk cl c | $3,009,000 | +29.3% | 3,871 | +15.1% | 0.40% | +36.3% |
UNH | Buy | UNITEDHEALTH GROUP INC | $2,814,000 | +4.5% | 20,097 | +5.4% | 0.38% | +9.9% |
WMT | Buy | WAL-MART STORES INC | $2,274,000 | +1.2% | 31,528 | +2.5% | 0.30% | +6.7% |
SLW | Buy | SILVER WHEATON CORP | $2,230,000 | +15.8% | 82,501 | +0.8% | 0.30% | +22.1% |
MMP | Buy | MAGELLAN MIDSTREAM PRTNRS L | $2,108,000 | -6.9% | 29,801 | +0.0% | 0.28% | -2.1% |
ACN | Buy | ACCENTURE PLC IRELAND | $2,079,000 | +25.7% | 17,015 | +16.6% | 0.28% | +31.9% |
SWK | New | STANLEY BLACK & DECKER INC | $2,010,000 | – | 16,344 | +100.0% | 0.27% | – |
PSEC | Buy | PROSPECT CAPITAL CORPORATIO | $1,993,000 | +6.1% | 245,957 | +2.3% | 0.27% | +11.8% |
QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,907,000 | +11.0% | 16,065 | +0.6% | 0.26% | +17.0% |
LEA | New | LEAR CORP | $1,756,000 | – | 14,490 | +100.0% | 0.23% | – |
VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,750,000 | +7.4% | 15,719 | +3.3% | 0.23% | +13.0% |
NFLX | Buy | NETFLIX INC | $1,551,000 | +10.1% | 15,741 | +2.2% | 0.21% | +15.6% |
LMT | Buy | LOCKHEED MARTIN CORP | $1,522,000 | -3.1% | 6,348 | +0.3% | 0.20% | +2.0% |
WHR | Buy | WHIRLPOOL CORP | $1,477,000 | +49.0% | 9,110 | +53.3% | 0.20% | +56.3% |
AMAT | Buy | APPLIED MATLS INC | $1,456,000 | +305.6% | 48,308 | +222.6% | 0.19% | +321.7% |
AGN | Buy | ALLERGAN PLC | $1,447,000 | +2.3% | 6,283 | +2.7% | 0.19% | +7.8% |
SKX | Buy | SKECHERS U S A INCcl a | $1,394,000 | +152.1% | 60,888 | +227.4% | 0.19% | +165.7% |
ECOL | Buy | US ECOLOGY INC | $1,359,000 | -2.1% | 30,318 | +0.4% | 0.18% | +2.8% |
CMI | Buy | CUMMINS INC | $1,356,000 | +16.4% | 10,582 | +2.2% | 0.18% | +22.3% |
ADM | Buy | ARCHER DANIELS MIDLAND CO | $1,237,000 | -1.7% | 29,354 | +0.0% | 0.16% | +3.1% |
STX | New | SEAGATE TECHNOLOGY PLC | $1,234,000 | – | 32,009 | +100.0% | 0.16% | – |
LNG | Buy | CHENIERE ENERGY INC | $1,200,000 | +117.0% | 27,515 | +87.0% | 0.16% | +128.6% |
CRUS | Buy | CIRRUS LOGIC INC | $1,148,000 | +262.1% | 21,583 | +164.2% | 0.15% | +282.5% |
DVY | Buy | ISHARES TRselect divid etf | $1,030,000 | +1.5% | 12,012 | +1.0% | 0.14% | +6.2% |
TTC | Buy | TORO CO | $980,000 | -20.1% | 20,928 | +50.5% | 0.13% | -16.0% |
MON | Buy | MONSANTO CO NEW | $978,000 | +0.4% | 9,566 | +1.6% | 0.13% | +5.6% |
NSC | Buy | NORFOLK SOUTHERN CORP | $973,000 | +14.1% | 10,025 | +0.0% | 0.13% | +20.4% |
PAYX | Buy | PAYCHEX INC | $956,000 | -0.3% | 16,524 | +2.5% | 0.13% | +4.9% |
ABT | Buy | ABBOTT LABS | $955,000 | +12.0% | 22,570 | +4.0% | 0.13% | +17.6% |
D | Buy | DOMINION RES INC VA NEW | $927,000 | -4.0% | 12,486 | +0.8% | 0.12% | +0.8% |
USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $930,000 | +5.6% | 179,563 | +2.3% | 0.12% | +10.7% |
AXP | Buy | AMERICAN EXPRESS CO | $919,000 | +5.4% | 14,348 | +0.0% | 0.12% | +10.8% |
TTE | Buy | TOTAL S Asponsored adr | $917,000 | +1.9% | 19,218 | +2.7% | 0.12% | +7.0% |
RAX | New | RACKSPACE HOSTING INC | $915,000 | – | 28,885 | +100.0% | 0.12% | – |
HES | Buy | HESS CORP | $906,000 | -9.8% | 16,906 | +1.2% | 0.12% | -4.7% |
DGX | New | QUEST DIAGNOSTICS INC | $897,000 | – | 10,600 | +100.0% | 0.12% | – |
WOR | Buy | WORTHINGTON INDS INC | $893,000 | +108.2% | 18,590 | +83.4% | 0.12% | +120.4% |
PZZA | New | PAPA JOHNS INTL INC | $889,000 | – | 11,276 | +100.0% | 0.12% | – |
MASI | New | MASIMO CORP | $878,000 | – | 14,759 | +100.0% | 0.12% | – |
RAD | Buy | RITE AID CORP | $867,000 | +11.6% | 112,750 | +8.6% | 0.12% | +17.2% |
MPA | Buy | BLACKROCK MUNIYIELD PA QLTY | $865,000 | +1.2% | 54,000 | +0.9% | 0.12% | +6.5% |
TD | Buy | TORONTO DOMINION BK ONT | $855,000 | +3.6% | 19,247 | +0.1% | 0.11% | +8.6% |
NLY | Buy | ANNALY CAP MGMT INC | $837,000 | +2.3% | 79,783 | +7.9% | 0.11% | +7.7% |
UTX | Buy | UNITED TECHNOLOGIES CORP | $798,000 | +261.1% | 7,858 | +264.5% | 0.11% | +282.1% |
DNP | Buy | DNP SELECT INCOME FD | $799,000 | -0.2% | 77,913 | +3.3% | 0.11% | +4.9% |
CTAS | New | CINTAS CORP | $803,000 | – | 7,127 | +100.0% | 0.11% | – |
GAB | Buy | GABELLI EQUITY TR INC | $801,000 | +4.3% | 142,097 | +1.6% | 0.11% | +10.3% |
MSCI | New | MSCI INC | $805,000 | – | 9,595 | +100.0% | 0.11% | – |
PRU | Buy | PRUDENTIAL FINL INC | $752,000 | +17.3% | 9,208 | +2.5% | 0.10% | +23.5% |
AEP | Buy | AMERICAN ELEC PWR INC | $683,000 | -8.2% | 10,637 | +0.2% | 0.09% | -3.2% |
MLHR | New | MILLER HERMAN INC | $677,000 | – | 23,687 | +100.0% | 0.09% | – |
MPC | Buy | MARATHON PETE CORP | $678,000 | +158.8% | 16,693 | +142.1% | 0.09% | +172.7% |
SHM | Buy | SPDR SER TRnuvn br sht muni | $656,000 | +0.3% | 13,423 | +0.8% | 0.09% | +6.0% |
KR | Buy | KROGER CO | $652,000 | +4.2% | 21,952 | +28.9% | 0.09% | +10.1% |
VOO | Buy | VANGUARD INDEX FDS | $653,000 | +48.7% | 3,288 | +44.1% | 0.09% | +55.4% |
BMI | Buy | BADGER METER INC | $637,000 | -8.2% | 19,000 | +100.0% | 0.08% | -3.4% |
PII | Buy | POLARIS INDS INC | $636,000 | -3.5% | 8,210 | +1.9% | 0.08% | +1.2% |
EEP | Buy | ENBRIDGE ENERGY PARTNERS L | $632,000 | +61.6% | 24,869 | +47.5% | 0.08% | +68.0% |
MPLX | Buy | MPLX LP | $625,000 | +0.6% | 18,463 | +0.1% | 0.08% | +5.1% |
FFIV | Buy | F5 NETWORKS INC | $612,000 | +24.1% | 4,910 | +13.4% | 0.08% | +30.2% |
VO | Buy | VANGUARD INDEX FDSmid cap etf | $617,000 | +9.6% | 4,765 | +4.7% | 0.08% | +15.5% |
VIG | Buy | VANGUARD SPECIALIZED PORTFOdiv app etf | $598,000 | +13.5% | 7,126 | +12.6% | 0.08% | +19.4% |
MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $571,000 | +39.6% | 2,021 | +34.6% | 0.08% | +46.2% |
HBAN | Buy | HUNTINGTON BANCSHARES INC | $553,000 | +19.7% | 56,105 | +8.5% | 0.07% | +25.4% |
EBAY | Buy | EBAY INC | $510,000 | +118.9% | 15,502 | +55.8% | 0.07% | +126.7% |
ON | New | ON SEMICONDUCTOR CORP | $507,000 | – | 41,187 | +100.0% | 0.07% | – |
AIG | New | AMERICAN INTL GROUP INC | $480,000 | – | 8,084 | +100.0% | 0.06% | – |
LEN | Buy | LENNAR CORPcl a | $451,000 | -2.6% | 10,650 | +6.0% | 0.06% | +1.7% |
WM | Buy | WASTE MGMT INC DEL | $450,000 | -3.4% | 7,056 | +0.4% | 0.06% | +1.7% |
WLL | Buy | WHITING PETE CORP NEW | $449,000 | +19.7% | 51,397 | +26.9% | 0.06% | +25.0% |
ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $439,000 | +17.4% | 6,231 | +26.2% | 0.06% | +25.5% |
DLR | Buy | DIGITAL RLTY TR INC | $434,000 | -2.3% | 4,469 | +9.7% | 0.06% | +3.6% |
USB | Buy | US BANCORP DEL | $424,000 | +12.5% | 9,892 | +5.7% | 0.06% | +18.8% |
NS | Buy | NUSTAR ENERGY LP | $422,000 | +5.8% | 8,510 | +6.2% | 0.06% | +9.8% |
REGN | Buy | REGENERON PHARMACEUTICALS | $410,000 | +19.2% | 1,020 | +3.6% | 0.06% | +25.0% |
MUX | Buy | MCEWEN MNG INC | $410,000 | -3.5% | 111,495 | +0.9% | 0.06% | +1.9% |
VTR | Buy | VENTAS INC | $366,000 | +0.8% | 5,186 | +4.0% | 0.05% | +6.5% |
FGPRQ | Buy | FERRELLGAS PARTNERS L.P.unit ltd part | $357,000 | -34.0% | 30,675 | +4.8% | 0.05% | -30.4% |
XLK | Buy | SELECT SECTOR SPDR TRtechnology | $354,000 | +20.0% | 7,417 | +9.0% | 0.05% | +27.0% |
BIDU | Buy | BAIDU INCspon adr rep a | $344,000 | +16.6% | 1,887 | +5.6% | 0.05% | +24.3% |
GPC | New | GENUINE PARTS CO | $336,000 | – | 3,345 | +100.0% | 0.04% | – |
EAD | Buy | WELLS FARGO INCOME OPPORTUNwf inc oppty fd | $338,000 | +9.4% | 40,487 | +3.5% | 0.04% | +15.4% |
JQC | Buy | NUVEEN CR STRATEGIES INCM F | $336,000 | +5.0% | 39,646 | +0.1% | 0.04% | +9.8% |
PFG | New | PRINCIPAL FINL GROUP INC | $330,000 | – | 6,400 | +100.0% | 0.04% | – |
ETW | Buy | EATON VANCE TXMGD GL BUYWR | $328,000 | +74.5% | 29,783 | +64.3% | 0.04% | +83.3% |
HOG | Buy | HARLEY DAVIDSON INC | $318,000 | +31.4% | 6,039 | +13.1% | 0.04% | +35.5% |
OHI | Buy | OMEGA HEALTHCARE INVS INC | $317,000 | +4.6% | 8,929 | +0.1% | 0.04% | +10.5% |
MSI | New | MOTOROLA SOLUTIONS INC | $305,000 | – | 3,999 | +100.0% | 0.04% | – |
NEA | Buy | NUVEEN AMT FREE QLTY MUN IN | $307,000 | +81.7% | 21,038 | +86.3% | 0.04% | +95.2% |
FANG | Buy | DIAMONDBACK ENERGY INC | $299,000 | +9.1% | 3,100 | +3.3% | 0.04% | +14.3% |
COL | Buy | ROCKWELL COLLINS INC | $295,000 | -1.0% | 3,502 | +0.0% | 0.04% | +2.6% |
WB | New | WEIBO CORPsponsored adr | $293,000 | – | 5,843 | +100.0% | 0.04% | – |
WMB | Buy | WILLIAMS COS INC DEL | $294,000 | +43.4% | 9,551 | +0.8% | 0.04% | +50.0% |
XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $287,000 | +12.1% | 4,914 | +7.5% | 0.04% | +18.8% |
PEG | New | PUBLIC SVC ENTERPRISE GROUP | $285,000 | – | 6,797 | +100.0% | 0.04% | – |
CPB | Buy | CAMPBELL SOUP CO | $286,000 | -17.8% | 5,233 | +0.0% | 0.04% | -13.6% |
WEC | New | WEC ENERGY GROUP INC | $280,000 | – | 4,675 | +100.0% | 0.04% | – |
URBN | New | URBAN OUTFITTERS INC | $279,000 | – | 8,087 | +100.0% | 0.04% | – |
XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $280,000 | +8.5% | 3,959 | +4.7% | 0.04% | +12.1% |
PSF | Buy | COHEN & STEERS SLT PFD INCM | $267,000 | +5.1% | 9,954 | +5.3% | 0.04% | +12.5% |
PAGP | Buy | PLAINS GP HLDGS L P | $270,000 | +141.1% | 20,900 | +95.3% | 0.04% | +157.1% |
TWLO | New | TWILIO INCcl a | $270,000 | – | 4,200 | +100.0% | 0.04% | – |
NVDA | New | NVIDIA CORP | $267,000 | – | 3,900 | +100.0% | 0.04% | – |
CSX | Buy | CSX CORP | $259,000 | +16.7% | 8,504 | +0.0% | 0.04% | +25.0% |
KKR | Buy | KKR & CO L P DEL | $261,000 | +15.5% | 18,314 | +0.0% | 0.04% | +20.7% |
VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $259,000 | +28.9% | 2,340 | +22.5% | 0.04% | +34.6% |
DPZ | Buy | DOMINOS PIZZA INC | $260,000 | +16.6% | 1,715 | +0.9% | 0.04% | +25.0% |
RTN | Buy | RAYTHEON CO | $255,000 | 0.0% | 1,875 | +0.1% | 0.03% | +6.2% |
RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $256,000 | -3.8% | 4,853 | +2.1% | 0.03% | 0.0% |
STRP | New | STRAIGHT PATH COMMUNICATNScl b | $256,000 | – | 10,000 | +100.0% | 0.03% | – |
XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $251,000 | +24.3% | 4,712 | +28.8% | 0.03% | +30.8% |
PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $248,000 | +17.5% | 13,000 | +18.2% | 0.03% | +22.2% |
TXT | Buy | TEXTRON INC | $250,000 | +15.7% | 6,300 | +6.8% | 0.03% | +22.2% |
PPG | New | PPG INDS INC | $238,000 | – | 2,298 | +100.0% | 0.03% | – |
MET | Buy | METLIFE INC | $234,000 | +13.0% | 5,277 | +1.5% | 0.03% | +19.2% |
EMN | Buy | EASTMAN CHEM CO | $230,000 | +6.0% | 3,400 | +6.2% | 0.03% | +10.7% |
SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $235,000 | +2.6% | 5,554 | +0.6% | 0.03% | +6.9% |
FSC | Buy | FIFTH STREET FINANCE CORP | $232,000 | +24.7% | 39,980 | +4.0% | 0.03% | +29.2% |
PH | New | PARKER HANNIFIN CORP | $217,000 | – | 1,725 | +100.0% | 0.03% | – |
NTCT | New | NETSCOUT SYS INC | $214,000 | – | 7,307 | +100.0% | 0.03% | – |
LNC | New | LINCOLN NATL CORP IND | $216,000 | – | 4,590 | +100.0% | 0.03% | – |
MRO | Buy | MARATHON OIL CORP | $217,000 | +9.6% | 13,720 | +4.2% | 0.03% | +16.0% |
BUD | New | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $217,000 | – | 1,650 | +100.0% | 0.03% | – |
BCV | New | BANCROFT FUND LTD | $215,000 | – | 10,223 | +100.0% | 0.03% | – |
AMBA | New | AMBARELLA INC | $202,000 | – | 2,740 | +100.0% | 0.03% | – |
SRC | Buy | SPIRIT RLTY CAP INC NEW | $194,000 | +5.4% | 14,565 | +1.3% | 0.03% | +13.0% |
PHT | Buy | PIONEER HIGH INCOME TR | $187,000 | +4.5% | 17,826 | +0.7% | 0.02% | +8.7% |
RIG | Buy | TRANSOCEAN LTD | $183,000 | +1.1% | 17,207 | +13.2% | 0.02% | +4.3% |
DIAX | Buy | NUVEEN DOW 30 DYN OVERWRITE | $156,000 | -0.6% | 10,838 | +0.2% | 0.02% | +5.0% |
NCT | Buy | NEWCASTLE INVT CORP NEW | $153,000 | -1.3% | 33,814 | +0.0% | 0.02% | 0.0% |
GGT | New | GABELLI MULTIMEDIA TR INC | $147,000 | – | 19,111 | +100.0% | 0.02% | – |
TICC | Buy | TICC CAPITAL CORP | $135,000 | +18.4% | 23,260 | +7.9% | 0.02% | +28.6% |
TWO | Buy | TWO HBRS INVT CORP | $134,000 | +9.8% | 15,740 | +10.9% | 0.02% | +20.0% |
PNNT | Buy | PENNANTPARK INVT CORP | $128,000 | +18.5% | 17,000 | +7.9% | 0.02% | +21.4% |
REM | Buy | ISHARES TRmrg rl es cp etf | $128,000 | +2.4% | 12,139 | +0.0% | 0.02% | +6.2% |
ETJ | Buy | EATON VANCE RISK MNGD DIV E | $109,000 | +4.8% | 11,600 | +9.4% | 0.02% | +15.4% |
OBCI | Buy | OCEAN BIO CHEM INC | $114,000 | +32.6% | 40,500 | +14.1% | 0.02% | +36.4% |
JCPNQ | Buy | PENNEY J C INC | $110,000 | +8.9% | 11,900 | +4.4% | 0.02% | +15.4% |
SJT | Buy | SAN JUAN BASIN RTY TRunit ben int | $96,000 | -17.2% | 16,300 | +1.9% | 0.01% | -13.3% |
CPLP | Buy | CAPITAL PRODUCT PARTNERS L | $89,000 | +30.9% | 27,225 | +19.8% | 0.01% | +33.3% |
JVA | Buy | COFFEE HLDGS INC | $93,000 | +27.4% | 16,700 | +29.0% | 0.01% | +33.3% |
ALJ | New | ALON USA ENERGY INC | $82,000 | – | 10,217 | +100.0% | 0.01% | – |
SDRL | Buy | SEADRILL LIMITED | $54,000 | -5.3% | 22,647 | +28.3% | 0.01% | 0.0% |
GPL | New | GREAT PANTHER SILVER LTD | $31,000 | – | 22,700 | +100.0% | 0.00% | – |
BXE | New | BELLATRIX EXPLORATION LTD | $32,000 | – | 36,960 | +100.0% | 0.00% | – |
CRMD | New | CORMEDIX INC | $25,000 | – | 10,000 | +100.0% | 0.00% | – |
ARNA | New | ARENA PHARMACEUTICALS INC | $18,000 | – | 10,000 | +100.0% | 0.00% | – |
BAS | Buy | BASIC ENERGY SVCS INC NEW | $9,000 | -47.1% | 11,000 | +10.0% | 0.00% | -50.0% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-08
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
APPLE INC | 32 | Q3 2023 | 13.6% |
AMAZON COM INC | 32 | Q3 2023 | 4.4% |
EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
CISCO SYS INC | 32 | Q3 2023 | 2.4% |
HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-05-14 |
13F-HR | 2024-02-08 |
13F-HR | 2023-11-08 |
13F-HR | 2023-08-08 |
13F-HR | 2023-05-01 |
13F-HR | 2023-02-13 |
13F-HR | 2022-11-03 |
13F-HR | 2022-08-02 |
13F-HR/A | 2022-06-02 |
13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.