$814 Million is the total value of Sheaff Brock Investment Advisors, LLC's 797 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 44.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $75,949,000 | +3.6% | 696,849 | +0.1% | 9.33% | +12.4% |
| FB | Buy | FACEBOOK INCcl a | $16,428,000 | +38.6% | 143,980 | +27.1% | 2.02% | +50.2% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $11,266,000 | +114.7% | 74,384 | +95.1% | 1.38% | +132.8% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $10,878,000 | +10.0% | 103,142 | +0.4% | 1.34% | +19.3% |
| DIS | Buy | DISNEY WALT CO | $10,815,000 | -4.5% | 108,896 | +1.0% | 1.33% | +3.5% |
| HOMB | Buy | HOME BANCSHARES INC | $10,002,000 | +14.0% | 244,235 | +12.8% | 1.23% | +23.5% |
| CVX | Buy | CHEVRON CORP NEW | $6,593,000 | +7.7% | 69,111 | +1.5% | 0.81% | +16.7% |
| COP | Buy | CONOCOPHILLIPS | $5,978,000 | +44.0% | 148,433 | +67.0% | 0.73% | +56.2% |
| PCAR | New | PACCAR INC | $5,370,000 | – | 98,188 | +100.0% | 0.66% | – |
| JWA | New | WILEY JOHN & SONS INCcl a | $5,302,000 | – | 108,456 | +100.0% | 0.65% | – |
| F | Buy | FORD MTR CO DEL | $4,697,000 | -3.5% | 347,986 | +0.7% | 0.58% | +4.7% |
| SWHC | Buy | SMITH & WESSON HLDG CORP | $3,526,000 | +88.2% | 132,463 | +55.4% | 0.43% | +104.2% |
| WFC | Buy | WELLS FARGO & CO NEW | $3,527,000 | -8.0% | 72,918 | +3.5% | 0.43% | -0.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,974,000 | +18.9% | 3,898 | +21.2% | 0.36% | +29.0% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $2,867,000 | +41.9% | 36,503 | +38.4% | 0.35% | +53.7% |
| TCBK | Buy | TRICO BANCSHARES | $2,740,000 | -7.6% | 108,224 | +0.1% | 0.34% | 0.0% |
| KHC | Buy | KRAFT HEINZ CO | $2,573,000 | +9.5% | 32,748 | +1.4% | 0.32% | +18.8% |
| LLY | Buy | LILLY ELI & CO | $2,513,000 | -12.6% | 34,891 | +2.2% | 0.31% | -5.2% |
| TSN | Buy | TYSON FOODS INCcl a | $2,452,000 | +208.8% | 36,783 | +147.1% | 0.30% | +234.4% |
| WMT | Buy | WAL-MART STORES INC | $2,382,000 | +17.9% | 34,770 | +5.5% | 0.29% | +27.5% |
| ABBV | Buy | ABBVIE INC | $2,192,000 | +5.6% | 38,378 | +9.6% | 0.27% | +14.5% |
| PYPL | Buy | PAYPAL HLDGS INC | $2,161,000 | +422.0% | 55,981 | +389.9% | 0.26% | +463.8% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $2,087,000 | +11.2% | 30,344 | +9.8% | 0.26% | +20.2% |
| MA | Buy | MASTERCARD INCcl a | $2,078,000 | -2.2% | 21,987 | +0.7% | 0.26% | +5.8% |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $1,981,000 | -10.9% | 24,110 | +9.8% | 0.24% | -3.6% |
| RF | Buy | REGIONS FINL CORP NEW | $1,950,000 | -17.7% | 248,430 | +0.6% | 0.24% | -10.8% |
| TJX | Buy | TJX COS INC NEW | $1,797,000 | +93.6% | 22,936 | +75.3% | 0.22% | +110.5% |
| FBC | Buy | FLAGSTAR BANCORP INC | $1,717,000 | +6.1% | 80,000 | +14.3% | 0.21% | +15.3% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $1,676,000 | +9.9% | 230,594 | +5.5% | 0.21% | +19.1% |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $1,631,000 | +184.6% | 49,476 | +182.1% | 0.20% | +207.7% |
| ARR | Buy | ARMOUR RESIDENTIAL REIT INC | $1,542,000 | +221.9% | 71,642 | +225.4% | 0.19% | +250.0% |
| OA | Buy | ORBITAL ATK INC | $1,538,000 | +25.8% | 17,682 | +29.2% | 0.19% | +36.0% |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $1,532,000 | – | 31,153 | +100.0% | 0.19% | – |
| LMT | Buy | LOCKHEED MARTIN CORP | $1,453,000 | +10.7% | 6,559 | +8.6% | 0.18% | +19.5% |
| HII | New | HUNTINGTON INGALLS INDS INC | $1,428,000 | – | 10,422 | +100.0% | 0.18% | – |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $1,425,000 | +30.5% | 39,251 | +31.9% | 0.18% | +41.1% |
| TTC | New | TORO CO | $1,372,000 | – | 15,934 | +100.0% | 0.17% | – |
| DRII | Buy | DIAMOND RESORTS INTL INC | $1,366,000 | +52.1% | 56,200 | +59.7% | 0.17% | +64.7% |
| ECOL | Buy | US ECOLOGY INC | $1,328,000 | +21.8% | 30,079 | +0.5% | 0.16% | +32.5% |
| TWX | Buy | TIME WARNER INC | $1,330,000 | +350.8% | 18,331 | +301.5% | 0.16% | +393.9% |
| PLAY | New | DAVE & BUSTERS ENTMT INC | $1,306,000 | – | 33,669 | +100.0% | 0.16% | – |
| CDNS | New | CADENCE DESIGN SYSTEM INC | $1,293,000 | – | 54,836 | +100.0% | 0.16% | – |
| POOL | New | POOL CORPORATION | $1,277,000 | – | 14,560 | +100.0% | 0.16% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $1,248,000 | – | 19,053 | +100.0% | 0.15% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $1,249,000 | – | 21,930 | +100.0% | 0.15% | – |
| FRAN | New | FRANCESCAS HLDGS CORP | $1,232,000 | – | 64,312 | +100.0% | 0.15% | – |
| RGR | New | STURM RUGER & CO INC | $1,224,000 | – | 17,898 | +100.0% | 0.15% | – |
| THO | New | THOR INDS INC | $1,218,000 | – | 19,096 | +100.0% | 0.15% | – |
| SH | New | PROSHARES TR | $1,198,000 | – | 58,676 | +100.0% | 0.15% | – |
| USCR | New | U S CONCRETE INC | $1,163,000 | – | 19,520 | +100.0% | 0.14% | – |
| ED | Buy | CONSOLIDATED EDISON INC | $1,130,000 | +58.5% | 14,747 | +33.0% | 0.14% | +71.6% |
| AME | New | AMETEK INC NEW | $1,130,000 | – | 22,612 | +100.0% | 0.14% | – |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,124,000 | +5.9% | 6,362 | +4.3% | 0.14% | +15.0% |
| SBGI | New | SINCLAIR BROADCAST GROUP INCcl a | $1,120,000 | – | 36,428 | +100.0% | 0.14% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $1,098,000 | +10.4% | 17,984 | +2.1% | 0.14% | +19.5% |
| SERV | New | SERVICEMASTER GLOBAL HLDGS I | $1,103,000 | – | 29,266 | +100.0% | 0.14% | – |
| CHUY | New | CHUYS HLDGS INC | $1,098,000 | – | 35,340 | +100.0% | 0.14% | – |
| D | Buy | DOMINION RES INC VA NEW | $993,000 | +13.9% | 13,222 | +2.5% | 0.12% | +23.2% |
| FITB | Buy | FIFTH THIRD BANCORP | $967,000 | -16.3% | 57,913 | +0.7% | 0.12% | -9.2% |
| DVY | Buy | ISHARES TRselect divid etf | $952,000 | +15.0% | 11,663 | +5.9% | 0.12% | +24.5% |
| TSCO | Buy | TRACTOR SUPPLY CO | $920,000 | +7.6% | 10,161 | +1.6% | 0.11% | +16.5% |
| TRGP | New | TARGA RES CORP | $903,000 | – | 30,225 | +100.0% | 0.11% | – |
| PAYX | Buy | PAYCHEX INC | $870,000 | +4.7% | 16,114 | +2.5% | 0.11% | +13.8% |
| DAL | Buy | DELTA AIR LINES INC DEL | $872,000 | +43.2% | 17,917 | +49.2% | 0.11% | +55.1% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $848,000 | -2.3% | 170,594 | +5.2% | 0.10% | +6.1% |
| BIIB | Buy | BIOGEN INC | $836,000 | -13.9% | 3,210 | +1.3% | 0.10% | -6.4% |
| LOW | Buy | LOWES COS INC | $838,000 | +45.5% | 11,061 | +46.0% | 0.10% | +58.5% |
| TXN | Buy | TEXAS INSTRS INC | $837,000 | +30.2% | 14,576 | +24.2% | 0.10% | +41.1% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $834,000 | +24.5% | 10,016 | +26.5% | 0.10% | +34.2% |
| TD | Buy | TORONTO DOMINION BK ONT | $828,000 | +29.0% | 19,191 | +17.1% | 0.10% | +39.7% |
| TTE | Buy | TOTAL S Asponsored adr | $822,000 | +2.2% | 18,094 | +1.1% | 0.10% | +11.0% |
| MPA | Buy | BLACKROCK MUNIYIELD PA QLTY | $816,000 | +279.5% | 53,500 | +261.5% | 0.10% | +316.7% |
| DFS | Buy | DISCOVER FINL SVCS | $811,000 | +4.6% | 15,935 | +10.3% | 0.10% | +13.6% |
| NVDA | Buy | NVIDIA CORP | $807,000 | +11.6% | 22,638 | +3.2% | 0.10% | +20.7% |
| DE | Buy | DEERE & CO | $773,000 | +12.0% | 10,046 | +11.1% | 0.10% | +21.8% |
| AET | Buy | AETNA INC NEW | $759,000 | +45.4% | 6,757 | +39.8% | 0.09% | +57.6% |
| ZAGG | Buy | ZAGG INC | $748,000 | +493.7% | 83,000 | +621.7% | 0.09% | +557.1% |
| RVLT | New | REVOLUTION LIGHTING TECHNOLO | $747,000 | – | 142,094 | +100.0% | 0.09% | – |
| SAIA | Buy | SAIA INC | $743,000 | +54.1% | 26,382 | +21.9% | 0.09% | +65.5% |
| AEP | Buy | AMERICAN ELEC PWR INC | $700,000 | +25.4% | 10,544 | +10.1% | 0.09% | +36.5% |
| FIT | Buy | FITBIT INCcl a | $692,000 | -13.2% | 45,700 | +69.6% | 0.08% | -5.6% |
| BPL | Buy | BUCKEYE PARTNERS L Punit ltd partn | $684,000 | +13.2% | 10,060 | +9.8% | 0.08% | +23.5% |
| SYY | Buy | SYSCO CORP | $684,000 | +14.0% | 14,636 | +0.0% | 0.08% | +23.5% |
| TAL | Buy | TAL INTL GROUP INC | $688,000 | +30.3% | 44,574 | +34.2% | 0.08% | +40.0% |
| HRL | New | HORMEL FOODS CORP | $666,000 | – | 15,400 | +100.0% | 0.08% | – |
| NOK | Buy | NOKIA CORPsponsored adr | $659,000 | -10.9% | 111,431 | +5.7% | 0.08% | -3.6% |
| SHM | New | SPDR SER TRnuvn br sht muni | $648,000 | – | 13,273 | +100.0% | 0.08% | – |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $640,000 | +10.7% | 13,216 | +4.8% | 0.08% | +21.5% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $643,000 | -0.6% | 73,192 | +0.1% | 0.08% | +8.2% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $637,000 | +7.8% | 16,320 | +7.3% | 0.08% | +16.4% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $620,000 | +15.5% | 19,765 | +7.0% | 0.08% | +24.6% |
| SCCO | Buy | SOUTHERN COPPER CORP | $618,000 | +6.2% | 22,292 | +0.0% | 0.08% | +15.2% |
| COH | Buy | COACH INC | $584,000 | +27.8% | 14,579 | +4.5% | 0.07% | +38.5% |
| XIV | New | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $589,000 | – | 22,775 | +100.0% | 0.07% | – |
| SRE | Buy | SEMPRA ENERGY | $551,000 | +77.2% | 5,295 | +59.9% | 0.07% | +94.3% |
| MCK | Buy | MCKESSON CORP | $548,000 | +46.5% | 3,480 | +83.6% | 0.07% | +59.5% |
| BX | Buy | BLACKSTONE GROUP L P | $535,000 | +3.1% | 19,059 | +7.4% | 0.07% | +11.9% |
| TGT | Buy | TARGET CORP | $535,000 | +21.9% | 6,505 | +7.6% | 0.07% | +32.0% |
| AIZ | Buy | ASSURANT INC | $534,000 | +34.2% | 6,926 | +40.2% | 0.07% | +46.7% |
| WWE | Buy | WORLD WRESTLING ENTMT INCcl a | $532,000 | +60.2% | 30,100 | +61.8% | 0.06% | +71.1% |
| FFIV | Buy | F5 NETWORKS INC | $521,000 | +48.0% | 4,925 | +35.5% | 0.06% | +60.0% |
| SYK | Buy | STRYKER CORP | $499,000 | +26.3% | 4,650 | +9.4% | 0.06% | +35.6% |
| ODFL | New | OLD DOMINION FGHT LINES INC | $500,000 | – | 7,176 | +100.0% | 0.06% | – |
| MU | Buy | MICRON TECHNOLOGY INC | $490,000 | +14.8% | 46,785 | +55.1% | 0.06% | +25.0% |
| TWTR | Buy | TWITTER INC | $483,000 | -15.1% | 29,185 | +18.7% | 0.06% | -7.8% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $469,000 | +131.0% | 45,352 | +51.1% | 0.06% | +152.2% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $464,000 | +77.8% | 13,470 | +89.5% | 0.06% | +90.0% |
| MKTX | New | MARKETAXESS HLDGS INC | $436,000 | – | 3,493 | +100.0% | 0.05% | – |
| LUMN | Buy | CENTURYLINK INC | $425,000 | +42.1% | 13,285 | +11.7% | 0.05% | +52.9% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $423,000 | +4.4% | 1,610 | +0.9% | 0.05% | +13.0% |
| NDAQ | New | NASDAQ INC | $422,000 | – | 6,362 | +100.0% | 0.05% | – |
| TTP | New | TORTOISE PIPELINE & ENERGY F | $427,000 | – | 29,000 | +100.0% | 0.05% | – |
| EGBN | New | EAGLE BANCORP INC MD | $413,000 | – | 8,598 | +100.0% | 0.05% | – |
| SYKE | New | SYKES ENTERPRISES INC | $416,000 | – | 13,799 | +100.0% | 0.05% | – |
| SIGI | New | SELECTIVE INS GROUP INC | $415,000 | – | 11,334 | +100.0% | 0.05% | – |
| CRZO | Buy | CARRIZO OIL & GAS INC | $410,000 | +12.9% | 13,261 | +8.2% | 0.05% | +22.0% |
| AFL | Buy | AFLAC INC | $410,000 | +5.4% | 6,495 | +0.1% | 0.05% | +13.6% |
| EOI | Buy | EATON VANCE ENHANCED EQ INC | $402,000 | +135.1% | 32,080 | +151.6% | 0.05% | +157.9% |
| SSO | Buy | PROSHARES TR | $389,000 | +7.8% | 6,094 | +6.3% | 0.05% | +17.1% |
| USB | Buy | US BANCORP DEL | $392,000 | -1.8% | 9,650 | +3.3% | 0.05% | +6.7% |
| ROK | Buy | ROCKWELL AUTOMATION INC | $389,000 | +11.5% | 3,423 | +0.6% | 0.05% | +20.0% |
| CLX | Buy | CLOROX CO DEL | $379,000 | +5.3% | 3,010 | +6.0% | 0.05% | +14.6% |
| HUM | Buy | HUMANA INC | $372,000 | +2.8% | 2,031 | +0.0% | 0.05% | +12.2% |
| WPC | New | W P CAREY INC | $373,000 | – | 5,994 | +100.0% | 0.05% | – |
| OTEX | New | OPEN TEXT CORP | $370,000 | – | 7,134 | +100.0% | 0.04% | – |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $367,000 | +10.2% | 9,052 | +9.7% | 0.04% | +18.4% |
| GIII | New | G-III APPAREL GROUP LTD | $364,000 | – | 7,443 | +100.0% | 0.04% | – |
| UNP | Buy | UNION PAC CORP | $369,000 | +10.8% | 4,644 | +9.2% | 0.04% | +18.4% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $355,000 | -21.6% | 985 | +18.0% | 0.04% | -13.7% |
| ENB | Buy | ENBRIDGE INC | $352,000 | +18.9% | 9,058 | +1.6% | 0.04% | +26.5% |
| DTE | Buy | DTE ENERGY CO | $339,000 | +13.4% | 3,735 | +0.2% | 0.04% | +23.5% |
| KKR | Buy | KKR & CO L P DEL | $334,000 | -5.6% | 22,731 | +0.0% | 0.04% | +2.5% |
| CPB | Buy | CAMPBELL SOUP CO | $334,000 | +21.5% | 5,232 | +0.0% | 0.04% | +32.3% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $323,000 | +10.6% | 7,273 | +6.8% | 0.04% | +21.2% |
| HON | Buy | HONEYWELL INTL INC | $329,000 | +14.2% | 2,939 | +5.5% | 0.04% | +21.2% |
| DOX | New | AMDOCS LTD | $327,000 | – | 5,413 | +100.0% | 0.04% | – |
| XEL | Buy | XCEL ENERGY INC | $327,000 | +16.8% | 7,811 | +0.3% | 0.04% | +25.0% |
| FE | Buy | FIRSTENERGY CORP | $327,000 | +20.2% | 9,099 | +6.0% | 0.04% | +29.0% |
| WLL | Buy | WHITING PETE CORP NEW | $326,000 | -1.8% | 40,848 | +16.2% | 0.04% | +5.3% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $327,000 | -17.8% | 17,858 | +3.5% | 0.04% | -11.1% |
| COL | Buy | ROCKWELL COLLINS INC | $323,000 | +5.9% | 3,501 | +6.1% | 0.04% | +14.3% |
| BKD | Buy | BROOKDALE SR LIVING INC | $326,000 | -13.5% | 20,500 | +0.5% | 0.04% | -7.0% |
| WELL | Buy | WELLTOWER INC | $315,000 | +3.3% | 4,543 | +1.3% | 0.04% | +11.4% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $315,000 | +1.0% | 8,915 | +0.1% | 0.04% | +11.4% |
| VTR | Buy | VENTAS INC | $314,000 | +16.3% | 4,988 | +4.2% | 0.04% | +25.8% |
| NS | Buy | NUSTAR ENERGY LP | $316,000 | +8.6% | 7,825 | +7.9% | 0.04% | +18.2% |
| AMAT | Buy | APPLIED MATLS INC | $318,000 | +22.8% | 14,991 | +8.2% | 0.04% | +34.5% |
| VSTO | New | VISTA OUTDOOR INC | $315,000 | – | 6,062 | +100.0% | 0.04% | – |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $308,000 | +8.5% | 1,308 | +18.1% | 0.04% | +18.8% |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $300,000 | +30.4% | 5,042 | +22.2% | 0.04% | +42.3% |
| ASH | New | ASHLAND INC NEW | $304,000 | – | 2,768 | +100.0% | 0.04% | – |
| CLR | New | CONTINENTAL RESOURCES INC | $304,000 | – | 10,000 | +100.0% | 0.04% | – |
| IDT | Buy | IDT CORPcl b new | $296,000 | +41.0% | 19,000 | +5.6% | 0.04% | +50.0% |
| INT | New | WORLD FUEL SVCS CORP | $295,000 | – | 6,075 | +100.0% | 0.04% | – |
| ETV | Buy | EATON VANCE TX MNG BY WRT OP | $295,000 | +0.3% | 20,048 | +4.5% | 0.04% | +9.1% |
| CRUS | New | CIRRUS LOGIC INC | $294,000 | – | 8,065 | +100.0% | 0.04% | – |
| AMLP | Buy | ALPS ETF TRalerian mlp | $294,000 | -9.0% | 26,890 | +0.3% | 0.04% | -2.7% |
| CI | Buy | CIGNA CORPORATION | $297,000 | +16.0% | 2,162 | +23.5% | 0.04% | +24.1% |
| AVGO | New | AVAGO TECHNOLOGIES LTD | $296,000 | – | 1,916 | +100.0% | 0.04% | – |
| BFK | New | BLACKROCK MUN INCOME TRsh ben int | $282,000 | – | 18,496 | +100.0% | 0.04% | – |
| ET | New | ENERGY TRANSFER EQUITY L P | $283,000 | – | 39,633 | +100.0% | 0.04% | – |
| APC | Buy | ANADARKO PETE CORP | $282,000 | -0.7% | 6,056 | +3.4% | 0.04% | +9.4% |
| LEG | Buy | LEGGETT & PLATT INC | $279,000 | +17.2% | 5,773 | +1.8% | 0.03% | +25.9% |
| VGR | Buy | VECTOR GROUP LTD | $273,000 | +11.4% | 11,953 | +15.2% | 0.03% | +21.4% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $274,000 | +4.6% | 17,220 | +7.5% | 0.03% | +13.3% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $274,000 | -0.7% | 2,473 | +0.9% | 0.03% | +9.7% |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $271,000 | – | 3,384 | +100.0% | 0.03% | – |
| DPZ | New | DOMINOS PIZZA INC | $270,000 | – | 2,050 | +100.0% | 0.03% | – |
| EPR | Buy | EPR PPTYS | $260,000 | +14.0% | 3,896 | +0.0% | 0.03% | +23.1% |
| WDC | Buy | WESTERN DIGITAL CORP | $251,000 | -11.3% | 5,315 | +12.7% | 0.03% | -3.1% |
| NTI | Buy | NORTHERN TIER ENERGY LP | $249,000 | -1.2% | 10,569 | +8.3% | 0.03% | +6.9% |
| DHY | Buy | CREDIT SUISSE HIGH YLD BND Fsh ben int | $251,000 | +1.2% | 111,693 | +2.8% | 0.03% | +10.7% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $255,000 | -4.1% | 3,758 | +1.8% | 0.03% | +3.3% |
| KSS | New | KOHLS CORP | $247,000 | – | 5,305 | +100.0% | 0.03% | – |
| DVN | Buy | DEVON ENERGY CORP NEW | $238,000 | -12.2% | 8,656 | +2.4% | 0.03% | -6.5% |
| YMLP | New | MARKET VECTORS ETF TR | $233,000 | – | 57,745 | +100.0% | 0.03% | – |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDadr | $236,000 | -18.3% | 4,408 | +0.0% | 0.03% | -12.1% |
| HRS | New | HARRIS CORP DEL | $237,000 | – | 3,046 | +100.0% | 0.03% | – |
| WY | New | WEYERHAEUSER CO | $235,000 | – | 7,581 | +100.0% | 0.03% | – |
| HCP | Buy | HCP INC | $238,000 | -13.5% | 7,292 | +1.4% | 0.03% | -6.5% |
| AEE | New | AMEREN CORP | $233,000 | – | 4,645 | +100.0% | 0.03% | – |
| WYNN | New | WYNN RESORTS LTD | $235,000 | – | 2,514 | +100.0% | 0.03% | – |
| NG | Buy | NOVAGOLD RES INC | $236,000 | +108.8% | 46,800 | +74.6% | 0.03% | +123.1% |
| RTN | Buy | RAYTHEON CO | $238,000 | +12.8% | 1,942 | +14.8% | 0.03% | +20.8% |
| GGG | New | GRACO INC | $227,000 | – | 2,699 | +100.0% | 0.03% | – |
| SLCA | New | U S SILICA HLDGS INC | $229,000 | – | 10,090 | +100.0% | 0.03% | – |
| BXMT | New | BLACKSTONE MTG TR INC | $231,000 | – | 8,600 | +100.0% | 0.03% | – |
| EMR | New | EMERSON ELEC CO | $232,000 | – | 4,265 | +100.0% | 0.03% | – |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr no par | $219,000 | +9.0% | 6,847 | +10.0% | 0.03% | +17.4% |
| ITW | New | ILLINOIS TOOL WKS INC | $216,000 | – | 2,110 | +100.0% | 0.03% | – |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $220,000 | +4.8% | 5,478 | +0.8% | 0.03% | +12.5% |
| UTHR | New | UNITED THERAPEUTICS CORP DEL | $208,000 | – | 1,864 | +100.0% | 0.03% | – |
| VVC | New | VECTREN CORP | $211,000 | – | 4,174 | +100.0% | 0.03% | – |
| PX | New | PRAXAIR INC | $208,000 | – | 1,816 | +100.0% | 0.03% | – |
| SWN | Buy | SOUTHWESTERN ENERGY CO | $210,000 | +16.7% | 26,000 | +2.8% | 0.03% | +30.0% |
| CSX | Buy | CSX CORP | $209,000 | -0.5% | 8,106 | +0.2% | 0.03% | +8.3% |
| WFM | Buy | WHOLE FOODS MKT INC | $213,000 | -1.4% | 6,862 | +6.2% | 0.03% | +8.3% |
| VRX | Buy | VALEANT PHARMACEUTICALS INTL | $200,000 | -70.4% | 7,600 | +14.3% | 0.02% | -67.5% |
| APD | New | AIR PRODS & CHEMS INC | $206,000 | – | 1,431 | +100.0% | 0.02% | – |
| ETR | New | ENTERGY CORP NEW | $207,000 | – | 2,617 | +100.0% | 0.02% | – |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $201,000 | +16.2% | 48,758 | +26.7% | 0.02% | +25.0% |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $203,000 | – | 3,831 | +100.0% | 0.02% | – |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $203,000 | +3.6% | 14,500 | +0.7% | 0.02% | +13.6% |
| BK | Buy | BANK NEW YORK MELLON CORP | $200,000 | -6.1% | 5,418 | +4.8% | 0.02% | +4.2% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $192,000 | +20.0% | 16,200 | +3.8% | 0.02% | +33.3% |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $193,000 | – | 11,638 | +100.0% | 0.02% | – |
| IIM | Buy | INVESCO VALUE MUN INCOME TR | $188,000 | +6.2% | 11,005 | +1.0% | 0.02% | +15.0% |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $184,000 | – | 12,498 | +100.0% | 0.02% | – |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $186,000 | +7.5% | 15,859 | +2.9% | 0.02% | +15.0% |
| FONR | Buy | FONAR CORP | $178,000 | -4.8% | 11,580 | +6.9% | 0.02% | +4.8% |
| TCPC | Buy | TCP CAP CORP | $175,000 | +17.4% | 11,721 | +9.5% | 0.02% | +23.5% |
| WMB | New | WILLIAMS COS INC DEL | $167,000 | – | 10,372 | +100.0% | 0.02% | – |
| TGH | Buy | TEXTAINER GROUP HOLDINGS LTD | $167,000 | +5.0% | 11,258 | +0.2% | 0.02% | +16.7% |
| SFL | Buy | SHIP FINANCE INTERNATIONAL L | $166,000 | -14.0% | 11,985 | +3.1% | 0.02% | -9.1% |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $159,000 | +14.4% | 14,159 | +1.9% | 0.02% | +25.0% |
| OXLC | Buy | OXFORD LANE CAP CORP | $160,000 | -13.0% | 18,905 | +2.4% | 0.02% | -4.8% |
| OASPQ | Buy | OASIS PETE INC NEW | $147,000 | +40.0% | 20,200 | +42.3% | 0.02% | +50.0% |
| EMD | New | WESTERN ASSET EMRG MKT DEBT | $149,000 | – | 10,256 | +100.0% | 0.02% | – |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $142,000 | +2.2% | 14,289 | +0.5% | 0.02% | +6.2% |
| NRZ | New | NEW RESIDENTIAL INVT CORP | $136,000 | – | 11,687 | +100.0% | 0.02% | – |
| MEMPQ | Buy | MEMORIAL PRODTN PARTNERS LP | $133,000 | -17.4% | 62,494 | +2.5% | 0.02% | -11.1% |
| VER | Buy | VEREIT INC | $123,000 | +13.9% | 13,864 | +1.4% | 0.02% | +25.0% |
| PIM | Buy | PUTNAM MASTER INTER INCOME Tsh ben int | $118,000 | +13.5% | 26,772 | +17.6% | 0.01% | +16.7% |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $113,000 | – | 11,400 | +100.0% | 0.01% | – |
| REM | Buy | ISHARES TRmrg rl es cp etf | $114,000 | +0.9% | 11,810 | +0.0% | 0.01% | +7.7% |
| WPX | Buy | WPX ENERGY INC | $113,000 | +24.2% | 16,164 | +1.9% | 0.01% | +40.0% |
| NUV | Buy | NUVEEN MUN VALUE FD INC | $117,000 | +4.5% | 11,200 | +1.8% | 0.01% | +7.7% |
| TWO | Buy | TWO HBRS INVT CORP | $106,000 | +10.4% | 13,398 | +13.1% | 0.01% | +18.2% |
| BCEI | New | BONANZA CREEK ENERGY INC | $95,000 | – | 60,000 | +100.0% | 0.01% | – |
| EXAS | Buy | EXACT SCIENCES CORP | $86,000 | -9.5% | 12,800 | +24.3% | 0.01% | 0.0% |
| PAGP | New | PLAINS GP HLDGS L P | $93,000 | – | 10,700 | +100.0% | 0.01% | – |
| WFTIQ | New | WEATHERFORD INTL PLC | $79,000 | – | 10,155 | +100.0% | 0.01% | – |
| NCT | Buy | NEWCASTLE INVT CORP NEW | $71,000 | +7.6% | 16,291 | +0.7% | 0.01% | +28.6% |
| CPLP | Buy | CAPITAL PRODUCT PARTNERS L P | $65,000 | -24.4% | 20,475 | +32.1% | 0.01% | -20.0% |
| NCV | New | ALLIANZGI CONV & INCOME FD | $65,000 | – | 11,730 | +100.0% | 0.01% | – |
| URG | Buy | UR ENERGY INC | $65,000 | 0.0% | 130,000 | +30.0% | 0.01% | +14.3% |
| NVAX | Buy | NOVAVAX INC | $61,000 | -35.1% | 11,750 | +4.4% | 0.01% | -36.4% |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $58,000 | – | 11,682 | +100.0% | 0.01% | – |
| SDRL | Buy | SEADRILL LIMITED | $61,000 | +24.5% | 18,347 | +27.9% | 0.01% | +16.7% |
| GFI | New | GOLD FIELDS LTD NEWsponsored adr | $47,000 | – | 11,900 | +100.0% | 0.01% | – |
| NDRO | Buy | ENDURO RTY TRtr unit | $49,000 | +19.5% | 18,000 | +5.9% | 0.01% | +20.0% |
| UPLMQ | Buy | ULTRA PETROLEUM CORP | $18,000 | -75.3% | 35,965 | +22.7% | 0.00% | -75.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-25
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.