$389 Million is the total value of NWAM LLC's 326 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 22.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $10,803,000 | -11.3% | 110,295 | +0.3% | 2.78% | +1.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $7,254,000 | -3.4% | 28,831 | +12.4% | 1.86% | +10.4% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $6,961,000 | +3.3% | 34,091 | +8.3% | 1.79% | +18.0% |
| SBUX | Buy | STARBUCKS CORP | $5,935,000 | +20.7% | 92,154 | +6.5% | 1.52% | +38.0% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $5,807,000 | -15.4% | 44,362 | +0.8% | 1.49% | -3.3% |
| FLC | Buy | FLAHERTY & CRUMRINE TOTAL RE | $5,434,000 | +15.0% | 315,767 | +24.4% | 1.40% | +31.5% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $3,884,000 | +33.7% | 104,686 | +56.0% | 1.00% | +52.8% |
| COST | Buy | COSTCO WHSL CORP NEW | $3,854,000 | -13.0% | 18,919 | +0.3% | 0.99% | -0.6% |
| PG | Buy | PROCTER AND GAMBLE CO | $2,749,000 | +26.8% | 29,910 | +14.8% | 0.71% | +45.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,635,000 | +2.6% | 20,415 | +9.9% | 0.68% | +17.3% |
| PFE | Buy | PFIZER INC | $2,453,000 | +1.5% | 56,191 | +2.5% | 0.63% | +16.0% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $2,379,000 | -11.1% | 19,875 | +5.8% | 0.61% | +1.5% |
| INTC | Buy | INTEL CORP | $2,282,000 | +4.3% | 48,632 | +5.1% | 0.59% | +19.1% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,244,000 | +3.0% | 41,365 | +3.5% | 0.58% | +17.6% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,220,000 | -12.4% | 2,144 | +1.0% | 0.57% | 0.0% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $2,147,000 | -8.0% | 23,986 | +0.7% | 0.55% | +5.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,148,000 | +5.7% | 38,205 | +0.4% | 0.55% | +20.8% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,066,000 | -12.3% | 1,977 | +1.3% | 0.53% | +0.2% |
| IGV | Buy | ISHARES TRexpanded tech | $2,007,000 | -14.3% | 11,564 | +1.3% | 0.52% | -1.9% |
| XOM | Buy | EXXON MOBIL CORP | $1,852,000 | -2.9% | 27,156 | +21.0% | 0.48% | +11.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,788,000 | -13.2% | 7,154 | +0.9% | 0.46% | -0.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,743,000 | -8.3% | 17,852 | +5.9% | 0.45% | +4.9% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $1,646,000 | +49.2% | 14,428 | +82.3% | 0.42% | +70.6% |
| IJT | Buy | ISHARES TRs&p sml 600 gwt | $1,585,000 | -19.4% | 9,826 | +0.8% | 0.41% | -7.9% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $1,516,000 | -20.8% | 11,495 | +0.3% | 0.39% | -9.5% |
| IHI | New | ISHARES TRu.s. med dvc etf | $1,471,000 | – | 7,360 | +100.0% | 0.38% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $1,443,000 | – | 14,571 | +100.0% | 0.37% | – |
| IMCV | Buy | ISHARES TRmrgstr md cp val | $1,376,000 | +22.5% | 9,916 | +42.9% | 0.35% | +40.1% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,372,000 | +16.4% | 10,749 | +36.4% | 0.35% | +32.8% |
| IHF | New | ISHARES TRus hlthcr pr etf | $1,337,000 | – | 8,096 | +100.0% | 0.34% | – |
| DWDP | Buy | DOWDUPONT INC | $1,319,000 | -10.0% | 24,671 | +8.3% | 0.34% | +3.0% |
| CNXM | Buy | CNX MIDSTREAM PARTNERS LP | $1,244,000 | +12.6% | 76,414 | +33.2% | 0.32% | +29.0% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $1,211,000 | -13.6% | 8,836 | +3.9% | 0.31% | -1.3% |
| EMB | Buy | ISHARES TRjpmorgan usd emg | $1,200,000 | -1.0% | 11,551 | +2.8% | 0.31% | +13.2% |
| PEP | Buy | PEPSICO INC | $1,164,000 | +26.4% | 10,535 | +27.9% | 0.30% | +44.4% |
| BLV | Buy | VANGUARD BD INDEX FD INClong term bond | $1,147,000 | +6.2% | 13,111 | +6.2% | 0.30% | +21.4% |
| OEF | Buy | ISHARES TRs&p 100 etf | $1,110,000 | -12.4% | 9,956 | +1.8% | 0.28% | 0.0% |
| MMM | Buy | 3M CO | $1,104,000 | +18.3% | 5,796 | +30.9% | 0.28% | +35.2% |
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $1,033,000 | +107.4% | 20,692 | +105.8% | 0.26% | +136.6% |
| NBH | Buy | NEUBERGER BERMAN MUNI FD INC | $1,032,000 | +3.6% | 81,509 | +10.0% | 0.26% | +18.3% |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $1,000,000 | +73.0% | 10,559 | +104.9% | 0.26% | +97.7% |
| HMLP | Buy | HOEGH LNG PARTNERS LP | $998,000 | -7.2% | 64,989 | +10.9% | 0.26% | +5.8% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $946,000 | +29.4% | 8,323 | +72.3% | 0.24% | +48.2% |
| DVYE | Buy | ISHARES INCem mkts div etf | $923,000 | +3.1% | 24,649 | +7.2% | 0.24% | +17.9% |
| MRK | Buy | MERCK & CO INC | $911,000 | +22.9% | 11,924 | +14.1% | 0.23% | +40.1% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $906,000 | +3.7% | 31,170 | +12.8% | 0.23% | +18.9% |
| ABBV | Buy | ABBVIE INC | $892,000 | +1.9% | 9,674 | +4.5% | 0.23% | +16.2% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $886,000 | +4.5% | 15,200 | +22.2% | 0.23% | +19.4% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $874,000 | +33.4% | 22,952 | +43.6% | 0.22% | +53.1% |
| PHB | New | INVESCO EXCHNG TRADED FD TRfndmntl hy crp | $842,000 | – | 47,661 | +100.0% | 0.22% | – |
| IJJ | Buy | ISHARES TRs&p mc 400vl etf | $838,000 | -11.1% | 6,060 | +7.5% | 0.22% | +1.4% |
| AAXJ | Buy | ISHARES TRmsci ac asia etf | $834,000 | -9.4% | 13,124 | +0.6% | 0.21% | +3.4% |
| DIS | Buy | DISNEY WALT CO | $833,000 | -1.2% | 7,601 | +5.4% | 0.21% | +13.2% |
| DMO | Buy | WESTERN ASSET MTG DEF OPPTY | $822,000 | -5.6% | 40,322 | +6.5% | 0.21% | +7.7% |
| IVW | Buy | ISHARES TRs&p 500 grwt etf | $817,000 | +21.9% | 5,420 | +43.4% | 0.21% | +39.1% |
| TLT | Buy | ISHARES TR20 yr tr bd etf | $802,000 | +6.5% | 6,597 | +2.7% | 0.21% | +21.9% |
| BBN | Buy | BLACKROCK TAX MUNICPAL BD TR | $777,000 | +3.2% | 36,959 | +4.0% | 0.20% | +18.3% |
| IWN | Buy | ISHARES TRrus 2000 val etf | $748,000 | -18.4% | 6,953 | +0.9% | 0.19% | -6.8% |
| IYE | Buy | ISHARES TRu.s. energy etf | $738,000 | -24.5% | 23,671 | +1.6% | 0.19% | -13.6% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $713,000 | +11.4% | 7,312 | +33.4% | 0.18% | +27.1% |
| ET | New | ENERGY TRANSFER LP | $705,000 | – | 53,361 | +100.0% | 0.18% | – |
| TXN | Buy | TEXAS INSTRS INC | $687,000 | -9.4% | 7,275 | +3.0% | 0.18% | +3.5% |
| MELI | Buy | MERCADOLIBRE INC | $685,000 | -10.8% | 2,340 | +3.8% | 0.18% | +1.7% |
| NLY | Buy | ANNALY CAP MGMT INC | $680,000 | +0.3% | 69,232 | +4.5% | 0.18% | +15.1% |
| SLYV | Buy | SPDR SERIES TRUSTs&p 600 smcp val | $627,000 | -1.6% | 11,652 | +24.9% | 0.16% | +12.6% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $619,000 | +106.3% | 12,567 | +134.6% | 0.16% | +137.3% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $614,000 | -7.7% | 24,966 | +7.9% | 0.16% | +6.0% |
| FAD | New | FIRST TR MULTI CAP GR ALPHAD | $597,000 | – | 9,733 | +100.0% | 0.15% | – |
| HON | Buy | HONEYWELL INTL INC | $586,000 | +19.3% | 4,437 | +50.3% | 0.15% | +37.3% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $579,000 | +121.0% | 8,404 | +163.1% | 0.15% | +152.5% |
| GIS | Buy | GENERAL MLS INC | $544,000 | -5.6% | 13,968 | +4.0% | 0.14% | +8.5% |
| ORCL | Buy | ORACLE CORP | $546,000 | -8.2% | 12,089 | +4.7% | 0.14% | +4.5% |
| IEMG | Buy | ISHARES INCcore msci emkt | $539,000 | +1.3% | 11,425 | +11.3% | 0.14% | +15.0% |
| PPL | Buy | PPL CORP | $527,000 | -1.1% | 18,619 | +2.2% | 0.14% | +12.5% |
| CSX | Buy | CSX CORP | $482,000 | +56.5% | 7,762 | +86.5% | 0.12% | +79.7% |
| BRX | Buy | BRIXMOR PPTY GROUP INC | $474,000 | -11.9% | 32,234 | +4.9% | 0.12% | +0.8% |
| OUNZ | Buy | VANECK MERK GOLD TRUSTgold trust | $472,000 | +9.3% | 37,515 | +1.7% | 0.12% | +24.7% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $464,000 | -26.1% | 30,083 | +3.1% | 0.12% | -15.6% |
| PCI | Buy | PIMCO DYNMIC CREDIT AND MRT | $457,000 | -7.5% | 21,695 | +5.9% | 0.12% | +5.4% |
| CASY | New | CASEYS GEN STORES INC | $457,000 | – | 3,570 | +100.0% | 0.12% | – |
| RY | Buy | ROYAL BK CDA MONTREAL QUE | $447,000 | -1.8% | 6,521 | +15.0% | 0.12% | +12.7% |
| LIN | New | LINDE PLC | $436,000 | – | 2,794 | +100.0% | 0.11% | – |
| ACN | New | ACCENTURE PLC IRELAND | $407,000 | – | 2,888 | +100.0% | 0.10% | – |
| PAG | Buy | PENSKE AUTOMOTIVE GRP INC | $408,000 | -14.8% | 10,124 | +0.1% | 0.10% | -2.8% |
| QDF | Buy | FLEXSHARES TRqualt divd idx | $405,000 | -15.6% | 10,163 | +0.3% | 0.10% | -3.7% |
| COLB | Buy | COLUMBIA BKG SYS INC | $404,000 | -6.3% | 11,134 | +0.1% | 0.10% | +7.2% |
| JWN | Buy | NORDSTROM INC | $402,000 | -16.6% | 8,621 | +7.0% | 0.10% | -4.6% |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $398,000 | – | 3,038 | +100.0% | 0.10% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $388,000 | – | 11,240 | +100.0% | 0.10% | – |
| LLY | New | LILLY ELI & CO | $385,000 | – | 3,331 | +100.0% | 0.10% | – |
| HCRSQ | Buy | HI-CRUSH PARTNERS LP | $380,000 | -60.3% | 106,143 | +19.7% | 0.10% | -54.4% |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $376,000 | +41.9% | 7,970 | +62.5% | 0.10% | +61.7% |
| IWC | Buy | ISHARES TRmicro-cap etf | $378,000 | -10.2% | 4,580 | +15.6% | 0.10% | +2.1% |
| HSBC | Buy | HSBC HLDGS PLCspon adr new | $378,000 | +20.8% | 9,183 | +29.0% | 0.10% | +38.6% |
| MOS | New | MOSAIC CO NEW | $375,000 | – | 12,842 | +100.0% | 0.10% | – |
| COP | Buy | CONOCOPHILLIPS | $366,000 | -2.7% | 5,874 | +20.8% | 0.09% | +10.6% |
| ANIP | Buy | ANI PHARMACEUTICALS INC | $362,000 | -20.3% | 8,039 | +0.1% | 0.09% | -8.8% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $357,000 | -13.8% | 3,353 | +13.2% | 0.09% | -1.1% |
| KEM | Buy | KEMET CORP | $357,000 | -5.6% | 20,374 | +0.0% | 0.09% | +8.2% |
| OMER | Buy | OMEROS CORP | $358,000 | -52.6% | 32,136 | +3.8% | 0.09% | -45.9% |
| ENLK | New | ENLINK MIDSTREAM PARTNERS LP | $353,000 | – | 32,050 | +100.0% | 0.09% | – |
| IEFA | New | ISHARES TRcore msci eafe | $352,000 | – | 6,401 | +100.0% | 0.09% | – |
| SCZ | Buy | ISHARES TReafe sml cp etf | $352,000 | -0.8% | 6,798 | +19.3% | 0.09% | +12.5% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $339,000 | -13.7% | 19,575 | +0.7% | 0.09% | -1.1% |
| AA | New | ALCOA CORP | $333,000 | – | 12,513 | +100.0% | 0.09% | – |
| CBS | Buy | CBS CORP NEWcl b | $336,000 | -16.8% | 7,675 | +9.1% | 0.09% | -5.5% |
| IFF | New | INTERNATIONAL FLAVORS&FRAGRA | $332,000 | – | 2,472 | +100.0% | 0.08% | – |
| FDX | Buy | FEDEX CORP | $326,000 | -32.6% | 2,019 | +0.3% | 0.08% | -22.9% |
| EQM | Buy | EQM MIDSTREAM PARTNERS LPunit ltd partn | $318,000 | +14.4% | 7,344 | +39.5% | 0.08% | +32.3% |
| MDT | Buy | MEDTRONIC PLC | $319,000 | -5.9% | 3,507 | +1.8% | 0.08% | +7.9% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $315,000 | -3.1% | 3,111 | +11.0% | 0.08% | +11.0% |
| CY | Buy | CYPRESS SEMICONDUCTOR CORP | $308,000 | -11.5% | 24,188 | +0.6% | 0.08% | +1.3% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $294,000 | -9.5% | 4,913 | +7.2% | 0.08% | +4.1% |
| ADI | Buy | ANALOG DEVICES INC | $291,000 | +9.4% | 3,389 | +17.8% | 0.08% | +25.0% |
| OMP | New | OASIS MIDSTREAM PARTNERS LP | $284,000 | – | 17,765 | +100.0% | 0.07% | – |
| RTN | Buy | RAYTHEON CO | $278,000 | -23.6% | 1,811 | +2.9% | 0.07% | -13.4% |
| JCI | Buy | JOHNSON CTLS INTL PLC | $278,000 | -15.0% | 9,375 | +0.4% | 0.07% | -4.1% |
| BNS | Buy | BANK N S HALIFAX | $267,000 | -11.9% | 5,355 | +5.5% | 0.07% | +1.5% |
| IWB | Buy | ISHARES TRrus 1000 etf | $267,000 | -11.6% | 1,924 | +3.0% | 0.07% | +1.5% |
| AON | New | AON PLC | $249,000 | – | 1,710 | +100.0% | 0.06% | – |
| ALRM | Buy | ALARM COM HLDGS INC | $239,000 | +15.5% | 4,600 | +27.8% | 0.06% | +29.8% |
| VGIT | New | VANGUARD SCOTTSDALE FDSinter term treas | $235,000 | – | 3,706 | +100.0% | 0.06% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $234,000 | – | 5,020 | +100.0% | 0.06% | – |
| NEE | New | NEXTERA ENERGY INC | $235,000 | – | 1,353 | +100.0% | 0.06% | – |
| PM | Buy | PHILIP MORRIS INTL INC | $232,000 | -15.9% | 3,482 | +2.9% | 0.06% | -3.2% |
| BX | Buy | BLACKSTONE GROUP L P | $227,000 | -14.0% | 7,608 | +9.9% | 0.06% | -1.7% |
| IQ | Buy | IQIYI INCsponsored ads | $213,000 | -43.2% | 14,350 | +3.7% | 0.06% | -34.5% |
| INBK | Buy | FIRST INTERNET BANCORP | $210,000 | -10.6% | 10,274 | +33.0% | 0.05% | +1.9% |
| LOW | Buy | LOWES COS INC | $206,000 | -18.3% | 2,228 | +1.4% | 0.05% | -7.0% |
| DUK | New | DUKE ENERGY CORP NEW | $206,000 | – | 2,385 | +100.0% | 0.05% | – |
| KMI | Buy | KINDER MORGAN INC DEL | $196,000 | -12.5% | 12,716 | +0.6% | 0.05% | 0.0% |
| HOME | Buy | AT HOME GROUP INC | $196,000 | -40.4% | 10,520 | +0.9% | 0.05% | -32.4% |
| BSE | New | BLACKROCK NY MUNI INC QLTY T | $178,000 | – | 14,700 | +100.0% | 0.05% | – |
| BEST | Buy | BEST INCsponsored ads | $172,000 | -8.5% | 41,810 | +31.6% | 0.04% | +4.8% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $144,000 | -49.7% | 68,806 | +8.2% | 0.04% | -42.2% |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $142,000 | -34.9% | 85,952 | +12.4% | 0.04% | -26.5% |
| JMM | Buy | NUVEEN MULTI MKT INCOME FD | $72,000 | -2.7% | 10,569 | +0.6% | 0.02% | +5.9% |
| ACB | New | AURORA CANNABIS INC | $60,000 | – | 12,044 | +100.0% | 0.02% | – |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $36,000 | -32.1% | 39,384 | +9.2% | 0.01% | -25.0% |
| RAD | New | RITE AID CORP | $27,000 | – | 38,700 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 46 | Q3 2023 | 9.6% |
| APPLE INC | 46 | Q3 2023 | 7.3% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 5.2% |
| VANGUARD INDEX FDS | 46 | Q3 2023 | 4.8% |
| STARBUCKS CORP | 46 | Q3 2023 | 4.0% |
| BOEING CO | 46 | Q3 2023 | 2.6% |
| AMAZON COM INC | 46 | Q3 2023 | 2.8% |
| COSTCO WHSL CORP NEW | 46 | Q3 2023 | 1.7% |
| EXXON MOBIL CORP | 46 | Q3 2023 | 1.8% |
| CHEVRON CORP NEW | 46 | Q3 2023 | 1.4% |
View NWAM LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-10 |
View NWAM LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.