NWAM LLC - Q2 2018 holdings

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$422 Million is the total value of NWAM LLC's 341 reported holdings in Q2 2018. The portfolio turnover from Q1 2018 to Q2 2018 was 34.5% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
MSFT BuyMICROSOFT CORP$27,116,000
+60.5%
274,986
+48.5%
6.42%
+50.4%
QQQ NewINVESCO QQQ TRunit ser 1$9,581,000–55,819
+100.0%
2.27%–
AMZN BuyAMAZON COM INC$8,387,000
+22.2%
4,934
+4.0%
1.99%
+14.5%
VNQ BuyVANGUARD INDEX FDSreal estate etf$8,278,000
+10.0%
101,636
+1.9%
1.96%
+3.1%
BND BuyVANGUARD BD INDEX FD INCtotal bnd mrkt$6,813,000
+2.6%
86,031
+3.5%
1.61%
-3.8%
IWD BuyISHARES TRrus 1000 val etf$6,511,000
+7.6%
53,645
+6.3%
1.54%
+0.9%
NewUS BANCORP DEL$6,364,000–127,229
+100.0%
1.51%–
IWF BuyISHARES TRrus 1000 grw etf$6,361,000
+11.8%
44,235
+5.8%
1.51%
+4.9%
BRKB BuyBERKSHIRE HATHAWAY INC DELcl b new$5,121,000
+2.5%
27,434
+9.5%
1.21%
-4.0%
RSP NewINVESCO EXCHANGE TRADED FD Ts&p500 eql wgt$4,895,000–48,045
+100.0%
1.16%–
VYM BuyVANGUARD WHITEHALL FDS INChigh div yld$4,773,000
+0.8%
57,477
+0.2%
1.13%
-5.5%
SBUX BuySTARBUCKS CORP$4,316,000
-11.5%
88,344
+4.9%
1.02%
-17.0%
VB BuyVANGUARD INDEX FDSsmall cp etf$4,029,000
+6.8%
25,882
+0.8%
0.95%0.0%
COST BuyCOSTCO WHSL CORP NEW$3,814,000
+12.5%
18,251
+1.5%
0.90%
+5.5%
VV BuyVANGUARD INDEX FDSlarge cap etf$3,645,000
+3.8%
29,220
+0.9%
0.86%
-2.7%
VEA BuyVANGUARD TAX MANAGED INTL FDftse dev mkt etf$2,858,000
-2.0%
66,622
+1.1%
0.68%
-8.1%
VIG BuyVANGUARD GROUPdiv app etf$2,715,000
+5.4%
26,719
+4.8%
0.64%
-1.2%
INTC BuyINTEL CORP$2,339,000
+2.0%
47,061
+6.8%
0.55%
-4.5%
FXN NewFIRST TR EXCHANGE TRADED FDenergy alphadx$2,277,000–134,598
+100.0%
0.54%–
JNJ BuyJOHNSON & JOHNSON$2,237,000
-4.0%
18,432
+1.4%
0.53%
-10.0%
GOOGL BuyALPHABET INCcap stk cl a$2,226,000
+18.7%
1,971
+9.0%
0.53%
+11.2%
GOOG BuyALPHABET INCcap stk cl c$2,215,000
+14.4%
1,985
+5.8%
0.52%
+7.4%
SDY BuySPDR SERIES TRUSTs&p divid etf$2,139,000
+6.5%
23,075
+4.8%
0.51%0.0%
PG BuyPROCTER AND GAMBLE CO$2,136,000
-0.8%
27,362
+0.7%
0.51%
-7.0%
PFE BuyPFIZER INC$2,085,000
+3.4%
57,481
+1.2%
0.49%
-2.9%
IGV NewISHARES TRna tec sftwr etf$2,076,000–11,365
+100.0%
0.49%–
XOP NewSPDR SERIES TRUSTs&p oilgas exp$2,036,000–47,288
+100.0%
0.48%–
BAC BuyBANK AMER CORP$2,012,000
+5.6%
71,380
+12.3%
0.48%
-1.0%
KRE NewSPDR SERIES TRUSTs&p regl bkg$1,997,000–32,745
+100.0%
0.47%–
VZ BuyVERIZON COMMUNICATIONS INC$1,987,000
+7.3%
39,493
+2.0%
0.47%
+0.6%
IAI NewISHARES TRus br del se etf$1,985,000–30,955
+100.0%
0.47%–
PCAR BuyPACCAR INC$1,920,000
-6.2%
30,983
+0.2%
0.46%
-12.0%
AADR BuyADVISORSHARES TR$1,876,000
-8.8%
35,235
+0.6%
0.44%
-14.6%
XOM BuyEXXON MOBIL CORP$1,829,000
+12.8%
22,107
+1.7%
0.43%
+5.6%
BP BuyBP PLCsponsored adr$1,811,000
+17.3%
39,670
+4.2%
0.43%
+10.0%
T BuyAT&T INC$1,801,000
+26.7%
56,077
+40.6%
0.43%
+18.9%
IWO BuyISHARES TRrus 2000 grw etf$1,759,000
+18.1%
8,609
+10.1%
0.42%
+10.9%
FDN NewFIRST TR EXCHANGE TRADED FDdj internt idx$1,662,000–12,072
+100.0%
0.39%–
BABA BuyALIBABA GROUP HLDG LTDsponsored ads$1,572,000
+22.2%
8,471
+20.9%
0.37%
+14.5%
IWP BuyISHARES TRrus md cp gr etf$1,571,000
+19.0%
12,400
+15.5%
0.37%
+11.4%
IEMG BuyISHARES INCcore msci emkt$1,462,000
-3.6%
27,843
+7.2%
0.35%
-9.7%
HCRSQ BuyHI-CRUSH PARTNERS LP$1,384,000
+54.1%
117,308
+38.5%
0.33%
+44.5%
TAN NewINVESCO EXCHNG TRADED FD TRsolar etf$1,220,000–52,799
+100.0%
0.29%–
NFLX BuyNETFLIX INC$1,160,000
+77.4%
2,963
+33.9%
0.28%
+66.7%
NEA BuyNUVEEN AMT FREE QLTY MUN INC$1,161,000
+40.0%
89,226
+39.9%
0.28%
+31.6%
VTI BuyVANGUARD INDEX FDStotal stk mkt$1,159,000
+13.7%
8,253
+9.9%
0.27%
+6.6%
VBR BuyVANGUARD INDEX FDSsm cp val etf$1,122,000
+6.2%
8,265
+1.3%
0.27%
-0.4%
IMCV BuyISHARES TRmrgstr md cp val$1,104,000
+3.5%
6,938
+1.5%
0.26%
-3.3%
IYM BuyISHARES TRu.s. bas mtl etf$1,046,000
+6.3%
10,560
+3.1%
0.25%
-0.4%
BKLN NewINVESCO EXCHNG TRADED FD TRsr ln etf$1,044,000–45,577
+100.0%
0.25%–
NBH BuyNEUBERGER BERMAN INTER MUNI$1,040,000
+11.8%
76,270
+12.9%
0.25%
+4.7%
BLV BuyVANGUARD BD INDEX FD INClong term bond$1,021,000
+3.4%
11,513
+6.0%
0.24%
-2.8%
IYE BuyISHARES TRu.s. energy etf$959,000
+24.1%
22,866
+9.4%
0.23%
+16.4%
IEF BuyISHARES TRbarclays 7 10 yr$940,000
+1.4%
9,166
+2.0%
0.22%
-4.7%
AAXJ BuyISHARES TRmsci ac asia etf$937,000
-5.8%
13,075
+1.9%
0.22%
-11.6%
IBB BuyISHARES TRnasdaq biotech$898,000
+25.2%
8,176
+21.6%
0.21%
+17.7%
PEP BuyPEPSICO INC$878,000
+51.6%
8,066
+52.2%
0.21%
+42.5%
DHR BuyDANAHER CORP DEL$875,000
+0.9%
8,868
+0.1%
0.21%
-5.5%
GOF BuyGUGGENHEIM STRATEGIC OPP FD$853,000
+91.3%
38,857
+76.8%
0.20%
+78.8%
AMGN BuyAMGEN INC$846,000
+10.4%
4,582
+2.0%
0.20%
+3.1%
IWM BuyISHARES TRrussell 2000 etf$836,000
+10.7%
5,105
+2.7%
0.20%
+3.7%
FVD BuyFIRST TR VALUE LINE DIVID IN$837,000
+1.9%
27,627
+0.5%
0.20%
-4.3%
DVYE BuyISHARES INCem mkts div etf$817,000
+20.3%
20,751
+32.5%
0.19%
+12.2%
KYN BuyKAYNE ANDERSON MLP INVT CO$810,000
+22.7%
43,000
+7.3%
0.19%
+15.0%
GE BuyGENERAL ELECTRIC CO$799,000
+15.5%
58,674
+14.3%
0.19%
+8.0%
ABBV BuyABBVIE INC$770,000
+139.1%
8,307
+144.4%
0.18%
+124.7%
MELI BuyMERCADOLIBRE INC$764,000
+147.2%
2,555
+195.0%
0.18%
+132.1%
USA BuyLIBERTY ALL STAR EQUITY FDsh ben int$764,000
+48.6%
119,345
+42.2%
0.18%
+39.2%
NVG BuyNUVEEN AMT FREE MUN CR INC F$695,000
+8.8%
47,645
+8.2%
0.16%
+2.5%
BBN BuyBLACKROCK TAX MUNICPAL BD TR$684,000
+106.0%
30,946
+109.6%
0.16%
+92.9%
IVOG BuyVANGUARD ADMIRAL FDS INCmidcp 400 grth$681,000
+5.4%
4,888
+2.1%
0.16%
-1.2%
KOL BuyVANECK VECTORS ETF TRcoal etf$655,000
+147.2%
41,492
+2644.2%
0.16%
+131.3%
NVDA BuyNVIDIA CORP$648,000
+5.7%
2,737
+3.4%
0.15%
-1.3%
GGN BuyGAMCO GLOBAL GOLD NAT RES &$625,000
+11.0%
121,587
+5.5%
0.15%
+4.2%
VWO BuyVANGUARD INTL EQUITY INDEX Fftse emr mkt etf$619,000
+6.5%
14,664
+18.6%
0.15%0.0%
UPS BuyUNITED PARCEL SERVICE INCcl b$615,000
+132.1%
5,790
+128.4%
0.15%
+117.9%
CLX BuyCLOROX CO DEL$606,000
+1.7%
4,477
+0.0%
0.14%
-4.6%
SLYV BuySPDR SERIES TRUSTs&p 600 smcp val$593,000
+36.3%
8,882
+152.4%
0.14%
+27.3%
MCD BuyMCDONALDS CORP$587,000
+6.7%
3,743
+6.4%
0.14%0.0%
KEY BuyKEYCORP NEW$581,0000.0%29,736
+0.0%
0.14%
-6.1%
IBM BuyINTERNATIONAL BUSINESS MACHS$578,000
-8.7%
4,139
+0.3%
0.14%
-14.4%
VSS BuyVANGUARD INTL EQUITY INDEX Fftse smcap etf$575,000
-1.9%
4,986
+1.4%
0.14%
-8.1%
C BuyCITIGROUP INC$568,000
+0.2%
8,494
+1.2%
0.14%
-5.6%
BMO BuyBANK MONTREAL QUE$566,000
+6.6%
7,325
+4.3%
0.13%0.0%
IXJ BuyISHARES TRglob hlthcre etf$553,000
-2.1%
9,798
+93.0%
0.13%
-8.4%
F BuyFORD MTR CO DEL$553,000
+19.4%
49,916
+19.4%
0.13%
+12.0%
ITOT BuyISHARES TRcore s&p ttl stk$548,000
+5.0%
8,773
+1.5%
0.13%
-1.5%
BRX BuyBRIXMOR PPTY GROUP INC$502,000
+56.4%
28,788
+36.6%
0.12%
+46.9%
PPL NewPPL CORP$498,000–17,458
+100.0%
0.12%–
NTR BuyNUTRIEN LTD$494,000
+65.8%
9,082
+44.2%
0.12%
+56.0%
ENLC NewENLINK MIDSTREAM LLC$481,000–30,965
+100.0%
0.11%–
ETP BuyENERGY TRANSFER PARTNERS LPunit ltd prt int$478,000
+77.7%
25,084
+51.1%
0.11%
+66.2%
GIS NewGENERAL MLS INC$474,000–10,703
+100.0%
0.11%–
MU BuyMICRON TECHNOLOGY INC$466,000
+9.6%
8,894
+9.2%
0.11%
+2.8%
HYG BuyISHARES TRiboxx hi yd etf$463,000
+6.9%
5,437
+7.6%
0.11%
+0.9%
QDF BuyFLEXSHARES TRqualt divd idx$459,000
+3.6%
10,133
+0.1%
0.11%
-2.7%
BA NewBOEING COput$458,000–15
+100.0%
0.11%–
COLB BuyCOLUMBIA BKG SYS INC$455,000
-2.4%
11,121
+0.0%
0.11%
-8.5%
GPP BuyGREEN PLAINS PARTNERS LP$445,000
+9.9%
25,969
+11.5%
0.10%
+2.9%
IWC BuyISHARES TRmicro-cap etf$423,000
+12.5%
4,007
+2.3%
0.10%
+5.3%
OUNZ BuyVANECK MERK GOLD TRUSTgold trust$417,000
+19.8%
33,860
+26.9%
0.10%
+12.5%
MMT BuyMFS MULTIMARKET INCOME TRsh ben int$412,000
-1.4%
72,868
+0.5%
0.10%
-7.5%
HOME NewAT HOME GROUP INC$408,000–10,430
+100.0%
0.10%–
AXP BuyAMERICAN EXPRESS CO$411,000
+30.5%
4,195
+24.4%
0.10%
+21.2%
MEOH NewMETHANEX CORP$387,000–5,480
+100.0%
0.09%–
UTX BuyUNITED TECHNOLOGIES CORP$383,000
+2.4%
3,064
+3.1%
0.09%
-3.2%
KO BuyCOCA COLA CO$366,000
+9.9%
8,340
+8.8%
0.09%
+3.6%
XLF BuySELECT SECTOR SPDR TRsbi int-finl$361,000
+0.3%
13,595
+4.2%
0.08%
-6.6%
WMT BuyWALMART INC$360,000
+69.0%
4,204
+75.5%
0.08%
+57.4%
IXUS BuyISHARES TRcore msci total$361,000
+2.6%
6,008
+7.7%
0.08%
-4.5%
BGT BuyBLACKROCK FLOATING RATE INCO$358,000
-6.0%
27,386
+0.4%
0.08%
-11.5%
CY BuyCYPRESS SEMICONDUCTOR CORP$360,000
+16.9%
23,113
+27.4%
0.08%
+9.0%
RIG BuyTRANSOCEAN LTD$355,000
+74.9%
26,413
+28.6%
0.08%
+64.7%
CHK BuyCHESAPEAKE ENERGY CORP$351,000
+78.2%
67,076
+3.0%
0.08%
+66.0%
BWP NewBOARDWALK PIPELINE PARTNERSut ltd partner$347,000–29,890
+100.0%
0.08%–
CELG BuyCELGENE CORP$346,000
-7.0%
4,354
+4.5%
0.08%
-12.8%
SCZ BuyISHARES TReafe sml cp etf$346,000
+11.6%
5,515
+16.1%
0.08%
+5.1%
BEST BuyBEST INCsponsored ads$343,000
+25.2%
28,060
+5.4%
0.08%
+17.4%
BA NewBOEING COcall$343,000–10
+100.0%
0.08%–
CBS NewCBS CORP NEWcl b$343,000–6,103
+100.0%
0.08%–
DIA BuySPDR DOW JONES INDL AVRG ETFut ser 1$344,000
+8.5%
1,417
+8.1%
0.08%
+1.2%
EQNR NewEQUINOR ASAsponsored adr$337,000–12,762
+100.0%
0.08%–
EVG BuyEATON VANCE SH TM DR DIVR IN$335,000
-4.0%
25,724
+0.4%
0.08%
-10.2%
PCI BuyPIMCO DYNMIC CREDIT AND MRT$325,000
+25.0%
13,770
+21.2%
0.08%
+16.7%
PDP NewINVESCO EXCHANGE TRADED FD Tdwa momentum$319,000–5,773
+100.0%
0.08%–
APU BuyAMERIGAS PARTNERS L Punit l p int$315,000
+5.7%
7,462
+0.1%
0.08%0.0%
WBA NewWALGREENS BOOTS ALLIANCE INC$318,000–5,306
+100.0%
0.08%–
BNS BuyBANK N S HALIFAX$300,000
+28.8%
5,235
+38.9%
0.07%
+20.3%
SRLP NewSPRAGUE RES LP$292,000–11,500
+100.0%
0.07%–
MA NewMASTERCARD INCORPORATEDcl a$289,000–1,471
+100.0%
0.07%–
AVGO NewBROADCOM INC$282,000–1,164
+100.0%
0.07%–
TAHO BuyTAHOE RES INC$278,000
+64.5%
56,418
+56.4%
0.07%
+53.5%
INBK BuyFIRST INTERNET BANCORP$270,000
+32.4%
7,923
+43.6%
0.06%
+23.1%
UFS NewDOMTAR CORP$261,000–5,465
+100.0%
0.06%–
RDSB BuyROYAL DUTCH SHELL PLCspon adr b$260,000
+23.2%
3,577
+11.3%
0.06%
+17.0%
UYG BuyPROSHARES TRultra fncls new$252,000
+4.1%
6,230
+216.7%
0.06%
-1.6%
MMP NewMAGELLAN MIDSTREAM PRTNRS LP$234,000–3,388
+100.0%
0.06%–
BX NewBLACKSTONE GROUP L P$216,000–6,711
+100.0%
0.05%–
PAA NewPLAINS ALL AMERN PIPELINE Lunit ltd partn$213,000–9,007
+100.0%
0.05%–
PAYX NewPAYCHEX INC$210,000–3,065
+100.0%
0.05%–
CSGP NewCOSTAR GROUP INC$208,000–505
+100.0%
0.05%–
OXY NewOCCIDENTAL PETE CORP DEL$207,000–2,473
+100.0%
0.05%–
IUSV NewISHARES TRcore s&p us vlu$206,000–3,838
+100.0%
0.05%–
BDX NewBECTON DICKINSON & CO$207,000–866
+100.0%
0.05%–
MB NewMINDBODY INC$205,000–5,300
+100.0%
0.05%–
PRLB NewPROTO LABS INC$201,000–1,689
+100.0%
0.05%–
KHC NewKRAFT HEINZ CO$203,000–3,234
+100.0%
0.05%–
JMM BuyNUVEEN MULTI MKT INCOME FD$166,000
-2.9%
23,757
+0.2%
0.04%
-9.3%
ANFI BuyAMIRA NATURE FOODS LTD$101,000
-46.6%
45,650
+0.9%
0.02%
-50.0%
OZM BuyOCH ZIFF CAP MGMT GROUPcl a$66,000
-28.3%
34,347
+0.2%
0.02%
-30.4%
WFTIQ BuyWEATHERFORD INTL PLC$52,000
+44.4%
15,730
+1.3%
0.01%
+33.3%
IMH NewIMPAC MTG HLDGS INC$47,000–10,000
+100.0%
0.01%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR/A filed 2018-07-25
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP46Q3 20239.6%
APPLE INC46Q3 20237.3%
VANGUARD INDEX FDS46Q3 20235.2%
VANGUARD INDEX FDS46Q3 20234.8%
STARBUCKS CORP46Q3 20234.0%
BOEING CO46Q3 20232.6%
AMAZON COM INC46Q3 20232.8%
COSTCO WHSL CORP NEW46Q3 20231.7%
EXXON MOBIL CORP46Q3 20231.8%
CHEVRON CORP NEW46Q3 20231.4%

View NWAM LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-09
13F-HR2024-02-14
13F-HR2023-11-01
13F-HR2023-08-10
13F-HR2023-05-12
13F-HR2023-02-08
13F-HR2022-11-14
13F-HR2022-08-10
13F-HR2022-05-12
13F-HR2022-02-10

View NWAM LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

  • The reported has been restated
  • The reported has been amended

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